$1.14 Billion is the total value of FIRST FOUNDATION ADVISORS's 250 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 31.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | Microsoft Corp | $78,614,000 | +0.2% | 1,692,443 | +0.0% | 6.93% | -11.3% |
| REXR | Buy | Rexford Industrial Realty Inc | $66,845,000 | +54.7% | 4,254,903 | +36.3% | 5.89% | +37.0% |
| T104PS | Sell | American Realty Capital Properties Inc | $40,709,000 | -48.5% | 4,498,189 | -31.4% | 3.59% | -54.4% |
| JNJ | Sell | Johnson & Johnson Com | $33,010,000 | -2.5% | 315,672 | -0.6% | 2.91% | -13.6% |
| BRKB | Buy | Berkshire Hathaway Inc Cl Bcl b new | $31,438,000 | +11.0% | 209,378 | +2.1% | 2.77% | -1.8% |
| UPS | Buy | United Parcel Service Inccl b | $28,252,000 | +14.8% | 254,134 | +1.5% | 2.49% | +1.7% |
| WFC | Buy | Wells Fargo & Co | $26,797,000 | +8.6% | 488,823 | +2.7% | 2.36% | -3.9% |
| ORCL | Buy | Oracle Corp | $25,790,000 | +19.6% | 573,488 | +1.8% | 2.27% | +5.9% |
| DEO | Buy | Diageo PLCspon adr new | $25,237,000 | +1.0% | 221,207 | +2.1% | 2.22% | -10.7% |
| EFA | Buy | iShares MSCI Eafe Index Fundmsci eafe etf | $23,404,000 | +2919.9% | 384,680 | +3080.8% | 2.06% | +2577.9% |
| BUD | Buy | Anheuser-Busch InBev NVsponsored adr | $23,227,000 | +4.1% | 206,789 | +2.7% | 2.05% | -7.9% |
| PM | Buy | Philip Morris International In | $22,694,000 | -0.3% | 278,626 | +2.1% | 2.00% | -11.8% |
| CSG | Buy | Chambers Street Properties | $22,478,000 | +199.5% | 2,788,800 | +179.8% | 1.98% | +165.1% |
| BK | Buy | Bank of New York Mellon Co | $22,275,000 | +6.1% | 549,052 | +1.3% | 1.96% | -6.1% |
| BLK | Buy | BlackRock Inc Co | $21,937,000 | +11.8% | 61,352 | +2.7% | 1.93% | -1.0% |
| NVS | Sell | Novartis AGsponsored adr | $21,451,000 | -2.1% | 231,503 | -0.5% | 1.89% | -13.3% |
| QCOM | Buy | QUALCOMM Inc | $20,229,000 | +4.9% | 272,156 | +5.5% | 1.78% | -7.2% |
| BA | Buy | Boeing Co | $20,044,000 | +4.1% | 154,211 | +2.0% | 1.77% | -7.8% |
| PFE | Buy | Pfizer Inc | $19,675,000 | +473.4% | 631,607 | +444.3% | 1.73% | +408.2% |
| AXP | Buy | American Express Co | $19,665,000 | +59.9% | 211,361 | +50.5% | 1.73% | +41.5% |
| MO | Buy | Altria Group Inc | $19,279,000 | +9.3% | 391,297 | +1.9% | 1.70% | -3.2% |
| UNP | Buy | Union Pacific Corp | $18,626,000 | +12.2% | 156,353 | +2.2% | 1.64% | -0.6% |
| DIS | Buy | Walt Disney Co | $18,534,000 | +9.1% | 196,776 | +3.1% | 1.63% | -3.4% |
| IBM | Sell | International Business Machine | $17,564,000 | -19.4% | 109,473 | -4.7% | 1.55% | -28.7% |
| TJX | Buy | TJX Cos Inc | $17,160,000 | +17.9% | 250,222 | +1.7% | 1.51% | +4.4% |
| CMCSK | Buy | Comcast Corpcl a spl | $16,695,000 | +9.6% | 290,012 | +1.9% | 1.47% | -3.0% |
| F113PS | Buy | Covidien PLC | $16,234,000 | +39.2% | 158,721 | +17.7% | 1.43% | +23.3% |
| MDLZ | Buy | Mondelez International Inccl a | $15,704,000 | +7.8% | 432,326 | +1.7% | 1.38% | -4.6% |
| SYY | Buy | Sysco Corp | $15,404,000 | +5.5% | 388,113 | +0.8% | 1.36% | -6.6% |
| GSK | Sell | GlaxoSmithKline PLCsponsored adr | $15,253,000 | -14.6% | 356,890 | -8.1% | 1.34% | -24.4% |
