EQUITEC PROPRIETARY MARKETS, LLC - Q4 2016 holdings

$2.49 Billion is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 127 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 72.2% .

 Value Shares↓ Weighting
SPY BuySPDR S&P 500 ETF TRcall$1,094,224,000
+16.1%
4,895,200
+12.4%
43.90%
-3.8%
SPY BuySPDR S&P 500 ETF TRput$907,085,000
+38.3%
4,058,000
+33.8%
36.39%
+14.5%
AVGO  BROADCOM LTDput$94,271,000
+2.5%
533,3000.0%3.78%
-15.2%
SPY BuySPDR S&P 500 ETF TRtr unit$62,232,000
+3173.6%
278,405
+3068.0%
2.50%
+2614.1%
AVGO  BROADCOM LTDcall$57,079,000
+2.5%
322,9000.0%2.29%
-15.2%
RAD BuyRITE AID CORPput$17,931,000
+151.2%
2,176,100
+134.4%
0.72%
+107.8%
MON BuyMONSANTO CO NEWput$16,413,000
+84.2%
156,000
+78.9%
0.66%
+52.5%
RAD BuyRITE AID CORPcall$16,117,000
+100.9%
1,956,000
+87.5%
0.65%
+66.3%
NXPI NewNXP SEMICONDUCTORS N Vput$12,369,000126,200
+100.0%
0.50%
WDC SellWESTERN DIGITAL CORPput$11,259,000
+12.8%
165,700
-2.9%
0.45%
-6.6%
CAB NewCABELAS INC$10,873,000185,704
+100.0%
0.44%
WMB SellWILLIAMS COS INC DELput$10,475,000
-18.6%
336,400
-19.6%
0.42%
-32.6%
HAR NewHARMAN INTL INDS INCcall$10,282,00092,500
+100.0%
0.41%
CAB NewCABELAS INCput$10,059,000171,800
+100.0%
0.40%
WMB BuyWILLIAMS COS INC DELcall$9,675,000
+40.2%
310,700
+38.3%
0.39%
+16.2%
NXPI NewNXP SEMICONDUCTORS N V$8,419,00085,900
+100.0%
0.34%
MON BuyMONSANTO CO NEW$8,406,000
+106.6%
79,900
+100.8%
0.34%
+71.1%
HAR NewHARMAN INTL INDS INCput$6,703,00060,300
+100.0%
0.27%
RILY  B RILEY FINL INC$6,585,000
+38.1%
356,9010.0%0.26%
+14.3%
CAB NewCABELAS INCcall$6,265,000107,000
+100.0%
0.25%
HAR NewHARMAN INTL INDS INC$6,169,00055,500
+100.0%
0.25%
HUM NewHUMANA INCcall$5,998,00029,400
+100.0%
0.24%
CI NewCIGNA CORPORATIONcall$6,003,00045,000
+100.0%
0.24%
KANG NewIKANG HEALTHCARE GROUP INCput$6,007,000346,600
+100.0%
0.24%
KANG NewIKANG HEALTHCARE GROUP INCsponsored adr$5,917,000341,440
+100.0%
0.24%
MON BuyMONSANTO CO NEWcall$4,556,000
+111.3%
43,300
+105.2%
0.18%
+76.0%
WBMD NewWEBMD HEALTH CORPput$4,461,00090,000
+100.0%
0.18%
WBMD NewWEBMD HEALTH CORP$4,468,00090,130
+100.0%
0.18%
RAD BuyRITE AID CORP$4,300,000
+599.2%
521,800
+552.2%
0.17%
+476.7%
XON BuyINTREXON CORPcall$3,723,000
+17.9%
153,200
+35.9%
0.15%
-2.6%
DVMT SellDELL TECHNOLOGIES INCcall$3,551,000
-33.4%
64,600
-42.1%
0.14%
-45.0%
T SellAT&T INCput$3,347,000
+3.4%
78,700
-1.3%
0.13%
-14.6%
