$5.29 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 220 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 46.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BACPRL | Buy | BANK OF AMERICA CORPconv pfd | $212,572,592 | +4.9% | 182,409 | +4.6% | 4.02% | +14.4% |
| WFCPRL | Buy | WELLS FARGO & COMPANYconv pfd | $199,537,884 | -1.0% | 172,536 | +1.6% | 3.77% | +7.9% |
| Buy | SOUTHWEST AIRLINES COconv | $179,205,172 | +12.5% | 157,232,000 | +18.9% | 3.39% | +22.6% | |
| Sell | FORD MOTOR COMPANYconv | $106,673,996 | +0.5% | 106,249,000 | -5.0% | 2.02% | +9.6% | |
| Sell | WESTERN DIGITAL CORPconv | $99,327,345 | -11.5% | 102,505,000 | -12.5% | 1.88% | -3.5% | |
| Sell | BOOKING HOLDINGS INCconv | $96,545,791 | -27.3% | 64,261,000 | -35.3% | 1.83% | -20.8% | |
| Buy | SNAP INCconv | $90,686,430 | +30.2% | 98,599,000 | +20.4% | 1.72% | +42.0% | |
| New | AFFIRM HOLDINGS INCconv | $88,208,278 | – | 136,229,000 | +100.0% | 1.67% | – | |
| Buy | PIONEER NATURAL RESOURCEconv | $88,131,620 | -0.4% | 41,183,000 | +8.8% | 1.67% | +8.6% | |
| Buy | EQT CORPconv | $84,872,400 | -3.2% | 38,449,000 | +2.1% | 1.60% | +5.5% | |
| Buy | NCL CORPORATION LTDconv | $78,457,864 | +34.0% | 109,554,000 | +28.0% | 1.48% | +46.1% | |
| Sell | EXPEDIA GROUP INCconv | $76,665,886 | -8.1% | 85,160,000 | -10.5% | 1.45% | +0.2% | |
| Buy | DRAFTKINGS HOLDINGS INCconv | $75,059,946 | +88.4% | 106,923,000 | +68.7% | 1.42% | +105.5% | |
| Buy | DIGITALOCEAN HOLDINGSconv | $74,602,219 | +10.0% | 94,402,000 | +4.7% | 1.41% | +19.9% | |
| Buy | AKAMAI TECHNOLOGIES INCconv | $73,063,734 | +67.2% | 79,124,000 | +75.3% | 1.38% | +82.3% | |
| NEEPRQ | Buy | NEXTERA ENERGY INCconv pfd | $70,871,623 | +0.6% | 1,453,926 | +3.7% | 1.34% | +9.7% |
| Buy | BLOCK INCconv | $70,884,900 | +3.1% | 73,800,000 | +2.6% | 1.34% | +12.4% | |
| NIMC | Sell | NISOURCE INCconv pfd | $69,293,446 | -3.0% | 664,112 | -2.9% | 1.31% | +5.7% |
| Sell | FIVE9 INCconv | $69,159,970 | -18.7% | 74,925,000 | -19.1% | 1.31% | -11.4% | |
| New | ENPHASE ENERGY INCconv | $67,925,078 | – | 65,787,000 | +100.0% | 1.28% | – | |
| Sell | SPLUNK INCconv | $66,884,504 | -12.1% | 68,944,000 | -14.5% | 1.26% | -4.2% | |
| KKRPRC | Sell | KKR & CO INCconv pfd | $64,028,160 | -6.2% | 1,007,881 | -15.0% | 1.21% | +2.2% |
| Sell | JETBLUE AIRWAYS CORPconv | $63,755,620 | +4.6% | 82,585,000 | -0.6% | 1.21% | +14.0% | |
| Buy | TYLER TECHNOLOGIES INCconv | $61,993,920 | +8.7% | 64,577,000 | +5.8% | 1.17% | +18.6% | |
| Sell | PALO ALTO NETWORKSconv | $61,924,610 | -4.0% | 30,633,000 | -29.6% | 1.17% | +4.6% | |
| Buy | OAK STREET HEALTH INCconv | $60,792,557 | +52.7% | 61,383,000 | +17.5% | 1.15% | +66.4% | |
| Sell | OMNICELL INCconv | $58,418,052 | +2.7% | 63,223,000 | -2.5% | 1.10% | +12.1% | |
| Sell | ALTERYX INCconv | $58,008,363 | -1.9% | 68,045,000 | -3.3% | 1.10% | +6.9% | |
| Buy | NUTANIX INCconv | $57,032,929 | +3.9% | 68,029,000 | +4.2% | 1.08% | +13.2% | |
| Buy | EURONET WORLDWIDE INCconv | $54,462,918 | +3.8% | 56,003,000 | +2.0% | 1.03% | +13.1% | |
| Buy | BILL HOLDINGS INCconv | $53,373,297 | +7.4% | 58,046,000 | +20.0% | 1.01% | +17.0% | |
| Sell | EXACT SCIENCES CORPconv | $52,962,139 | +2.7% | 59,974,000 | -8.2% | 1.00% | +12.1% | |
