$4.53 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 218 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 56.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | Buy | WELLS FARGO & COMPANYconv pfd | $152,678,000 | +13.6% | 117,377 | +11.0% | 3.37% | +3.6% |
| Buy | BOOKING HOLDINGS INCconv | $146,614,000 | +56.6% | 132,056,000 | +56.0% | 3.23% | +42.8% | |
| BACPRL | Buy | BANK OF AMERICA CORPconv pfd | $126,138,000 | +9.2% | 96,775 | +4.6% | 2.78% | -0.4% |
| Buy | ILLUMINA INCconv | $83,985,000 | +54.5% | 61,817,000 | +49.3% | 1.85% | +40.8% | |
| Sell | VERINT SYSTEMS INCconv | $77,598,000 | +11.7% | 70,339,000 | -1.3% | 1.71% | +1.8% | |
| Buy | MICROCHIP TECHNOLOGY INCconv | $76,343,000 | +60.7% | 69,303,000 | +42.4% | 1.68% | +46.6% | |
| Sell | ARES CAPITAL CORPconv | $71,191,000 | -6.4% | 71,278,000 | -6.4% | 1.57% | -14.6% | |
| Sell | CTRIP.COM INTL LTDconv | $70,372,000 | -8.3% | 68,968,000 | -16.6% | 1.55% | -16.4% | |
| Buy | BIOMARIN PHARMACEUTICALconv | $66,562,000 | +4.9% | 64,697,000 | +1.6% | 1.47% | -4.4% | |
| Sell | SYNAPTICS INCconv | $66,011,000 | -12.2% | 71,455,000 | -16.6% | 1.46% | -19.9% | |
| Buy | BOOKING HOLDINGS INCconv | $64,982,000 | +5.4% | 47,909,000 | +4.5% | 1.43% | -3.9% | |
| Sell | ANTHEM INCconv | $63,528,000 | +0.7% | 16,024,000 | -8.0% | 1.40% | -8.2% | |
| New | NUTANIX INCconv | $62,116,000 | – | 58,218,000 | +100.0% | 1.37% | – | |
| Sell | TEVA PHARM FIN CO LLCconv | $61,718,000 | +1.7% | 66,506,000 | -0.8% | 1.36% | -7.3% | |
| Sell | DYCOM INDUSTRIES INCconv | $60,945,000 | -12.3% | 65,946,000 | -12.4% | 1.34% | -20.0% | |
| Sell | DISH NETWORK CORPconv | $60,077,000 | +1.2% | 70,409,000 | -3.7% | 1.32% | -7.7% | |
| Buy | MERITOR INCconv | $57,688,000 | +13.0% | 59,372,000 | +2.2% | 1.27% | +3.0% | |
| Buy | CSG SYSTEMS INTERNATIONAconv | $55,254,000 | +6.0% | 52,546,000 | +0.2% | 1.22% | -3.4% | |
| Sell | CHESAPEAKE ENERGY CORPconv | $54,422,000 | +6.0% | 58,737,000 | -6.8% | 1.20% | -3.4% | |
| Sell | TWITTER INCconv | $54,397,000 | -4.1% | 57,782,000 | -6.7% | 1.20% | -12.5% | |
| Buy | NUANCE COMMUNICATIONSconv | $53,817,000 | +7.9% | 57,609,000 | +0.5% | 1.19% | -1.7% | |
| Buy | LUMENTUM HOLDINGS INCconv | $52,536,000 | +64.7% | 44,388,000 | +39.4% | 1.16% | +50.3% | |
| NEEPRR | Sell | NEXTERA ENERGY INCconv pfd | $52,366,000 | +4.3% | 839,200 | -3.4% | 1.16% | -4.9% |
| Buy | FIREEYE INCconv | $51,906,000 | +3.1% | 55,517,000 | +0.8% | 1.14% | -6.0% | |
| Buy | INTERCEPT PHARMASconv | $51,281,000 | +140.3% | 51,747,000 | +123.8% | 1.13% | +119.2% | |
| Sell | WHITING PETROLEUM CORPconv | $50,901,000 | -2.5% | 52,554,000 | -4.7% | 1.12% | -11.2% | |
| Buy | JAZZ INVESTMENTS I LTDconv | $50,118,000 | +106.2% | 51,216,000 | +90.9% | 1.10% | +87.9% | |
| DHRPRA | New | DANAHER CORPconv pfd | $49,613,000 | – | 47,269 | +100.0% | 1.09% | – |
| New | ARES CAPITAL CORPconv | $49,478,000 | – | 49,872,000 | +100.0% | 1.09% | – | |
| New | SUPERNUS PHARMACEUTICALSconv | $49,416,000 | – | 51,234,000 | +100.0% | 1.09% | – | |
| Buy | LIBERTY MEDIA CORPconv | $49,143,000 | +5.3% | 95,212,000 | +1.2% | 1.08% | -4.0% | |
| Buy | LIBERTY MEDIA CORPconv | $47,559,000 | +11.2% | 42,422,000 | +6.3% | 1.05% | +1.4% | |
| Sell | IH MERGER SUB LLCconv | $46,411,000 | -8.7% | 40,601,000 | -17.9% | 1.02% | -16.8% | |