| DVN | Sell | Devon Energy Corp | $14,706,000 | -12.8% | 240,251 | -2.9% | 1.30% | -22.8% |
| GS | Sell | Goldman Sachs Group Inc | $13,374,000 | +4.9% | 68,997 | -0.7% | 1.18% | -7.2% |
| RSG | Sell | Republic Services Inc | $12,848,000 | +2.2% | 319,210 | -0.9% | 1.13% | -9.5% |
| SPG | Buy | Simon Property Group Inc | $12,838,000 | +13.7% | 70,495 | +2.7% | 1.13% | +0.7% |
| SLB | Sell | Schlumberger Ltd | $12,710,000 | -17.6% | 148,814 | -1.9% | 1.12% | -27.1% |
| BTI | Sell | British American Tobacco PLCsponsored adr | $12,280,000 | -5.0% | 113,893 | -0.3% | 1.08% | -15.9% |
| DOW | Dow Chemical Co/The | $12,048,000 | -13.0% | 264,143 | 0.0% | 1.06% | -23.0% | |
| OXY | Sell | Occidental Petroleum Corp | $11,610,000 | -19.1% | 144,032 | -3.5% | 1.02% | -28.4% |
| SPY | Buy | Spdr S&P 500 Etf Tr Tr Unittr unit | $11,442,000 | +396.4% | 55,666 | +375.9% | 1.01% | +340.2% |
| HYG | New | iShares Iboxx High Yield Corpoibox hi yd etf | $11,373,000 | – | 126,928 | +100.0% | 1.00% | – |
| GOOG | Buy | Google Inc Class Ccl c | $10,773,000 | +2788.2% | 20,466 | +3128.1% | 0.95% | +2464.9% |
| VNQ | New | Vanguard REIT ETFreit etf | $10,382,000 | – | 128,170 | +100.0% | 0.92% | – |
| AAPL | Buy | Apple Inc | $10,043,000 | +30.3% | 90,982 | +18.9% | 0.88% | +15.4% |
| AGG | New | Ishares Lehman Aggregatecore us agged et | $9,411,000 | – | 85,459 | +100.0% | 0.83% | – |
| TEF | Sell | Telefonica SAsponsored adr | $9,017,000 | -8.0% | 634,565 | -0.4% | 0.79% | -18.6% |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $7,798,000 | +474.6% | 377,613 | +525.5% | 0.69% | +408.9% |
| PCM | Buy | PCM Fund Inc | $7,623,000 | +2.4% | 715,750 | +6.8% | 0.67% | -9.2% |
| EEM | Buy | iShares MSCI Emerging Marketsmsci emg mkt etf | $7,368,000 | +3327.0% | 187,532 | +3516.8% | 0.65% | +2990.5% |
| GILD | Buy | Gilead Sciences Inc | $6,716,000 | -9.4% | 71,250 | +2.3% | 0.59% | -19.8% |
| FB | Buy | Facebook Inccl a | $6,055,000 | +750.4% | 77,612 | +761.1% | 0.53% | +650.7% |
| PFN | Sell | Pimco Income Strategy Fund II | $4,788,000 | -10.4% | 488,037 | -3.9% | 0.42% | -20.7% |
| DSL | Buy | Doubleline Income Solutions Cl | $4,745,000 | +179.3% | 238,442 | +203.9% | 0.42% | +147.3% |
| PDI | Buy | PIMCO Income Fund | $4,414,000 | +21.1% | 143,600 | +24.4% | 0.39% | +7.2% |
| JQC | Buy | Nuveen Credit Strategies Incom | $4,121,000 | +121.0% | 469,866 | +125.0% | 0.36% | +95.2% |
| ROIC | Buy | Retail Opportunity Investments | $3,832,000 | +19.2% | 228,218 | +4.3% | 0.34% | +5.6% |
| NCA | Nuveen CA Muni Value Fund | $3,522,000 | +1.8% | 334,517 | 0.0% | 0.31% | -9.9% | |
| SJNK | Buy | SPDR BarCap ST High Yield Bondsht trm hgh yld | $3,320,000 | +0.2% | 114,826 | +3.7% | 0.29% | -11.5% |
| STWD | Buy | Starwood Property Trust Inc | $3,083,000 | +18.3% | 132,655 | +11.8% | 0.27% | +5.0% |
| BRKA | Berkshire Hathaway CL Acl a | $2,938,000 | +9.2% | 13 | 0.0% | 0.26% | -3.4% | |
| VEA | Buy | Vanguard Europe Pacific ETFftse dev mkt etf | $2,928,000 | +9.7% | 77,296 | +15.1% | 0.26% | -3.0% |
| CVX | Buy | Chevron Corp | $2,893,000 | -3.3% | 25,793 | +2.9% | 0.26% | -14.4% |
| JPC | Buy | Nuveen Preferred Income Opport | $2,532,000 | +128.9% | 264,805 | +120.4% | 0.22% | +102.7% |
