$1.65 Billion is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 90 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 80.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $788,150,000 | -13.1% | 3,343,300 | -17.6% | 47.80% | +31.3% |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $504,790,000 | -53.9% | 2,141,300 | -56.3% | 30.62% | -30.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $57,945,000 | -6.9% | 245,800 | -11.7% | 3.51% | +40.7% |
| MJN | New | MEAD JOHNSON NUTRITION COcall | $27,356,000 | – | 307,100 | +100.0% | 1.66% | – |
| MON | Buy | MONSANTO CO NEWput | $19,527,000 | +19.0% | 172,500 | +10.6% | 1.18% | +79.7% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $14,428,000 | +16.6% | 139,400 | +10.5% | 0.88% | +76.4% |
| MJN | New | MEAD JOHNSON NUTRITION CO | $12,974,000 | – | 145,648 | +100.0% | 0.79% | – |
| MJN | New | MEAD JOHNSON NUTRITION COput | $12,587,000 | – | 141,300 | +100.0% | 0.76% | – |
| HUM | Buy | HUMANA INCcall | $12,533,000 | +109.0% | 60,800 | +106.8% | 0.76% | +215.4% |
| HUM | Buy | HUMANA INCput | $11,132,000 | +2628.4% | 54,000 | +2600.0% | 0.68% | +4118.8% |
| HUM | Buy | HUMANA INC | $10,690,000 | +706.2% | 51,860 | +697.8% | 0.65% | +1122.6% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $9,770,000 | +16.0% | 94,400 | +9.9% | 0.59% | +75.4% |
| ESPR | New | ESPERION THERAPEUTICS INC NEput | $9,336,000 | – | 264,400 | +100.0% | 0.57% | – |
| RAD | Sell | RITE AID CORPput | $9,014,000 | -49.7% | 2,120,900 | -2.5% | 0.55% | -23.9% |
| MON | Sell | MONSANTO CO NEW | $8,716,000 | +3.7% | 77,000 | -3.6% | 0.53% | +57.0% |
| WDC | Sell | WESTERN DIGITAL CORPput | $8,699,000 | -22.7% | 105,400 | -36.4% | 0.53% | +16.8% |
| MON | Buy | MONSANTO CO NEWcall | $8,377,000 | +83.9% | 74,000 | +70.9% | 0.51% | +177.6% |
| WWAV | New | WHITEWAVE FOODS COput | $7,249,000 | – | 129,100 | +100.0% | 0.44% | – |
| RAD | Sell | RITE AID CORPcall | $7,138,000 | -55.7% | 1,679,500 | -14.1% | 0.43% | -33.1% |
| RAD | Buy | RITE AID CORP | $6,786,000 | +57.8% | 1,596,600 | +206.0% | 0.41% | +138.2% |
| WWAV | New | WHITEWAVE FOODS CO | $6,474,000 | – | 115,300 | +100.0% | 0.39% | – |
| CI | Sell | CIGNA CORPORATIONcall | $6,299,000 | +4.9% | 43,000 | -4.4% | 0.38% | +58.5% |
| CAB | Sell | CABELAS INCput | $6,108,000 | -39.3% | 115,000 | -33.1% | 0.37% | -8.4% |
| CAB | Sell | CABELAS INC | $5,795,000 | -46.7% | 109,104 | -41.2% | 0.35% | -19.5% |
| SYT | New | SYNGENTA AGput | $5,443,000 | – | 61,500 | +100.0% | 0.33% | – |
| RILY | Sell | B RILEY FINL INC | $5,188,000 | -21.2% | 345,895 | -3.1% | 0.32% | +19.3% |
| TWX | Buy | TIME WARNER INCcall | $3,908,000 | +34.9% | 40,000 | +33.3% | 0.24% | +104.3% |
| KANG | Sell | IKANG HEALTHCARE GROUP INCput | $3,875,000 | -35.5% | 265,400 | -23.4% | 0.24% | -2.5% |
| KANG | Sell | IKANG HEALTHCARE GROUP INCsponsored adr | $3,875,000 | -34.5% | 265,409 | -22.3% | 0.24% | -0.8% |
| SYT | New | SYNGENTA AGcall | $3,275,000 | – | 37,000 | +100.0% | 0.20% | – |
| FBRC | New | FBR & CO | $3,163,000 | – | 175,258 | +100.0% | 0.19% | – |
| XON | Buy | INTREXON CORPcall | $3,138,000 | -15.7% | 158,300 | +3.3% | 0.19% | +27.5% |
| CI | New | CIGNA CORPORATIONput | $3,076,000 | – | 21,000 | +100.0% | 0.19% | – |
| SYT | New | SYNGENTA AGsponsored adr | $3,018,000 | – | 34,100 | +100.0% | 0.18% | – |
| FMI | Buy | FOUNDATION MEDICINE INCcall | $2,757,000 | +100.7% | 85,500 | +10.2% | 0.17% | +203.6% |
| XON | Buy | INTREXON CORPput | $2,592,000 | +42.4% | 130,800 | +74.6% | 0.16% | +115.1% |
