$4.13 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 252 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 60.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | Buy | WELLS FARGO & COMPANYconv pfd | $134,399,000 | +29.4% | 105,701 | +31.2% | 3.25% | +51.9% |
| BACPRL | Buy | BANK OF AMERICA CORPconv pfd | $115,459,000 | +34.9% | 92,512 | +39.6% | 2.79% | +58.4% |
| Sell | BOOKING HOLDINGS INCconv | $93,618,000 | -7.7% | 84,644,000 | -1.0% | 2.26% | +8.3% | |
| Sell | CTRIP.COM INTL LTDconv | $76,717,000 | -21.6% | 82,708,000 | -16.9% | 1.86% | -7.9% | |
| Sell | ARES CAPITAL CORPconv | $76,020,000 | -2.6% | 76,147,000 | -1.2% | 1.84% | +14.4% | |
| Sell | SYNAPTICS INCconv | $75,159,000 | -8.7% | 85,722,000 | -0.2% | 1.82% | +7.2% | |
| Buy | DYCOM INDUSTRIES INCconv | $69,515,000 | -4.4% | 75,262,000 | +14.8% | 1.68% | +12.2% | |
| Sell | VERINT SYSTEMS INCconv | $69,456,000 | -14.1% | 71,267,000 | -8.9% | 1.68% | +0.8% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $63,475,000 | -18.2% | 63,655,000 | -13.1% | 1.54% | -4.0% | |
| Sell | ANTHEM INCconv | $63,079,000 | -13.4% | 17,416,000 | -9.6% | 1.53% | +1.7% | |
| Buy | BOOKING HOLDINGS INCconv | $61,647,000 | -7.0% | 45,844,000 | +4.5% | 1.49% | +9.2% | |
| Sell | TEVA PHARM FIN CO LLCconv | $60,698,000 | -7.5% | 67,030,000 | -4.1% | 1.47% | +8.6% | |
| Sell | DISH NETWORK CORPconv | $59,376,000 | -22.3% | 73,098,000 | -8.7% | 1.44% | -8.9% | |
| New | HUAZHU GROUP LTDconv | $58,583,000 | – | 59,922,000 | +100.0% | 1.42% | – | |
| Sell | TWITTER INCconv | $56,701,000 | -13.8% | 61,962,000 | -13.1% | 1.37% | +1.1% | |
| Buy | ILLUMINA INCconv | $54,363,000 | -4.0% | 41,415,000 | +10.7% | 1.32% | +12.8% | |
| Buy | WHITING PETROLEUM CORPconv | $52,198,000 | +2.3% | 55,134,000 | +3.8% | 1.26% | +20.1% | |
| Buy | CSG SYSTEMS INTERNATIONAconv | $52,129,000 | -1.3% | 52,456,000 | +4.7% | 1.26% | +15.9% | |
| Sell | CHESAPEAKE ENERGY CORPconv | $51,342,000 | -32.6% | 63,040,000 | -18.4% | 1.24% | -20.9% | |
| Buy | MERITOR INCconv | $51,056,000 | -4.3% | 58,109,000 | +4.1% | 1.24% | +12.4% | |
| Buy | IH MERGER SUB LLCconv | $50,833,000 | +2.3% | 49,449,000 | +9.6% | 1.23% | +20.0% | |
| Buy | FIREEYE INCconv | $50,353,000 | +4.6% | 55,070,000 | +4.9% | 1.22% | +22.8% | |
| NEEPRR | Buy | NEXTERA ENERGY INCconv pfd | $50,216,000 | +127.7% | 868,337 | +125.7% | 1.22% | +167.6% |
| Sell | NUANCE COMMUNICATIONSconv | $49,894,000 | -9.3% | 57,319,000 | -1.8% | 1.21% | +6.5% | |
| Buy | VIAVI SOLUTIONS INCconv | $48,740,000 | -4.1% | 49,064,000 | +3.7% | 1.18% | +12.5% | |
| BDXA | Buy | BECTON DICKINSON AND COconv pfd | $48,683,000 | +3.8% | 841,550 | +17.6% | 1.18% | +21.8% |
| Sell | CITRIX SYSTEMS INCconv | $48,580,000 | -12.4% | 34,157,000 | -5.2% | 1.18% | +2.8% | |
| Sell | ARCONIC INCconv | $47,616,000 | -16.0% | 47,973,000 | -13.4% | 1.15% | -1.4% | |
| Sell | MICROCHIP TECHNOLOGY INCconv | $47,517,000 | -23.0% | 48,670,000 | -16.0% | 1.15% | -9.7% | |
| Sell | IONIS PHARMACEUTICALS INconv | $47,388,000 | -36.9% | 44,032,000 | -38.2% | 1.15% | -25.9% | |
| Sell | LIBERTY MEDIA CORPconv | $46,679,000 | -13.1% | 94,123,000 | -3.1% | 1.13% | +2.0% | |
| Sell | AIR TRANSPORT SERVICES Gconv | $45,059,000 | -11.0% | 47,122,000 | -10.7% | 1.09% | +4.4% | |
| Buy | INPHI CORPconv | $44,793,000 | -1.1% | 48,107,000 | +4.8% | 1.08% | +16.1% | |
| Sell | SPIRIT REALTY CAPITAL INconv | $43,488,000 | -2.2% | 43,569,000 | -2.1% | 1.05% | +14.8% | |
| Buy | LIBERTY MEDIA CORPconv | $42,776,000 | -3.3% | 39,908,000 | +9.3% | 1.04% | +13.5% | |
| SWP | Buy | STANLEY BLACK & DECKER Iconv pfd | $42,698,000 | -10.3% | 466,388 | +7.2% | 1.03% | +5.4% |
| Sell | NXP SEMICONDUCTOR NVconv | $42,353,000 | -20.3% | 42,175,000 | -17.2% | 1.02% | -6.4% | |
| Sell | ALLSCRIPTS HEALTHCARE SOconv | $41,023,000 | -20.4% | 42,343,000 | -13.3% | 0.99% | -6.6% | |
| Sell | JAZZ INVESTMENTS I LTDconv | $40,704,000 | -32.6% | 41,899,000 | -25.5% | 0.98% | -20.9% | |
| Sell | EXACT SCIENCES CORPconv | $40,439,000 | -39.1% | 36,826,000 | -31.5% | 0.98% | -28.6% | |