| XOM | Sell | Exxon Mobil Corp | $2,414,000 | -8.9% | 26,115 | -7.3% | 0.21% | -19.3% |
| LDP | Sell | Cohen & Steers Limited Duratio | $2,395,000 | -8.3% | 105,698 | -0.2% | 0.21% | -18.8% |
| VOO | Buy | Vanguard S&P 500 ETF | $2,325,000 | +18.1% | 12,339 | +13.2% | 0.20% | +4.6% |
| LVLT | Buy | Level 3 Communications Inc | $2,289,000 | +11.5% | 46,359 | +3.3% | 0.20% | -1.0% |
| SCHF | New | Schwab Int'l Large Cap Equityintl eqty etf | $2,265,000 | – | 78,355 | +100.0% | 0.20% | – |
| UN | Buy | Unilever NV | $2,272,000 | +3.9% | 58,200 | +5.6% | 0.20% | -8.3% |
| O | Sell | Realty Income Corp | $2,126,000 | +3.4% | 44,561 | -11.6% | 0.19% | -8.8% |
| AON | Sell | Aon plc | $2,033,000 | -86.2% | 21,442 | -87.2% | 0.18% | -87.8% |
| TEVA | Buy | Teva Pharmaceutical Industriesadr | $2,017,000 | +19.6% | 35,079 | +11.8% | 0.18% | +6.0% |
| BBN | Buy | Blackrock Build America Bond T | $1,982,000 | +78.9% | 89,424 | +69.6% | 0.18% | +59.1% |
| EMB | New | iShares JP Morgan Emerging Bonjp mor em mk et | $1,936,000 | – | 17,643 | +100.0% | 0.17% | – |
| EMD | Buy | Western Asset Emerging Markets | $1,715,000 | +139.2% | 108,824 | +159.7% | 0.15% | +112.7% |
| NBB | Buy | Nuveen Build America Bond Fund | $1,709,000 | +59.4% | 80,679 | +53.5% | 0.15% | +41.1% |
| GE | Buy | General Electric Co | $1,690,000 | +2.9% | 66,881 | +4.3% | 0.15% | -8.6% |
| EVV | Buy | Eaton Vance Limited Duration I | $1,691,000 | +131.3% | 119,794 | +138.9% | 0.15% | +104.1% |
| MCD | Buy | McDonald's Corp | $1,697,000 | +2.9% | 18,109 | +4.1% | 0.15% | -9.1% |
| Buy | Flaherty and Crumrine Dynamic | $1,697,000 | +2.8% | 76,253 | +4.3% | 0.15% | -9.1% | |
| ITOT | Buy | iShares Core S&P Total US Stoccore s&p ttl stl | $1,639,000 | +31.0% | 17,458 | +25.2% | 0.14% | +16.1% |
| DBL | Buy | DoubleLine Opportunistic Credi | $1,565,000 | +17.9% | 63,735 | +13.4% | 0.14% | +4.5% |
| CLNY | Buy | Colony Financial Inc | $1,551,000 | +11.6% | 65,100 | +4.8% | 0.14% | -0.7% |
| BFB | Sell | Brown Forman Corp Class B Withcl b | $1,425,000 | -4.3% | 16,228 | -1.7% | 0.13% | -14.9% |
| BRCM | Sell | Broadcom Corpcl a | $1,332,000 | +3.3% | 30,748 | -3.7% | 0.12% | -8.6% |
| PLD | Sell | Prologis Inc | $1,272,000 | -6.6% | 29,565 | -18.1% | 0.11% | -17.6% |
| EPD | Sell | Enterprise Prods Partners L P | $1,265,000 | -36.8% | 35,022 | -29.5% | 0.11% | -44.2% |
| BTZ | Buy | BlackRock Credit Allocation In | $1,250,000 | +50.4% | 96,752 | +55.0% | 0.11% | +32.5% |
| BOFI | Bofi Holding Inc | $1,167,000 | +7.0% | 15,000 | 0.0% | 0.10% | -5.5% | |
| PG | Buy | Procter & Gamble Co | $1,151,000 | +9.1% | 12,631 | +0.2% | 0.10% | -3.8% |
| BLW | Buy | Blackrock Ltd Duration | $1,152,000 | +111.8% | 73,270 | +117.7% | 0.10% | +87.0% |
| SCHH | New | Schwab US REIT - ETFus reit rtf | $1,097,000 | – | 28,171 | +100.0% | 0.10% | – |
| BMY | Buy | Bristol Myers Squibb Co | $1,050,000 | +27.0% | 17,793 | +10.2% | 0.09% | +13.4% |
| PZC | Sell | Pimco CA Municipal Income Fund | $1,041,000 | -26.7% | 97,175 | -28.8% | 0.09% | -34.8% |
| AMGN | Buy | Amgen Inc | $1,005,000 | +25.3% | 6,311 | +10.5% | 0.09% | +11.2% |
