$438 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 109 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 81.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PNRA | New | PANERA BREAD COcall | $49,870,000 | – | 158,500 | +100.0% | 11.38% | – |
| PNRA | New | PANERA BREAD COput | $44,050,000 | – | 140,000 | +100.0% | 10.05% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $28,523,000 | +97.7% | 260,600 | +86.9% | 6.51% | +644.0% |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icall | $22,510,000 | – | 125,300 | +100.0% | 5.14% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $19,831,000 | +103.0% | 181,190 | +91.9% | 4.53% | +663.2% |
| MON | Sell | MONSANTO CO NEWput | $19,198,000 | -1.7% | 162,200 | -6.0% | 4.38% | +270.1% |
| SYT | Buy | SYNGENTA AGput | $18,660,000 | +242.8% | 201,400 | +227.5% | 4.26% | +1190.6% |
| MBBYF | Buy | MOBILEYE N V AMSTELVEENput | $17,659,000 | +5652.1% | 281,200 | +5524.0% | 4.03% | +21110.5% |
| ALR | Buy | ALERE INCput | $11,243,000 | +5438.4% | 224,000 | +4292.2% | 2.57% | +21283.3% |
| ALR | New | ALERE INC | $10,401,000 | – | 207,223 | +100.0% | 2.37% | – |
| RAD | Buy | RITE AID CORPcall | $10,157,000 | +42.3% | 3,442,900 | +105.0% | 2.32% | +435.3% |
| AMZN | New | AMAZON COM INC | $10,067,000 | – | 10,400 | +100.0% | 2.30% | – |
| ALR | New | ALERE INCcall | $9,621,000 | – | 191,700 | +100.0% | 2.20% | – |
| CAB | Buy | CABELAS INCput | $9,579,000 | +56.8% | 161,200 | +40.2% | 2.19% | +490.8% |
| RILY | Buy | B RILEY FINL INC | $9,502,000 | +83.2% | 512,237 | +48.1% | 2.17% | +588.6% |
| HUM | Sell | HUMANA INCput | $9,480,000 | -14.8% | 39,400 | -27.0% | 2.16% | +220.6% |
| HUM | Sell | HUMANA INCcall | $9,408,000 | -24.9% | 39,100 | -35.7% | 2.15% | +182.5% |
| WDC | WESTERN DIGITAL CORPput | $9,338,000 | +7.3% | 105,400 | 0.0% | 2.13% | +303.6% | |
| CI | Buy | CIGNA CORPORATIONcall | $8,872,000 | +40.8% | 53,000 | +23.3% | 2.02% | +430.1% |
| HUM | Sell | HUMANA INC | $8,388,000 | -21.5% | 34,860 | -32.8% | 1.91% | +195.4% |
| CAB | Buy | CABELAS INC | $8,331,000 | +43.8% | 140,204 | +28.5% | 1.90% | +441.6% |
| MON | Sell | MONSANTO CO NEW | $7,800,000 | -10.5% | 65,900 | -14.4% | 1.78% | +236.5% |
| MON | Sell | MONSANTO CO NEWcall | $6,983,000 | -16.6% | 59,000 | -20.3% | 1.59% | +213.8% |
| STRP | New | STRAIGHT PATH COMMUNICATNS Iput | $6,072,000 | – | 33,800 | +100.0% | 1.39% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N Vcall | $5,549,000 | +420.5% | 50,700 | +392.2% | 1.27% | +1847.7% |
| SYT | Buy | SYNGENTA AGcall | $3,558,000 | +8.6% | 38,400 | +3.8% | 0.81% | +308.0% |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $3,429,000 | – | 19,085 | +100.0% | 0.78% | – |
| TWX | Buy | TIME WARNER INCput | $3,293,000 | +180.7% | 32,800 | +173.3% | 0.75% | +959.2% |
| ESPR | Sell | ESPERION THERAPEUTICS INC NEput | $3,115,000 | -66.6% | 67,300 | -74.5% | 0.71% | +25.6% |
| XON | Sell | INTREXON CORPcall | $2,982,000 | -5.0% | 123,800 | -21.8% | 0.68% | +258.4% |
| TWX | Sell | TIME WARNER INCcall | $2,862,000 | -26.8% | 28,500 | -28.8% | 0.65% | +175.5% |