| Buy | FINISAR CORPconv | $44,533,000 | +97.3% | 45,511,000 | +92.5% | 0.98% | +79.9% | |
| Sell | HUAZHU GROUP LTDconv | $43,825,000 | -25.2% | 38,142,000 | -36.3% | 0.97% | -31.8% | |
| Sell | VIAVI SOLUTIONS INCconv | $43,425,000 | -10.9% | 38,535,000 | -21.5% | 0.96% | -18.7% | |
| Buy | MARRIOTT VACATION WORLDWconv | $42,897,000 | +19.6% | 45,121,000 | +8.8% | 0.95% | +9.0% | |
| NOVELLUS SYSTEMS INCconv | $42,543,000 | +32.4% | 7,744,000 | 0.0% | 0.94% | +20.7% | ||
| Sell | TERADYNE INCconv | $42,178,000 | +14.6% | 30,130,000 | -2.4% | 0.93% | +4.5% | |
| SWP | Sell | STANLEY BLACK & DECKER Iconv pfd | $39,789,000 | -6.8% | 406,097 | -12.9% | 0.88% | -15.1% |
| Sell | AIR TRANSPORT SERVICES Gconv | $39,506,000 | -12.3% | 39,504,000 | -16.2% | 0.87% | -20.1% | |
| Sell | JAZZ INVESTMENTS I LTDconv | $37,436,000 | -8.0% | 36,760,000 | -12.3% | 0.83% | -16.1% | |
| Sell | DISH NETWORK CORPconv | $37,041,000 | -6.8% | 44,702,000 | -10.3% | 0.82% | -15.0% | |
| Sell | INPHI CORPconv | $35,988,000 | -19.7% | 34,392,000 | -28.5% | 0.79% | -26.7% | |
| Buy | STARWOOD PROPERTY TRUSTconv | $35,558,000 | +1.2% | 35,635,000 | +0.6% | 0.78% | -7.8% | |
| Buy | BLACKSTONE MORTGAGE TRconv | $35,386,000 | +9.4% | 35,162,000 | +5.8% | 0.78% | -0.3% | |
| AEPPL | New | AMERICAN ELECTRIC POWERconv pfd | $34,949,000 | – | 684,127 | +100.0% | 0.77% | – |
| Sell | ARCONIC INCconv | $34,411,000 | -27.7% | 34,685,000 | -27.7% | 0.76% | -34.1% | |
| Sell | INNOVIVA INCconv | $33,962,000 | -8.9% | 33,576,000 | -2.3% | 0.75% | -16.9% | |
| Buy | ZILLOW INCconv | $33,595,000 | +115.2% | 32,868,000 | +106.6% | 0.74% | +96.0% | |
| Buy | PACIRA BIOSCIENCES INCconv | $33,561,000 | +15.2% | 34,150,000 | +16.9% | 0.74% | +5.0% | |
| Sell | CARDTRONICS INCconv | $33,321,000 | -2.3% | 33,549,000 | -8.1% | 0.74% | -10.9% | |
| Sell | ATLAS AIR WORLDWIDE HLDGconv | $31,153,000 | +6.3% | 29,953,000 | -0.4% | 0.69% | -3.1% | |
| Buy | ON SEMICONDUCTOR CORPconv | $29,545,000 | +32.4% | 24,050,000 | +15.8% | 0.65% | +20.7% | |
| Sell | ALLSCRIPTS HEALTHCARE SOconv | $29,428,000 | -28.3% | 30,045,000 | -29.0% | 0.65% | -34.6% | |
| AIZP | Buy | ASSURANT INCconv pfd | $29,430,000 | +203.6% | 285,594 | +189.8% | 0.65% | +177.4% |
| Buy | CAESARS ENTERTAIN CORPconv | $29,106,000 | +19.0% | 20,414,000 | +3.4% | 0.64% | +8.4% | |
| Sell | NUANCE COMMUNICATIONSconv | $28,678,000 | +4.5% | 28,858,000 | -7.1% | 0.63% | -4.8% | |
| Sell | SPIRIT REALTY CAPITAL INconv | $28,662,000 | -34.1% | 28,700,000 | -34.1% | 0.63% | -39.9% | |
| Sell | BLACKSTONE MORTGAGE TRconv | $28,634,000 | +0.4% | 28,439,000 | -2.8% | 0.63% | -8.4% | |
| Buy | PRA GROUP INCconv | $28,150,000 | +6.4% | 31,265,000 | +0.3% | 0.62% | -3.0% | |
| Sell | NXP SEMICONDUCTOR NVconv | $28,120,000 | -33.6% | 27,272,000 | -35.3% | 0.62% | -39.5% | |
| Buy | CYPRESS SEMICONDUCTOR COconv | $27,969,000 | +8.1% | 27,263,000 | +0.6% | 0.62% | -1.4% | |
| CCIPRA | Sell | CROWN CASTLE INTL CORPconv pfd | $27,654,000 | -15.6% | 23,336 | -25.1% | 0.61% | -23.1% |
| IFFT | Buy | INTL FLAVOR & FRAGRANCESconv pfd | $27,610,000 | +14.3% | 548,638 | +15.8% | 0.61% | +4.3% |
| Sell | INSMED INCconv | $27,295,000 | +20.5% | 27,111,000 | -15.7% | 0.60% | +9.9% | |