DVMT SellDELL TECHNOLOGIES INCput$3,073,000
-60.4%
55,900
-65.5%
0.12%
-67.3%
TWX NewTIME WARNER INCcall$2,896,00030,000
+100.0%
0.12%
IOC SellINTEROIL CORPput$2,712,000
-10.8%
57,000
-4.5%
0.11%
-25.9%
ABBV  ABBVIE INCcall$2,549,000
-0.7%
40,7000.0%0.10%
-17.7%
FSC SellFIFTH STREET FINANCE CORP$2,476,000
-12.8%
461,076
-5.7%
0.10%
-28.3%
CHTR  CHARTER COMMUNICATIONS INC Ncall$2,390,000
+6.6%
8,3000.0%0.10%
-11.9%
TNAV SellTELENAV INC$2,094,000
+10.4%
297,036
-10.3%
0.08%
-8.7%
XON BuyINTREXON CORPput$1,820,000
+36.1%
74,900
+57.0%
0.07%
+12.3%
ET SellENERGY TRANSFER EQUITY L Pcall$1,692,000
-9.2%
87,600
-21.1%
0.07%
-24.4%
WBMD NewWEBMD HEALTH CORPcall$1,487,00030,000
+100.0%
0.06%
CDZI NewCADIZ INC$1,419,000113,501
+100.0%
0.06%
FMI SellFOUNDATION MEDICINE INCcall$1,374,000
-33.1%
77,600
-11.8%
0.06%
-45.0%
AGN BuyALLERGAN PLC$1,361,000
+228.0%
6,480
+260.0%
0.06%
+175.0%
IOC BuyINTEROIL CORP$1,351,000
+465.3%
28,400
+504.3%
0.05%
+350.0%
HUM BuyHUMANA INC$1,326,000
+1406.8%
6,500
+1200.0%
0.05%
+1225.0%
NVDA NewNVIDIA CORPcall$1,238,00011,600
+100.0%
0.05%
APOL BuyAPOLLO ED GROUP INCput$1,238,000
+97.8%
125,000
+58.8%
0.05%
+66.7%
LOCK NewLIFELOCK INCcall$1,196,00050,000
+100.0%
0.05%
HCHC BuyHC2 HLDGS INC$1,052,000
+484.4%
177,460
+437.8%
0.04%
+366.7%
AET NewAETNA INC NEWcall$1,029,0008,300
+100.0%
0.04%
FMI BuyFOUNDATION MEDICINE INCput$1,007,000
+132.0%
56,900
+205.9%
0.04%
+90.5%
NAT BuyNORDIC AMERICAN TANKERS LIMIcall$972,000
+24.9%
115,700
+50.3%
0.04%
+2.6%
MSCC  MICROSEMI CORPput$971,000
+28.4%
18,0000.0%0.04%
+5.4%
APPS SellDIGITAL TURBINE INC$944,000
-43.4%
1,388,330
-12.6%
0.04%
-53.1%
PCLN NewPRICELINE GRP INC$880,000600
+100.0%
0.04%
XON BuyINTREXON CORP$881,000
-2.5%
36,273
+12.4%
0.04%
-20.5%
NAT BuyNORDIC AMERICAN TANKERS LIMIput$775,000
-1.1%
92,300
+19.1%
0.03%
-18.4%
APOL BuyAPOLLO ED GROUP INCcl a$740,000
+74.5%
74,700
+40.2%
0.03%
+42.9%
SVVC SellFIRSTHAND TECH VALUE FD INC$749,000
-26.0%
97,625
-24.2%
0.03%
-38.8%
SWC NewSTILLWATER MNG COput$620,00038,500
+100.0%
0.02%
GSVC SellGSV CAP CORP$632,000
-12.9%
125,668
-18.3%
0.02%
-28.6%
SWC NewSTILLWATER MNG CO$620,00038,500
+100.0%
0.02%
TSL SellTRINA SOLAR LIMITEDspon adr$619,000
-28.9%
66,604
-21.6%
0.02%
-40.5%
GLD NewSPDR GOLD TRUST$570,0005,200
+100.0%
0.02%
FMI BuyFOUNDATION MEDICINE INC$575,000
-1.2%
32,492
+30.4%
0.02%
-17.9%
TWX NewTIME WARNER INCput$579,0006,000