| CI | Sell | CIGNA CORPORATIONput | $2,812,000 | -8.6% | 16,800 | -20.0% | 0.64% | +243.3% |
| WFM | New | WHOLE FOODS MKT INCcall | $2,510,000 | – | 59,600 | +100.0% | 0.57% | – |
| RAD | Sell | RITE AID CORPput | $2,456,000 | -72.8% | 832,700 | -60.7% | 0.56% | +2.6% |
| CAB | Buy | CABELAS INCcall | $2,448,000 | +738.4% | 41,200 | +649.1% | 0.56% | +3005.6% |
| FMI | Sell | FOUNDATION MEDICINE INCcall | $2,182,000 | -20.9% | 54,900 | -35.8% | 0.50% | +198.2% |
| XON | Sell | INTREXON CORPput | $2,163,000 | -16.6% | 89,800 | -31.3% | 0.49% | +214.6% |
| TWX | Buy | TIME WARNER INC | $2,068,000 | +132.6% | 20,600 | +126.4% | 0.47% | +774.1% |
| AET | AETNA INC NEWcall | $1,883,000 | +19.0% | 12,400 | 0.0% | 0.43% | +347.9% | |
| KANG | Sell | IKANG HEALTHCARE GROUP INCsponsored adr | $1,620,000 | -58.2% | 132,000 | -50.3% | 0.37% | +57.4% |
| KANG | Sell | IKANG HEALTHCARE GROUP INCput | $1,620,000 | -58.2% | 132,000 | -50.3% | 0.37% | +57.4% |
| WR | New | WESTAR ENERGY INCput | $1,453,000 | – | 27,400 | +100.0% | 0.33% | – |
| WMB | Sell | WILLIAMS COS INC DELput | $1,369,000 | -21.9% | 45,200 | -23.6% | 0.31% | +194.3% |
| ESPR | Sell | ESPERION THERAPEUTICS INC NEcall | $1,222,000 | -16.6% | 26,400 | -36.4% | 0.28% | +213.5% |
| UN | Sell | UNILEVER N Vput | $1,094,000 | +10.1% | 19,800 | -1.0% | 0.25% | +316.7% |
| TNAV | TELENAV INC | $1,073,000 | -6.3% | 132,411 | 0.0% | 0.24% | +255.1% | |
| RAD | Sell | RITE AID CORP | $1,021,000 | -85.0% | 346,000 | -78.3% | 0.23% | -43.4% |
| FMI | Buy | FOUNDATION MEDICINE INCput | $1,018,000 | +27.2% | 25,600 | +3.2% | 0.23% | +373.5% |
| USFD | New | US FOODS HLDG CORP | $991,000 | – | 36,399 | +100.0% | 0.23% | – |
| WFM | New | WHOLE FOODS MKT INCput | $867,000 | – | 20,600 | +100.0% | 0.20% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $754,000 | +206.5% | 12,000 | +200.0% | 0.17% | +1046.7% |
| HTZGQ | New | HERTZ GLOBAL HLDGS INC | $748,000 | – | 65,050 | +100.0% | 0.17% | – |
| SPY | Sell | SPDR S&P 500 ETF TRput | $725,000 | -99.9% | 3,000 | -99.9% | 0.16% | -99.7% |
| APPS | Sell | DIGITAL TURBINE INC | $713,000 | -43.5% | 691,861 | -48.5% | 0.16% | +111.7% |
| NAT | Buy | NORDIC AMERICAN TANKERS LIMIcall | $684,000 | -18.9% | 107,900 | +4.7% | 0.16% | +205.9% |
| FNJN | New | FINJAN HLDGS INC | $656,000 | – | 200,000 | +100.0% | 0.15% | – |
| MNKD | Buy | MANNKIND CORPcall | $649,000 | +14.1% | 460,600 | +19.7% | 0.15% | +322.9% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $643,000 | – | 12,916 | +100.0% | 0.15% | – |
| WR | New | WESTAR ENERGY INC | $610,000 | – | 11,500 | +100.0% | 0.14% | – |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCcall | $598,000 | -30.3% | 96,100 | -29.0% | 0.14% | +161.5% |
| XON | Sell | INTREXON CORP | $562,000 | -21.4% | 23,335 | -35.3% | 0.13% | +197.7% |
| WMB | Sell | WILLIAMS COS INC DELcall | $542,000 | -52.0% | 17,900 | -53.1% | 0.12% | +79.7% |
| FOR | New | FORESTAR GROUP INCput | $544,000 | – | 31,700 | +100.0% | 0.12% | – |