| ESPR | Buy | ESPERION THERAPEUTICS INC NE | $1,857,000 | +7637.5% | 52,593 | +2619.4% | 0.11% | +11200.0% |
| WMB | Sell | WILLIAMS COS INC DELput | $1,752,000 | -83.3% | 59,200 | -82.4% | 0.11% | -74.8% |
| AET | Buy | AETNA INC NEWcall | $1,582,000 | +53.7% | 12,400 | +49.4% | 0.10% | +134.1% |
| ESPR | Buy | ESPERION THERAPEUTICS INC NEcall | $1,465,000 | +3969.4% | 41,500 | +1331.0% | 0.09% | +8800.0% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $1,320,000 | -46.7% | 285,634 | -38.1% | 0.08% | -19.2% |
| APPS | Sell | DIGITAL TURBINE INC | $1,263,000 | +33.8% | 1,343,465 | -3.2% | 0.08% | +102.6% |
| TWX | Buy | TIME WARNER INCput | $1,173,000 | +102.6% | 12,000 | +100.0% | 0.07% | +208.7% |
| WMB | Sell | WILLIAMS COS INC DELcall | $1,130,000 | -88.3% | 38,200 | -87.7% | 0.07% | -82.2% |
| TNAV | Sell | TELENAV INC | $1,145,000 | -45.3% | 132,411 | -55.4% | 0.07% | -17.9% |
| NXPI | New | NXP SEMICONDUCTORS N Vcall | $1,066,000 | – | 10,300 | +100.0% | 0.06% | – |
| UN | New | UNILEVER N Vput | $994,000 | – | 20,000 | +100.0% | 0.06% | – |
| NMBL | New | NIMBLE STORAGE INCcall | $938,000 | – | 75,000 | +100.0% | 0.06% | – |
| NAT | Buy | NORDIC AMERICAN TANKERS LIMIput | $888,000 | +14.6% | 108,600 | +17.7% | 0.05% | +74.2% |
| TWX | Buy | TIME WARNER INC | $889,000 | +1432.8% | 9,100 | +1416.7% | 0.05% | +2600.0% |
| SWC | Buy | STILLWATER MNG COput | $881,000 | +42.1% | 51,000 | +32.5% | 0.05% | +112.0% |
| SWC | Buy | STILLWATER MNG CO | $864,000 | +39.4% | 50,000 | +29.9% | 0.05% | +108.0% |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INCcall | $858,000 | +175.9% | 135,400 | +133.0% | 0.05% | +333.3% |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIcall | $843,000 | -13.3% | 103,100 | -10.9% | 0.05% | +30.8% |
| VAL | Buy | VALSPAR CORPput | $821,000 | +429.7% | 7,400 | +393.3% | 0.05% | +733.3% |
| FMI | Sell | FOUNDATION MEDICINE INCput | $800,000 | -20.6% | 24,800 | -56.4% | 0.05% | +22.5% |
| XON | Sell | INTREXON CORP | $715,000 | -18.8% | 36,082 | -0.5% | 0.04% | +22.9% |
| VAL | Buy | VALSPAR CORP | $699,000 | +275.8% | 6,300 | +250.0% | 0.04% | +500.0% |
| NVDA | Sell | NVIDIA CORPcall | $643,000 | -48.1% | 5,900 | -49.1% | 0.04% | -22.0% |
| MNKD | New | MANNKIND CORPcall | $569,000 | – | 384,700 | +100.0% | 0.04% | – |
| GSVC | Sell | GSV CAP CORP | $552,000 | -12.7% | 123,268 | -1.9% | 0.03% | +32.0% |
| SVVC | Sell | FIRSTHAND TECH VALUE FD INC | $529,000 | -29.4% | 66,400 | -32.0% | 0.03% | +6.7% |
| DB | New | DEUTSCHE BANK AGput | $515,000 | – | 30,000 | +100.0% | 0.03% | – |
| UN | New | UNILEVER N Vcall | $477,000 | – | 9,600 | +100.0% | 0.03% | – |
| BWEN | Buy | BROADWIND ENERGY INC | $468,000 | +1041.5% | 56,136 | +447.8% | 0.03% | +1300.0% |
| CS | New | CREDIT SUISSE GROUPput | $445,000 | – | 30,000 | +100.0% | 0.03% | – |
| MGI | New | MONEYGRAM INTL INCput | $417,000 | – | 24,800 | +100.0% | 0.02% | – |
| CDZI | Sell | CADIZ INC | $387,000 | -72.7% | 25,745 | -77.3% | 0.02% | -59.6% |
| MPSX | New | MULTI PACKAGING SOLUTIONS INput | $359,000 | – | 20,000 | +100.0% | 0.02% | – |
| MPSX | New | MULTI PACKAGING SOLUTIONS IN | $323,000 | – | 18,000 | +100.0% | 0.02% | – |
| WMB | New | WILLIAMS COS INC DEL | $323,000 | – | 10,900 | +100.0% | 0.02% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEENput | $307,000 | – | 5,000 | +100.0% | 0.02% | – |
| NMBL | New | NIMBLE STORAGE INC | $313,000 | – | 25,000 | +100.0% | 0.02% | – |
| NMBL | New | NIMBLE STORAGE INCput | $313,000 | – | 25,000 | +100.0% | 0.02% | – |
