$425 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 96 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 47.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KITE | New | KITE PHARMA INCcall | $43,172,000 | – | 240,100 | +100.0% | 10.15% | – |
| KITE | New | KITE PHARMA INCput | $40,907,000 | – | 227,500 | +100.0% | 9.62% | – |
| STRP | Buy | STRAIGHT PATH COMMUNICATNS Icall | $32,918,000 | +46.2% | 182,200 | +45.4% | 7.74% | +50.7% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $29,743,000 | +4.3% | 263,000 | +0.9% | 6.99% | +7.4% |
| KITE | New | KITE PHARMA INC | $27,621,000 | – | 153,610 | +100.0% | 6.50% | – |
| ALR | Buy | ALERE INCcall | $27,101,000 | +181.7% | 531,500 | +177.3% | 6.37% | +190.2% |
| MON | Buy | MONSANTO CO NEWput | $23,041,000 | +20.0% | 192,300 | +18.6% | 5.42% | +23.6% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $21,578,000 | +8.8% | 190,802 | +5.3% | 5.07% | +12.1% |
| MON | Buy | MONSANTO CO NEWcall | $15,097,000 | +116.2% | 126,000 | +113.6% | 3.55% | +122.7% |
| SYT | Sell | SYNGENTA AGput | $10,937,000 | -41.4% | 118,800 | -41.0% | 2.57% | -39.6% |
| ALR | Sell | ALERE INCput | $9,714,000 | -13.6% | 190,500 | -15.0% | 2.28% | -11.0% |
| WDC | WESTERN DIGITAL CORPput | $9,107,000 | -2.5% | 105,400 | 0.0% | 2.14% | +0.5% | |
| RILY | Buy | B RILEY FINL INC | $9,089,000 | -4.3% | 533,062 | +4.1% | 2.14% | -1.5% |
| TSLA | New | TESLA INC | $8,630,000 | – | 25,300 | +100.0% | 2.03% | – |
| OA | New | ORBITAL ATK INCput | $8,496,000 | – | 63,800 | +100.0% | 2.00% | – |
| MON | Sell | MONSANTO CO NEW | $7,794,000 | -0.1% | 65,050 | -1.3% | 1.83% | +3.0% |
| STRP | Buy | STRAIGHT PATH COMMUNICATNS Iput | $7,588,000 | +25.0% | 42,000 | +24.3% | 1.78% | +28.7% |
| TWX | Buy | TIME WARNER INCput | $6,721,000 | +104.1% | 65,600 | +100.0% | 1.58% | +110.1% |
| HUM | Sell | HUMANA INCput | $6,554,000 | -30.9% | 26,900 | -31.7% | 1.54% | -28.8% |
| TWX | Buy | TIME WARNER INCcall | $6,208,000 | +116.9% | 60,600 | +112.6% | 1.46% | +123.6% |
| OA | New | ORBITAL ATK INC | $5,513,000 | – | 41,400 | +100.0% | 1.30% | – |
| HUM | Sell | HUMANA INC | $5,277,000 | -37.1% | 21,660 | -37.9% | 1.24% | -35.2% |
| ALR | Sell | ALERE INC | $4,194,000 | -59.7% | 82,250 | -60.3% | 0.99% | -58.5% |
| STRP | Buy | STRAIGHT PATH COMMUNICATNS Icl b | $4,011,000 | +17.0% | 22,202 | +16.3% | 0.94% | +20.4% |
| TWX | Buy | TIME WARNER INC | $3,678,000 | +77.9% | 35,900 | +74.3% | 0.86% | +83.3% |
| OA | New | ORBITAL ATK INCcall | $3,436,000 | – | 25,800 | +100.0% | 0.81% | – |
| COL | New | ROCKWELL COLLINS INCput | $3,268,000 | – | 25,000 | +100.0% | 0.77% | – |
| CI | New | CIGNA CORPORATION | $3,141,000 | – | 16,800 | +100.0% | 0.74% | – |
| CI | CIGNA CORPORATIONput | $3,141,000 | +11.7% | 16,800 | 0.0% | 0.74% | +15.1% | |