| MGI | Buy | MONEYGRAM INTL INCput | $471,000 | +12.9% | 27,300 | +10.1% | 0.11% | +328.0% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $456,000 | -65.5% | 93,890 | -67.1% | 0.10% | +30.0% |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIput | $455,000 | -48.8% | 71,800 | -33.9% | 0.10% | +92.6% |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INCput | $428,000 | +71.2% | 68,800 | +74.6% | 0.10% | +553.3% |
| FOR | New | FORESTAR GROUP INC | $427,000 | – | 24,900 | +100.0% | 0.10% | – |
| GSVC | Sell | GSV CAP CORP | $405,000 | -26.6% | 93,374 | -24.3% | 0.09% | +178.8% |
| CAR | New | AVIS BUDGET GROUP | $382,000 | – | 14,000 | +100.0% | 0.09% | – |
| SVVC | Sell | FIRSTHAND TECH VALUE FD INC | $377,000 | -28.7% | 44,937 | -32.3% | 0.09% | +168.8% |
| AAPL | New | APPLE INC | $360,000 | – | 2,500 | +100.0% | 0.08% | – |
| CDZI | Sell | CADIZ INC | $336,000 | -13.2% | 24,891 | -3.3% | 0.08% | +234.8% |
| VWR | New | VWR CORPput | $330,000 | – | 10,000 | +100.0% | 0.08% | – |
| FH | Buy | FORM HLDGS CORPcall | $250,000 | +22.0% | 151,400 | +59.9% | 0.06% | +375.0% |
| SYT | Sell | SYNGENTA AGsponsored adr | $241,000 | -92.0% | 2,600 | -92.4% | 0.06% | -69.9% |
| T | New | AT&T INCcall | $226,000 | – | 6,000 | +100.0% | 0.05% | – |
| SNOW | New | INTRAWEST RESORTS HLDGS INCput | $216,000 | – | 9,100 | +100.0% | 0.05% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $212,000 | – | 34,127 | +100.0% | 0.05% | – |
| ANGI | New | ANGIES LIST INC | $207,000 | – | 16,160 | +100.0% | 0.05% | – |
| CS | Sell | CREDIT SUISSE GROUPput | $183,000 | -58.9% | 12,500 | -58.3% | 0.04% | +55.6% |
| CS | New | CREDIT SUISSE GROUPsponsored adr | $183,000 | – | 12,500 | +100.0% | 0.04% | – |
| WDC | Sell | WESTERN DIGITAL CORP | $183,000 | -13.7% | 2,070 | -19.5% | 0.04% | +223.1% |
| VWR | New | VWR CORP | $165,000 | – | 5,000 | +100.0% | 0.04% | – |
| GEC | New | GREAT ELM CAP GROUP INC | $112,000 | – | 32,800 | +100.0% | 0.03% | – |
| T | New | AT&T INCput | $113,000 | – | 3,000 | +100.0% | 0.03% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $93,000 | – | 100 | +100.0% | 0.02% | – |
| MGI | New | MONEYGRAM INTL INC | $74,000 | – | 4,300 | +100.0% | 0.02% | – |
| SNOW | New | INTRAWEST RESORTS HLDGS INC | $71,000 | – | 3,000 | +100.0% | 0.02% | – |
| NVDA | New | NVIDIA CORP | $72,000 | – | 500 | +100.0% | 0.02% | – |
| MGI | New | MONEYGRAM INTL INCcall | $59,000 | – | 3,400 | +100.0% | 0.01% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $59,000 | -77.4% | 9,350 | -70.7% | 0.01% | -18.8% |
| HCHC | Sell | HC2 HLDGS INC | $53,000 | -74.5% | 9,042 | -73.0% | 0.01% | -7.7% |
| DIS | New | DISNEY WALT CO | $53,000 | – | 500 | +100.0% | 0.01% | – |
| WMB | Sell | WILLIAMS COS INC DEL | $48,000 | -85.1% | 1,600 | -85.3% | 0.01% | -45.0% |
| FOR | New | FORESTAR GROUP INCcall | $43,000 | – | 2,500 | +100.0% | 0.01% | – |
| DBA | New | POWERSHS DB MULTI SECT COMMps db agricul fd | $46,000 | – | 2,300 | +100.0% | 0.01% | – |
| MNKD | Sell | MANNKIND CORPput | $36,000 | -79.5% | 25,800 | -78.3% | 0.01% | -27.3% |
| TRQ | New | TURQUOISE HILL RES LTD | $17,000 | – | 6,400 | +100.0% | 0.00% | – |
| FH | New | FORM HLDGS CORP | $18,000 | – | 10,929 | +100.0% | 0.00% | – |