| Sell | CITRIX SYSTEMS INCconv | $27,259,000 | -43.9% | 19,235,000 | -43.7% | 0.60% | -48.9% | |
| Buy | HORIZON PHARMA INV LTDconv | $27,233,000 | +137.4% | 24,000,000 | +108.7% | 0.60% | +117.0% | |
| Buy | NUVASIVE INCconv | $26,270,000 | +5.8% | 23,596,000 | +0.1% | 0.58% | -3.7% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $26,075,000 | +0.8% | 22,844,000 | -1.3% | 0.58% | -8.0% | |
| Buy | CLOVIS ONCOLOGY INCconv | $25,344,000 | +62.6% | 27,289,000 | +47.4% | 0.56% | +48.3% | |
| New | EXACT SCIENCES CORPconv | $25,328,000 | – | 24,723,000 | +100.0% | 0.56% | – | |
| Buy | CHENIERE ENERGY INCconv | $25,207,000 | +509.3% | 32,033,000 | +443.5% | 0.56% | +456.0% | |
| Sell | NEVRO CORPconv | $24,934,000 | +0.1% | 24,620,000 | -8.0% | 0.55% | -8.6% | |
| Sell | ELECTRONICS FOR IMAGINGconv | $24,695,000 | -21.9% | 25,000,000 | -23.0% | 0.54% | -28.8% | |
| Buy | ATLAS AIR WORLDWIDE HLDGconv | $23,932,000 | +39.6% | 22,426,000 | +25.2% | 0.53% | +27.2% | |
| Sell | ZILLOW GROUP INCconv | $23,577,000 | -9.4% | 25,830,000 | -13.7% | 0.52% | -17.5% | |
| Sell | MACQUARIE INFRASTRUCTUREconv | $23,591,000 | -10.3% | 26,750,000 | -11.5% | 0.52% | -18.2% | |
| Sell | VEECO INSTRUMENTS INCconv | $23,193,000 | -8.7% | 27,020,000 | -20.0% | 0.51% | -16.9% | |
| Sell | WORKDAY INCconv | $23,156,000 | -12.5% | 16,376,000 | -23.8% | 0.51% | -20.2% | |
| Buy | COLONY CAPITAL INCconv | $23,120,000 | +15.4% | 23,959,000 | +11.8% | 0.51% | +5.2% | |
| FTVPRA | Buy | FORTIVE CORPORATIONconv pfd | $23,136,000 | +85.0% | 21,979 | +59.9% | 0.51% | +68.9% |
| Buy | CYPRESS SEMICONDUCTOR COconv | $22,617,000 | +14.5% | 17,671,000 | +5.5% | 0.50% | +4.4% | |
| Sell | TPG SPECIALTY LENDING INconv | $22,227,000 | -4.8% | 21,767,000 | -8.5% | 0.49% | -13.3% | |
| DCUD | Sell | DOMINION ENERGY INCconv pfd | $22,135,000 | -38.9% | 442,170 | -41.5% | 0.49% | -44.4% |
| Sell | SM ENERGY COconv | $21,851,000 | -2.2% | 23,183,000 | -4.4% | 0.48% | -10.7% | |
| Buy | QUOTIENT TECHNOLOGY INCconv | $21,793,000 | +6.6% | 23,151,000 | +6.6% | 0.48% | -2.6% | |
| Sell | OASIS PETROLEUM INCconv | $21,400,000 | +1.6% | 22,770,000 | -4.1% | 0.47% | -7.5% | |
| Sell | PRA GROUP INCconv | $20,826,000 | +0.8% | 21,600,000 | -3.7% | 0.46% | -8.2% | |
| Buy | SPIRIT REALTY CAPITAL INconv | $20,119,000 | +50.6% | 20,126,000 | +47.7% | 0.44% | +37.5% | |
| New | ZENDESK INCconv | $20,075,000 | – | 13,762,000 | +100.0% | 0.44% | – | |
| ENRPRA | New | ENERGIZER HOLDINGS INCconv pfd | $20,071,000 | – | 206,489 | +100.0% | 0.44% | – |
| Sell | TESLA INCconv | $18,359,000 | -10.1% | 17,829,000 | -1.8% | 0.40% | -18.0% | |
| Buy | VEREIT INCconv | $18,385,000 | +11.9% | 18,400,000 | +10.5% | 0.40% | +2.0% | |
| Sell | GREENBRIER COS INCconv | $18,255,000 | -39.7% | 18,988,000 | -38.3% | 0.40% | -44.9% | |
| Sell | EURONET WORLDWIDE INCconv | $18,223,000 | +16.3% | 9,256,000 | -15.8% | 0.40% | +6.1% | |
| Buy | BLACKROCK TCP CAP CORPconv | $18,238,000 | +12.2% | 18,125,000 | +9.0% | 0.40% | +2.3% | |
| CNPPRB | Sell | CENTERPOINT ENERGY INCconv pfd | $17,925,000 | -20.1% | 338,241 | -24.0% | 0.40% | -27.3% |
| Sell | BLACKROCK CAPITAL INVESTconv | $17,639,000 | -11.8% | 17,744,000 | -13.1% | 0.39% | -19.6% | |
| QTSPRB | Buy | QTS REALTY TRUST INCconv pfd | $17,388,000 | +27.0% | 158,565 | +9.9% | 0.38% | +15.7% |