| UCP | Buy | UCP Inc CL Acl a | $996,000 | -10.1% | 94,823 | +2.3% | 0.09% | -20.0% |
| BWG | Buy | Legg Mason BW Global Income Op | $990,000 | +102.9% | 59,272 | +105.6% | 0.09% | +77.6% |
| KO | Buy | Coca Cola Inc | $970,000 | +9.7% | 22,977 | +10.8% | 0.08% | -3.4% |
| VTR | Ventas Inc | $955,000 | +15.6% | 13,326 | 0.0% | 0.08% | +2.4% | |
| GAM | Buy | General American Investors | $914,000 | +1.2% | 26,111 | +7.2% | 0.08% | -10.0% |
| TSI | Sell | TCW Strategic Income Fund Inc | $924,000 | -7.9% | 171,428 | -3.8% | 0.08% | -19.0% |
| NBD | Buy | Nuveen Build America Bond Oppo | $921,000 | +19.6% | 41,938 | +15.5% | 0.08% | +5.2% |
| FTDCQ | Buy | FTD Companies, Inc | $896,000 | +5.0% | 25,725 | +2.9% | 0.08% | -7.1% |
| WCIC | Buy | WCI Communitites | $885,000 | +14.6% | 45,201 | +8.0% | 0.08% | +1.3% |
| LYV | Buy | Live Nation Entertainment Inc | $863,000 | +63.4% | 33,054 | +50.3% | 0.08% | +43.4% |
| SHPG | New | Shire PLCsponsored adr | $866,000 | – | 4,076 | +100.0% | 0.08% | – |
| OAK | Buy | Oaktree Capital Group LLCunit cl a | $868,000 | +12.4% | 16,750 | +10.9% | 0.08% | -1.3% |
| SOR | Buy | Source Capital Inc | $867,000 | +22.5% | 12,147 | +11.4% | 0.08% | +8.6% |
| TEI | Buy | Templeton Emerging Markets Inc | $836,000 | +9.3% | 73,728 | +22.6% | 0.07% | -2.6% |
| JPS | Buy | Nuveen Quality Preferred Incom | $823,000 | +43.9% | 92,421 | +40.8% | 0.07% | +28.1% |
| VWO | Buy | Vanguard Emerging Markets ETFftse emr mkt etf | $828,000 | +1.8% | 20,683 | +6.1% | 0.07% | -9.9% |
| ABEV | Sell | Ambev SA American Depositarysponsored adr | $803,000 | -50.9% | 129,099 | -48.3% | 0.07% | -56.4% |
| MMM | Sell | 3M Co Com | $782,000 | +6.1% | 4,759 | -8.5% | 0.07% | -5.5% |
| HD | Buy | Home Depot Inc/The | $775,000 | +14.8% | 7,387 | +0.4% | 0.07% | +1.5% |
| KRFT | Kraft Foods Group Inc | $762,000 | +11.1% | 12,166 | 0.0% | 0.07% | -1.5% | |
| CCS | Sell | Century Communities Inc | $761,000 | -10.6% | 44,040 | -10.2% | 0.07% | -21.2% |
| SCHV | New | Schwab U.S. Large-Cap Value Fuus lcap va etf | $751,000 | – | 17,029 | +100.0% | 0.07% | – |
| CSCO | Sell | Cisco Systems Inc | $745,000 | -9.8% | 26,776 | -18.4% | 0.07% | -19.5% |
| NOV | Buy | National Oilwell Varco Inc | $723,000 | -11.9% | 11,039 | +2.3% | 0.06% | -22.0% |
| INTC | Buy | Intel Corp | $718,000 | +6.5% | 19,782 | +2.2% | 0.06% | -6.0% |
| MRK | Sell | Merck & Co Inc New Com | $709,000 | -5.3% | 12,490 | -1.2% | 0.06% | -17.3% |
| NUE | Buy | Nucor Corp | $702,000 | -7.8% | 14,308 | +2.0% | 0.06% | -18.4% |
| RAI | Sell | Reynolds American Inc | $691,000 | +5.5% | 10,750 | -3.2% | 0.06% | -6.2% |
| TTE | Buy | Total SAsponsored adr | $666,000 | -10.6% | 13,000 | +12.4% | 0.06% | -20.3% |
| LLY | Sell | Eli Lilly & Co | $664,000 | -2.1% | 9,618 | -8.1% | 0.06% | -13.4% |
| T | Buy | AT&T Inc | $652,000 | -2.8% | 19,413 | +1.9% | 0.06% | -14.9% |
| ABBV | Buy | AbbeVie Inc. | $649,000 | +75.4% | 9,919 | +54.8% | 0.06% | +54.1% |
| SBUX | Sell | Starbucks Corp | $633,000 | +7.1% | 7,709 | -1.5% | 0.06% | -5.1% |
| PHB | New | Powershares Fundamental HY Corfdm hg yld rafi | $632,000 | – | 33,610 | +100.0% | 0.06% | – |