| Sell | DISH NETWORK CORPconv | $39,745,000 | -19.0% | 49,846,000 | -9.6% | 0.96% | -4.9% | |
| Sell | SERVICENOW INCconv | $38,670,000 | -17.6% | 27,593,000 | -12.3% | 0.94% | -3.3% | |
| Sell | INNOVIVA INCconv | $37,269,000 | -2.5% | 34,364,000 | -8.3% | 0.90% | +14.3% | |
| Buy | TERADYNE INCconv | $36,803,000 | +13.7% | 30,886,000 | +24.2% | 0.89% | +33.4% | |
| DCUD | Buy | DOMINION ENERGY INCconv pfd | $36,253,000 | +9.5% | 756,351 | +8.3% | 0.88% | +28.6% |
| New | MARRIOTT VACATION WORLDWconv | $35,870,000 | – | 41,472,000 | +100.0% | 0.87% | – | |
| Sell | STARWOOD PROPERTY TRUSTconv | $35,141,000 | -3.7% | 35,421,000 | -2.8% | 0.85% | +13.0% | |
| Sell | CARDTRONICS INCconv | $34,119,000 | -9.2% | 36,505,000 | -6.1% | 0.82% | +6.5% | |
| Buy | OSI SYSTEMS INCconv | $32,803,000 | +0.3% | 35,245,000 | +3.9% | 0.79% | +17.7% | |
| CCIPRA | Sell | CROWN CASTLE INTL CORPconv pfd | $32,782,000 | -9.2% | 31,139 | -6.6% | 0.79% | +6.6% |
| Buy | BLACKSTONE MORTGAGE TRconv | $32,331,000 | +0.0% | 33,249,000 | +3.0% | 0.78% | +17.4% | |
| Sell | NOVELLUS SYSTEMS INCconv | $32,136,000 | -10.9% | 7,744,000 | -1.6% | 0.78% | +4.4% | |
| Buy | LUMENTUM HOLDINGS INCconv | $31,892,000 | -16.5% | 31,842,000 | +0.3% | 0.77% | -2.0% | |
| Buy | ELECTRONICS FOR IMAGINGconv | $31,610,000 | -1.1% | 32,471,000 | +0.3% | 0.76% | +16.1% | |
| Buy | GREENBRIER COS INCconv | $30,271,000 | +6.5% | 30,772,000 | +29.0% | 0.73% | +24.9% | |
| Buy | ATLAS AIR WORLDWIDE HLDGconv | $29,296,000 | +11.2% | 30,081,000 | +31.7% | 0.71% | +30.6% | |
| Buy | PACIRA PHARMACEUTICALSconv | $29,134,000 | -3.6% | 29,222,000 | +2.8% | 0.70% | +13.2% | |
| Buy | BLACKSTONE MORTGAGE TRconv | $28,507,000 | +5.0% | 29,261,000 | +7.4% | 0.69% | +23.3% | |
| Sell | NUANCE COMMUNICATIONSconv | $27,455,000 | -23.2% | 31,060,000 | -10.2% | 0.66% | -9.8% | |
| New | WORKDAY INCconv | $26,470,000 | – | 21,498,000 | +100.0% | 0.64% | – | |
| Buy | PRA GROUP INCconv | $26,450,000 | +14.1% | 31,174,000 | +39.0% | 0.64% | +33.9% | |
| Sell | MACQUARIE INFRASTRUCTUREconv | $26,306,000 | -14.2% | 30,213,000 | -11.3% | 0.64% | +0.8% | |
| Sell | ZILLOW GROUP INCconv | $26,032,000 | -35.8% | 29,939,000 | -31.6% | 0.63% | -24.6% | |
| New | CYPRESS SEMICONDUCTOR COconv | $25,864,000 | – | 27,088,000 | +100.0% | 0.63% | – | |
| Sell | RED HAT INCconv | $25,863,000 | -12.9% | 10,843,000 | -32.5% | 0.63% | +2.3% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $25,858,000 | -12.3% | 23,153,000 | -6.0% | 0.62% | +2.8% | |
| Sell | VEECO INSTRUMENTS INCconv | $25,409,000 | -27.8% | 33,796,000 | -18.8% | 0.62% | -15.3% | |
| Sell | NEVRO CORPconv | $24,907,000 | -9.0% | 26,760,000 | -3.2% | 0.60% | +6.7% | |
| Buy | NUVASIVE INCconv | $24,833,000 | -12.8% | 23,580,000 | +4.9% | 0.60% | +2.4% | |
| Buy | CAESARS ENTERTAIN CORPconv | $24,463,000 | -21.2% | 19,746,000 | +4.1% | 0.59% | -7.4% | |
| Buy | JAZZ INVESTMENTS I LTDconv | $24,307,000 | +696.7% | 26,825,000 | +794.2% | 0.59% | +833.3% | |
| IFFT | Sell | INTL FLAVOR & FRAGRANCESconv pfd | $24,151,000 | -22.3% | 473,750 | -16.9% | 0.58% | -8.8% |
| Sell | TPG SPECIALTY LENDING INconv | $23,358,000 | -7.9% | 23,797,000 | -5.3% | 0.56% | +8.0% | |
| Buy | INSMED INCconv | $22,649,000 | -15.7% | 32,153,000 | +1.3% | 0.55% | -0.9% | |
| Sell | FINISAR CORPconv | $22,566,000 | -21.7% | 23,647,000 | -24.7% | 0.55% | -8.1% | |
| CNPPRB | New | CENTERPOINT ENERGY INCconv pfd | $22,435,000 | – | 445,050 | +100.0% | 0.54% | – |
| Buy | SM ENERGY COconv | $22,337,000 | -11.6% | 24,256,000 | +5.5% | 0.54% | +3.6% | |
| Buy | ON SEMICONDUCTOR CORPconv | $22,321,000 | +34.5% | 20,764,000 | +40.8% | 0.54% | +57.9% | |
| Sell | INTERCEPT PHARMASconv | $21,341,000 | -26.8% | 23,118,000 | -19.9% | 0.52% | -14.1% | |
| Buy | OASIS PETROLEUM INCconv | $21,066,000 | -28.8% | 23,751,000 | +8.3% | 0.51% | -16.4% | |
| Sell | PRA GROUP INCconv | $20,662,000 | -35.6% | 22,439,000 | -32.5% | 0.50% | -24.4% | |
| Sell | TESLA INCconv | $20,415,000 | -3.4% | 18,155,000 | -17.5% | 0.49% | +13.6% | |
| New | QUOTIENT TECHNOLOGY INCconv | $20,436,000 | – | 21,715,000 | +100.0% | 0.49% | – | |
