$5.76 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 253 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 47.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BACPRL | New | BANK OF AMERICA CORPconv pfd | $202,665,600 | – | 174,336 | +100.0% | 3.52% | – |
| WFCPRL | New | WELLS FARGO & COMPANYconv pfd | $201,620,105 | – | 169,791 | +100.0% | 3.50% | – |
| Sell | SOUTHWEST AIRLINES COconv | $159,286,021 | +2.1% | 132,215,000 | -3.0% | 2.76% | -2.3% | |
| Sell | BOOKING HOLDINGS INCconv | $132,862,856 | -6.3% | 99,381,000 | -15.4% | 2.30% | -10.3% | |
| Buy | WESTERN DIGITAL CORPconv | $112,227,618 | +5.6% | 117,209,000 | +5.0% | 1.95% | +1.1% | |
| Sell | FORD MOTOR COMPANYconv | $106,121,974 | -12.4% | 111,884,000 | -15.1% | 1.84% | -16.2% | |
| Sell | PIONEER NATURAL RESOURCEconv | $88,443,765 | -3.9% | 37,845,000 | -10.7% | 1.54% | -8.0% | |
| Buy | EQT CORPconv | $87,662,744 | -0.6% | 37,672,000 | +18.0% | 1.52% | -4.8% | |
| Buy | FIVE9 INCconv | $85,117,395 | +28.2% | 92,670,000 | +26.9% | 1.48% | +22.7% | |
| Buy | EXPEDIA GROUP INCconv | $83,390,193 | +3.2% | 95,202,000 | +2.5% | 1.45% | -1.2% | |
| SPY | Buy | SPDR S&P 500 ETFput | $78,589,365 | +25.7% | 205,500 | +17.4% | 1.36% | +20.4% |
| Sell | SPLUNK INCconv | $76,112,832 | -8.4% | 80,628,000 | -14.3% | 1.32% | -12.3% | |
| SPY | Buy | SPDR S&P 500 ETFcall | $72,661,700 | +713.7% | 190,000 | +660.0% | 1.26% | +678.4% |
| NIMC | New | NISOURCE INCconv pfd | $71,442,679 | – | 683,662 | +100.0% | 1.24% | – |
| NEEPRQ | New | NEXTERA ENERGY INCconv pfd | $70,453,332 | – | 1,402,475 | +100.0% | 1.22% | – |
| Buy | SNAP INCconv | $69,646,649 | -0.6% | 81,865,000 | +0.9% | 1.21% | -4.9% | |
| Buy | AIRBNB INCconv | $69,193,410 | +3.7% | 83,820,000 | +4.6% | 1.20% | -0.7% | |
| Buy | BLOCK INCconv | $68,756,288 | +11.7% | 71,902,000 | +6.4% | 1.19% | +6.9% | |
| Buy | BLACKLINE INCconv | $68,277,514 | +25.8% | 79,682,000 | +19.5% | 1.18% | +20.4% | |
| KKRPRC | New | KKR & CO INCconv pfd | $68,279,369 | – | 1,186,281 | +100.0% | 1.18% | – |
| New | DIGITALOCEAN HOLDINGSconv | $67,834,865 | – | 90,146,000 | +100.0% | 1.18% | – | |
| Sell | ILLUMINA INCconv | $65,402,030 | -18.5% | 67,357,000 | -19.5% | 1.14% | -22.0% | |
| Buy | PALO ALTO NETWORKSconv | $64,497,103 | -9.0% | 43,535,000 | +4.1% | 1.12% | -12.9% | |
| Buy | JETBLUE AIRWAYS CORPconv | $60,967,298 | +3.1% | 83,053,000 | +0.4% | 1.06% | -1.3% | |
| Buy | ALTERYX INCconv | $59,123,400 | +31.6% | 70,385,000 | +27.7% | 1.03% | +26.0% | |
| New | NCL CORPORATION LTDconv | $58,540,802 | – | 85,611,000 | +100.0% | 1.02% | – | |
| Sell | SHIFT4 PAYMENTS INCconv | $58,245,058 | +10.1% | 58,501,000 | -1.8% | 1.01% | +5.4% | |
| AEPPZ | New | AMERICAN ELECTRIC POWERconv pfd | $57,040,070 | – | 1,093,350 | +100.0% | 0.99% | – |
| Sell | TYLER TECHNOLOGIES INCconv | $57,012,294 | -13.3% | 61,041,000 | -11.8% | 0.99% | -17.0% | |
| Buy | OMNICELL INCconv | $56,858,541 | +355.4% | 64,833,000 | +453.6% | 0.99% | +336.3% | |
| Sell | DROPBOX INCconv | $56,469,504 | -2.5% | 63,024,000 | -7.0% | 0.98% | -6.7% | |
| New | NUTANIX INCconv | $54,917,132 | – | 65,261,000 | +100.0% | 0.95% | – | |
| Buy | CLOUDFLARE INCconv | $54,283,180 | +16.3% | 66,199,000 | +10.9% | 0.94% | +11.3% | |
| Sell | ELEVANCE HEALTH INCconv | $54,011,944 | -3.8% | 7,381,000 | -14.9% | 0.94% | -7.9% | |
