This page lists the SEC filings reported by CLINTON GROUP INC.
| Type | Filed | |
|---|---|---|
| 4 | 2023-09-26 | EDGAR |
| 4 | 2021-01-05 | EDGAR |
| 4 | 2017-05-19 | EDGAR |
| 4 | 2017-03-30 | EDGAR |
| 4 | 2017-02-06 | EDGAR |
| 4 | 2016-12-05 | EDGAR |
| 4 | 2016-11-30 | EDGAR |
| 4 | 2016-06-15 | EDGAR |
| 4 | 2016-03-16 | EDGAR |
| 4 | 2016-01-12 | EDGAR |
| 4 | 2015-12-15 | EDGAR |
| 4 | 2015-12-14 | EDGAR |
| 4 | 2015-12-09 | EDGAR |
| 4 | 2015-12-01 | EDGAR |
| 4 | 2015-11-24 | EDGAR |
| 4 | 2015-11-12 | EDGAR |
| 4 | 2015-11-04 | EDGAR |
| 4 | 2015-10-29 | EDGAR |
| 4 | 2015-10-01 | EDGAR |
| 4 | 2015-09-16 | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.