| PEP | Sell | PepsiCo Inc | $617,000 | -6.9% | 6,529 | -8.3% | 0.05% | -18.2% |
| IDV | New | iShares International Select Dintl sel div etf | $610,000 | – | 18,118 | +100.0% | 0.05% | – |
| UTX | Buy | United Technologies Corp | $618,000 | +10.2% | 5,370 | +1.1% | 0.05% | -3.6% |
| GLD | Sell | SPDR Gold Trust | $599,000 | -55.7% | 5,274 | -54.6% | 0.05% | -60.4% |
| JPM | Sell | JPMorgan Chase & Co | $581,000 | -0.2% | 9,292 | -3.8% | 0.05% | -12.1% |
| PSA | Sell | Public Storage | $564,000 | +2.9% | 3,051 | -7.7% | 0.05% | -9.1% |
| NRG | Buy | NRG Energy Inc | $565,000 | -9.9% | 20,963 | +1.8% | 0.05% | -19.4% |
| ARDC | New | Ares Dynamic Credit Allocation | $562,000 | – | 35,507 | +100.0% | 0.05% | – |
| CL | Sell | Colgate-Palmolive Co | $553,000 | -4.0% | 7,994 | -9.5% | 0.05% | -14.0% |
| WWE | Sell | World Wrestling Entertainmentcl a | $555,000 | -54.1% | 44,975 | -48.8% | 0.05% | -59.2% |
| HON | Buy | Honeywell International Inc | $559,000 | +175.4% | 5,599 | +157.2% | 0.05% | +145.0% |
| WBA | New | Walgreen Co | $559,000 | – | 7,341 | +100.0% | 0.05% | – |
| USB | Buy | US Bancorp | $550,000 | +7.8% | 12,241 | +0.3% | 0.05% | -5.9% |
| EVG | Buy | Eaton Vance Short Duration | $536,000 | +54.9% | 37,886 | +60.7% | 0.05% | +38.2% |
| SPLS | Buy | Staples Inc | $538,000 | +65.0% | 29,686 | +10.3% | 0.05% | +46.9% |
| IJR | Buy | iShares S&P Small Cap 400 Indecore s&p scp etf | $515,000 | +28.4% | 4,512 | +17.4% | 0.04% | +12.5% |
| COST | Buy | Costco Wholesale Corp | $514,000 | +15.2% | 3,626 | +2.0% | 0.04% | +2.3% |
| D | Dominion Resources Inc/VA | $507,000 | +11.4% | 6,590 | 0.0% | 0.04% | 0.0% | |
| MMP | Sell | Magellan Midstream Partners LP | $513,000 | -45.8% | 6,209 | -44.8% | 0.04% | -52.1% |
| MUC | Buy | Blackrock Muniholdings CA Insu | $501,000 | +19.0% | 34,633 | +17.1% | 0.04% | +4.8% |
| ROK | Rockwell Automation Inc | $493,000 | +1.0% | 4,437 | 0.0% | 0.04% | -12.2% | |
| HCP | Buy | HCP Inc | $473,000 | +17.4% | 10,740 | +5.9% | 0.04% | +5.0% |
| GIM | New | Templeton Global Income Fund | $467,000 | – | 65,019 | +100.0% | 0.04% | – |
| PFL | Pimco Income Strategy Fund | $464,000 | -1.5% | 39,454 | 0.0% | 0.04% | -12.8% | |
| IWM | New | iShares Russell 2000 Index Funrussell 2000 etf | $470,000 | – | 3,926 | +100.0% | 0.04% | – |
| FEZ | Spdr Index Shs Fds Euro Stoxxeuro stoxx 50 | $458,000 | -7.3% | 12,438 | 0.0% | 0.04% | -18.4% | |
| GBCI | Glacier Bancorp Inc | $444,000 | +7.5% | 15,985 | 0.0% | 0.04% | -4.9% | |
| MDY | Buy | SPDR S&P MidCap 400 ETF Trustutser1 s&pdcrp | $445,000 | +102.3% | 1,686 | +91.4% | 0.04% | +77.3% |
| ITW | Sell | Illinois Tool Works Inc | $428,000 | +11.5% | 4,517 | -0.7% | 0.04% | 0.0% |
| ADP | Buy | Automatic Data Processing Inc | $436,000 | +0.7% | 5,227 | +0.3% | 0.04% | -11.6% |
| VZ | Sell | Verizon Communications Inc | $431,000 | -30.8% | 9,212 | -26.1% | 0.04% | -38.7% |
| CMF | New | iShares S&P California Municipcali amt-fre etf | $430,000 | – | 3,651 | +100.0% | 0.04% | – |
| JWN | Buy | Nordstrom Inc | $415,000 | +16.6% | 5,229 | +0.4% | 0.04% | +5.7% |