| Buy | UBER TECHNOLOGIES INCconv | $51,951,685 | +19.4% | 58,717,000 | +14.3% | 0.98% | +30.2% | |
| Buy | JAZZ INVESTMENTS I LTDconv | $51,494,288 | +13.3% | 46,287,000 | +21.6% | 0.97% | +23.4% | |
| Buy | HAEMONETICS CORPconv | $51,254,215 | +2.7% | 60,053,000 | +0.0% | 0.97% | +11.9% | |
| New | PELOTON INTERACTIVE INCconv | $50,748,525 | – | 66,402,000 | +100.0% | 0.96% | – | |
| Buy | DATADOG INCconv | $47,901,281 | +399.4% | 44,169,000 | +404.8% | 0.91% | +445.8% | |
| RINGCENTRAL INCconv | $46,690,147 | +3.0% | 57,373,000 | 0.0% | 0.88% | +12.3% | ||
| Sell | BLACKLINE INCconv | $45,133,055 | -33.9% | 52,942,000 | -33.6% | 0.85% | -27.9% | |
| Sell | LYFT INCconv | $44,825,524 | -13.0% | 50,769,000 | -12.7% | 0.85% | -5.1% | |
| Sell | DROPBOX INCconv | $44,580,389 | -21.1% | 51,042,000 | -19.0% | 0.84% | -14.0% | |
| New | WAYFAIR INCconv | $43,763,719 | – | 59,319,000 | +100.0% | 0.83% | – | |
| Sell | AIRBNB INCconv | $41,667,147 | -39.8% | 47,511,000 | -43.3% | 0.79% | -34.4% | |
| SPY | Sell | SPDR S&P 500 ETF Trustput | $40,939,000 | -47.9% | 100,000 | -51.3% | 0.77% | -43.3% |
| Buy | SHIFT4 PAYMENTS INCconv | $40,293,229 | +20.6% | 42,481,000 | +7.6% | 0.76% | +31.4% | |
| Buy | CHEGG INCconv | $40,039,120 | -1.7% | 45,499,000 | +2.5% | 0.76% | +7.1% | |
| AEPPZ | Sell | AMERICAN ELECTRIC POWERconv pfd | $39,254,712 | -31.2% | 778,400 | -28.8% | 0.74% | -25.1% |
| Sell | CLOUDFLARE INCconv | $36,825,825 | -32.2% | 43,350,000 | -34.5% | 0.70% | -26.0% | |
| Sell | Q2 HOLDINGS INCconv | $35,817,137 | -2.8% | 44,246,000 | -0.5% | 0.68% | +5.9% | |
| Sell | BENTLEY SYSTEMSconv | $35,405,847 | -4.5% | 41,703,000 | -7.9% | 0.67% | +4.2% | |
| Sell | SPIRIT AIRLINES INCconv | $35,362,926 | -7.7% | 43,631,000 | -7.8% | 0.67% | +0.6% | |
| Sell | OKTA INCconv | $35,339,960 | -4.1% | 41,285,000 | -5.4% | 0.67% | +4.4% | |
| Sell | ITRON INCconv | $35,007,458 | +0.4% | 42,051,000 | -0.7% | 0.66% | +9.4% | |
| Sell | ZSCALER INC.conv | $34,434,810 | -11.3% | 32,501,000 | -11.7% | 0.65% | -3.3% | |
| Buy | ENPHASE ENERGY INCconv | $34,417,715 | +73.4% | 33,037,000 | +95.5% | 0.65% | +89.2% | |
| Sell | SPLUNK INCconv | $33,954,548 | -10.1% | 39,505,000 | -11.3% | 0.64% | -2.1% | |
| Sell | CYBERARK SOFTWARE LTDconv | $33,398,298 | +4.2% | 29,714,000 | -1.5% | 0.63% | +13.7% | |
| Sell | PEBBLEBROOK HOTEL TRUSTconv | $33,376,235 | -21.5% | 39,198,000 | -23.7% | 0.63% | -14.4% | |
| Sell | SHIFT4 PAYMENTS INCconv | $32,650,753 | -43.9% | 27,821,000 | -52.4% | 0.62% | -38.9% | |
| Buy | CHART INDUSTRIES INCconv pfd | $31,704,295 | +15.1% | 593,158 | +9.5% | 0.60% | +25.5% | |
| Buy | CHEESECAKE FACTORY (THE)conv | $31,276,193 | +1.8% | 37,569,000 | +0.8% | 0.59% | +11.1% | |
| Buy | NRG ENERGY INCconv | $31,084,445 | +61.8% | 30,106,000 | +55.7% | 0.59% | +76.6% | |
| Sell | ZILLOW GROUP INCconv | $30,784,325 | -16.9% | 29,975,000 | -22.6% | 0.58% | -9.5% | |
| Sell | MONGODB INCconv | $30,556,377 | -36.4% | 23,582,000 | -42.2% | 0.58% | -30.6% | |
| Buy | NEXTERA ENERGY INCconv pfd | $29,651,999 | +1.0% | 641,055 | +9.8% | 0.56% | +10.0% | |
| Buy | SAREPTA THERAPEUTICS INCconv | $29,530,469 | +22.9% | 24,566,000 | +18.3% | 0.56% | +34.1% | |