| Sell | EURONET WORLDWIDE INCconv | $52,485,792 | -4.9% | 54,923,000 | -9.5% | 0.91% | -8.9% | |
| Sell | LYFT INCconv | $51,508,979 | +2.2% | 58,172,000 | -1.0% | 0.89% | -2.1% | |
| Buy | EXACT SCIENCES CORPconv | $51,547,291 | +24.1% | 65,349,000 | +0.3% | 0.89% | +18.7% | |
| Sell | HAEMONETICS CORPconv | $49,913,746 | +2.7% | 60,043,000 | -1.2% | 0.87% | -1.7% | |
| Buy | BILL.COM HOLDINGS INCconv | $49,713,052 | +217.8% | 48,359,000 | +240.7% | 0.86% | +203.9% | |
| Buy | COUPA SOFTWARE INCconv | $49,692,598 | +31.5% | 51,415,000 | +5.2% | 0.86% | +25.8% | |
| Buy | MONGODB INCconv | $48,022,759 | +51.9% | 40,827,000 | +51.1% | 0.83% | +45.4% | |
| Sell | JAZZ INVESTMENTS I LTDconv | $45,447,256 | -23.8% | 38,071,000 | -31.4% | 0.79% | -27.0% | |
| Sell | RINGCENTRAL INCconv | $45,324,670 | +1.3% | 57,373,000 | -0.8% | 0.79% | -3.1% | |
| Buy | LIVE NATION ENTERTAINMENconv | $44,316,540 | +143.9% | 44,923,000 | +145.8% | 0.77% | +133.7% | |
| Sell | AKAMAI TECHNOLOGIES INCconv | $43,703,264 | -26.9% | 45,148,000 | -29.4% | 0.76% | -30.1% | |
| Buy | UBER TECHNOLOGIES INCconv | $43,523,540 | +2.2% | 51,370,000 | +0.7% | 0.76% | -2.2% | |
| Sell | PEBBLEBROOK HOTEL TRUSTconv | $42,492,125 | -19.9% | 51,350,000 | -16.9% | 0.74% | -23.3% | |
| Buy | CHEGG INCconv | $40,746,175 | +6.8% | 44,410,000 | +1.2% | 0.71% | +2.3% | |
| Buy | DRAFTKINGS HOLDINGS INCconv | $39,831,188 | +4.2% | 63,375,000 | +8.7% | 0.69% | -0.3% | |
| Buy | OAK STREET HEALTH INCconv | $39,805,927 | +9.6% | 52,243,000 | +11.5% | 0.69% | +5.0% | |
| Buy | ZSCALER INC.conv | $38,813,450 | -5.5% | 36,790,000 | +14.5% | 0.67% | -9.7% | |
| Sell | SPIRIT AIRLINES INCconv | $38,317,050 | -17.4% | 47,305,000 | -12.7% | 0.66% | -20.9% | |
| Sell | SPLUNK INCconv | $37,782,634 | -8.0% | 44,513,000 | -14.2% | 0.66% | -11.8% | |
| Sell | ZILLOW GROUP INCconv | $37,044,044 | -4.5% | 38,749,000 | -8.7% | 0.64% | -8.5% | |
| Buy | BENTLEY SYSTEMSconv | $37,067,121 | +37.7% | 45,259,000 | +27.5% | 0.64% | +31.8% | |
| Sell | OKTA INCconv | $36,866,505 | +4.9% | 43,629,000 | -3.0% | 0.64% | +0.5% | |
| Sell | Q2 HOLDINGS INCconv | $36,834,408 | -8.7% | 44,486,000 | -12.3% | 0.64% | -12.7% | |
| Sell | ITRON INCconv | $34,879,692 | -17.9% | 42,340,000 | -21.7% | 0.60% | -21.4% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $34,615,044 | +3.4% | 32,064,000 | -4.4% | 0.60% | -1.0% | |
| Buy | VAIL RESORTS INCconv | $34,667,553 | +48.9% | 37,177,000 | +39.8% | 0.60% | +42.4% | |
| Buy | ETSY INCconv | $34,175,523 | +23.1% | 39,679,000 | +11.2% | 0.59% | +17.9% | |
| Sell | UPWORK INCconv | $33,824,233 | -6.6% | 44,883,000 | -8.9% | 0.59% | -10.7% | |
| Sell | LIBERTY MEDIA CORPconv | $33,656,294 | +1.9% | 27,219,000 | -0.9% | 0.58% | -2.5% | |
| SHIFT4 PAYMENTS INCconv | $33,406,276 | +10.2% | 39,464,000 | 0.0% | 0.58% | +5.6% | ||
| Buy | ZILLOW GROUP INCconv | $32,798,095 | +589.6% | 32,234,000 | +561.9% | 0.57% | +561.6% | |
| Buy | CYBERARK SOFTWARE LTDconv | $32,057,825 | +6.9% | 30,153,000 | +14.9% | 0.56% | +2.4% | |
| Buy | AMERICAN AIRLINES GROUPconv | $31,925,673 | +39.1% | 30,147,000 | +33.1% | 0.55% | +33.2% | |
| Sell | DISH NETWORK CORPconv | $31,847,528 | -41.9% | 50,632,000 | -36.3% | 0.55% | -44.4% | |
| Sell | BLOCK INCconv | $30,829,530 | -13.6% | 40,632,000 | -18.0% | 0.54% | -17.3% | |