| COL | New | ROCKWELL COLLINS INC | $2,627,000 | – | 20,100 | +100.0% | 0.62% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N Vcall | $2,443,000 | -56.0% | 21,600 | -57.4% | 0.57% | -54.7% |
| XON | Buy | INTREXON CORPput | $2,224,000 | +2.8% | 117,000 | +30.3% | 0.52% | +5.9% |
| KANG | Buy | IKANG HEALTHCARE GROUP INCput | $2,208,000 | +36.3% | 163,800 | +24.1% | 0.52% | +40.3% |
| HUM | Sell | HUMANA INCcall | $2,120,000 | -77.5% | 8,700 | -77.7% | 0.50% | -76.8% |
| KANG | Buy | IKANG HEALTHCARE GROUP INCsponsored adr | $2,040,000 | +25.9% | 151,300 | +14.6% | 0.48% | +29.7% |
| AET | AETNA INC NEWcall | $1,972,000 | +4.7% | 12,400 | 0.0% | 0.46% | +7.9% | |
| T | Buy | AT&T INCcall | $1,853,000 | +719.9% | 47,300 | +688.3% | 0.44% | +738.5% |
| XON | Sell | INTREXON CORPcall | $1,471,000 | -50.7% | 77,400 | -37.5% | 0.35% | -49.2% |
| SYT | Buy | SYNGENTA AGsponsored adr | $1,455,000 | +503.7% | 15,800 | +507.7% | 0.34% | +521.8% |
| SYT | Sell | SYNGENTA AGcall | $1,381,000 | -61.2% | 15,000 | -60.9% | 0.32% | -60.0% |
| WMB | WILLIAMS COS INC DELput | $1,356,000 | -0.9% | 45,200 | 0.0% | 0.32% | +2.2% | |
| XON | Buy | INTREXON CORP | $1,256,000 | +123.5% | 66,088 | +183.2% | 0.30% | +130.5% |
| TNAV | Buy | TELENAV INC | $1,075,000 | +0.2% | 169,263 | +27.8% | 0.25% | +3.3% |
| FOR | Buy | FORESTAR GROUP INCput | $1,036,000 | +90.4% | 66,200 | +108.8% | 0.24% | +96.8% |
| ESPR | Sell | ESPERION THERAPEUTICS INC NEcall | $1,002,000 | -18.0% | 20,000 | -24.2% | 0.24% | -15.4% |
| MNKD | Sell | MANNKIND CORPcall | $921,000 | +41.9% | 424,200 | -7.9% | 0.22% | +46.6% |
| RAD | Sell | RITE AID CORPcall | $861,000 | -91.5% | 439,100 | -87.2% | 0.20% | -91.3% |
| HOMB | New | HOME BANCSHARES INCput | $656,000 | – | 26,000 | +100.0% | 0.15% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIcall | $551,000 | -19.4% | 103,200 | -4.4% | 0.13% | -16.7% |
| PCLN | New | PRICELINE GRP INC | $549,000 | – | 300 | +100.0% | 0.13% | – |
| WMB | WILLIAMS COS INC DELcall | $537,000 | -0.9% | 17,900 | 0.0% | 0.13% | +1.6% | |
| ESPR | Sell | ESPERION THERAPEUTICS INC NEput | $511,000 | -83.6% | 10,200 | -84.8% | 0.12% | -83.1% |
| USFD | Sell | US FOODS HLDG CORP | $377,000 | -62.0% | 14,105 | -61.2% | 0.09% | -60.6% |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $371,000 | +75.0% | 60,472 | +77.2% | 0.09% | +81.2% |
| FNJN | Sell | FINJAN HLDGS INC | $353,000 | -46.2% | 150,168 | -24.9% | 0.08% | -44.7% |
| VWR | VWR CORPput | $331,000 | +0.3% | 10,000 | 0.0% | 0.08% | +4.0% | |
| GSVC | Sell | GSV CAP CORP | $319,000 | -21.2% | 58,883 | -36.9% | 0.08% | -18.5% |
| SVVC | Sell | FIRSTHAND TECH VALUE FD INC | $289,000 | -23.3% | 36,110 | -19.6% | 0.07% | -20.9% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCput | $287,000 | -32.9% | 46,700 | -32.1% | 0.07% | -31.6% |