| New | COLONY CAPITAL INCconv | $20,038,000 | – | 21,431,000 | +100.0% | 0.48% | – | |
| Sell | BLACKROCK CAPITAL INVESTconv | $20,009,000 | -9.1% | 20,417,000 | -6.2% | 0.48% | +6.6% | |
| Sell | MICRON TECHNOLOGY INCconv | $19,862,000 | -38.0% | 17,961,000 | -13.0% | 0.48% | -27.3% | |
| Buy | CYPRESS SEMICONDUCTOR COconv | $19,758,000 | +2.0% | 16,750,000 | +9.2% | 0.48% | +19.8% | |
| Buy | ATLAS AIR WORLDWIDE HLDGconv | $17,146,000 | +316.5% | 17,918,000 | +425.5% | 0.42% | +388.2% | |
| VEREIT INCconv | $16,428,000 | -2.4% | 16,650,000 | 0.0% | 0.40% | +14.4% | ||
| Sell | BLACKROCK TCP CAP CORPconv | $16,260,000 | -4.0% | 16,625,000 | -1.7% | 0.39% | +12.6% | |
| Sell | EURONET WORLDWIDE INCconv | $15,667,000 | -39.1% | 10,998,000 | -40.4% | 0.38% | -28.5% | |
| New | ZILLOW INCconv | $15,613,000 | – | 15,911,000 | +100.0% | 0.38% | – | |
| Sell | CLOVIS ONCOLOGY INCconv | $15,585,000 | -35.5% | 18,512,000 | -28.3% | 0.38% | -24.3% | |
| Sell | HERCULES CAPITAL INCconv | $14,066,000 | -18.6% | 14,777,000 | -16.8% | 0.34% | -4.5% | |
| Buy | NEUROCRINE BIOSCIENCESconv | $14,016,000 | -13.6% | 11,756,000 | +23.8% | 0.34% | +1.5% | |
| QTSPRB | Buy | QTS REALTY TRUST INCconv pfd | $13,692,000 | +4.8% | 144,337 | +16.2% | 0.33% | +23.0% |
| Sell | GOLAR LNG LTDconv | $13,561,000 | -19.8% | 14,586,000 | -9.8% | 0.33% | -5.7% | |
| Buy | SPIRIT REALTY CAPITAL INconv | $13,356,000 | +16.7% | 13,626,000 | +20.3% | 0.32% | +36.9% | |
| Sell | GOLDMAN SACHS BDC INCconv | $12,754,000 | -25.0% | 13,109,000 | -22.1% | 0.31% | -12.0% | |
| NYCBPRU | Sell | NY COMMUNITY CAP TRUST Vconv pfd | $12,554,000 | -26.2% | 280,852 | -18.5% | 0.30% | -13.1% |
| FTVPRA | Buy | FORTIVE CORPORATIONconv pfd | $12,505,000 | +4.0% | 13,747 | +22.2% | 0.30% | +21.8% |
| Sell | HORIZON PHARMA INV LTDconv | $11,470,000 | -34.5% | 11,500,000 | -33.7% | 0.28% | -23.3% | |
| Buy | IH MERGER SUB LLCconv | $11,280,000 | -10.5% | 10,095,000 | +0.1% | 0.27% | +5.0% | |
| Sell | FLEXION THERAPEUTICS INCconv | $11,135,000 | -24.0% | 13,513,000 | -6.8% | 0.27% | -10.9% | |
| Buy | WRIGHT MEDICAL GROUP INCconv | $11,064,000 | -3.5% | 10,452,000 | +0.3% | 0.27% | +13.6% | |
| SREPRB | Sell | SEMPRA ENERGYconv pfd | $11,005,000 | -45.4% | 114,568 | -42.5% | 0.27% | -35.9% |
| Sell | AKAMAI TECHNOLOGIES INCconv | $10,424,000 | -67.9% | 10,476,000 | -67.9% | 0.25% | -62.3% | |
| Buy | ALZA CORPconv | $9,943,000 | -6.4% | 5,596,000 | +0.2% | 0.24% | +9.6% | |
| Sell | DANAHER CORPconv | $9,657,000 | -6.2% | 2,453,000 | -1.0% | 0.23% | +10.4% | |
| AIZP | Buy | ASSURANT INCconv pfd | $9,695,000 | -2.3% | 98,539 | +13.5% | 0.23% | +14.1% |
| Sell | ADVANCED MICRO DEVICESconv | $9,372,000 | -54.5% | 3,865,000 | -27.1% | 0.23% | -46.5% | |
| Sell | NABORS INDUSTRIES INCconv | $9,306,000 | -64.9% | 15,000,000 | -55.5% | 0.22% | -58.8% | |
| WMT | Buy | WALMART INC | $9,208,000 | +62.0% | 98,850 | +63.3% | 0.22% | +90.6% |
| PRETIUM RESOURCES INCconv | $9,159,000 | +2.7% | 10,181,000 | 0.0% | 0.22% | +20.7% | ||
| Buy | CLEVELAND-CLIFFS INCconv | $9,051,000 | -16.7% | 8,113,000 | +22.8% | 0.22% | -2.2% | |
| DTV | Buy | DTE ENERGY COconv pfd | $8,827,000 | +177.1% | 169,991 | +178.0% | 0.21% | +222.7% |
| Sell | MACQUARIE INFRASTRUCTUREconv | $7,754,000 | -13.4% | 7,812,000 | -13.3% | 0.19% | +2.2% | |
| New | COLONY CAPITAL INCconv | $7,539,000 | – | 8,496,000 | +100.0% | 0.18% | – | |
| Sell | HELIX ENERGY SOLUTIONSconv | $7,422,000 | -37.3% | 8,098,000 | -11.5% | 0.18% | -26.2% | |
| Buy | TRANSOCEAN INCconv | $7,332,000 | -35.9% | 7,707,000 | +0.1% | 0.18% | -25.0% | |
| UPS | Buy | UNITED PARCEL SERVICE INC | $6,630,000 | +7.2% | 67,980 | +28.3% | 0.16% | +26.0% |
| Sell | ARES CAPITAL CORPconv | $6,024,000 | -68.9% | 6,017,000 | -68.8% | 0.15% | -63.4% | |
| SIX | New | SIX FLAGS ENTERTAINMENT CORP | $5,841,000 | – | 105,000 | +100.0% | 0.14% | – |
| M | Buy | MACY'S INC | $5,509,000 | +534.7% | 185,000 | +640.0% | 0.13% | +638.9% |
| CCL | Buy | CARNIVAL CORP | $5,275,000 | +37.7% | 107,000 | +78.1% | 0.13% | +62.0% |
| Sell | RETROPHIN INCconv | $5,269,000 | -46.5% | 5,879,000 | -38.8% | 0.13% | -37.4% | |