| CAB | Sell | CABELAS INCcall | $292,000 | -95.3% | 5,500 | -94.9% | 0.02% | -92.8% |
| DB | New | DEUTSCHE BANK AGnamen akt | $269,000 | – | 15,700 | +100.0% | 0.02% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $261,000 | -50.6% | 31,950 | -49.2% | 0.02% | -23.8% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCput | $250,000 | -43.9% | 39,400 | -52.7% | 0.02% | -16.7% |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $246,000 | – | 4,000 | +100.0% | 0.02% | – |
| WDC | Sell | WESTERN DIGITAL CORP | $212,000 | -0.5% | 2,570 | -17.9% | 0.01% | +44.4% |
| HCHC | Sell | HC2 HLDGS INC | $208,000 | -80.2% | 33,505 | -81.1% | 0.01% | -69.0% |
| FH | Sell | FORM HLDGS CORPcall | $205,000 | -1.0% | 94,700 | -2.7% | 0.01% | +50.0% |
| ALR | ALERE INCput | $203,000 | +2.0% | 5,100 | 0.0% | 0.01% | +50.0% | |
| MNKD | New | MANNKIND CORPput | $176,000 | – | 118,800 | +100.0% | 0.01% | – |
| DB | New | DEUTSCHE BANK AGcall | $172,000 | – | 10,000 | +100.0% | 0.01% | – |
| DBRT | New | DEUTSCHE BK AGright 04/06/2017 | $76,000 | – | 32,200 | +100.0% | 0.01% | – |
| FSAM | New | FIFTH STR ASSET MGMT INC | $58,000 | – | 12,504 | +100.0% | 0.00% | – |
| ETRM | New | ENTEROMEDICS INC | $74,000 | – | 12,870 | +100.0% | 0.00% | – |
| ADPTQ | Sell | ADEPTUS HEALTH INCcall | $25,000 | -85.9% | 13,700 | -40.9% | 0.00% | -71.4% |
| NAO | Buy | NORDIC AMERN OFFSHORE LTD | $13,000 | -27.8% | 11,817 | +84.2% | 0.00% | 0.0% |
| TMH | Exit | TEAM HEALTH HOLDINGS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| TMH | Exit | TEAM HEALTH HOLDINGS INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| IOC | Exit | INTEROIL CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| FH | Exit | FORM HLDGS CORPput | $0 | – | -5,100 | -100.0% | 0.00% | – |
| SOL | Exit | RENESOLA LTDspons ads | $0 | – | -5,590 | -100.0% | 0.00% | – |
| NAO | Exit | NORDIC AMERN OFFSHORE LTDcall | $0 | – | -500 | -100.0% | 0.00% | – |
| WR | Exit | WESTAR ENERGY INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| ISBC | Exit | INVESTORS BANCORP INC NEW | $0 | – | -1 | -100.0% | 0.00% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -300 | -100.0% | -0.00% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -1,209 | -100.0% | -0.00% | – |
| RSX | Exit | VANECK VECTORS ETF TRrussia etf | $0 | – | -600 | -100.0% | -0.00% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCcl a | $0 | – | -4,792 | -100.0% | -0.00% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -5,000 | -100.0% | -0.00% | – |
| T | Exit | AT&T INC | $0 | – | -300 | -100.0% | -0.00% | – |
| DBA | Exit | POWERSHS DB MULTI SECT COMMps db agricul fd | $0 | – | -2,300 | -100.0% | -0.00% | – |
| AAPL | Exit | APPLE INC | $0 | – | -500 | -100.0% | -0.00% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -500 | -100.0% | -0.00% | – |
| NSR | Exit | NEUSTAR INCput | $0 | – | -2,500 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -4,200 | -100.0% | -0.00% | – |
| ISIL | Exit | INTERSIL CORPput | $0 | – | -3,900 | -100.0% | -0.00% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -2,900 | -100.0% | -0.00% | – |
| MNKD | Exit | MANNKIND CORPput | $0 | – | -149,100 | -100.0% | -0.00% | – |
| LOCK | Exit | LIFELOCK INC | $0 | – | -4,000 | -100.0% | -0.00% | – |
| TIVO | Exit | TIVO CORPcall | $0 | – | -5,000 | -100.0% | -0.00% | – |
| ALR | Exit | ALERE INC | $0 | – | -2,300 | -100.0% | -0.00% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INCput | $0 | – | -4,400 | -100.0% | -0.00% | – |