| ABT | Buy | Abbott Laboratories | $409,000 | +85.9% | 9,094 | +72.3% | 0.04% | +63.6% |
| FRA | New | Blackrock Floating Rate Income | $405,000 | – | 30,232 | +100.0% | 0.04% | – |
| RSP | New | Guggenheim S&P 500 Equal Weighgug s&p500 eq wt | $407,000 | – | 5,085 | +100.0% | 0.04% | – |
| SNY | New | Sanofisponsored adr | $399,000 | – | 8,749 | +100.0% | 0.04% | – |
| GM | Sell | General Motors Co | $385,000 | -96.7% | 11,040 | -96.9% | 0.03% | -97.0% |
| PML | Buy | Pimco Municipal Income Fund II | $382,000 | +37.9% | 32,185 | +35.4% | 0.03% | +21.4% |
| SCHZ | New | Schwab US Aggregate Bond - ETFus aggregate b | $386,000 | – | 7,369 | +100.0% | 0.03% | – |
| DVY | iShares DJ Select Dividend Indselect divid etf | $385,000 | +7.5% | 4,850 | 0.0% | 0.03% | -5.6% | |
| DX | Sell | Dynex Capital Inc | $379,000 | -4.3% | 46,000 | -6.1% | 0.03% | -15.4% |
| CMCSA | New | Comcast Corpcl a | $359,000 | – | 6,191 | +100.0% | 0.03% | – |
| COP | Sell | ConocoPhillips | $364,000 | -15.2% | 5,270 | -6.0% | 0.03% | -25.6% |
| C | Sell | Citigroup Inc | $364,000 | -18.6% | 6,718 | -22.2% | 0.03% | -27.3% |
| ERC | Sell | Wells Fargo Multi-Sector Incom | $362,000 | -49.8% | 26,531 | -48.6% | 0.03% | -55.6% |
| HAL | Sell | Halliburton Co | $367,000 | -41.2% | 9,336 | -3.4% | 0.03% | -48.4% |
| COL | Rockwell Collins Inc | $363,000 | +7.4% | 4,300 | 0.0% | 0.03% | -5.9% | |
| RDSA | Sell | Royal Dutch Shell PLC - ADR Aspons adr a | $366,000 | -15.1% | 5,466 | -3.5% | 0.03% | -25.6% |
| SWY | Safeway Inc | $360,000 | +2.3% | 10,263 | 0.0% | 0.03% | -8.6% | |
| NAC | Buy | Nuveen CA Muni Advantage Fd | $344,000 | +47.6% | 22,858 | +39.9% | 0.03% | +30.4% |
| GOOGL | Buy | Google Inc Class Acl a | $344,000 | -3.6% | 648 | +4.9% | 0.03% | -16.7% |
| EMR | Sell | Emerson Electric Co | $346,000 | -2.0% | 5,602 | -0.6% | 0.03% | -14.3% |
| SCHE | New | Schwab Emerging Markets - ETFemrg mkteq etf | $311,000 | – | 13,007 | +100.0% | 0.03% | – |
| WMT | Sell | Wal-Mart Stores Inc | $303,000 | -17.0% | 3,528 | -26.1% | 0.03% | -25.0% |
| ECL | Buy | Ecolab Inc | $309,000 | -4.3% | 2,961 | +5.3% | 0.03% | -15.6% |
| PAA | Sell | Plains All American Pipeline Uunit ltd partn | $274,000 | -61.2% | 5,334 | -55.6% | 0.02% | -65.7% |
| BAC | Sell | Bank of America Corp | $268,000 | -19.0% | 15,003 | -22.6% | 0.02% | -27.3% |
| NEE | Buy | NextEra Energy Inc | $277,000 | +14.0% | 2,608 | +0.6% | 0.02% | 0.0% |
| PCAR | PACCAR Inc | $272,000 | +19.8% | 4,000 | 0.0% | 0.02% | +4.3% | |
| ABC | AmerisourceBergen Corp | $262,000 | +16.4% | 2,909 | 0.0% | 0.02% | +4.5% | |
| IJK | iShares S&P Midcap 400 Growths&p mc 400gr etf | $256,000 | +5.3% | 1,602 | 0.0% | 0.02% | -4.2% | |
| CYS | Cys Invts Inc Com | $262,000 | +6.1% | 30,000 | 0.0% | 0.02% | -8.0% | |
| DD | EI du Pont de Nemours & Co | $263,000 | +3.1% | 3,556 | 0.0% | 0.02% | -8.0% | |
| AGN | Sell | Allergan Inc/United States | $259,000 | +4.0% | 1,218 | -12.9% | 0.02% | -8.0% |
| SSYS | Stratasys Ltd | $249,000 | -31.2% | 3,000 | 0.0% | 0.02% | -38.9% | |
| F | New | Ford Motor Co | $252,000 | – | 16,236 | +100.0% | 0.02% | – |