| FB | Buy | FACEBOOK INC | $5,244,000 | +27.5% | 40,000 | +60.0% | 0.13% | +49.4% |
| HESPRA | Sell | HESS CORPconv pfd | $5,021,000 | -72.8% | 100,544 | -56.8% | 0.12% | -68.2% |
| LMT | Buy | LOCKHEED MARTIN CORP | $4,975,000 | +82816.7% | 19,000 | +118650.0% | 0.12% | – |
| GILD | Sell | GILEAD SCIENCES INC | $4,879,000 | -19.0% | 78,000 | -0.0% | 0.12% | -4.8% |
| T | Buy | AT&T INC | $4,623,000 | -5.2% | 162,000 | +11.6% | 0.11% | +12.0% |
| New | ENVESTNET INCconv | $4,539,000 | – | 4,489,000 | +100.0% | 0.11% | – | |
| BA | New | BOEING CO/THE | $4,515,000 | – | 14,000 | +100.0% | 0.11% | – |
| Sell | ILLUMINA INCconv | $4,281,000 | -34.4% | 3,500,000 | -22.2% | 0.10% | -22.4% | |
| New | CHENIERE ENERGY INCconv | $4,137,000 | – | 5,894,000 | +100.0% | 0.10% | – | |
| New | RHconv | $4,154,000 | – | 3,565,000 | +100.0% | 0.10% | – | |
| BG | Buy | BUNGE LTD | $4,088,000 | -18.4% | 76,500 | +4.9% | 0.10% | -3.9% |
| Sell | NATIONAL HEALTH INVESTORconv | $4,067,000 | -58.1% | 3,665,000 | -57.1% | 0.10% | -51.0% | |
| CTRIP.COM INTL LTDconv | $3,871,000 | -7.0% | 4,000,000 | 0.0% | 0.09% | +9.3% | ||
| Sell | CLOVIS ONCOLOGY INCconv | $3,378,000 | -20.7% | 4,796,000 | -12.0% | 0.08% | -6.8% | |
| GM | Buy | GENERAL MOTORS CO | $3,345,000 | +32.3% | 100,000 | +33.2% | 0.08% | +55.8% |
| WY | Buy | WEYERHAEUSER CO | $3,279,000 | +65480.0% | 150,000 | +97302.6% | 0.08% | – |
| New | KAMAN CORPconv | $3,149,000 | – | 2,951,000 | +100.0% | 0.08% | – | |
| TPG SPECIALTY LENDING INconv | $3,002,000 | -0.7% | 3,000,000 | 0.0% | 0.07% | +17.7% | ||
| MS | New | MORGAN STANLEY | $2,776,000 | – | 70,000 | +100.0% | 0.07% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES NV | $2,669,000 | – | 32,100 | +100.0% | 0.06% | – |
| Sell | MEDICINES COMPANYconv | $2,490,000 | -75.9% | 3,279,000 | -70.9% | 0.06% | -71.8% | |
| DIS | Sell | WALT DISNEY CO/THE | $2,457,000 | -73.1% | 22,404 | -71.3% | 0.06% | -68.6% |
| URI | Sell | UNITED RENTALS INC | $2,409,000 | -63.2% | 23,500 | -41.2% | 0.06% | -57.0% |
| BRISTOL-MYERS SQUIBB COconv | $2,286,000 | -16.3% | 1,706,000 | 0.0% | 0.06% | -1.8% | ||
| Sell | REDFIN CORPconv | $2,170,000 | -76.8% | 2,700,000 | -73.8% | 0.05% | -72.9% | |
| New | INTERDIGITAL INCconv | $2,162,000 | – | 2,050,000 | +100.0% | 0.05% | – | |
| WYNN | Sell | WYNN RESORTS LTD | $2,138,000 | -60.9% | 21,617 | -49.8% | 0.05% | -54.0% |
| New | II-VI INCconv | $1,950,000 | – | 2,001,000 | +100.0% | 0.05% | – | |
| TDOC | New | TELADOC HEALTH INC | $1,735,000 | – | 35,000 | +100.0% | 0.04% | – |
| New | LIBERTY MEDIA CORPconv | $1,295,000 | – | 1,248,000 | +100.0% | 0.03% | – | |
| CBS | Sell | CBS CORP | $1,252,000 | -51.6% | 28,648 | -36.4% | 0.03% | -43.4% |
| AVK | Buy | ADVENT CLAYMORE CONVERTIBLE SE | $1,254,000 | 0.0% | 100,000 | +25.0% | 0.03% | +15.4% |
| Buy | GUIDEWIRE SOFTWARE INCconv | $1,122,000 | -8.8% | 1,156,000 | +0.8% | 0.03% | +8.0% | |
| Sell | ENSCO JERSEY FINANCE LTDconv | $1,019,000 | -93.1% | 1,502,000 | -89.9% | 0.02% | -91.8% | |
| New | QIAGEN NVconv | $1,006,000 | – | 800,000 | +100.0% | 0.02% | – | |
| BCO | New | BRINK'S CO/THE | $937,000 | – | 14,500 | +100.0% | 0.02% | – |
| LEA | New | LEAR CORP | $860,000 | – | 7,000 | +100.0% | 0.02% | – |
| Sell | NABORS INDUSTRIES LTDconv pfd | $716,000 | -97.2% | 40,000 | -93.1% | 0.02% | -96.7% | |
| PFE | Buy | PFIZER INC | $655,000 | +9257.1% | 15,000 | +9216.8% | 0.02% | – |
| Buy | NUANCE COMMUNICATIONSconv | $620,000 | -4.2% | 658,000 | +3.1% | 0.02% | +15.4% | |
| RPD | Sell | RAPID7 INC | $623,000 | -38.6% | 20,000 | -27.3% | 0.02% | -28.6% |
| CZR | Sell | CAESARS ENTERTAINMENT CORP | $527,000 | -39.7% | 77,641 | -9.0% | 0.01% | -27.8% |
| SREPRA | Buy | SEMPRA ENERGYconv pfd | $526,000 | -3.1% | 5,450 | +1.9% | 0.01% | +18.2% |
| TAP | Sell | MOLSON COORS BREWING CO | $449,000 | -63.5% | 8,000 | -60.0% | 0.01% | -56.0% |
| LOW | New | LOWE'S COS INC | $462,000 | – | 5,000 | +100.0% | 0.01% | – |
| FMBI | Sell | FIRST MIDWEST BANCORP INC/IL | $357,000 | -59.3% | 18,000 | -45.5% | 0.01% | -50.0% |
| CAT | Sell | CATERPILLAR INC | $365,000 | -93.6% | 2,870 | -92.3% | 0.01% | -92.4% |