| ESPR | Sell | ESPERION THERAPEUTICS INC NE | $19,000 | -99.0% | 418 | -99.2% | 0.00% | -96.5% |
| NAO | Buy | NORDIC AMERN OFFSHORE LTD | $15,000 | +15.4% | 12,317 | +4.2% | 0.00% | +200.0% |
| RSX | New | VANECK VECTORS ETF TRrussia etf | $12,000 | – | 600 | +100.0% | 0.00% | – |
| FH | New | FORM HLDGS CORPput | $8,000 | – | 5,000 | +100.0% | 0.00% | – |
| SOL | New | RENESOLA LTDsponsored ads | $3,000 | – | 1,118 | +100.0% | 0.00% | – |
| TRQ | New | TURQUOISE HILL RES LTDput | $5,000 | – | 2,000 | +100.0% | 0.00% | – |
| AQB | New | AQUABOUNTY TECHNOLOGIES INC | $2,000 | – | 219 | +100.0% | 0.00% | – |
| KS | New | KAPSTONE PAPER & PACKAGING C | $0 | – | 23 | +100.0% | 0.00% | – |
| ISBC | New | INVESTORS BANCORP INC NEW | $0 | – | 1 | +100.0% | 0.00% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCcall | $0 | – | -13,700 | -100.0% | -0.00% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -12,504 | -100.0% | -0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -12,870 | -100.0% | -0.00% | – |
| DBRT | Exit | DEUTSCHE BK AGright 04/06/2017 | $0 | – | -32,200 | -100.0% | -0.01% | – |
| DB | Exit | DEUTSCHE BANK AGcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| DB | Exit | DEUTSCHE BANK AGnamen akt | $0 | – | -15,700 | -100.0% | -0.02% | – |
| NMBL | Exit | NIMBLE STORAGE INC | $0 | – | -25,000 | -100.0% | -0.02% | – |
| NMBL | Exit | NIMBLE STORAGE INCput | $0 | – | -25,000 | -100.0% | -0.02% | – |
| MPSX | Exit | MULTI PACKAGING SOLUTIONS IN | $0 | – | -18,000 | -100.0% | -0.02% | – |
| MPSX | Exit | MULTI PACKAGING SOLUTIONS INput | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BWEN | Exit | BROADWIND ENERGY INC | $0 | – | -56,136 | -100.0% | -0.03% | – |
| UN | Exit | UNILEVER N Vcall | $0 | – | -9,600 | -100.0% | -0.03% | – |
| DB | Exit | DEUTSCHE BANK AGput | $0 | – | -30,000 | -100.0% | -0.03% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -5,900 | -100.0% | -0.04% | – |
| VAL | Exit | VALSPAR CORP | $0 | – | -6,300 | -100.0% | -0.04% | – |
| VAL | Exit | VALSPAR CORPput | $0 | – | -7,400 | -100.0% | -0.05% | – |
| SWC | Exit | STILLWATER MNG CO | $0 | – | -50,000 | -100.0% | -0.05% | – |
| SWC | Exit | STILLWATER MNG COput | $0 | – | -51,000 | -100.0% | -0.05% | – |
| NMBL | Exit | NIMBLE STORAGE INCcall | $0 | – | -75,000 | -100.0% | -0.06% | – |
| FBRC | Exit | FBR & CO | $0 | – | -175,258 | -100.0% | -0.19% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -115,300 | -100.0% | -0.39% | – |
| WWAV | Exit | WHITEWAVE FOODS COput | $0 | – | -129,100 | -100.0% | -0.44% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION COput | $0 | – | -141,300 | -100.0% | -0.76% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -145,648 | -100.0% | -0.79% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION COcall | $0 | – | -307,100 | -100.0% | -1.66% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -245,800 | -100.0% | -3.51% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -2,141,300 | -100.0% | -30.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-10-12 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.