| PSEC | Buy | Prospect Capital Corp | $248,000 | +13.8% | 30,000 | +36.4% | 0.02% | 0.0% |
| TWX | Buy | Time Warner Inc | $254,000 | +17.1% | 2,970 | +2.9% | 0.02% | 0.0% |
| TRV | Travelers Cos Inc/The | $251,000 | +12.6% | 2,371 | 0.0% | 0.02% | 0.0% | |
| IVV | New | iShares S&P 500 Index Fundcore s&p 500 etf | $241,000 | – | 1,166 | +100.0% | 0.02% | – |
| ESRX | New | Express Scripts Holding Co | $233,000 | – | 2,755 | +100.0% | 0.02% | – |
| AMLP | New | ALPS Alerian MLP ETFalerian mlp | $241,000 | – | 13,756 | +100.0% | 0.02% | – |
| BAX | New | Baxter International Inc | $238,000 | – | 3,253 | +100.0% | 0.02% | – |
| VDE | New | Vanguard Energy ETFenergy etf | $243,000 | – | 2,175 | +100.0% | 0.02% | – |
| PCG | New | PG&E Corp | $224,000 | – | 4,210 | +100.0% | 0.02% | – |
| BLL | Ball Corp | $227,000 | +7.6% | 3,333 | 0.0% | 0.02% | -4.8% | |
| SXL | Sell | Sunoco Logistics Partners LP | $231,000 | -56.6% | 5,533 | -49.8% | 0.02% | -62.3% |
| RLI | RLI Corp | $232,000 | +14.3% | 4,700 | 0.0% | 0.02% | 0.0% | |
| EOT | New | Eaton Vance National Muni | $224,000 | – | 10,687 | +100.0% | 0.02% | – |
| EIX | New | Edison International | $231,000 | – | 3,523 | +100.0% | 0.02% | – |
| IWF | New | iShares Russell 1000 Growth Inrus 1000 grw etf | $216,000 | – | 2,255 | +100.0% | 0.02% | – |
| DRA | New | Diversified Real Asset Income | $219,000 | – | 12,616 | +100.0% | 0.02% | – |
| ET | Sell | Energy Transfer Equity LP | $217,000 | -65.2% | 3,780 | -62.6% | 0.02% | -69.4% |
| ARR | ARMOUR Residential REIT Inc | $221,000 | -4.3% | 60,000 | 0.0% | 0.02% | -17.4% | |
| BP | New | Bp Plcsponsored adr | $219,000 | – | 5,756 | +100.0% | 0.02% | – |
| IJJ | New | iShares S&P Midcap 400 Value Fs&p mc 400vl etf | $210,000 | – | 1,645 | +100.0% | 0.02% | – |
| SE | Sell | Spectra Energy Corp | $209,000 | -22.9% | 5,745 | -16.8% | 0.02% | -33.3% |
| ETP | New | Energy Transfer Prtnrs L P Uniunit ltd partn | $203,000 | – | 3,122 | +100.0% | 0.02% | – |
| SLV | Buy | iShares Silver Trustsishares | $208,000 | -7.1% | 13,818 | +0.9% | 0.02% | -18.2% |
| TWC | New | Time Warner Cable Inc | $201,000 | – | 1,324 | +100.0% | 0.02% | – |
| OIBRQ | New | Oi SAspn adr pfd new | $208,000 | – | 65,271 | +100.0% | 0.02% | – |
| SDY | New | SPDR S&P Dividend ETFs&p divid etf | $208,000 | – | 2,642 | +100.0% | 0.02% | – |
| AFL | New | Aflac Inc | $203,000 | – | 3,316 | +100.0% | 0.02% | – |
| FTR | Frontier Communications Corp | $183,000 | +2.2% | 27,500 | 0.0% | 0.02% | -11.1% | |
| NMZ | Buy | Nuveen Municipal High Income O | $165,000 | +23.1% | 12,292 | +19.4% | 0.02% | +15.4% |
| TICC | Ticc Capital Corp Com | $170,000 | -15.0% | 22,626 | 0.0% | 0.02% | -25.0% | |
| LINEQ | Buy | Linn Energy LLCunit ltd liab | $169,000 | -55.8% | 16,727 | +32.0% | 0.02% | -60.5% |
| BGT | Blackrock Floating Rate Income | $166,000 | -6.7% | 12,908 | 0.0% | 0.02% | -16.7% | |
| JE | Just Energy Group Inc Com | $157,000 | +12.1% | 30,000 | 0.0% | 0.01% | 0.0% | |
| NUV | Nuveen Mun Value Fd Inc Com | $163,000 | +2.5% | 16,874 | 0.0% | 0.01% | -12.5% | |
| OIBRC | New | Oi SA Adr F Sponsored Reps 1spn adr new | $149,000 | – | 44,336 | +100.0% | 0.01% | – |