| Buy | TELADOC HEALTH INCconv | $29,156,013 | +1.0% | 37,558,000 | +0.6% | 0.55% | +10.0% | |
| Sell | BLOCK INCconv | $28,519,260 | -7.5% | 37,038,000 | -8.8% | 0.54% | +0.7% | |
| New | GUARDANT HEALTH INCconv | $27,676,374 | – | 40,982,000 | +100.0% | 0.52% | – | |
| Sell | IMAX CORPconv | $27,258,060 | -4.9% | 28,973,000 | -14.3% | 0.52% | +3.8% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $26,430,712 | -23.6% | 25,220,000 | -21.3% | 0.50% | -16.8% | |
| Sell | ETSY INCconv | $25,474,390 | -25.5% | 30,588,000 | -22.9% | 0.48% | -18.7% | |
| Buy | DEXCOM INCconv | $25,423,157 | +10.7% | 23,624,000 | +12.4% | 0.48% | +20.9% | |
| Buy | BIOMARIN PHARMACEUTICALconv | $25,339,666 | +5.8% | 24,638,000 | +9.5% | 0.48% | +15.4% | |
| Sell | VERINT SYSTEMS INCconv | $24,478,268 | -3.5% | 27,523,000 | -5.1% | 0.46% | +5.2% | |
| Sell | ARES CAPITAL CORPconv | $24,398,330 | -15.0% | 24,112,000 | -10.5% | 0.46% | -7.4% | |
| Sell | ZILLOW GROUP INCconv | $24,061,034 | -26.6% | 20,279,000 | -37.1% | 0.46% | -20.0% | |
| Sell | NEOGENOMICS INCconv | $23,937,197 | -0.8% | 25,516,000 | -10.3% | 0.45% | +8.4% | |
| Sell | VAIL RESORTS INCconv | $23,799,415 | -31.3% | 26,499,000 | -28.7% | 0.45% | -25.1% | |
| Sell | AMERICAN AIRLINES GROUPconv | $22,384,885 | -29.9% | 19,289,000 | -36.0% | 0.42% | -23.6% | |
| Sell | CINEMARK HOLDINGS INCconv | $22,302,277 | -9.5% | 17,520,000 | -31.8% | 0.42% | -1.4% | |
| Sell | BENTLEY SYSTEMS INCconv | $22,137,527 | -2.6% | 23,255,000 | -6.1% | 0.42% | +6.3% | |
| Buy | NEOGENOMICS INCconv | $21,909,920 | +22.9% | 29,608,000 | +9.0% | 0.41% | +34.0% | |
| Buy | REALOGY GROUP/CO-ISSUERconv | $21,843,528 | +27.9% | 31,543,000 | +30.1% | 0.41% | +39.5% | |
| Sell | EVOLENT HEALTH INCconv | $21,028,415 | -30.0% | 17,597,000 | -36.3% | 0.40% | -23.6% | |
| Sell | DROPBOX INCconv | $20,498,608 | -17.8% | 22,828,000 | -16.9% | 0.39% | -10.4% | |
| Buy | NCL CORPORATION LTDconv | $20,175,383 | +63.6% | 18,655,000 | +53.3% | 0.38% | +78.5% | |
| Buy | OKTA INCconv | $19,955,691 | +11.5% | 22,014,000 | +8.7% | 0.38% | +21.6% | |
| Sell | RINGCENTRAL INCconv | $19,372,969 | -28.4% | 21,878,000 | -30.1% | 0.37% | -22.0% | |
| Sell | INSULET CORPORATIONconv | $19,236,245 | -12.5% | 12,837,000 | -17.2% | 0.36% | -4.5% | |
| Buy | HERBALIFE LTDconv | $19,015,200 | +36.3% | 20,016,000 | +32.7% | 0.36% | +48.8% | |
| Buy | ETSY INCconv | $18,712,503 | -6.1% | 20,688,000 | +4.0% | 0.35% | +2.3% | |
| Buy | RAPID7 INCconv | $18,682,250 | +11.2% | 21,387,000 | +0.1% | 0.35% | +20.9% | |
| Sell | DISH NETWORK CORPconv | $18,460,000 | -42.0% | 35,500,000 | -29.9% | 0.35% | -36.9% | |
| Sell | CRACKER BARREL OLD COUNTconv | $18,050,000 | -33.4% | 20,000,000 | -36.6% | 0.34% | -27.4% | |
| Buy | PERFICIENT INCconv | $18,004,492 | +3.0% | 22,520,000 | +0.1% | 0.34% | +12.5% | |
| Sell | PENN ENTERTAINMENT INCconv | $17,838,982 | -2.5% | 12,371,000 | -0.0% | 0.34% | +6.0% | |
| Buy | NATIONAL VISION HOLDINGSconv | $17,746,014 | +255.0% | 18,447,000 | +408.2% | 0.34% | +286.2% | |
| New | REDFIN CORPconv | $17,622,652 | – | 24,497,000 | +100.0% | 0.33% | – | |
| New | FARFETCH LTDconv | $17,423,473 | – | 22,238,000 | +100.0% | 0.33% | – | |
| Buy | BILL HOLDINGS INCconv | $17,218,076 | -1.6% | 22,018,000 | +0.1% | 0.33% | +7.2% | |