+100.0%
0.02%
TSL SellTRINA SOLAR LIMITEDput$517,000
-41.2%
55,600
-35.3%
0.02%
-51.2%
NAT BuyNORDIC AMERICAN TANKERS LIMI$528,000
+114.6%
62,902
+158.9%
0.02%
+75.0%
RAI  REYNOLDS AMERICAN INCput$527,000
+19.0%
9,4000.0%0.02%0.0%
ZIOP BuyZIOPHARM ONCOLOGY INCput$446,000
+129.9%
83,300
+141.4%
0.02%
+100.0%
MNKD SellMANNKIND CORPcall$423,000
-11.5%
665,000
-13.7%
0.02%
-26.1%
DVMT SellDELL TECHNOLOGIES INC$387,000
-47.8%
7,043
-54.6%
0.02%
-55.6%
WDC SellWESTERN DIGITAL CORPcall$401,000
-35.3%
5,900
-44.3%
0.02%
-46.7%
HUM NewHUMANA INCput$408,0002,000
+100.0%
0.02%
NVDA NewNVIDIA CORPput$384,0003,600
+100.0%
0.02%
KS BuyKAPSTONE PAPER & PACKAGING Ccall$353,000
+29.8%
16,000
+11.1%
0.01%
+7.7%
ZIOP SellZIOPHARM ONCOLOGY INCcall$311,000
-26.0%
58,100
-22.1%
0.01%
-40.0%
ZIOP BuyZIOPHARM ONCOLOGY INC$281,000
+393.0%
52,593
+421.0%
0.01%
+266.7%
ITI SellITERIS INC$267,000
-1.5%
73,363
-1.6%
0.01%
-15.4%
KS SellKAPSTONE PAPER & PACKAGING Cput$234,000
-9.7%
10,600
-22.6%
0.01%
-30.8%
WDC SellWESTERN DIGITAL CORP$213,000
-65.2%
3,131
-70.1%
0.01%
-70.0%
T NewAT&T INCcall$213,0005,000
+100.0%
0.01%
TSLA SellTESLA MTRS INCput$235,000
-4.1%
1,100
-8.3%
0.01%
-25.0%
ALR  ALERE INCput$199,000
-10.0%
5,1000.0%0.01%
-27.3%
ISIL  INTERSIL CORPcall$196,000
+1.6%
8,8000.0%0.01%
-11.1%
AGN SellALLERGAN PLCput$210,000
-67.4%
1,000
-64.3%
0.01%
-74.2%
FH BuyFORM HLDGS CORPcall$207,000
+12.5%
97,300
+42.5%
0.01%
-11.1%
ADPTQ BuyADEPTUS HEALTH INCcall$177,000
-42.2%
23,200
+226.8%
0.01%
-53.3%
VAL  VALSPAR CORP$186,000
-2.6%
1,8000.0%0.01%
-22.2%
APOL NewAPOLLO ED GROUP INCcall$173,00017,500
+100.0%
0.01%
VAL SellVALSPAR CORPput$155,000
-63.4%
1,500
-62.5%
0.01%
-71.4%
NILE NewBLUE NILE INCput$114,0002,800
+100.0%
0.01%
ADPTQ BuyADEPTUS HEALTH INCput$113,000
+25.6%
14,800
+604.8%
0.01%
+25.0%
MNKD BuyMANNKIND CORPput$95,000
+37.7%
149,100
+33.7%
0.00%
+33.3%
ALR BuyALERE INC$90,000
+9.8%
2,300
+21.1%
0.00%0.0%
ISLE NewISLE OF CAPRI CASINOS INCput$109,0004,400
+100.0%
0.00%
LOCK NewLIFELOCK INC$96,0004,000
+100.0%
0.00%
LOCK NewLIFELOCK INCput$96,0004,000
+100.0%
0.00%
TIVO SellTIVO CORPcall$105,000
-17.3%
5,000
-23.1%
0.00%
-33.3%
SLV NewISHARES SILVER TRUSTishares$63,0004,200
+100.0%
0.00%
ISIL  INTERSIL CORPput$87,000
+1.2%
3,9000.0%0.00%
-25.0%
ISIL SellINTERSIL CORPcl a$65,000
-24.4%
2,900
-25.6%
0.00%
-25.0%
NSR NewNEUSTAR INCput$84,0002,500
+100.0%
0.00%