| HOMB | New | HOME BANCSHARES INCcall | $282,000 | – | 11,200 | +100.0% | 0.07% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMIput | $282,000 | -38.0% | 52,800 | -26.5% | 0.07% | -36.5% |
| RAD | Sell | RITE AID CORPput | $268,000 | -89.1% | 136,500 | -83.6% | 0.06% | -88.8% |
| RAD | Sell | RITE AID CORP | $264,000 | -74.1% | 134,600 | -61.1% | 0.06% | -73.4% |
| APPS | Sell | DIGITAL TURBINE INC | $262,000 | -63.3% | 173,185 | -75.0% | 0.06% | -62.0% |
| IXYS | New | IXYS CORPput | $239,000 | – | 10,100 | +100.0% | 0.06% | – |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INCcall | $226,000 | -62.2% | 36,800 | -61.7% | 0.05% | -61.0% |
| CDZI | Sell | CADIZ INC | $184,000 | -45.2% | 14,523 | -41.7% | 0.04% | -44.2% |
| VWR | VWR CORP | $166,000 | +0.6% | 5,000 | 0.0% | 0.04% | +2.6% | |
| T | AT&T INCput | $118,000 | +4.4% | 3,000 | 0.0% | 0.03% | +7.7% | |
| GEC | GREAT ELM CAP GROUP INC | $116,000 | +3.6% | 32,800 | 0.0% | 0.03% | +3.8% | |
| NVDA | NVIDIA CORP | $89,000 | +23.6% | 500 | 0.0% | 0.02% | +31.2% | |
| IXYS | New | IXYS CORP | $66,000 | – | 2,800 | +100.0% | 0.02% | – |
| MGI | MONEYGRAM INTL INC | $69,000 | -6.8% | 4,300 | 0.0% | 0.02% | -5.9% | |
| FH | Sell | FORM HLDGS CORPcall | $60,000 | -76.0% | 43,200 | -71.5% | 0.01% | -75.4% |
| MGI | MONEYGRAM INTL INCcall | $55,000 | -6.8% | 3,400 | 0.0% | 0.01% | 0.0% | |
| DIS | DISNEY WALT CO | $49,000 | -7.5% | 500 | 0.0% | 0.01% | 0.0% | |
| WMB | WILLIAMS COS INC DEL | $48,000 | 0.0% | 1,600 | 0.0% | 0.01% | 0.0% | |
| DBA | POWERSHS DB MULTI SECT COMMps db agricul fd | $44,000 | -4.3% | 2,300 | 0.0% | 0.01% | 0.0% | |
| MGI | Sell | MONEYGRAM INTL INCput | $40,000 | -91.5% | 2,500 | -90.8% | 0.01% | -91.6% |
| MNKD | Sell | MANNKIND CORPput | $35,000 | -2.8% | 16,000 | -38.0% | 0.01% | 0.0% |
| HCHC | Sell | HC2 HLDGS INC | $33,000 | -37.7% | 6,193 | -31.5% | 0.01% | -33.3% |
| FMI | Sell | FOUNDATION MEDICINE INCput | $20,000 | -98.0% | 500 | -98.0% | 0.01% | -97.8% |
| TRQ | Buy | TURQUOISE HILL RES LTD | $23,000 | +35.3% | 7,300 | +14.1% | 0.01% | +25.0% |
| TRQ | New | TURQUOISE HILL RES LTDcall | $21,000 | – | 6,900 | +100.0% | 0.01% | – |
| ESPR | Sell | ESPERION THERAPEUTICS INC NE | $20,000 | +5.3% | 400 | -4.3% | 0.01% | +25.0% |
| FMI | New | FOUNDATION MEDICINE INC | $16,000 | – | 400 | +100.0% | 0.00% | – |
| WDC | Sell | WESTERN DIGITAL CORP | $12,000 | -93.4% | 134 | -93.5% | 0.00% | -92.9% |
| RSX | VANECK VECTORS ETF TRrussia etf | $13,000 | +8.3% | 600 | 0.0% | 0.00% | 0.0% | |
| FH | Sell | FORM HLDGS CORP | $11,000 | -38.9% | 7,629 | -30.2% | 0.00% | -25.0% |
| NAO | Sell | NORDIC AMERN OFFSHORE LTD | $7,000 | -53.3% | 4,885 | -60.3% | 0.00% | -33.3% |
| MNKD | New | MANNKIND CORP | $7,000 | – | 3,270 | +100.0% | 0.00% | – |
| TRQ | Buy | TURQUOISE HILL RES LTDput | $9,000 | +80.0% | 3,000 | +50.0% | 0.00% | +100.0% |