| Buy | GOLAR LNG LTDconv | $17,386,000 | +28.2% | 18,184,000 | +24.7% | 0.38% | +16.8% | |
| Sell | IONIS PHARMACEUTICALS INconv | $17,103,000 | -63.9% | 12,649,000 | -71.3% | 0.38% | -67.1% | |
| Sell | OSI SYSTEMS INCconv | $17,035,000 | -48.1% | 16,741,000 | -52.5% | 0.38% | -52.6% | |
| Sell | SERVICENOW INCconv | $16,691,000 | -56.8% | 9,012,000 | -67.3% | 0.37% | -60.6% | |
| Sell | RED HAT INCconv | $16,554,000 | -36.0% | 6,693,000 | -38.3% | 0.36% | -41.7% | |
| Buy | FLEXION THERAPEUTICS INCconv | $16,001,000 | +43.7% | 18,274,000 | +35.2% | 0.35% | +31.2% | |
| Sell | NEUROCRINE BIOSCIENCESconv | $15,650,000 | +11.7% | 11,558,000 | -1.7% | 0.34% | +1.8% | |
| Buy | TRANSOCEAN INCconv | $15,323,000 | +109.0% | 13,687,000 | +77.6% | 0.34% | +91.0% | |
| Buy | CLEVELAND-CLIFFS INCconv | $14,994,000 | +65.7% | 10,984,000 | +35.4% | 0.33% | +51.1% | |
| Buy | GUIDEWIRE SOFTWARE INCconv | $14,616,000 | +1202.7% | 13,398,000 | +1059.0% | 0.32% | +1092.6% | |
| DTV | Buy | DTE ENERGY COconv pfd | $14,107,000 | +59.8% | 254,541 | +49.7% | 0.31% | +46.0% |
| SREPRB | Buy | SEMPRA ENERGYconv pfd | $12,590,000 | +14.4% | 117,985 | +3.0% | 0.28% | +4.5% |
| NYCBPRU | Sell | NY COMMUNITY CAP TRUST Vconv pfd | $12,421,000 | -1.1% | 258,021 | -8.1% | 0.27% | -9.9% |
| Buy | INTERDIGITAL INCconv | $12,212,000 | +464.8% | 11,626,000 | +467.1% | 0.27% | +417.3% | |
| New | QIAGEN NVconv | $11,783,000 | – | 10,800,000 | +100.0% | 0.26% | – | |
| Buy | CTRIP.COM INTL LTDconv | $11,171,000 | +188.6% | 9,872,000 | +146.8% | 0.25% | +161.7% | |
| Sell | WRIGHT MEDICAL GROUP INCconv | $11,133,000 | +0.6% | 9,810,000 | -6.1% | 0.25% | -8.2% | |
| New | SAREPTA THERAPEUTICS INCconv | $10,785,000 | – | 5,974,000 | +100.0% | 0.24% | – | |
| ALZA CORPconv | $10,769,000 | +8.3% | 5,596,000 | 0.0% | 0.24% | -1.2% | ||
| Sell | GOLDMAN SACHS BDC INCconv | $10,620,000 | -16.7% | 10,763,000 | -17.9% | 0.23% | -24.0% | |
| Buy | HELIX ENERGY SOLUTIONSconv | $10,264,000 | +38.3% | 9,185,000 | +13.4% | 0.23% | +25.6% | |
| New | HERBALIFE LTDconv | $9,523,000 | – | 9,000,000 | +100.0% | 0.21% | – | |
| Buy | ENVESTNET INCconv | $9,443,000 | +108.0% | 8,489,000 | +89.1% | 0.21% | +89.1% | |
| Sell | DANAHER CORPconv | $9,218,000 | -4.5% | 1,828,000 | -25.5% | 0.20% | -13.2% | |
| CFXA | New | COLFAX CORPconv pfd | $9,013,000 | – | 67,583 | +100.0% | 0.20% | – |
| Sell | PRETIUM RESOURCES INCconv | $8,463,000 | -7.6% | 9,007,000 | -11.5% | 0.19% | -15.8% | |
| New | OKTA INCconv | $8,319,000 | – | 4,586,000 | +100.0% | 0.18% | – | |
| BA | Buy | BUNGE LTD | $8,073,000 | +78.8% | 65,500 | +367.9% | 0.18% | +63.3% |
| Buy | RHconv | $8,014,000 | +92.9% | 7,318,000 | +105.3% | 0.18% | +77.0% | |
| Buy | RETROPHIN INCconv | $5,612,000 | +6.5% | 5,949,000 | +1.2% | 0.12% | -2.4% | |
| M | Buy | MACY'S INC | $5,166,000 | -6.2% | 215,000 | +16.2% | 0.11% | -14.3% |
| Sell | HERCULES CAPITAL INCconv | $4,909,000 | -65.1% | 5,000,000 | -66.2% | 0.11% | -68.2% | |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES NV | $4,826,000 | – | 325,000 | +100.0% | 0.11% | – |
| LAZ | New | LAZARD LTD | $4,617,000 | – | 127,750 | +100.0% | 0.10% | – |
| UPS | Sell | UNITED PARCEL SERVICE INC | $4,470,000 | -32.6% | 40,000 | -41.2% | 0.10% | -38.1% |