BWEN NewBROADWIND ENERGY INC$41,00010,248
+100.0%
0.00%
DIS  DISNEY WALT CO$52,000
+13.0%
5000.0%0.00%0.0%
AAPL  APPLE INC$58,000
+1.8%
5000.0%0.00%
-33.3%
TWX NewTIME WARNER INC$58,000600
+100.0%
0.00%
DBA  POWERSHS DB MULTI SECT COMMps db agricul fd$46,0000.0%2,3000.0%0.00%0.0%
NAO BuyNORDIC AMERN OFFSHORE LTD$18,000
+28.6%
6,417
+68.1%
0.00%0.0%
ESPR BuyESPERION THERAPEUTICS INC NEcall$36,000
+157.1%
2,900
+190.0%
0.00%0.0%
ESPR BuyESPERION THERAPEUTICS INC NE$24,000
+200.0%
1,934
+222.3%
0.00%
ADPTQ BuyADEPTUS HEALTH INCcl a$37,000
-79.9%
4,792
+11.9%
0.00%
-88.9%
TRQ NewTURQUOISE HILL RES LTD$16,0005,000
+100.0%
0.00%
T SellAT&T INC$13,000
-59.4%
300
-62.5%
0.00%
-50.0%
RSX  VANECK VECTORS ETF TRrussia etf$13,000
+18.2%
6000.0%0.00%0.0%
XNCR NewXENCOR INC$32,0001,209
+100.0%
0.00%
NVDA NewNVIDIA CORP$32,000300
+100.0%
0.00%
ARMH ExitARM HLDGS PLCcall$0-600
-100.0%
0.00%
OUTR ExitOUTERWALL INCput$0-7,500
-100.0%
0.00%
TMH NewTEAM HEALTH HOLDINGS INCput$9,000200
+100.0%
0.00%
TMH NewTEAM HEALTH HOLDINGS INC$9,000200
+100.0%
0.00%
WR SellWESTAR ENERGY INCput$11,000
-96.8%
200
-96.7%
0.00%
-100.0%
SOL  RENESOLA LTDspons ads$4,000
-33.3%
5,5900.0%0.00%
ISBC  INVESTORS BANCORP INC NEW$010.0%0.00%
IOC NewINTEROIL CORPcall$10,000200
+100.0%
0.00%
NAO  NORDIC AMERN OFFSHORE LTDcall$1,000
-50.0%
5000.0%0.00%
FH SellFORM HLDGS CORPput$11,000
-38.9%
5,100
-25.0%
0.00%
-100.0%
BLOX ExitINFOBLOX INCput$0-300
-100.0%
0.00%
MCC ExitMEDLEY CAP CORP$0-3,500
-100.0%
-0.00%
CKEC ExitCARMIKE CINEMAS INCcall$0-700
-100.0%
-0.00%
GS ExitGOLDMAN SACHS GROUP INC$0-100
-100.0%
-0.00%
XNCR ExitXENCOR INCput$0-1,600
-100.0%
-0.00%
VMW ExitVMWARE INCput$0-600
-100.0%
-0.00%
COTY ExitCOTY INC$0-3,000
-100.0%
-0.00%
STJ ExitST JUDE MED INCput$0-800
-100.0%
-0.00%
ACAS ExitAMERICAN CAP LTD$0-5,100
-100.0%
-0.00%
XNCR ExitXENCOR INCcall$0-3,800
-100.0%
-0.01%
XOM ExitEXXON MOBIL CORP$0-1,225
-100.0%
-0.01%
BLOX ExitINFOBLOX INCcall$0-5,000
-100.0%
-0.01%
BABA ExitALIBABA GROUP HLDG LTDsponsored ads$0-1,400
-100.0%
-0.01%
AMC ExitAMC ENTMT HLDGS INCcall$0-5,000
-100.0%
-0.01%
COTY ExitCOTY INCcall$0-8,200
-100.0%
-0.01%
TEX ExitTEREX CORP NEW$0-7,700
-100.0%
-0.01%
CPHD ExitCEPHEIDcall$0-3,700
-100.0%
-0.01%
NLST ExitNETLIST INC$0-174,000
-100.0%
-0.01%
KS ExitKAPSTONE PAPER & PACKAGING C$0-10,723
-100.0%
-0.01%
RAX ExitRACKSPACE HOSTING INCcall$0-8,500
-100.0%