| SOL | RENESOLA LTDsponsored ads | $3,000 | 0.0% | 1,118 | 0.0% | 0.00% | 0.0% | |
| ISBC | INVESTORS BANCORP INC NEW | $0 | – | 1 | 0.0% | 0.00% | – | |
| KS | KAPSTONE PAPER & PACKAGING C | $0 | – | 23 | 0.0% | 0.00% | – | |
| AQB | Buy | AQUABOUNTY TECHNOLOGIES INC | $2,000 | 0.0% | 323 | +47.5% | 0.00% | – |
| FH | Exit | FORM HLDGS CORPput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| FOR | Exit | FORESTAR GROUP INCcall | $0 | – | -2,500 | -100.0% | -0.01% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMI | $0 | – | -9,350 | -100.0% | -0.01% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -3,000 | -100.0% | -0.02% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -100 | -100.0% | -0.02% | – |
| CS | Exit | CREDIT SUISSE GROUPput | $0 | – | -12,500 | -100.0% | -0.04% | – |
| CS | Exit | CREDIT SUISSE GROUPsponsored adr | $0 | – | -12,500 | -100.0% | -0.04% | – |
| ANGI | Exit | ANGIES LIST INC | $0 | – | -16,160 | -100.0% | -0.05% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INCput | $0 | – | -9,100 | -100.0% | -0.05% | – |
| AAPL | Exit | APPLE INC | $0 | – | -2,500 | -100.0% | -0.08% | – |
| CAR | Exit | AVIS BUDGET GROUP | $0 | – | -14,000 | -100.0% | -0.09% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -24,900 | -100.0% | -0.10% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -93,890 | -100.0% | -0.10% | – |
| WR | Exit | WESTAR ENERGY INC | $0 | – | -11,500 | -100.0% | -0.14% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -12,916 | -100.0% | -0.15% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -3,000 | -100.0% | -0.16% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -65,050 | -100.0% | -0.17% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -12,000 | -100.0% | -0.17% | – |
| WFM | Exit | WHOLE FOODS MKT INCput | $0 | – | -20,600 | -100.0% | -0.20% | – |
| UN | Exit | UNILEVER N Vput | $0 | – | -19,800 | -100.0% | -0.25% | – |
| WR | Exit | WESTAR ENERGY INCput | $0 | – | -27,400 | -100.0% | -0.33% | – |
| FMI | Exit | FOUNDATION MEDICINE INCcall | $0 | – | -54,900 | -100.0% | -0.50% | – |
| CAB | Exit | CABELAS INCcall | $0 | – | -41,200 | -100.0% | -0.56% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -59,600 | -100.0% | -0.57% | – |
| CAB | Exit | CABELAS INC | $0 | – | -140,204 | -100.0% | -1.90% | – |
| CI | Exit | CIGNA CORPORATIONcall | $0 | – | -53,000 | -100.0% | -2.02% | – |
| CAB | Exit | CABELAS INCput | $0 | – | -161,200 | -100.0% | -2.19% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -10,400 | -100.0% | -2.30% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEENput | $0 | – | -281,200 | -100.0% | -4.03% | – |
| PNRA | Exit | PANERA BREAD COput | $0 | – | -140,000 | -100.0% | -10.05% | – |
| PNRA | Exit | PANERA BREAD COcall | $0 | – | -158,500 | -100.0% | -11.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.