| Buy | CONFLUENT INCconv | $17,035,847 | +4.7% | 21,432,000 | +0.1% | 0.32% | +14.2% | |
| Sell | LIVE NATION ENTERTAINMENconv | $16,499,838 | -62.8% | 16,871,000 | -62.4% | 0.31% | -59.4% | |
| Buy | CABLE ONE INCconv | $16,415,744 | +82.9% | 22,304,000 | +85.9% | 0.31% | +98.7% | |
| Buy | LITHIUM AMERICAS CORPconv | $16,101,520 | +105.4% | 19,636,000 | +96.4% | 0.30% | +124.3% | |
| AESC | Buy | AES CORP/THEconv pfd | $15,730,970 | -8.7% | 174,401 | +3.7% | 0.30% | -0.3% |
| Sell | NEW MOUNTAIN FINANCE CORconv | $15,570,513 | -1.1% | 15,590,000 | -1.3% | 0.30% | +8.1% | |
| Buy | UNITY SOFTWARE INCconv | $15,601,693 | +34.0% | 20,015,000 | +29.5% | 0.30% | +46.0% | |
| Sell | NUVASIVE INCconv | $15,528,128 | -46.0% | 17,536,000 | -46.4% | 0.29% | -41.1% | |
| Sell | LUMENTUM HOLDINGS INCconv | $14,807,400 | -15.7% | 17,020,000 | -16.5% | 0.28% | -8.2% | |
| Sell | SUMMIT HOTEL PROPERTIESconv | $12,485,329 | -35.4% | 14,506,000 | -35.5% | 0.24% | -29.6% | |
| DHRPRB | Sell | DANAHER CORPconv pfd | $12,274,598 | -58.0% | 9,628 | -55.1% | 0.23% | -54.2% |
| Sell | PARSONS CORPconv | $11,823,867 | -11.3% | 10,681,000 | -8.6% | 0.22% | -3.0% | |
| Sell | BLOOM ENERGY CORPconv | $11,394,667 | -14.2% | 8,187,000 | -16.7% | 0.22% | -6.1% | |
| Sell | MIDDLEBY CORPconv | $10,846,249 | -27.4% | 8,710,000 | -31.2% | 0.20% | -20.8% | |
| UNITED STATES STEEL CORPconv | $10,658,740 | +1.6% | 5,230,000 | 0.0% | 0.20% | +11.0% | ||
| Buy | EXACT SCIENCES CORPconv | $10,072,313 | +12.7% | 10,767,000 | +0.0% | 0.19% | +23.2% | |
| Sell | APTIV PLCconv pfd | $9,638,180 | -56.2% | 78,229 | -61.7% | 0.18% | -52.2% | |
| IONIS PHARMACEUTICALS INconv | $9,542,554 | +1.3% | 10,314,000 | 0.0% | 0.18% | +10.4% | ||
| Buy | AIR TRANSPORT SERVICES Gconv | $9,531,000 | +7.7% | 10,000,000 | +17.6% | 0.18% | +16.9% | |
| Sell | SPLUNK INCconv | $9,447,200 | -4.1% | 9,640,000 | -5.2% | 0.18% | +4.7% | |
| Buy | LUMENTUM HOLDINGS INCconv | $9,390,420 | +46.8% | 8,939,000 | +47.3% | 0.18% | +60.4% | |
| INTEGRA LIFESCIENCES HLDconv | $9,418,054 | +0.3% | 9,634,000 | 0.0% | 0.18% | +9.2% | ||
| ATI INCconv | $9,347,400 | +28.9% | 3,600,000 | 0.0% | 0.18% | +40.5% | ||
| Buy | DEXCOM INCconv | $8,004,656 | +110.6% | 2,829,000 | +105.1% | 0.15% | +128.8% | |
| REPLIGEN CORPconv | $7,814,285 | -4.3% | 5,080,000 | 0.0% | 0.15% | +4.2% | ||
| Buy | ROYAL CARIBBEAN CRUISESconv | $7,721,250 | +30.3% | 7,500,000 | +24.5% | 0.15% | +41.7% | |
| NYCBPRU | Buy | NY COMMUNITY CAP TRUST Vconv pfd | $7,595,991 | -10.2% | 194,769 | +1.6% | 0.14% | -2.0% |
| AKAMAI TECHNOLOGIES INCconv | $7,577,558 | -4.2% | 7,500,000 | 0.0% | 0.14% | +4.4% | ||
| Buy | MGP INGREDIENTS INCconv | $7,449,750 | +11.2% | 6,300,000 | +18.9% | 0.14% | +21.6% | |
| Sell | ZILLOW GROUP INCconv | $7,323,819 | -20.6% | 6,257,000 | -29.5% | 0.14% | -13.1% | |
| ON SEMICONDUCTOR CORPconv | $7,368,156 | +23.1% | 4,500,000 | 0.0% | 0.14% | +33.7% | ||
| Sell | LIVONGO HEALTHconv | $6,943,605 | -15.2% | 7,841,000 | -15.9% | 0.13% | -7.7% | |
| Sell | BLACKSTONE MORTGAGE TRconv | $6,660,664 | -55.1% | 8,398,000 | -51.4% | 0.13% | -51.0% | |
| Sell | NICE LTDconv | $6,212,938 | +1.3% | 6,455,000 | -0.3% | 0.12% | +11.3% | |