| Buy | EVOLENT HEALTH INCconv | $4,367,000 | +1421.6% | 4,529,000 | +1655.4% | 0.10% | +1271.4% | |
| PFE | Buy | PFIZER INC | $4,247,000 | +548.4% | 100,000 | +566.7% | 0.09% | +487.5% |
| WY | Buy | WEYERHAEUSER CO | $4,083,000 | +24.5% | 155,000 | +3.3% | 0.09% | +13.9% |
| Buy | REDWOOD TRUST INCconv | $4,096,000 | +1400.4% | 4,270,000 | +1337.7% | 0.09% | +1185.7% | |
| SIX | Sell | SIX FLAGS ENTERTAINMENT CORP | $3,948,000 | -32.4% | 80,000 | -23.8% | 0.09% | -38.3% |
| Sell | CLOVIS ONCOLOGY INCconv | $3,515,000 | +4.1% | 4,516,000 | -5.8% | 0.08% | -4.9% | |
| CMA | New | COMERICA INC | $3,299,000 | – | 45,000 | +100.0% | 0.07% | – |
| New | MICROCHIP TECHNOLOGY INCconv | $3,326,000 | – | 3,000,000 | +100.0% | 0.07% | – | |
| Sell | COLONY CAPITAL INCconv | $3,267,000 | -56.7% | 3,468,000 | -59.2% | 0.07% | -60.4% | |
| TPG SPECIALTY LENDING INconv | $3,016,000 | +0.5% | 3,000,000 | 0.0% | 0.07% | -8.2% | ||
| Sell | MACQUARIE INFRASTRUCTUREconv | $2,993,000 | -61.4% | 3,000,000 | -61.6% | 0.07% | -64.9% | |
| New | SCORPIO TANKERS INCconv | $2,665,000 | – | 3,000,000 | +100.0% | 0.06% | – | |
| CELG | New | CELGENE CORP | $2,642,000 | – | 28,000 | +100.0% | 0.06% | – |
| Sell | REDFIN CORPconv | $2,499,000 | +15.2% | 2,599,000 | -3.7% | 0.06% | +5.8% | |
| TDOC | Buy | TELADOC HEALTH INC | $2,502,000 | +44.2% | 45,000 | +28.6% | 0.06% | +31.0% |
| New | ETSY INCconv | $2,252,000 | – | 1,163,000 | +100.0% | 0.05% | – | |
| New | SILICON LABORATORIES INCconv | $2,137,000 | – | 1,972,000 | +100.0% | 0.05% | – | |
| BRISTOL-MYERS SQUIBB COconv | $2,098,000 | -8.2% | 1,706,000 | 0.0% | 0.05% | -16.4% | ||
| Sell | II-VI INCconv | $2,032,000 | +4.2% | 1,938,000 | -3.1% | 0.04% | -4.3% | |
| AVK | Buy | ADVENT CLAYMORE CONVERTIBLE SE | $2,007,000 | +60.0% | 136,000 | +36.0% | 0.04% | +46.7% |
| Sell | ILLUMINA INCconv | $1,655,000 | -61.3% | 1,350,000 | -61.4% | 0.04% | -65.4% | |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARE | $1,416,000 | – | 15,000 | +100.0% | 0.03% | – |
| Sell | KAMAN CORPconv | $1,349,000 | -57.2% | 1,224,000 | -58.5% | 0.03% | -60.5% | |
| CIEN | New | CIENA CORP | $1,307,000 | – | 35,000 | +100.0% | 0.03% | – |
| NABORS INDUSTRIES LTDconv pfd | $1,080,000 | +50.8% | 40,000 | 0.0% | 0.02% | +41.2% | ||
| New | COWEN INCconv | $1,050,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| CZR | Buy | CAESARS ENTERTAINMENT CORP | $1,002,000 | +90.1% | 115,267 | +48.5% | 0.02% | +69.2% |
| HYG | New | ISHARES IBOXX HIGH YIELD CORPO | $865,000 | – | 10,000 | +100.0% | 0.02% | – |
| MSFT | Buy | MICROSOFT CORP | $743,000 | +171.2% | 6,296 | +133.2% | 0.02% | +128.6% |
| CBS | Sell | CBS CORP | $690,000 | -44.9% | 14,519 | -49.3% | 0.02% | -50.0% |
| Sell | NUANCE COMMUNICATIONSconv | $579,000 | -6.6% | 581,000 | -11.7% | 0.01% | -13.3% | |
| DHR | New | DANAHER CORP | $528,000 | – | 4,000 | +100.0% | 0.01% | – |
| Buy | INSULET CORPORATIONconv | $496,000 | +67.6% | 301,000 | +44.7% | 0.01% | +57.1% | |
| BKNG | New | BOOKING HOLDINGS INC | $436,000 | – | 250 | +100.0% | 0.01% | – |
| AIZ | New | ASSURANT INC | $475,000 | – | 5,000 | +100.0% | 0.01% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL IN | $402,000 | – | 11,000 | +100.0% | 0.01% | – |
| MS | Sell | MORGAN STANLEY | $401,000 | -85.6% | 9,500 | -86.4% | 0.01% | -86.6% |