| Sell | CHEESECAKE FACTORY (THE)conv | $30,719,510 | +4.0% | 37,264,000 | -1.9% | 0.53% | -0.6% | |
| Buy | EVOLENT HEALTH INCconv | $30,036,416 | +82.5% | 27,607,000 | +112.1% | 0.52% | +74.8% | |
| New | NEXTERA ENERGY INCconv pfd | $29,371,079 | – | 583,744 | +100.0% | 0.51% | – | |
| DHRPRB | New | DANAHER CORPconv pfd | $29,197,878 | – | 21,456 | +100.0% | 0.51% | – |
| Sell | TELADOC HEALTH INCconv | $28,862,597 | -0.3% | 37,329,000 | -5.0% | 0.50% | -4.6% | |
| Buy | NUVASIVE INCconv | $28,763,847 | +2.0% | 32,742,000 | +1.5% | 0.50% | -2.3% | |
| Sell | ARES CAPITAL CORPconv | $28,706,872 | -8.0% | 26,939,000 | -11.5% | 0.50% | -12.0% | |
| Buy | IMAX CORPconv | $28,666,145 | +67.1% | 33,788,000 | +63.2% | 0.50% | +59.8% | |
| Sell | LIVEPERSON INCconv | $27,580,785 | -13.3% | 38,408,000 | -17.5% | 0.48% | -17.0% | |
| New | CHART INDUSTRIES INCconv pfd | $27,535,275 | – | 541,500 | +100.0% | 0.48% | – | |
| Sell | CRACKER BARREL OLD COUNTconv | $27,110,738 | -2.3% | 31,570,000 | -5.1% | 0.47% | -6.6% | |
| Sell | RINGCENTRAL INCconv | $27,041,421 | -5.5% | 31,307,000 | -7.5% | 0.47% | -9.6% | |
| Buy | VERINT SYSTEMS INCconv | $25,375,000 | +31.3% | 29,000,000 | +25.3% | 0.44% | +25.7% | |
| Sell | DROPBOX INCconv | $24,946,392 | -20.5% | 27,474,000 | -23.4% | 0.43% | -23.9% | |
| REDWOOD TRUST INCconv | $24,784,570 | -0.3% | 25,162,000 | 0.0% | 0.43% | -4.4% | ||
| Buy | CINEMARK HOLDINGS INCconv | $24,656,749 | -5.1% | 25,682,000 | +11.3% | 0.43% | -9.1% | |
| Sell | STARWOOD PROPERTY TRUSTconv | $24,359,375 | -4.3% | 25,000,000 | -4.3% | 0.42% | -8.2% | |
| Buy | NEOGENOMICS INCconv | $24,119,827 | -0.8% | 28,439,000 | +2.2% | 0.42% | -5.2% | |
| Sell | SAREPTA THERAPEUTICS INCconv | $24,027,385 | -12.1% | 20,758,000 | -21.5% | 0.42% | -15.9% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $23,940,819 | -28.8% | 22,505,000 | -33.5% | 0.42% | -31.9% | |
| Sell | DEXCOM INCconv | $22,967,628 | -61.6% | 21,023,000 | -67.4% | 0.40% | -63.3% | |
| Sell | BENTLEY SYSTEMS INCconv | $22,719,592 | -26.9% | 24,776,000 | -33.1% | 0.39% | -30.1% | |
| Sell | INSULET CORPORATIONconv | $21,976,253 | -10.8% | 15,509,000 | -25.5% | 0.38% | -14.6% | |
| New | APTIV PLCconv pfd | $21,984,240 | – | 204,279 | +100.0% | 0.38% | – | |
| Sell | ETSY INCconv | $19,935,715 | +8.8% | 19,886,000 | -4.1% | 0.35% | +4.2% | |
| Buy | ENPHASE ENERGY INCconv | $19,850,883 | +25.5% | 16,903,000 | +27.3% | 0.34% | +19.9% | |
| Sell | SUMMIT HOTEL PROPERTIESconv | $19,314,615 | -34.9% | 22,485,000 | -36.8% | 0.34% | -37.7% | |
| Buy | NRG ENERGY INCconv | $19,215,284 | -0.3% | 19,341,000 | +7.3% | 0.33% | -4.6% | |
| Sell | PENN ENTERTAINMENT INCconv | $18,304,104 | -19.9% | 12,376,000 | -23.9% | 0.32% | -23.2% | |
| Sell | OKTA INCconv | $17,892,642 | -12.2% | 20,252,000 | -16.6% | 0.31% | -16.2% | |
| Sell | NEOGENOMICS INCconv | $17,830,358 | -18.0% | 27,168,000 | -18.7% | 0.31% | -21.6% | |
| Buy | LUMENTUM HOLDINGS INCconv | $17,570,850 | +3.7% | 20,372,000 | +12.7% | 0.30% | -0.7% | |
| New | BILL.COM HOLDINGS INCconv | $17,501,000 | – | 22,000,000 | +100.0% | 0.30% | – | |
| New | PERFICIENT INCconv | $17,485,975 | – | 22,490,000 | +100.0% | 0.30% | – | |
| Sell | HEALTH CATALYST INCconv | $17,298,604 | -3.2% | 19,736,000 | -5.7% | 0.30% | -7.4% | |
| AESC | New | AES CORP/THEconv pfd | $17,222,100 | – | 168,201 | +100.0% | 0.30% | – |