| Sell | ARRAY TECHNOLOGIES INCconv | $6,018,261 | -41.7% | 5,450,000 | -46.0% | 0.11% | -36.3% | |
| BAC | New | BANK OF AMERICA CORPcall | $5,720,000 | – | 200,000 | +100.0% | 0.11% | – |
| New | FASTLY INCconv | $5,586,000 | – | 7,000,000 | +100.0% | 0.11% | – | |
| JAZZ INVESTMENTS I LTDconv | $5,511,917 | -1.8% | 5,680,000 | 0.0% | 0.10% | +7.2% | ||
| WINNEBAGO INDUSTRIESconv | $5,412,050 | +4.8% | 4,900,000 | 0.0% | 0.10% | +13.3% | ||
| GUESS INCconv | $5,202,500 | -2.4% | 5,000,000 | 0.0% | 0.10% | +6.5% | ||
| BSXPRA | Sell | BOSTON SCIENTIFIC CORPconv pfd | $4,814,982 | -58.1% | 39,861 | -60.1% | 0.09% | -54.5% |
| Buy | COHERUS BIOSCIENCES INCconv | $4,713,962 | +37.5% | 6,677,000 | +28.1% | 0.09% | +50.8% | |
| PH | Buy | Parker-Hannifin Corp | $4,705,540 | +24.4% | 14,000 | +7.7% | 0.09% | +34.8% |
| Sell | HEALTH CATALYST INCconv | $4,078,252 | -76.4% | 4,445,000 | -77.5% | 0.08% | -74.3% | |
| SOFI | New | SoFi Technologies Inccall | $3,945,500 | – | 650,000 | +100.0% | 0.08% | – |
| IBM | Buy | IBM | $3,932,700 | +11.7% | 30,000 | +20.0% | 0.07% | +21.3% |
| Sell | SNAP INCconv | $3,926,013 | -53.9% | 4,137,000 | -55.8% | 0.07% | -50.0% | |
| Sell | SOLAR EDGE TECHNOLOGIESconv | $3,857,465 | -69.5% | 2,965,000 | -70.8% | 0.07% | -66.8% | |
| Sell | HALOZYME THERAPEUTICS INconv | $3,674,305 | -77.8% | 4,310,000 | -74.6% | 0.07% | -76.0% | |
| JCI | New | Johnson Controls International | $3,613,200 | – | 60,000 | +100.0% | 0.07% | – |
| VIACP | Buy | PARAMOUNT GLOBALconv pfd | $3,335,068 | +1478.2% | 108,387 | +1192.3% | 0.06% | +1475.0% |
| Sell | H WORLD GROUP LTDconv | $3,243,600 | -8.7% | 2,400,000 | -17.2% | 0.06% | -1.6% | |
| HAL | Halliburton Co | $3,164,000 | -19.6% | 100,000 | 0.0% | 0.06% | -11.8% | |
| ABBV | Buy | AbbVie Inc | $3,187,400 | +31.5% | 20,000 | +33.3% | 0.06% | +42.9% |
| OXY | Occidental Petroleum Corp | $3,121,500 | -0.9% | 50,000 | 0.0% | 0.06% | +7.3% | |
| MAKEMYTRIP LIMITEDconv | $3,049,291 | -3.9% | 3,178,000 | 0.0% | 0.06% | +5.5% | ||
| AAL | New | AMERICAN AIRLINES GROUPcall | $2,950,000 | – | 200,000 | +100.0% | 0.06% | – |
| BMRN | New | BIOMARIN PHARMACEUTICALcall | $2,917,200 | – | 30,000 | +100.0% | 0.06% | – |
| VZ | Verizon Communications Inc | $2,916,750 | -1.3% | 75,000 | 0.0% | 0.06% | +7.8% | |
| SNV | New | Synovus Financial Corpput | $2,931,933 | – | 95,100 | +100.0% | 0.06% | – |
| ZTO | New | ZTO Express Cayman Incput | $2,866,000 | – | 100,000 | +100.0% | 0.05% | – |
| SEA LTDconv | $2,832,292 | +6.9% | 3,592,000 | 0.0% | 0.05% | +17.4% | ||
| Sell | ILLUMINA INCconv | $2,667,402 | -95.9% | 2,722,000 | -96.0% | 0.05% | -95.6% | |
| New | BRIDGEBIO PHARMA INCconv | $2,334,150 | – | 3,150,000 | +100.0% | 0.04% | – | |
| GHY | New | PGIM Global High Yield Fund In | $2,194,000 | – | 200,000 | +100.0% | 0.04% | – |
| FTHY | New | First Trust High Yield Opportu | $2,113,265 | – | 151,380 | +100.0% | 0.04% | – |
| DB | New | Deutsche Bankput | $2,042,000 | – | 200,000 | +100.0% | 0.04% | – |
| RC | New | Ready Capital Corpput | $2,034,000 | – | 200,000 | +100.0% | 0.04% | – |
| SEA LTDconv | $1,959,037 | +24.1% | 1,600,000 | 0.0% | 0.04% | +37.0% | ||
| EQT | Buy | EQT Corp | $1,914,600 | +183.0% | 60,000 | +200.0% | 0.04% | +200.0% |
