This page lists the SEC filings reported by CLINTON GROUP INC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2017-03-30 | CLINTON GROUP INC | GlassBridge Enterprises, Inc. | 198,365 | 4.0% | EDGAR |
| SC 13D/A | 2017-03-28 | CLINTON GROUP INC | GlassBridge Enterprises, Inc. | 116,408 | 2.4% | EDGAR |
| SC 13D/A | 2017-02-06 | CLINTON GROUP INC | IMATION CORP | 1,164,091 | 3.1% | EDGAR |
| SC 13D | 2016-12-20 | CLINTON GROUP INC | IMATION CORP | 1,164,091 | 3.1% | EDGAR |
| SC 13D/A | 2016-10-03 | CLINTON GROUP INC | EVINE Live Inc. | 1,907,642 | 3.0% | EDGAR |
| SC 13D | 2016-08-25 | CLINTON GROUP INC | EVINE Live Inc. | 1,895,623 | 3.3% | EDGAR |
| SC 13D/A | 2015-12-17 | CLINTON GROUP INC | PACIFIC MERCANTILE BANCORP | 1,099,860 | 4.8% | EDGAR |
| SC 13D/A | 2015-12-03 | CLINTON GROUP INC | PACIFIC MERCANTILE BANCORP | 1,339,382 | 5.9% | EDGAR |
| SC 13D/A | 2015-11-05 | CLINTON GROUP INC | PACIFIC MERCANTILE BANCORP | 1,501,700 | 6.6% | EDGAR |
| SC 13D/A | 2015-10-01 | CLINTON GROUP INC | PACIFIC MERCANTILE BANCORP | 2,078,517 | 9.1% | EDGAR |
| SC 13D/A | 2015-09-17 | CLINTON GROUP INC | Porter Bancorp, Inc. | 1,200 | - | EDGAR |
| SC 13D/A | 2015-06-09 | CLINTON GROUP INC | EveryWare Global, Inc. | 0 | 0.0% | EDGAR |
| SC 13D/A | 2015-06-04 | CLINTON GROUP INC | EveryWare Global, Inc. | 0 | 0.0% | EDGAR |
| SC 13D/A | 2015-01-06 | CLINTON GROUP INC | WET SEAL INC | 1,084,083 | 1.3% | EDGAR |
| SC 13D/A | 2014-11-19 | CLINTON GROUP INC | WET SEAL INC | 1,336,661 | 1.6% | EDGAR |
| SC 13D/A | 2014-11-17 | CLINTON GROUP INC | Porter Bancorp, Inc. | 633,330 | - | EDGAR |
| SC 13D/A | 2014-11-07 | CLINTON GROUP INC | PACIFIC MERCANTILE BANCORP | 1,409,774 | 6.9% | EDGAR |
| SC 13D/A | 2014-10-29 | CLINTON GROUP INC | WET SEAL INC | 1,164,932 | 1.4% | EDGAR |
| SC 13D/A | 2014-10-08 | CLINTON GROUP INC | WET SEAL INC | 112,500 | 0.1% | EDGAR |
| SC 13D/A | 2014-09-03 | CLINTON GROUP INC | WET SEAL INC | 0 | 0.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.