| Sell | IONIS PHARMACEUTICALS INconv | $17,123,906 | -13.8% | 18,450,000 | -7.8% | 0.30% | -17.5% | |
| Buy | REALOGY GROUP/CO-ISSUERconv | $17,074,816 | +31.0% | 24,254,000 | +30.8% | 0.30% | +25.4% | |
| Buy | RAPID7 INCconv | $16,801,408 | +14.7% | 21,376,000 | +11.5% | 0.29% | +10.2% | |
| Sell | MARRIOTT VACATION WORLDWconv | $16,604,140 | -67.4% | 16,943,000 | -69.3% | 0.29% | -68.8% | |
| Sell | HALOZYME THERAPEUTICS INconv | $16,543,125 | -34.1% | 17,000,000 | -42.4% | 0.29% | -36.9% | |
| New | CONFLUENT INCconv | $16,274,640 | – | 21,414,000 | +100.0% | 0.28% | – | |
| Sell | NEW MOUNTAIN FINANCE CORconv | $15,749,628 | -31.2% | 15,799,000 | -31.6% | 0.27% | -34.2% | |
| PRA GROUP INCconv | $15,696,439 | +0.6% | 15,863,000 | 0.0% | 0.27% | -3.9% | ||
| Sell | MIDDLEBY CORPconv | $14,946,311 | -35.7% | 12,661,000 | -37.6% | 0.26% | -38.5% | |
| Buy | SILICON LABORATORIES INCconv | $14,828,262 | +6.1% | 11,821,000 | +0.5% | 0.26% | +1.6% | |
| Buy | BLACKSTONE MORTGAGE TRconv | $14,821,367 | +5.5% | 17,297,000 | +5.0% | 0.26% | +0.8% | |
| Sell | HUBSPOT INCconv | $14,467,106 | +3.5% | 11,719,000 | -0.7% | 0.25% | -0.8% | |
| Sell | HERBALIFE LTDconv | $13,946,083 | -71.2% | 15,085,000 | -71.8% | 0.24% | -72.4% | |
| Sell | PARSONS CORPconv | $13,333,862 | +1.5% | 11,681,000 | -8.1% | 0.23% | -2.9% | |
| Buy | BLOOM ENERGY CORPconv | $13,279,099 | +18.7% | 9,832,000 | +22.6% | 0.23% | +13.3% | |
| Sell | CNX RESOURCES CORPconv | $13,131,617 | -15.4% | 8,927,000 | -20.1% | 0.23% | -19.1% | |
| Buy | NUVASIVE INCconv | $12,887,125 | +5.4% | 13,100,000 | +4.0% | 0.22% | +0.9% | |
| Buy | SOLAR EDGE TECHNOLOGIESconv | $12,661,947 | +94.7% | 10,158,000 | +70.8% | 0.22% | +86.4% | |
| BDXB | New | BECTON DICKINSON AND COconv pfd | $12,597,170 | – | 250,503 | +100.0% | 0.22% | – |
| New | PAGERDUTY INC.conv | $12,508,209 | – | 12,366,000 | +100.0% | 0.22% | – | |
| Sell | NCL CORPORATION LTDconv | $12,329,228 | -45.1% | 12,165,000 | -46.6% | 0.21% | -47.4% | |
| New | UNITY SOFTWARE INCconv | $11,646,850 | – | 15,457,000 | +100.0% | 0.20% | – | |
| BSXPRA | New | BOSTON SCIENTIFIC CORPconv pfd | $11,504,610 | – | 99,951 | +100.0% | 0.20% | – |
| Sell | UNITED STATES STEEL CORPconv | $10,486,150 | +16.7% | 5,230,000 | -10.6% | 0.18% | +11.7% | |
| New | ARRAY TECHNOLOGIES INCconv | $10,315,107 | – | 10,098,000 | +100.0% | 0.18% | – | |
| Buy | SPLUNK INCconv | $9,848,677 | +59.3% | 10,169,000 | +57.1% | 0.17% | +52.7% | |
| Buy | COUPA SOFTWARE INCconv | $9,810,130 | +50.2% | 10,100,000 | +31.2% | 0.17% | +44.1% | |
| New | DATADOG INCconv | $9,592,188 | – | 8,750,000 | +100.0% | 0.17% | – | |
| Sell | INTEGRA LIFESCIENCES HLDconv | $9,388,333 | +6.1% | 9,634,000 | -4.5% | 0.16% | +1.9% | |
| Sell | IONIS PHARMACEUTICALS INconv | $9,417,713 | -37.3% | 10,314,000 | -37.6% | 0.16% | -40.1% | |
| Sell | ZILLOW GROUP INCconv | $9,219,047 | -18.2% | 8,873,000 | -21.5% | 0.16% | -21.6% | |
| Sell | BURLINGTON STORES INCconv | $8,974,350 | -84.4% | 7,770,000 | -87.1% | 0.16% | -85.0% | |
| New | CABLE ONE INCconv | $8,976,000 | – | 12,000,000 | +100.0% | 0.16% | – | |
| Sell | EXACT SCIENCES CORPconv | $8,934,120 | +9.0% | 10,764,000 | -8.5% | 0.16% | +4.0% | |
| Buy | AIR TRANSPORT SERVICES Gconv | $8,851,050 | +194.3% | 8,500,000 | +183.3% | 0.15% | +180.0% | |