| BCO | Sell | BRINK'S CO/THE | $385,000 | -58.9% | 5,100 | -64.8% | 0.01% | -65.2% |
| FMBI | Sell | FIRST MIDWEST BANCORP INC/IL | $314,000 | -12.0% | 15,356 | -14.7% | 0.01% | -22.2% |
| WDC | New | WESTERN DIGITAL CORP | $318,000 | – | 6,619 | +100.0% | 0.01% | – |
| Sell | EZCORP INCconv | $257,000 | +7.5% | 228,000 | -6.2% | 0.01% | 0.0% | |
| Sell | ADVANCED MICRO DEVICESconv | $281,000 | -97.0% | 86,000 | -97.8% | 0.01% | -97.4% | |
| NPTN | New | NEOPHOTONICS CORP | $252,000 | – | 40,000 | +100.0% | 0.01% | – |
| Sell | TWITTER INCconv | $275,000 | -29.3% | 279,000 | -30.2% | 0.01% | -33.3% | |
| DISCA | New | DISCOVERY INC | $230,000 | – | 8,500 | +100.0% | 0.01% | – |
| SRPT | New | SAREPTA THERAPEUTICS INC | $238,000 | – | 2,000 | +100.0% | 0.01% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $205,000 | – | 8,000 | +100.0% | 0.01% | – |
| Sell | DEXCOM INCconv | $200,000 | -32.9% | 149,000 | -32.3% | 0.00% | -42.9% | |
| KBH | Sell | KB HOME | $172,000 | +8.2% | 7,102 | -14.9% | 0.00% | 0.0% |
| FCX | New | FREEPORT-MCMORAN INC | $193,000 | – | 15,000 | +100.0% | 0.00% | – |
| VIA | Sell | VIACOM INC | $139,000 | -50.0% | 4,281 | -57.2% | 0.00% | -57.1% |
| New | MICRON TECHNOLOGY INCcall | $158,000 | – | 2,550 | +100.0% | 0.00% | – | |
| HZO | Sell | MARINEMAX INC | $131,000 | -10.3% | 6,835 | -14.6% | 0.00% | -25.0% |
| SWN | New | SOUTHWESTERN ENERGY CO | $117,000 | – | 25,000 | +100.0% | 0.00% | – |
| GME | Sell | GAMESTOP CORP | $113,000 | -31.1% | 11,094 | -14.7% | 0.00% | -50.0% |
| MU | New | MICRON TECHNOLOGY INC | $41,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | ARCONIC INCcall | $34,000 | – | 108 | +100.0% | 0.00% | – | |
| New | STMICROELECTRONICS NVput | $28,000 | – | 450 | +100.0% | 0.00% | – | |
| Buy | CISCO SYSTEMS INCcall | $29,000 | +61.1% | 1,000 | +156.4% | 0.00% | – | |
| Buy | SQUARE INCcall | $32,000 | +146.2% | 390 | +95.0% | 0.00% | – | |
| Exit | ISHARES MSCI EMERGING MARKETScall | $0 | – | -2,750 | -100.0% | 0.00% | – | |
| Exit | MICROSOFT CORPcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | ZILLOW GROUP INCcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| New | LIGAND PHARMACEUTICALS INCput | $4,000 | – | 99 | +100.0% | 0.00% | – | |
| New | ISHARES IBOXX HIGH YIELD CORPOcall | $11,000 | – | 2,000 | +100.0% | 0.00% | – | |
| Sell | INFINERA CORPcall | $13,000 | -51.9% | 850 | -53.1% | 0.00% | -100.0% | |
| New | GENERAL MOTORS COcall | $10,000 | – | 650 | +100.0% | 0.00% | – | |
| Sell | GENERAL ELECTRIC COcall | $19,000 | +11.8% | 1,300 | -33.3% | 0.00% | – | |
| New | FREEPORT-MCMORAN INCcall | $22,000 | – | 2,605 | +100.0% | 0.00% | – | |
| New | FLEXION THERAPEUTICS INCcall | $22,000 | – | 375 | +100.0% | 0.00% | – | |
| New | FIREEYE INCcall | $1,000 | – | 85 | +100.0% | 0.00% | – | |
| Buy | ETSY INCcall | $2,000 | -66.7% | 200 | +33.3% | 0.00% | – | |
| New | DISCOVERY INCcall | $3,000 | – | 200 | +100.0% | 0.00% | – | |
| Sell | VIAVI SOLUTIONS INCcall | $3,000 | -57.1% | 500 | -66.7% | 0.00% | – | |
| Sell | CIENA CORPcall | $2,000 | -84.6% | 100 | -50.0% | 0.00% | – | |
| New | CAESARS ENTERTAINMENT CORPput | $11,000 | – | 800 | +100.0% | 0.00% | – | |
| New | BOOKING HOLDINGS INCcall | $19,000 | – | 12 | +100.0% | 0.00% | – | |