| Sell | BURLINGTON STORES INCconv | $1,795,094 | -80.0% | 1,550,000 | -80.1% | 0.03% | -78.2% | |
| AMGN | New | Amgen Inc | $1,692,250 | – | 7,000 | +100.0% | 0.03% | – |
| PPL | New | PPL Corp | $1,656,284 | – | 59,600 | +100.0% | 0.03% | – |
| PNC | New | PNC Financial Services Group I | $1,652,300 | – | 13,000 | +100.0% | 0.03% | – |
| Buy | WAYFAIR INCconv | $1,521,625 | +608.3% | 1,750,000 | +600.0% | 0.03% | +625.0% | |
| CMA | New | Comerica Inc | $1,519,700 | – | 35,000 | +100.0% | 0.03% | – |
| MT | New | ArcelorMittal SA | $1,506,000 | – | 50,000 | +100.0% | 0.03% | – |
| BMY | New | Bristol-Myers Squibb Co | $1,386,200 | – | 20,000 | +100.0% | 0.03% | – |
| AQNU | ALGONQUIN PWR &conv pfd | $1,192,800 | +24.8% | 40,000 | 0.0% | 0.02% | +35.3% | |
| New | BRIDGEBIO PHARMA INCconv | $1,165,234 | – | 1,800,000 | +100.0% | 0.02% | – | |
| New | SL Green Realty Corpput | $1,176,000 | – | 50,000 | +100.0% | 0.02% | – | |
| SNAP | New | SNAP INCcall | $1,121,000 | – | 100,000 | +100.0% | 0.02% | – |
| AFRM | Buy | Affirm Holdings Incput | $1,127,000 | +233.0% | 100,000 | +185.7% | 0.02% | +250.0% |
| Sell | UPWORK INCconv | $925,578 | -97.3% | 1,174,000 | -97.4% | 0.02% | -96.9% | |
| BDN | New | Brandywine Realty Trustput | $946,000 | – | 200,000 | +100.0% | 0.02% | – |
| STWD | New | Starwood Property Trustput | $884,500 | – | 50,000 | +100.0% | 0.02% | – |
| IQ | New | iQIYI Inc | $781,872 | – | 107,400 | +100.0% | 0.02% | – |
| ITGR | New | Integer Holdings Corp | $733,460 | – | 9,464 | +100.0% | 0.01% | – |
| AVK | Advent Convertible and Income | $682,595 | +6.1% | 59,048 | 0.0% | 0.01% | +18.2% | |
| FSR | New | Fisker Inccall | $614,000 | – | 100,000 | +100.0% | 0.01% | – |
| Sell | MARRIOTT VACATION WORLDWconv | $373,632 | -97.7% | 384,000 | -97.7% | 0.01% | -97.6% | |
| Z | New | Zillow Group Inc | $212,300 | – | 4,774 | +100.0% | 0.00% | – |
| Sell | VIAVI SOLUTIONS INCconv | $191,055 | -9.7% | 188,000 | -10.5% | 0.00% | 0.0% | |
| New | CARNIVAL CORPconv | $212,840 | – | 170,000 | +100.0% | 0.00% | – | |
| Sell | LIBERTY MEDIA CORPconv | $163,425 | -99.5% | 150,000 | -99.4% | 0.00% | -99.5% | |
| Sell | PERMIAN RESOURC OPTG LLCconv | $139,163 | -96.4% | 75,000 | -96.7% | 0.00% | -95.5% | |
| SNAP | Sell | Snap Inc | $167,477 | -14.2% | 14,940 | -31.5% | 0.00% | 0.0% |
| SAVE | Spirit Airlines Inc | $107,021 | -11.9% | 6,233 | 0.0% | 0.00% | 0.0% | |
| INN | Sell | Summit Hotel Properties Inc | $91,210 | -31.9% | 13,030 | -29.8% | 0.00% | 0.0% |
| BDN | New | Brandywine Realty Trust | $118,250 | – | 25,000 | +100.0% | 0.00% | – |
| Buy | GRAB HOLDINGS LTD - CL A | $98,782 | +97.7% | 170,314 | +83.2% | 0.00% | +100.0% | |
| Sell | COUPA SOFTWARE INCconv | $52,234 | -99.9% | 52,000 | -99.9% | 0.00% | -99.9% | |
| AFRM | New | Affirm Holdings Inc | $58,694 | – | 5,208 | +100.0% | 0.00% | – |
| EVERBRIDGE INCconv | $33,716 | -0.0% | 37,000 | 0.0% | 0.00% | 0.0% | ||
| U | New | Unity Software Inc | $53,721 | – | 1,656 | +100.0% | 0.00% | – |
| W | New | Wayfair Inc | $34,340 | – | 1,000 | +100.0% | 0.00% | – |
| SRPT | New | Sarepta Therapeutics Inc | $77,185 | – | 560 | +100.0% | 0.00% | – |
| Sell | KAMAN CORPconv | $37,920 | -99.3% | 40,000 | -99.3% | 0.00% | -98.9% | |