| Sell | M/A-COM TECH SOLUTIONSconv | $8,628,282 | -34.6% | 8,676,000 | -37.9% | 0.15% | -37.2% | |
| Sell | SNAP INCconv | $8,508,373 | -9.5% | 9,355,000 | -9.1% | 0.15% | -12.9% | |
| NYCBPRU | New | NY COMMUNITY CAP TRUST Vconv pfd | $8,461,775 | – | 191,717 | +100.0% | 0.15% | – |
| Sell | WOLFSPEED INCconv | $8,304,060 | -32.1% | 5,153,000 | -4.6% | 0.14% | -35.1% | |
| Sell | REPLIGEN CORPconv | $8,169,148 | -14.0% | 5,080,000 | -7.3% | 0.14% | -17.4% | |
| Buy | LIVONGO HEALTHconv | $8,189,537 | +13.6% | 9,319,000 | +8.4% | 0.14% | +8.4% | |
| Sell | DISH NETWORK CORPconv | $7,921,760 | -56.1% | 12,320,000 | -54.9% | 0.14% | -58.1% | |
| Buy | AKAMAI TECHNOLOGIES INCconv | $7,912,500 | +19.2% | 7,500,000 | +15.4% | 0.14% | +14.2% | |
| New | LITHIUM AMERICAS CORPconv | $7,840,000 | – | 10,000,000 | +100.0% | 0.14% | – | |
| Sell | ATI INCconv | $7,250,400 | -2.1% | 3,600,000 | -11.3% | 0.13% | -6.0% | |
| Sell | ALTERYX INCconv | $7,042,203 | -7.3% | 7,639,000 | -9.5% | 0.12% | -11.6% | |
| New | MGP INGREDIENTS INCconv | $6,698,140 | – | 5,300,000 | +100.0% | 0.12% | – | |
| Buy | LUMENTUM HOLDINGS INCconv | $6,397,780 | +85.6% | 6,070,000 | +116.8% | 0.11% | +79.0% | |
| Buy | DOCUSIGN INCconv | $6,426,000 | +37.0% | 6,800,000 | +36.0% | 0.11% | +30.6% | |
| Sell | SHOPIFY INCconv | $6,383,089 | +4.1% | 7,433,000 | -0.3% | 0.11% | 0.0% | |
| Sell | NICE LTDconv | $6,136,010 | -38.8% | 6,476,000 | -40.2% | 0.11% | -41.8% | |
| ON SEMICONDUCTOR CORPconv | $5,985,000 | +0.5% | 4,500,000 | 0.0% | 0.10% | -3.7% | ||
| Buy | ROYAL CARIBBEAN CRUISESconv | $5,925,648 | +125.9% | 6,022,000 | +115.7% | 0.10% | +114.6% | |
| New | TRANSOCEAN INCconv | $5,814,809 | – | 4,810,000 | +100.0% | 0.10% | – | |
| New | JAZZ INVESTMENTS I LTDconv | $5,612,550 | – | 5,680,000 | +100.0% | 0.10% | – | |
| Sell | KAMAN CORPconv | $5,383,655 | -7.6% | 5,761,000 | -6.7% | 0.09% | -12.3% | |
| New | GUESS INCconv | $5,328,125 | – | 5,000,000 | +100.0% | 0.09% | – | |
| Sell | WINNEBAGO INDUSTRIESconv | $5,163,375 | -9.0% | 4,900,000 | -9.3% | 0.09% | -12.6% | |
| Sell | SABRE GLBL INCconv | $5,002,201 | -49.6% | 4,645,000 | -54.9% | 0.09% | -51.7% | |
| Sell | NATIONAL VISION HOLDINGSconv | $4,998,819 | +2.5% | 3,630,000 | -7.6% | 0.09% | -1.1% | |
| New | ENVISTA HOLDINGS CORPconv | $4,631,000 | – | 2,750,000 | +100.0% | 0.08% | – | |
| PXD | New | Pioneer Natural Resources Co | $4,430,766 | – | 19,400 | +100.0% | 0.08% | – |
| New | RAPID7 INCconv | $4,333,500 | – | 4,500,000 | +100.0% | 0.08% | – | |
| HAL | New | Halliburton Co | $3,935,000 | – | 100,000 | +100.0% | 0.07% | – |
| Sell | PERMIAN RESOURC OPTG LLCconv | $3,889,565 | -47.4% | 2,290,000 | -58.4% | 0.07% | -50.0% | |
| Sell | VISHAY INTERTECHNOLOGYconv | $3,870,408 | -14.7% | 4,000,000 | -17.9% | 0.07% | -18.3% | |
| PH | New | Parker-Hannifin Corp | $3,783,000 | – | 13,000 | +100.0% | 0.07% | – |
| Sell | DEXCOM INCconv | $3,801,214 | -63.4% | 1,379,000 | -73.7% | 0.07% | -64.9% | |
| Sell | H WORLD GROUP LTDconv | $3,553,950 | -10.1% | 2,900,000 | -19.4% | 0.06% | -13.9% | |
| IBM | Buy | IBM | $3,522,250 | +97.7% | 25,000 | +66.7% | 0.06% | +90.6% |
| Sell | LCI INDUSTRIESconv | $3,390,000 | -80.4% | 4,000,000 | -80.1% | 0.06% | -81.2% | |
| Sell | COHERUS BIOSCIENCES INCconv | $3,428,205 | -29.5% | 5,214,000 | -15.1% | 0.06% | -33.0% | |