| Buy | TWITTER INCconv | $389,000 | +54.4% | 400,000 | +53.8% | 0.01% | +80.0% | |
| Sell | INPHI CORPconv | $289,000 | -96.3% | 274,000 | -95.9% | 0.01% | -95.6% | |
| Buy | EVOLENT HEALTH INCconv | $287,000 | +2509.1% | 258,000 | +3125.0% | 0.01% | – | |
| New | DEXCOM INCconv | $298,000 | – | 220,000 | +100.0% | 0.01% | – | |
| Buy | INSULET CORPORATIONconv | $296,000 | -20.2% | 208,000 | +3.0% | 0.01% | -12.5% | |
| Buy | REDWOOD TRUST INCconv | $273,000 | -1.8% | 297,000 | +3.1% | 0.01% | +16.7% | |
| New | SPDR S&P 500 ETF TRUSTcall | $284,000 | – | 800 | +100.0% | 0.01% | – | |
| VIA | VIACOM INC | $278,000 | -24.0% | 10,000 | 0.0% | 0.01% | -12.5% | |
| MSFT | Buy | MICROSOFT CORP | $274,000 | +3814.3% | 2,700 | +4185.7% | 0.01% | – |
| ANTM | Sell | ANTHEM INC | $263,000 | -86.9% | 1,000 | -86.3% | 0.01% | -85.4% |
| Buy | EZCORP INCconv | $239,000 | -19.8% | 243,000 | +1.2% | 0.01% | 0.0% | |
| EVH | Sell | EVOLENT HEALTH INC | $200,000 | -71.6% | 10,000 | -59.7% | 0.01% | -66.7% |
| GME | Sell | GAMESTOP CORP | $164,000 | -64.2% | 13,000 | -56.7% | 0.00% | -55.6% |
| KBH | Sell | KB HOME | $159,000 | -76.5% | 8,342 | -70.6% | 0.00% | -71.4% |
| HZO | MARINEMAX INC | $146,000 | -14.1% | 8,000 | 0.0% | 0.00% | 0.0% | |
| New | WALT DISNEY CO/THEcall | $105,000 | – | 200 | +100.0% | 0.00% | – | |
| NXPI | Sell | NXP SEMICONDUCTORS NV | $125,000 | -89.9% | 1,700 | -88.3% | 0.00% | -88.5% |
| New | APPLE INCcall | $75,000 | – | 677 | +100.0% | 0.00% | – | |
| CMCSA | Sell | COMCAST CORP | $68,000 | -81.0% | 2,000 | -80.2% | 0.00% | -71.4% |
| AAL | Sell | AMERICAN AIRLINES GROUP INC | $96,000 | -76.8% | 3,000 | -70.0% | 0.00% | -77.8% |
| NVRO | Sell | NEVRO CORP | $78,000 | -65.8% | 2,000 | -50.0% | 0.00% | -60.0% |
| KEYW HOLDING CORPconv | $80,000 | -5.9% | 85,000 | 0.0% | 0.00% | 0.0% | ||
| New | LAM RESEARCH CORPcall | $70,000 | – | 200 | +100.0% | 0.00% | – | |
| New | INFINERA CORPcall | $27,000 | – | 1,813 | +100.0% | 0.00% | – | |
| New | CBS CORPput | $44,000 | – | 200 | +100.0% | 0.00% | – | |
| New | SCIENTIFIC GAMES CORPcall | $29,000 | – | 300 | +100.0% | 0.00% | – | |
| New | VISA INCcall | $42,000 | – | 463 | +100.0% | 0.00% | – | |
| New | TEVA PHARMACEUTICAL INDUSTRIESput | $42,000 | – | 1,390 | +100.0% | 0.00% | – | |
| New | ISHARES IBOXX HIGH YIELD CORPOput | $23,000 | – | 500 | +100.0% | 0.00% | – | |
| New | VANECK VECTORS SEMICONDUCTOR Ecall | $22,000 | – | 150 | +100.0% | 0.00% | – | |
| New | DEUTSCHE BANK AGput | $21,000 | – | 3,000 | +100.0% | 0.00% | – | |
| Exit | MORGAN STANLEYcall | $0 | – | -375 | -100.0% | 0.00% | – | |
| New | ISHARES MSCI EMERGING MARKETScall | $9,000 | – | 2,750 | +100.0% | 0.00% | – | |
| New | JPMORGAN CHASE & COcall | $10,000 | – | 1,300 | +100.0% | 0.00% | – | |
| INTEGRATED DEVICE TECHconv | $13,000 | -18.8% | 11,000 | 0.0% | 0.00% | – | ||
| LIBERTY INTERACTIVE LLCconv | $19,000 | -17.4% | 33,000 | 0.0% | 0.00% | – | ||
| New | INSULET CORPcall | $9,000 | – | 195 | +100.0% | 0.00% | – | |
| New | LIONS GATE ENTERTAINMENT CORPcall | $12,000 | – | 325 | +100.0% | 0.00% | – | |
| New | MACY'S INCput | $17,000 | – | 335 | +100.0% | 0.00% | – | |
| New | MICROSOFT CORPcall | $8,000 | – | 200 | +100.0% | 0.00% | – | |
| New | GENERAL ELECTRIC COcall | $17,000 | – | 1,950 | +100.0% | 0.00% | – | |
| New | FORD MOTOR COcall | $3,000 | – | 2,600 | +100.0% | 0.00% | – | |
| New | FORD MOTOR COcall | $6,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | FIREEYE INCput | $10,000 | – | 390 | +100.0% | 0.00% | – | |
| FINISAR CORPconv | $13,000 | +8.3% | 12,000 | 0.0% | 0.00% | – | ||
| Sell | PDC ENERGY INCconv | $19,000 | -99.9% | 19,000 | -99.9% | 0.00% | -100.0% | |
| Sell | ETSY INCcall | $6,000 | -93.9% | 150 | -70.0% | 0.00% | -100.0% | |
| New | PACKAGING CORP OF AMERICAcall | $3,000 | – | 150 | +100.0% | 0.00% | – | |
| Sell | ENCORE CAPITAL GROUP INCconv | $7,000 | -99.9% | 8,000 | -99.9% | 0.00% | -100.0% | |
| CTRIP.COM INTL LTDconv | $14,000 | +7.7% | 13,000 | 0.0% | 0.00% | – | ||
| ROYAL GOLD INCconv | $18,000 | +12.5% | 16,000 | 0.0% | 0.00% | – | ||