| WFTIQ | New | WEATHERFORD INTERNATIONAL PLC | $10,000 | – | 15,000 | +100.0% | 0.00% | – |
| New | WEATHERFORD INTERNATIONAL PLCcall | $8,000 | – | 1,700 | +100.0% | 0.00% | – | |
| New | AGENUS INCcall | $16,000 | – | 875 | +100.0% | 0.00% | – | |
| Exit | FORD MOTOR COcall | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | LIBERTY INTERACTIVE LLCconv | $0 | – | -33,000 | -100.0% | 0.00% | – | |
| Exit | STMICROELECTRONICS NVcall | $0 | – | -650 | -100.0% | 0.00% | – | |
| Exit | AIR TRANSPORT SERVICES GROUP Iput | $0 | – | -100 | -100.0% | 0.00% | – | |
| Exit | WEATHERFORD BERMUDAconv | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| Exit | TWITTER INCput | $0 | – | -100 | -100.0% | 0.00% | – | |
| Exit | CTRIP.COM INTERNATIONAL LTDcall | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | PDC ENERGY INCconv | $0 | – | -19,000 | -100.0% | 0.00% | – | |
| Exit | FINISAR CORPconv | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| Exit | INTEGRATED DEVICE TECHconv | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| Exit | ENSCO PLCput | $0 | – | -40 | -100.0% | 0.00% | – | |
| Exit | ROWAN COS PLCcall | $0 | – | -250 | -100.0% | 0.00% | – | |
| Exit | TESLA INCconv | $0 | – | -11,000 | -100.0% | 0.00% | – | |
| Exit | INSULET CORPcall | $0 | – | -195 | -100.0% | 0.00% | – | |
| Exit | LIONS GATE ENTERTAINMENT CORPcall | $0 | – | -325 | -100.0% | 0.00% | – | |
| Exit | ROYAL GOLD INCconv | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| Exit | ENSCO PLCcall | $0 | – | -390 | -100.0% | 0.00% | – | |
| New | NEOPHOTONICS CORPput | $10,000 | – | 400 | +100.0% | 0.00% | – | |
| Exit | AK STEEL CORPconv | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | MACY'S INCput | $0 | – | -335 | -100.0% | 0.00% | – | |
| Exit | ACORDA THERAPEUTICS INCconv | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | FORD MOTOR COcall | $0 | – | -2,600 | -100.0% | 0.00% | – | |
| Exit | ENCORE CAPITAL GROUP INCconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | CALAMP CORPconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | SOUTHWESTERN ENERGY COcall | $0 | – | -1,790 | -100.0% | 0.00% | – | |
| Exit | FIREEYE INCput | $0 | – | -390 | -100.0% | 0.00% | – | |
| Exit | CTRIP.COM INTL LTDconv | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| Exit | PACKAGING CORP OF AMERICAcall | $0 | – | -150 | -100.0% | 0.00% | – | |
| Exit | JPMORGAN CHASE & COcall | $0 | – | -1,300 | -100.0% | 0.00% | – | |
| Exit | CHESAPEAKE ENERGY CORPput | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | NABORS INDUSTRIES LTDcall | $0 | – | -1,950 | -100.0% | 0.00% | – | |
| Exit | SCIENTIFIC GAMES CORPcall | $0 | – | -300 | -100.0% | -0.00% | – | |
| Exit | DEUTSCHE BANK AGput | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| Exit | CBS CORPput | $0 | – | -200 | -100.0% | -0.00% | – | |
| Exit | TEVA PHARMACEUTICAL INDUSTRIESput | $0 | – | -1,390 | -100.0% | -0.00% | – | |
| Exit | VISA INCcall | $0 | – | -463 | -100.0% | -0.00% | – | |
| Exit | ISHARES IBOXX HIGH YIELD CORPOput | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | VANECK VECTORS SEMICONDUCTOR Ecall | $0 | – | -150 | -100.0% | -0.00% | – | |
| Exit | LAM RESEARCH CORPcall | $0 | – | -200 | -100.0% | -0.00% | – | |