| OXY | Buy | Occidental Petroleum Corp | $3,149,500 | +156.3% | 50,000 | +150.0% | 0.06% | +150.0% |
| Buy | MAKEMYTRIP LIMITEDconv | $3,171,644 | +21.7% | 3,178,000 | +28.2% | 0.06% | +17.0% | |
| New | VARONIS SYSTEM INCconv | $3,056,600 | – | 2,900,000 | +100.0% | 0.05% | – | |
| LOW | New | Lowe's Cos Inc | $2,988,600 | – | 15,000 | +100.0% | 0.05% | – |
| VZ | New | Verizon Communications Inc | $2,955,000 | – | 75,000 | +100.0% | 0.05% | – |
| NEEPRP | New | NEXTERA ENERGY INCconv pfd | $2,689,170 | – | 52,926 | +100.0% | 0.05% | – |
| Sell | SEA LTDconv | $2,649,100 | -13.5% | 3,592,000 | -18.2% | 0.05% | -17.9% | |
| GOOG | New | Alphabet Inc | $2,661,900 | – | 30,000 | +100.0% | 0.05% | – |
| VLO | Sell | Valero Energy Corp | $2,537,200 | -5.0% | 20,000 | -20.0% | 0.04% | -8.3% |
| AAL | Buy | AMERICAN AIRLINES GROUPput | $2,544,000 | +111.3% | 200,000 | +100.0% | 0.04% | +100.0% |
| ASML | New | ASML Holding NV | $2,458,800 | – | 4,500 | +100.0% | 0.04% | – |
| ABBV | New | AbbVie Inc | $2,424,150 | – | 15,000 | +100.0% | 0.04% | – |
| CCL | New | CARNIVAL CORPput | $2,418,000 | – | 300,000 | +100.0% | 0.04% | – |
| NEW RELIC INCconv | $2,141,412 | +0.3% | 2,184,000 | 0.0% | 0.04% | -5.1% | ||
| Sell | LENDINGTREE INCconv | $1,721,610 | -88.0% | 2,350,000 | -88.3% | 0.03% | -88.5% | |
| KEY | New | KeyCorp | $1,742,000 | – | 100,000 | +100.0% | 0.03% | – |
| Sell | SEA LTDconv | $1,579,040 | -20.4% | 1,600,000 | -20.0% | 0.03% | -25.0% | |
| Sell | BRAEMAR HOTELS & RESORTSconv | $1,460,507 | -25.4% | 1,540,000 | -24.5% | 0.02% | -28.6% | |
| SOFI | New | SoFi Technologies Incput | $1,383,000 | – | 300,000 | +100.0% | 0.02% | – |
| RIG | New | TRANSOCEAN INCput | $1,368,000 | – | 300,000 | +100.0% | 0.02% | – |
| CMCSA | New | COMCAST CORPput | $1,311,375 | – | 37,500 | +100.0% | 0.02% | – |
| New | MAGNITE INCconv | $1,348,778 | – | 1,725,000 | +100.0% | 0.02% | – | |
| CAT | New | CATERPILLAR INCput | $958,240 | – | 4,000 | +100.0% | 0.02% | – |
| AQNU | New | ALGONQUIN PWR &conv pfd | $955,600 | – | 40,000 | +100.0% | 0.02% | – |
| ARRY | Buy | ARRAY TECHNOLOGIES INCput | $773,200 | +55.6% | 40,000 | +33.3% | 0.01% | +44.4% |
| EQT | EQT Corp | $676,600 | -17.0% | 20,000 | 0.0% | 0.01% | -20.0% | |
| AVK | Advent Convertible and Income | $643,623 | +2.5% | 59,048 | 0.0% | 0.01% | 0.0% | |
| AAL | Buy | American Airlines Group Inc | $342,804 | +534.8% | 26,950 | +505.3% | 0.01% | +500.0% |
| AFRM | Sell | AFFIRM HOLDINGS INCput | $338,450 | -81.0% | 35,000 | -63.2% | 0.01% | -81.2% |
| New | WAYFAIR INCconv | $214,837 | – | 250,000 | +100.0% | 0.00% | – | |
| OPEN | New | OPENDOOR TECHNOLOGIES INCput | $232,000 | – | 200,000 | +100.0% | 0.00% | – |
| VIACP | New | PARAMOUNT GLOBALconv pfd | $211,317 | – | 8,387 | +100.0% | 0.00% | – |
| Sell | VIAVI SOLUTIONS INCconv | $211,628 | -99.1% | 210,000 | -99.0% | 0.00% | -99.1% | |
| SNAP | Sell | Snap Inc | $195,110 | -22.6% | 21,800 | -15.0% | 0.00% | -40.0% |
| BLACKLINE INCconv | $136,986 | +7.0% | 123,000 | 0.0% | 0.00% | 0.0% | ||
| INN | Summit Hotel Properties Inc | $134,003 | +7.2% | 18,560 | 0.0% | 0.00% | 0.0% | |
| SAVE | New | Spirit Airlines Inc | $121,419 | – | 6,233 | +100.0% | 0.00% | – |
| BURL | Burlington Stores Inc | $105,841 | +82.5% | 522 | 0.0% | 0.00% | +100.0% | |
| GRAB HOLDINGS LTD - CL A | $49,953 | +8.6% | 92,970 | 0.0% | 0.00% | 0.0% | ||