-0.01%
WR ExitWESTAR ENERGY INC$0-5,150
-100.0%
-0.01%
MWW ExitMONSTER WORLDWIDE INC$0-80,236
-100.0%
-0.01%
TEX ExitTEREX CORP NEWput$0-15,400
-100.0%
-0.02%
RAX ExitRACKSPACE HOSTING INC$0-13,000
-100.0%
-0.02%
KLAC ExitKLA-TENCOR CORP$0-6,500
-100.0%
-0.02%
RAX ExitRACKSPACE HOSTING INCput$0-14,000
-100.0%
-0.02%
VAL ExitVALSPAR CORPcall$0-5,000
-100.0%
-0.03%
KLAC ExitKLA-TENCOR CORPput$0-8,100
-100.0%
-0.03%
SCTY ExitSOLARCITY CORP$0-33,013
-100.0%
-0.03%
FCS ExitFAIRCHILD SEMICONDUCTOR INTLput$0-43,400
-100.0%
-0.04%
LXK ExitLEXMARK INTL INCcl a$0-24,000
-100.0%
-0.05%
VTAE ExitVITAE PHARMACEUTICALS INC$0-46,000
-100.0%
-0.05%
LXK ExitLEXMARK INTL INCput$0-25,100
-100.0%
-0.05%
CVT ExitCVENT INC$0-32,400
-100.0%
-0.05%
VTAE ExitVITAE PHARMACEUTICALS INCput$0-51,000
-100.0%
-0.05%
AVGO ExitBROADCOM LTD$0-6,672
-100.0%
-0.06%
MSCC ExitMICROSEMI CORPcall$0-27,500
-100.0%
-0.06%
CVT ExitCVENT INCput$0-53,500
-100.0%
-0.08%
CKEC ExitCARMIKE CINEMAS INC$0-64,400
-100.0%
-0.10%
ININ ExitINTERACTIVE INTELLIGENCE GROcall$0-39,200
-100.0%
-0.11%
ININ ExitINTERACTIVE INTELLIGENCE GRO$0-56,613
-100.0%
-0.16%
CKEC ExitCARMIKE CINEMAS INCput$0-116,700
-100.0%
-0.18%
MDVN ExitMEDIVATION INCcall$0-56,500
-100.0%
-0.22%
AVGTF ExitAVG TECHNOLOGIES N Vput$0-196,100
-100.0%
-0.24%
ININ ExitINTERACTIVE INTELLIGENCE GROput$0-95,000
-100.0%
-0.28%
MDVN ExitMEDIVATION INCput$0-117,500
-100.0%
-0.46%
AMZN ExitAMAZON COM INCput$0-19,000
-100.0%
-0.77%
LNKD ExitLINKEDIN CORP$0-111,327
-100.0%
-1.03%
LNKD ExitLINKEDIN CORPput$0-191,300
-100.0%
-1.77%
LNKD ExitLINKEDIN CORPcall$0-352,200
-100.0%
-3.26%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-01-24
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
B RILEY FINL INC24Q3 202316.7%
DISNEY WALT CO20Q1 20230.1%
SPDR S&P 500 ETF TR17Q4 202261.3%
ZIOPHARM ONCOLOGY INC17Q4 20210.1%
ZIOPHARM ONCOLOGY INC17Q1 20230.1%
INVESTORS BANCORP INC NEW17Q2 20210.0%
NORDIC AMERICAN TANKERS LIMI16Q4 20180.0%
AT&T INC15Q4 20181.4%
TELENAV INC15Q4 20180.7%
INTREXON CORP15Q4 20180.7%

View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR/A2024-04-26
13F-HR2024-04-26
13F-HR2024-01-29
13F-HR2023-10-17
13F-HR2023-07-12
13F-HR2023-04-28
13F-HR2023-01-31
13F-HR2022-10-11
13F-HR2022-07-18
13F-HR2022-04-22

View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.

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