| New | CTRIP.COM INTERNATIONAL LTDcall | $3,000 | – | 500 | +100.0% | 0.00% | – | |
| Buy | SOUTHWESTERN ENERGY COcall | $2,000 | -60.0% | 1,790 | +258.0% | 0.00% | – | |
| Sell | AK STEEL CORPconv | $2,000 | -100.0% | 2,000 | -100.0% | 0.00% | -100.0% | |
| New | SQUARE INCcall | $13,000 | – | 200 | +100.0% | 0.00% | – | |
| Sell | CISCO SYSTEMS INCcall | $18,000 | -30.8% | 390 | -2.5% | 0.00% | -100.0% | |
| Sell | CIENA CORPcall | $13,000 | -48.0% | 200 | -33.3% | 0.00% | -100.0% | |
| New | CHESAPEAKE ENERGY CORPput | $1,000 | – | 500 | +100.0% | 0.00% | – | |
| New | STMICROELECTRONICS NVcall | $13,000 | – | 650 | +100.0% | 0.00% | – | |
| CALAMP CORPconv | $9,000 | +12.5% | 8,000 | 0.0% | 0.00% | – | ||
| TESLA INCconv | $12,000 | +9.1% | 11,000 | 0.0% | 0.00% | – | ||
| New | TWITTER INCput | $4,000 | – | 100 | +100.0% | 0.00% | – | |
| New | VIAVI SOLUTIONS INCcall | $7,000 | – | 1,500 | +100.0% | 0.00% | – | |
| Sell | WEATHERFORD BERMUDAconv | $12,000 | -100.0% | 16,000 | -100.0% | 0.00% | -100.0% | |
| New | AIR TRANSPORT SERVICES GROUP Iput | $2,000 | – | 100 | +100.0% | 0.00% | – | |
| Sell | ADVANCED MICRO DEVICES INCcall | $0 | -100.0% | 200 | -75.0% | 0.00% | -100.0% | |
| New | ZILLOW GROUP INCcall | $19,000 | – | 200 | +100.0% | 0.00% | – | |
| ACORDA THERAPEUTICS INCconv | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| Sell | ENSCO PLCcall | $2,000 | -95.9% | 390 | -29.1% | 0.00% | -100.0% | |
| New | ENSCO PLCput | $0 | – | 40 | +100.0% | 0.00% | – | |
| New | NABORS INDUSTRIES LTDcall | $2,000 | – | 1,950 | +100.0% | 0.00% | – | |
| ROWAN COS PLCcall | $10,000 | -70.6% | 250 | 0.0% | 0.00% | -100.0% | ||
| MMC | Exit | MARSH & MCLENNAN COS INC | $0 | – | -15 | -100.0% | 0.00% | – |
| ASML | Exit | ASML HOLDING NV | $0 | – | -12 | -100.0% | 0.00% | – |
| HON | Exit | HONEYWELL INTERNATIONAL INC | $0 | – | -28 | -100.0% | 0.00% | – |
| Exit | BIOMARIN PHARMACEUTICALconv | $0 | – | -18,000 | -100.0% | 0.00% | – | |
| Exit | MICRON TECHNOLOGY INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – | |
| HD | Exit | HOME DEPOT INC/THE | $0 | – | -28 | -100.0% | 0.00% | – |
| BAX | Exit | BAXTER INTERNATIONAL INC | $0 | – | -41 | -100.0% | 0.00% | – |
| KMB | Exit | KIMBERLY-CLARK CORP | $0 | – | -25 | -100.0% | 0.00% | – |
| Exit | HUAZHU GROUP LTDput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | MOLSON COORS BREWING COput | $0 | – | -200 | -100.0% | 0.00% | – | |
| SHW | Exit | SHERWIN-WILLIAMS CO/THE | $0 | – | -7 | -100.0% | 0.00% | – |
| AAPL | Exit | APPLE INC | $0 | – | -27 | -100.0% | 0.00% | – |
| MDLZ | Exit | MONDELEZ INTERNATIONAL INC | $0 | – | -101 | -100.0% | 0.00% | – |
| CME | Exit | CME GROUP INC | $0 | – | -9 | -100.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA PLC | $0 | – | -89 | -100.0% | 0.00% | – |
| Exit | UNDER ARMOUR INCput | $0 | – | -300 | -100.0% | 0.00% | – | |
| MET | Exit | METLIFE INC | $0 | – | -89 | -100.0% | 0.00% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -67 | -100.0% | 0.00% | – |
| Exit | SYNAPTICS INCcall | $0 | – | -225 | -100.0% | 0.00% | – | |
| Exit | GAMESTOP CORPput | $0 | – | -300 | -100.0% | 0.00% | – | |
| IP | Exit | INTERNATIONAL PAPER CO | $0 | – | -82 | -100.0% | 0.00% | – |
| NYCBPRU | Exit | NY COMMUNITY CAP TRUST Vconv | $0 | – | -234,000 | -100.0% | 0.00% | – |
| IBM | Exit | IBM | $0 | – | -36 | -100.0% | 0.00% | – |
| CL | Exit | COLGATE-PALMOLIVE CO | $0 | – | -40 | -100.0% | 0.00% | – |
| SCHW | Exit | CHARLES SCHWAB CORP/THE | $0 | – | -66 | -100.0% | 0.00% | – |
| KLAC | Exit | KLA-TENCOR CORP | $0 | – | -27 | -100.0% | 0.00% | – |
| NVS | Exit | NOVARTIS AG | $0 | – | -55 | -100.0% | 0.00% | – |
| Exit | NUANCE COMMUNICATIONSconv | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | SIRIUS XM HOLDINGS INCcall | $0 | – | -288 | -100.0% | 0.00% | – | |
| QCOM | Exit | QUALCOMM INC | $0 | – | -83 | -100.0% | 0.00% | – |
| CVX | Exit | CHEVRON CORP | $0 | – | -45 | -100.0% | 0.00% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -22 | -100.0% | 0.00% | – |
| KEY | Exit | KEYCORP | $0 | – | -145 | -100.0% | 0.00% | – |