| ENPH | Sell | Enphase Energy Inc | $77,898 | -97.2% | 294 | -97.1% | 0.00% | -98.0% |
| RPD | Buy | Rapid7 Inc | $81,858 | +29.9% | 2,409 | +63.9% | 0.00% | 0.0% |
| ATSG | Sell | Air Transport Services Group I | $62,690 | -20.6% | 2,413 | -26.6% | 0.00% | 0.0% |
| Sell | EVERBRIDGE INCconv | $33,717 | -99.8% | 37,000 | -99.9% | 0.00% | -99.8% | |
| MARA | New | MARATHON DIGITAL HOLDINGS INCput | $76,950 | – | 22,500 | +100.0% | 0.00% | – |
| Sell | PROS HOLDINGS INCconv | $69,747 | -99.3% | 75,000 | -99.3% | 0.00% | -99.4% | |
| Sell | CHEFS' WAREHOUSE THEconv | $57,118 | -99.2% | 55,000 | -99.2% | 0.00% | -99.2% | |
| SOFI | New | SoFi Technologies Inc | $21,206 | – | 4,600 | +100.0% | 0.00% | – |
| New | NEUROCRINE BIOSCIENCESconv | $4,760 | – | 3,000 | +100.0% | 0.00% | – | |
| New | NATERA INCconv | $6,385 | – | 5,000 | +100.0% | 0.00% | – | |
| New | MERCADOLIBRE INCconv | $6,095 | – | 3,000 | +100.0% | 0.00% | – | |
| Sell | REDWOOD TRUST INCconv | $10,065 | -99.9% | 11,000 | -99.9% | 0.00% | -100.0% | |
| MBACWS | M3-BRIGADE ACQUISITION II-A | $1,360 | -32.0% | 25,000 | 0.0% | 0.00% | – | |
| New | SAREPTA THERAPEUTICS INCconv | $13,094 | – | 7,000 | +100.0% | 0.00% | – | |
| Sell | SHAKE SHACK INCconv | $7,349 | -97.8% | 11,000 | -97.8% | 0.00% | -100.0% | |
| New | JAMF HOLDING CORPconv | $4,140 | – | 5,000 | +100.0% | 0.00% | – | |
| IONS | Ionis Pharmaceuticals Inc | $17,525 | -16.5% | 464 | 0.0% | 0.00% | – | |
| IMAX | IMAX Corp | $2,639 | -12.0% | 180 | 0.0% | 0.00% | – | |
| New | GREEN PLAINS INCconv | $9,592 | – | 8,000 | +100.0% | 0.00% | – | |
| GINKGO BIOWORKS HOLDINGS INC | $1,848 | -73.6% | 9,240 | 0.0% | 0.00% | – | ||
| FIVN | Sell | Five9 Inc | $1,221 | -95.3% | 18 | -94.8% | 0.00% | – |
| FATHOM DIGITAL MANUFACTURING | $264 | -73.6% | 3,175 | 0.0% | 0.00% | – | ||
| New | SUNNOVA ENERGY INTL INCconv | $5,450 | – | 7,000 | +100.0% | 0.00% | – | |
| TNDM | Sell | Tandem Diabetes Care Inc | $28,319 | -39.7% | 630 | -36.4% | 0.00% | -100.0% |
| ADERW | 26 CAPITAL ACQUISITION COR-A | $3,281 | -18.0% | 11,718 | 0.0% | 0.00% | – | |
| BIGBEAR.AI HOLDINGS INC | $1,453 | -79.2% | 47,332 | 0.0% | 0.00% | – | ||
| Sell | APOLLO CMMRL REAL EST FIconv | $4,913 | -99.9% | 5,000 | -99.9% | 0.00% | -100.0% | |
| DHCAW | DHC ACQUISITION CORP-A | $297 | -90.1% | 29,666 | 0.0% | 0.00% | – | |
| AACWS | ARES ACQUISITION CORP-A | $2,164 | +116.4% | 4,640 | 0.0% | 0.00% | – | |
| PAGAYA TECHNOLOGIES LTD -A | $7,118 | -52.5% | 75,000 | 0.0% | 0.00% | – | ||
| ALLEGO NV | $915 | -77.1% | 9,150 | 0.0% | 0.00% | – | ||
| TRITIUM DCFC LTD | $1,777 | -70.4% | 6,066 | 0.0% | 0.00% | – | ||
| AUSWS | Exit | AUSTERLITZ ACQUISITION COR-A | $0 | – | -11,675 | -100.0% | 0.00% | – |
| NUVA | Exit | NuVasive Inc | $0 | – | -268 | -100.0% | 0.00% | – |
| CNK | Exit | Cinemark Holdings Inc | $0 | – | -1,900 | -100.0% | 0.00% | – |
| Exit | TRAVERE THERAPEUTICS INCconv | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| BSY | Exit | Bentley Systems Inc | $0 | – | -623 | -100.0% | 0.00% | – |
| OKTA | Exit | Okta Inc | $0 | – | -890 | -100.0% | -0.00% | – |
| SQ | Exit | Block Inc | $0 | – | -875 | -100.0% | -0.00% | – |
| AYX | Exit | Alteryx Inc | $0 | – | -590 | -100.0% | -0.00% | – |
| TWTR | Exit | Twitter Inc | $0 | – | -2,766 | -100.0% | -0.00% | – |