| CHEFS' WAREHOUSE THEconv | $57,668 | +1.0% | 55,000 | 0.0% | 0.00% | 0.0% | ||
| PROS HOLDINGS INCconv | $70,968 | +1.8% | 75,000 | 0.0% | 0.00% | 0.0% | ||
| MBACWS | Exit | M3-BRIGADE ACQUISITION II-A | $0 | – | -25,000 | -100.0% | 0.00% | – |
| IMAX | Exit | IMAX Corp | $0 | – | -180 | -100.0% | 0.00% | – |
| Exit | SHAKE SHACK INCconv | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| DHCAW | Exit | DHC ACQUISITION CORP-A | $0 | – | -29,666 | -100.0% | 0.00% | – |
| Exit | JAMF HOLDING CORPconv | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | MERCADOLIBRE INCconv | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | GINKGO BIOWORKS HOLDINGS INC | $0 | – | -9,240 | -100.0% | 0.00% | – | |
| Exit | TRITIUM DCFC LTD | $0 | – | -6,066 | -100.0% | 0.00% | – | |
| Exit | FATHOM DIGITAL MANUFACTURING | $0 | – | -3,175 | -100.0% | 0.00% | – | |
| Exit | GREEN PLAINS INCconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | NATERA INCconv | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | SAREPTA THERAPEUTICS INCconv | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| Exit | PAGAYA TECHNOLOGIES LTD -A | $0 | – | -75,000 | -100.0% | 0.00% | – | |
| TNDM | Exit | Tandem Diabetes Care Inc | $0 | – | -630 | -100.0% | 0.00% | – |
| SOFI | Exit | SoFi Technologies Inc | $0 | – | -4,600 | -100.0% | 0.00% | – |
| Exit | SUNNOVA ENERGY INTL INCconv | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| REDWOOD TRUST INCconv | $10,459 | +3.9% | 11,000 | 0.0% | 0.00% | – | ||
| Sell | PAGERDUTY INC.conv | $19,150 | -99.8% | 17,000 | -99.9% | 0.00% | -100.0% | |
| FIVN | Buy | Five9 Inc | $17,856 | +1362.4% | 247 | +1272.2% | 0.00% | – |
| IONS | Ionis Pharmaceuticals Inc | $16,583 | -5.4% | 464 | 0.0% | 0.00% | – | |
| Sell | LIVEPERSON INCconv | $3,000 | -100.0% | 5,000 | -100.0% | 0.00% | -100.0% | |
| AACWS | Exit | ARES ACQUISITION CORP-A | $0 | – | -4,640 | -100.0% | 0.00% | – |
| Exit | BIGBEAR.AI HOLDINGS INC | $0 | – | -47,332 | -100.0% | 0.00% | – | |
| Exit | NEUROCRINE BIOSCIENCESconv | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| ADERW | Exit | 26 CAPITAL ACQUISITION COR-A | $0 | – | -11,718 | -100.0% | 0.00% | – |
| Exit | APOLLO CMMRL REAL EST FIconv | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | ALLEGO NV | $0 | – | -9,150 | -100.0% | 0.00% | – | |
| MARA | Exit | MARATHON DIGITAL HOLDINGS INCput | $0 | – | -22,500 | -100.0% | -0.00% | – |
| ENPH | Exit | Enphase Energy Inc | $0 | – | -294 | -100.0% | -0.00% | – |
| RPD | Exit | Rapid7 Inc | $0 | – | -2,409 | -100.0% | -0.00% | – |
| ATSG | Exit | Air Transport Services Group I | $0 | – | -2,413 | -100.0% | -0.00% | – |
| BURL | Exit | Burlington Stores Inc | $0 | – | -522 | -100.0% | -0.00% | – |
| Exit | BLACKLINE INCconv | $0 | – | -123,000 | -100.0% | -0.00% | – | |
| OPEN | Exit | OPENDOOR TECHNOLOGIES INCput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| AAL | Exit | American Airlines Group Inc | $0 | – | -26,950 | -100.0% | -0.01% | – |
| ARRY | Exit | ARRAY TECHNOLOGIES INCput | $0 | – | -40,000 | -100.0% | -0.01% | – |
| CAT | Exit | CATERPILLAR INCput | $0 | – | -4,000 | -100.0% | -0.02% | – |
| Exit | MAGNITE INCconv | $0 | – | -1,725,000 | -100.0% | -0.02% | – | |