| STWD | Exit | STARWOOD PROPERTY TRUST INC | $0 | – | -211 | -100.0% | 0.00% | – |
| Exit | ALTABA INCcall | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | ETSY INCput | $0 | – | -140 | -100.0% | 0.00% | – | |
| ADP | Exit | AUTOMATIC DATA PROCESSING INC | $0 | – | -36 | -100.0% | 0.00% | – |
| Exit | VERINT SYSTEMS INCput | $0 | – | -275 | -100.0% | 0.00% | – | |
| PEP | Exit | PEPSICO INC | $0 | – | -25 | -100.0% | 0.00% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -67 | -100.0% | 0.00% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -93 | -100.0% | 0.00% | – |
| AFL | Exit | AFLAC INC | $0 | – | -84 | -100.0% | 0.00% | – |
| BXP | Exit | BOSTON PROPERTIES INC | $0 | – | -24 | -100.0% | 0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -37 | -100.0% | 0.00% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -66 | -100.0% | 0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPcall | $0 | – | -5,500 | -100.0% | 0.00% | – | |
| BLK | Exit | BLACKROCK INC | $0 | – | -10 | -100.0% | 0.00% | – |
| STT | Exit | STATE STREET CORP | $0 | – | -46 | -100.0% | 0.00% | – |
| PG | Exit | PROCTER & GAMBLE CO/THE | $0 | – | -44 | -100.0% | 0.00% | – |
| AMH | Exit | AMERICAN HOMES 4 RENT | $0 | – | -78 | -100.0% | 0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC | $0 | – | -117 | -100.0% | 0.00% | – |
| Exit | EVERBRIDGE INCconv | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -55 | -100.0% | 0.00% | – |
| Exit | WEATHERFORD INTERNATIONAL PLCcall | $0 | – | -2,250 | -100.0% | 0.00% | – | |
| Exit | VIAVI SOLUTIONS INCconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| CB | Exit | CHUBB LTD | $0 | – | -30 | -100.0% | 0.00% | – |
| AVB | Exit | AVALONBAY COMMUNITIES INC | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | REDFIN CORPput | $0 | – | -250 | -100.0% | 0.00% | – | |
| Exit | GOLDMAN SACHS GROUP INC/THEcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | PETROLEO BRASILEIRO SAput | $0 | – | -150 | -100.0% | 0.00% | – | |
| AVGO | Exit | BROADCOM INC | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | INTEL CORPcall | $0 | – | -250 | -100.0% | 0.00% | – | |
| INTC | Exit | INTEL CORP | $0 | – | -32 | -100.0% | 0.00% | – |
| AMAT | Exit | APPLIED MATERIALS INC | $0 | – | -54 | -100.0% | 0.00% | – |
| Exit | ISHARES MSCI EMERGING MARKETSput | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| C | Exit | CITIGROUP INC | $0 | – | -88 | -100.0% | 0.00% | – |
| SPG | Exit | SIMON PROPERTY GROUP INC | $0 | – | -19 | -100.0% | 0.00% | – |
| Exit | WALMART INCcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | JOHNSON & JOHNSONput | $0 | – | -180 | -100.0% | -0.00% | – | |
| Exit | VISHAY INTERTECHNOLOGY INCcall | $0 | – | -2,200 | -100.0% | -0.00% | – | |
| Exit | WESTERN DIGITAL CORPput | $0 | – | -200 | -100.0% | -0.00% | – | |
| Exit | OFFICE DEPOT INCcall | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| Exit | SPDR S&P 500 ETF TRUSTput | $0 | – | -400 | -100.0% | -0.00% | – | |
| LGIH | Exit | LGI HOMES INC | $0 | – | -3,100 | -100.0% | -0.00% | – |
| ETSY | Exit | ETSY INC | $0 | – | -3,000 | -100.0% | -0.00% | – |
| VRNT | Exit | VERINT SYSTEMS INC | $0 | – | -3,100 | -100.0% | -0.00% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| Exit | TELADOC HEALTH INCcall | $0 | – | -150 | -100.0% | -0.00% | – | |
| STM | Exit | STMICROELECTRONICS NV | $0 | – | -10,000 | -100.0% | -0.00% | – |
| QTS | Exit | QTS REALTY TRUST INC | $0 | – | -5,573 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -17,776 | -100.0% | -0.01% | – |
| Exit | ANTHEM INCcall | $0 | – | -600 | -100.0% | -0.01% | – | |
| AABA | Exit | ALTABA INC | $0 | – | -4,500 | -100.0% | -0.01% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -9,200 | -100.0% | -0.01% | – |
| Exit | CLOVIS ONCOLOGY INCput | $0 | – | -425 | -100.0% | -0.01% | – | |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| MDRX | Exit | ALLSCRIPTS HEALTHCARE SOLUTION | $0 | – | -30,800 | -100.0% | -0.01% | – |
| XLF | Exit | FINANCIAL SELECT SECTOR SPDR F | $0 | – | -15,000 | -100.0% | -0.01% | – |
| JBLU | Exit | JETBLUE AIRWAYS CORP | $0 | – | -25,000 | -100.0% | -0.01% | – |