| PRFT | Exit | Perficient Inc | $0 | – | -2,246 | -100.0% | -0.00% | – |
| ARRY | Exit | Array Technologies Inc | $0 | – | -12,600 | -100.0% | -0.00% | – |
| BBIO | Exit | Bridgebio Pharma Inccall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| VIACP | Exit | PARAMOUNT GLOBALconv pfd | $0 | – | -8,387 | -100.0% | -0.01% | – |
| LMACA | Exit | Liberty Media Acquisition Corp | $0 | – | -39,330 | -100.0% | -0.01% | – |
| HZNP | Exit | Horizon Therapeutics Plc | $0 | – | -9,500 | -100.0% | -0.01% | – |
| Exit | NIO INCconv | $0 | – | -720,000 | -100.0% | -0.01% | – | |
| Exit | NIO INCconv | $0 | – | -951,000 | -100.0% | -0.01% | – | |
| BDXB | Exit | BECTON DICKINSON AND COconv pfd | $0 | – | -16,778 | -100.0% | -0.01% | – |
| NOVA | Exit | Sunnova Energy International I | $0 | – | -42,981 | -100.0% | -0.02% | – |
| NCLH | Exit | Norwegian Cruise Line Holdingsput | $0 | – | -100,000 | -100.0% | -0.02% | – |
| MCHP | Exit | Microchip Technology Inccall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| Exit | GREENBRIER COS INCconv | $0 | – | -1,540,000 | -100.0% | -0.02% | – | |
| UPST | Exit | Upstart Holdings Incput | $0 | – | -60,000 | -100.0% | -0.02% | – |
| CANO | Exit | Cano Health Inccall | $0 | – | -150,000 | -100.0% | -0.02% | – |
| AQNU | Exit | ALGONQUIN PWR & UTILITIES CORPconv pfd | $0 | – | -40,000 | -100.0% | -0.03% | – |
| Exit | TRAVERE THERAPEUTICS INCconv | $0 | – | -1,450,000 | -100.0% | -0.03% | – | |
| NIO | Exit | NIO Incput | $0 | – | -100,000 | -100.0% | -0.03% | – |
| COP | Exit | ConocoPhillips | $0 | – | -20,000 | -100.0% | -0.04% | – |
| Exit | EXACT SCIENCES CORPconv | $0 | – | -3,000,000 | -100.0% | -0.05% | – | |
| LAZR | Exit | Luminar Technologies Incput | $0 | – | -500,000 | -100.0% | -0.07% | – |
| Exit | BLACKSTONE MORTGAGE TRconv | $0 | – | -6,709,000 | -100.0% | -0.12% | – | |
| NEEPRP | Exit | NEXTERA ENERGY INCconv pfd | $0 | – | -142,695 | -100.0% | -0.13% | – |
| NYCBPRU | Exit | NY COMMUNITY CAP TRUST Vconv pfd | $0 | – | -204,068 | -100.0% | -0.16% | – |
| Exit | TWITTER INCconv | $0 | – | -8,769,000 | -100.0% | -0.16% | – | |
| DTP | Exit | DTE ENERGY COconv pfd | $0 | – | -235,177 | -100.0% | -0.21% | – |
| AESC | Exit | AES CORP/THEconv pfd | $0 | – | -177,501 | -100.0% | -0.28% | – |
| SWT | Exit | STANLEY BLACK & DECKER Iconv pfd | $0 | – | -361,966 | -100.0% | -0.32% | – |
| Exit | AVALARA INCconv | $0 | – | -20,500,000 | -100.0% | -0.36% | – | |
| Exit | APTIV PLCconv pfd | $0 | – | -212,279 | -100.0% | -0.36% | – | |
| DHRPRB | Exit | DANAHER CORPconv pfd | $0 | – | -16,986 | -100.0% | -0.41% | – |
| BSXPRA | Exit | BOSTON SCIENTIFIC CORPconv pfd | $0 | – | -233,351 | -100.0% | -0.43% | – |
| AEPPZ | Exit | AMERICAN ELECTRIC POWERconv pfd | $0 | – | -1,025,425 | -100.0% | -0.92% | – |
| NIMC | Exit | NISOURCE INCconv pfd | $0 | – | -607,632 | -100.0% | -1.11% | – |
| KKRPRC | Exit | KKR & CO INCconv pfd | $0 | – | -1,245,181 | -100.0% | -1.23% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCconv pfd | $0 | – | -1,476,675 | -100.0% | -1.30% | – |
| Exit | TWITTER INCconv | $0 | – | -87,975,000 | -100.0% | -1.47% | – | |
| WFCPRL | Exit | WELLS FARGO & COMPANYconv pfd | $0 | – | -117,009 | -100.0% | -2.48% | – |
| BACPRL | Exit | BANK OF AMERICA CORPconv pfd | $0 | – | -161,112 | -100.0% | -3.43% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.