| CMCSA | Exit | COMCAST CORPput | $0 | – | -37,500 | -100.0% | -0.02% | – |
| RIG | Exit | TRANSOCEAN INCput | $0 | – | -300,000 | -100.0% | -0.02% | – |
| SOFI | Exit | SoFi Technologies Incput | $0 | – | -300,000 | -100.0% | -0.02% | – |
| Exit | BRAEMAR HOTELS & RESORTSconv | $0 | – | -1,540,000 | -100.0% | -0.02% | – | |
| KEY | Exit | KeyCorp | $0 | – | -100,000 | -100.0% | -0.03% | – |
| Exit | LENDINGTREE INCconv | $0 | – | -2,350,000 | -100.0% | -0.03% | – | |
| Exit | NEW RELIC INCconv | $0 | – | -2,184,000 | -100.0% | -0.04% | – | |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -300,000 | -100.0% | -0.04% | – |
| ASML | Exit | ASML Holding NV | $0 | – | -4,500 | -100.0% | -0.04% | – |
| VLO | Exit | Valero Energy Corp | $0 | – | -20,000 | -100.0% | -0.04% | – |
| AAL | Exit | AMERICAN AIRLINES GROUPput | $0 | – | -200,000 | -100.0% | -0.04% | – |
| GOOG | Exit | Alphabet Inc | $0 | – | -30,000 | -100.0% | -0.05% | – |
| NEEPRP | Exit | NEXTERA ENERGY INCconv pfd | $0 | – | -52,926 | -100.0% | -0.05% | – |
| LOW | Exit | Lowe's Cos Inc | $0 | – | -15,000 | -100.0% | -0.05% | – |
| Exit | VARONIS SYSTEM INCconv | $0 | – | -2,900,000 | -100.0% | -0.05% | – | |
| Exit | LCI INDUSTRIESconv | $0 | – | -4,000,000 | -100.0% | -0.06% | – | |
| Exit | VISHAY INTERTECHNOLOGYconv | $0 | – | -4,000,000 | -100.0% | -0.07% | – | |
| Exit | RAPID7 INCconv | $0 | – | -4,500,000 | -100.0% | -0.08% | – | |
| PXD | Exit | Pioneer Natural Resources Co | $0 | – | -19,400 | -100.0% | -0.08% | – |
| Exit | ENVISTA HOLDINGS CORPconv | $0 | – | -2,750,000 | -100.0% | -0.08% | – | |
| Exit | SABRE GLBL INCconv | $0 | – | -4,645,000 | -100.0% | -0.09% | – | |
| Exit | TRANSOCEAN INCconv | $0 | – | -4,810,000 | -100.0% | -0.10% | – | |
| Exit | SHOPIFY INCconv | $0 | – | -7,433,000 | -100.0% | -0.11% | – | |
| Exit | DOCUSIGN INCconv | $0 | – | -6,800,000 | -100.0% | -0.11% | – | |
| Exit | ALTERYX INCconv | $0 | – | -7,639,000 | -100.0% | -0.12% | – | |
| Exit | DISH NETWORK CORPconv | $0 | – | -12,320,000 | -100.0% | -0.14% | – | |
| Exit | WOLFSPEED INCconv | $0 | – | -5,153,000 | -100.0% | -0.14% | – | |
| Exit | M/A-COM TECH SOLUTIONSconv | $0 | – | -8,676,000 | -100.0% | -0.15% | – | |
| Exit | COUPA SOFTWARE INCconv | $0 | – | -10,100,000 | -100.0% | -0.17% | – | |
| BDXB | Exit | BECTON DICKINSON AND COconv pfd | $0 | – | -250,503 | -100.0% | -0.22% | – |
| Exit | NUVASIVE INCconv | $0 | – | -13,100,000 | -100.0% | -0.22% | – | |
| Exit | CNX RESOURCES CORPconv | $0 | – | -8,927,000 | -100.0% | -0.23% | – | |
| Exit | HUBSPOT INCconv | $0 | – | -11,719,000 | -100.0% | -0.25% | – | |
| Exit | SILICON LABORATORIES INCconv | $0 | – | -11,821,000 | -100.0% | -0.26% | – | |
| Exit | PRA GROUP INCconv | $0 | – | -15,863,000 | -100.0% | -0.27% | – | |
| Exit | IONIS PHARMACEUTICALS INconv | $0 | – | -18,450,000 | -100.0% | -0.30% | – | |
| Exit | STARWOOD PROPERTY TRUSTconv | $0 | – | -25,000,000 | -100.0% | -0.42% | – | |
| Exit | REDWOOD TRUST INCconv | $0 | – | -25,162,000 | -100.0% | -0.43% | – | |
| Exit | ELEVANCE HEALTH INCconv | $0 | – | -7,381,000 | -100.0% | -0.94% | – | |
| SPY | Exit | SPDR S&P 500 ETFcall | $0 | – | -190,000 | -100.0% | -1.26% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.