| CRCQQ | Exit | CALIFORNIA RESOURCES CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| KMI | Exit | KINDER MORGAN INC/DE | $0 | – | -30,225 | -100.0% | -0.01% | – |
| NAV | Exit | NAVISTAR INTERNATIONAL CORP | $0 | – | -14,000 | -100.0% | -0.01% | – |
| UA | Exit | UNDER ARMOUR INC | $0 | – | -30,000 | -100.0% | -0.01% | – |
| Exit | SINA CORPconv | $0 | – | -634,000 | -100.0% | -0.01% | – | |
| SC | Exit | SANTANDER CONSUMER USA HOLDING | $0 | – | -36,000 | -100.0% | -0.02% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HOLDINGS | $0 | – | -13,500 | -100.0% | -0.02% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -8,600 | -100.0% | -0.02% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -30,110 | -100.0% | -0.02% | – |
| PXD | Exit | PIONEER NATURAL RESOURCES CO | $0 | – | -5,000 | -100.0% | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -20,000 | -100.0% | -0.02% | – |
| OMF | Exit | ONEMAIN HOLDINGS INC | $0 | – | -36,000 | -100.0% | -0.02% | – |
| DISH | Exit | DISH NETWORK CORP | $0 | – | -36,000 | -100.0% | -0.03% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC | $0 | – | -4,137 | -100.0% | -0.03% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -35,091 | -100.0% | -0.03% | – |
| RF | Exit | REGIONS FINANCIAL CORP | $0 | – | -85,100 | -100.0% | -0.03% | – |
| A | Exit | AGILENT TECHNOLOGIES INC | $0 | – | -27,000 | -100.0% | -0.04% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -18,049 | -100.0% | -0.05% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -12,523 | -100.0% | -0.05% | – |
| MTB | Exit | M&T BANK CORP | $0 | – | -16,750 | -100.0% | -0.06% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -91,810 | -100.0% | -0.06% | – |
| Exit | CEMEX SAB DE CVconv | $0 | – | -2,874,000 | -100.0% | -0.06% | – | |
| CSCO | Exit | CISCO SYSTEMS INC | $0 | – | -60,086 | -100.0% | -0.06% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -12,500 | -100.0% | -0.06% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -45,123 | -100.0% | -0.07% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC/THE | $0 | – | -14,516 | -100.0% | -0.07% | – |
| Exit | LGI HOMES INCconv | $0 | – | -1,500,000 | -100.0% | -0.07% | – | |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -25,000 | -100.0% | -0.08% | – |
| Exit | CEMEX SAB DE CVconv | $0 | – | -4,000,000 | -100.0% | -0.08% | – | |
| TXN | Exit | TEXAS INSTRUMENTS INC | $0 | – | -40,043 | -100.0% | -0.09% | – |
| MGY | Exit | MAGNOLIA OIL & GAS CORP | $0 | – | -300,000 | -100.0% | -0.09% | – |
| BP | Exit | BP PLC | $0 | – | -100,000 | -100.0% | -0.10% | – |
| Exit | THERAVANCE BIOPHARMA INCconv | $0 | – | -4,000,000 | -100.0% | -0.10% | – | |
| Exit | LENDINGTREE INCconv | $0 | – | -3,908,000 | -100.0% | -0.10% | – | |
| USB | Exit | US BANCORP | $0 | – | -100,106 | -100.0% | -0.11% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -100,093 | -100.0% | -0.11% | – |
| LAZ | Exit | LAZARD LTD | $0 | – | -117,037 | -100.0% | -0.12% | – |
| Exit | RPM INTERNATIONAL INCconv | $0 | – | -9,232,000 | -100.0% | -0.24% | – | |
| BACPRL | Exit | BANK OF AMERICA CORPconv | $0 | – | -13,075,000 | -100.0% | -0.35% | – |
| Exit | INFINERA CORPconv | $0 | – | -16,700,000 | -100.0% | -0.35% | – | |
| Exit | CIENA CORPconv | $0 | – | -11,923,000 | -100.0% | -0.39% | – | |
| NEEPRR | Exit | NEXTERA ENERGY INCconv | $0 | – | -534,047,000 | -100.0% | -0.63% | – |
| Exit | NAVISTAR INTL CORPconv | $0 | – | -34,514,000 | -100.0% | -0.72% | – | |
| Exit | AIR LEASE CORPconv | $0 | – | -24,943,000 | -100.0% | -0.81% | – | |
| Exit | ALTABA INCconv | $0 | – | -46,727,000 | -100.0% | -1.23% | – | |
| Exit | INTEL CORPconv | $0 | – | -26,105,000 | -100.0% | -1.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| WFC US | 35 | Q2 2024 | 5.8% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BANK OF AMERICA CORP | 34 | Q2 2024 | 5.6% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| NY COMMUNITY CAP TRUST V | 28 | Q4 2023 | 0.4% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-28 |
| 13F-HR | 2024-08-13 |
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.