| LOCK | Exit | LIFELOCK INCput | $0 | – | -4,000 | -100.0% | -0.00% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCput | $0 | – | -14,800 | -100.0% | -0.01% | – |
| NILE | Exit | BLUE NILE INCput | $0 | – | -2,800 | -100.0% | -0.01% | – |
| APOL | Exit | APOLLO ED GROUP INCcall | $0 | – | -17,500 | -100.0% | -0.01% | – |
| ISIL | Exit | INTERSIL CORPcall | $0 | – | -8,800 | -100.0% | -0.01% | – |
| AGN | Exit | ALLERGAN PLCput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| T | Exit | AT&T INCcall | $0 | – | -5,000 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -1,100 | -100.0% | -0.01% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING Cput | $0 | – | -10,600 | -100.0% | -0.01% | – |
| ITI | Exit | ITERIS INC | $0 | – | -73,363 | -100.0% | -0.01% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -52,593 | -100.0% | -0.01% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING Ccall | $0 | – | -16,000 | -100.0% | -0.01% | – |
| NVDA | Exit | NVIDIA CORPput | $0 | – | -3,600 | -100.0% | -0.02% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -7,043 | -100.0% | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORPcall | $0 | – | -5,900 | -100.0% | -0.02% | – |
| MNKD | Exit | MANNKIND CORPcall | $0 | – | -665,000 | -100.0% | -0.02% | – |
| TSL | Exit | TRINA SOLAR LIMITEDput | $0 | – | -55,600 | -100.0% | -0.02% | – |
| RAI | Exit | REYNOLDS AMERICAN INCput | $0 | – | -9,400 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -5,200 | -100.0% | -0.02% | – |
| FMI | Exit | FOUNDATION MEDICINE INC | $0 | – | -32,492 | -100.0% | -0.02% | – |
| TSL | Exit | TRINA SOLAR LIMITEDspon adr | $0 | – | -66,604 | -100.0% | -0.02% | – |
| APOL | Exit | APOLLO ED GROUP INCcl a | $0 | – | -74,700 | -100.0% | -0.03% | – |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -600 | -100.0% | -0.04% | – |
| MSCC | Exit | MICROSEMI CORPput | $0 | – | -18,000 | -100.0% | -0.04% | – |
| LOCK | Exit | LIFELOCK INCcall | $0 | – | -50,000 | -100.0% | -0.05% | – |
| APOL | Exit | APOLLO ED GROUP INCput | $0 | – | -125,000 | -100.0% | -0.05% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -28,400 | -100.0% | -0.05% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -6,480 | -100.0% | -0.06% | – |
| WBMD | Exit | WEBMD HEALTH CORPcall | $0 | – | -30,000 | -100.0% | -0.06% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L Pcall | $0 | – | -87,600 | -100.0% | -0.07% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncall | $0 | – | -8,300 | -100.0% | -0.10% | – |
| ABBV | Exit | ABBVIE INCcall | $0 | – | -40,700 | -100.0% | -0.10% | – |
| IOC | Exit | INTEROIL CORPput | $0 | – | -57,000 | -100.0% | -0.11% | – |
| DVMT | Exit | DELL TECHNOLOGIES INCput | $0 | – | -55,900 | -100.0% | -0.12% | – |
| T | Exit | AT&T INCput | $0 | – | -78,700 | -100.0% | -0.13% | – |
| DVMT | Exit | DELL TECHNOLOGIES INCcall | $0 | – | -64,600 | -100.0% | -0.14% | – |
| WBMD | Exit | WEBMD HEALTH CORPput | $0 | – | -90,000 | -100.0% | -0.18% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -90,130 | -100.0% | -0.18% | – |
| HAR | Exit | HARMAN INTL INDS INC | $0 | – | -55,500 | -100.0% | -0.25% | – |
| HAR | Exit | HARMAN INTL INDS INCput | $0 | – | -60,300 | -100.0% | -0.27% | – |
| HAR | Exit | HARMAN INTL INDS INCcall | $0 | – | -92,500 | -100.0% | -0.41% | – |
| AVGO | Exit | BROADCOM LTDcall | $0 | – | -322,900 | -100.0% | -2.29% | – |
| AVGO | Exit | BROADCOM LTDput | $0 | – | -533,300 | -100.0% | -3.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.