| Exit | APPLE INCcall | $0 | – | -677 | -100.0% | -0.00% | – | |
| Exit | KEYW HOLDING CORPconv | $0 | – | -85,000 | -100.0% | -0.00% | – | |
| AAL | Exit | AMERICAN AIRLINES GROUP INC | $0 | – | -3,000 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CORP | $0 | – | -2,000 | -100.0% | -0.00% | – |
| NVRO | Exit | NEVRO CORP | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | WALT DISNEY CO/THEcall | $0 | – | -200 | -100.0% | -0.00% | – | |
| NXPI | Exit | NXP SEMICONDUCTORS NV | $0 | – | -1,700 | -100.0% | -0.00% | – |
| EVH | Exit | EVOLENT HEALTH INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -1,000 | -100.0% | -0.01% | – |
| Exit | SPDR S&P 500 ETF TRUSTcall | $0 | – | -800 | -100.0% | -0.01% | – | |
| Exit | INPHI CORPconv | $0 | – | -274,000 | -100.0% | -0.01% | – | |
| CAT | Exit | CATERPILLAR INC | $0 | – | -2,870 | -100.0% | -0.01% | – |
| TAP | Exit | MOLSON COORS BREWING CO | $0 | – | -8,000 | -100.0% | -0.01% | – |
| LOW | Exit | LOWE'S COS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SREPRA | Exit | SEMPRA ENERGYconv pfd | $0 | – | -5,450 | -100.0% | -0.01% | – |
| RPD | Exit | RAPID7 INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| LEA | Exit | LEAR CORP | $0 | – | -7,000 | -100.0% | -0.02% | – |
| Exit | QIAGEN NVconv | $0 | – | -800,000 | -100.0% | -0.02% | – | |
| Exit | ENSCO JERSEY FINANCE LTDconv | $0 | – | -1,502,000 | -100.0% | -0.02% | – | |
| Exit | LIBERTY MEDIA CORPconv | $0 | – | -1,248,000 | -100.0% | -0.03% | – | |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -21,617 | -100.0% | -0.05% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -23,500 | -100.0% | -0.06% | – |
| DIS | Exit | WALT DISNEY CO/THE | $0 | – | -22,404 | -100.0% | -0.06% | – |
| Exit | MEDICINES COMPANYconv | $0 | – | -3,279,000 | -100.0% | -0.06% | – | |
| LYB | Exit | LYONDELLBASELL INDUSTRIES NV | $0 | – | -32,100 | -100.0% | -0.06% | – |
| GM | Exit | GENERAL MOTORS CO | $0 | – | -100,000 | -100.0% | -0.08% | – |
| Exit | NATIONAL HEALTH INVESTORconv | $0 | – | -3,665,000 | -100.0% | -0.10% | – | |
| BG | Exit | BUNGE LTD | $0 | – | -76,500 | -100.0% | -0.10% | – |
| T | Exit | AT&T INC | $0 | – | -162,000 | -100.0% | -0.11% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -78,000 | -100.0% | -0.12% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -19,000 | -100.0% | -0.12% | – |
| HESPRA | Exit | HESS CORPconv pfd | $0 | – | -100,544 | -100.0% | -0.12% | – |
| FB | Exit | FACEBOOK INC | $0 | – | -40,000 | -100.0% | -0.13% | – |
| CCL | Exit | CARNIVAL CORP | $0 | – | -107,000 | -100.0% | -0.13% | – |
| Exit | ARES CAPITAL CORPconv | $0 | – | -6,017,000 | -100.0% | -0.15% | – | |
| WMT | Exit | WALMART INC | $0 | – | -98,850 | -100.0% | -0.22% | – |
| Exit | NABORS INDUSTRIES INCconv | $0 | – | -15,000,000 | -100.0% | -0.22% | – | |
| Exit | AKAMAI TECHNOLOGIES INCconv | $0 | – | -10,476,000 | -100.0% | -0.25% | – | |
| Exit | IH MERGER SUB LLCconv | $0 | – | -10,095,000 | -100.0% | -0.27% | – | |
| Exit | MICRON TECHNOLOGY INCconv | $0 | – | -17,961,000 | -100.0% | -0.48% | – | |
| Exit | EXACT SCIENCES CORPconv | $0 | – | -36,826,000 | -100.0% | -0.98% | – | |
| BDXA | Exit | BECTON DICKINSON AND COconv pfd | $0 | – | -841,550 | -100.0% | -1.18% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.