This page lists the SEC filings reported by CLINTON GROUP INC.
| Type | Filed | |
|---|---|---|
| DFAN14A | 2012-09-28 | EDGAR |
| DFAN14A | 2012-09-27 | EDGAR |
| SC 13D/A | 2012-09-27 | EDGAR |
| DFAN14A | 2012-09-25 | EDGAR |
| DFAN14A | 2012-09-21 | EDGAR |
| SC 13D/A | 2012-09-21 | EDGAR |
| DFAN14A | 2012-09-19 | EDGAR |
| SC 13D/A | 2012-09-19 | EDGAR |
| 4 | 2012-09-18 | EDGAR |
| DFAN14A | 2012-09-17 | EDGAR |
| SC 13D/A | 2012-09-17 | EDGAR |
| 4 | 2012-09-13 | EDGAR |
| DFAN14A | 2012-09-13 | EDGAR |
| SC 13D/A | 2012-09-13 | EDGAR |
| DEFC14A | 2012-09-10 | EDGAR |
| PRRN14A | 2012-09-07 | EDGAR |
| CORRESP | 2012-09-06 | EDGAR |
| DFAN14A | 2012-09-05 | EDGAR |
| SC 13D/A | 2012-09-05 | EDGAR |
| PREC14A | 2012-08-30 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.