| RFI | Sell | Cohen & Steers Total Return Re | $142,000 | -66.9% | 10,756 | -70.0% | 0.01% | -69.8% |
| WMC | Western Asset Mtg Cap Com | $147,000 | -0.7% | 10,000 | 0.0% | 0.01% | -13.3% | |
| JRO | New | Nuveen Floating Rate Income Op | $132,000 | – | 11,709 | +100.0% | 0.01% | – |
| MORE | New | Monogram Residential Trust | $98,000 | – | 10,621 | +100.0% | 0.01% | – |
| RNDY | Roundys Inc Company | $97,000 | +61.7% | 20,000 | 0.0% | 0.01% | +50.0% | |
| GLAD | Gladstone Capital Corp | $105,000 | -5.4% | 12,701 | 0.0% | 0.01% | -18.2% | |
| PWE | Buy | Penn West Petroleum Ltd | $96,000 | -11.1% | 46,000 | +187.5% | 0.01% | -27.3% |
| TRX | Tanzanian Royalty Exploration | $76,000 | -69.4% | 117,371 | 0.0% | 0.01% | -72.0% | |
| FSC | Fifth Street Finance Corp | $80,000 | -13.0% | 10,000 | 0.0% | 0.01% | -22.2% | |
| ALSK | Sell | Alaska Communications Systems | $63,000 | -46.6% | 35,000 | -53.3% | 0.01% | -50.0% |
| EGO | Eldorado Gold Corp | $69,000 | -9.2% | 11,330 | 0.0% | 0.01% | -25.0% | |
| MIFI | Novatel Wireless Inc | $32,000 | -13.5% | 10,000 | 0.0% | 0.00% | -25.0% | |
| NPTN | Sell | NeoPhotonics Corp Com | $34,000 | -59.5% | 10,000 | -60.0% | 0.00% | -62.5% |
| PTGCY | Portugal Telecom SGPS SAsponsored adr | $32,000 | -49.2% | 30,000 | 0.0% | 0.00% | -50.0% | |
| DCIX | Sell | Diana Containerships I Com | $19,000 | -51.3% | 10,000 | -42.9% | 0.00% | -50.0% |
| WTSLQ | Wet Seal Inccl a | $14,000 | -87.3% | 210,000 | 0.0% | 0.00% | -90.9% | |
| BACWSB | Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79*w exp 10/28/201 | $7,000 | -30.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| RBYCF | Rubicon Minerals Corp | $14,000 | -26.3% | 14,000 | 0.0% | 0.00% | -50.0% | |
| CWSA | Citi A Warrants Exp 01/04/19*w exp 01/04/201 | $17,000 | -5.6% | 18,985 | 0.0% | 0.00% | -50.0% | |
| LODE | Comstock Mining Inc | $11,000 | -35.3% | 14,163 | 0.0% | 0.00% | -50.0% | |
| NIHDQ | Exit | NII Holdings Inccl b new | $0 | – | -39,611 | -100.0% | 0.00% | – |
| OIBR | Exit | Oi SAspn adr rep pfd | $0 | – | -34,186 | -100.0% | -0.00% | – |
| COSIQ | Exit | Cosi Inc | $0 | – | -15,037 | -100.0% | -0.00% | – |
| S | Exit | Sprint Nextel Corp | $0 | – | -10,744 | -100.0% | -0.01% | – |
| INTX | Exit | Intersections Inc. | $0 | – | -25,000 | -100.0% | -0.01% | – |
| NNY | Exit | Nuveen Ny Municipal Value Fund | $0 | – | -10,200 | -100.0% | -0.01% | – |
| PNNT | Exit | Pennantpark Invt Corp Com | $0 | – | -11,704 | -100.0% | -0.01% | – |
| CLM | Exit | Cornerstone Strategic Value Fu | $0 | – | -25,000 | -100.0% | -0.02% | – |
| TWO | Exit | Two Harbors Investment Corp | $0 | – | -15,638 | -100.0% | -0.02% | – |
| RGP | Exit | Regency Energy Partners LP | $0 | – | -6,582 | -100.0% | -0.02% | – |
| TSLA | Exit | Tesla Motors Inc | $0 | – | -916 | -100.0% | -0.02% | – |
| ACN | Exit | Accenture PLC | $0 | – | -2,815 | -100.0% | -0.02% | – |
| LMT | Exit | Lockheed Martin Corp | $0 | – | -1,339 | -100.0% | -0.02% | – |
| OILT | Exit | Oiltanking Partners LPunit ltd | $0 | – | -5,069 | -100.0% | -0.02% | – |
| TIBX | Exit | TIBCO Software Inc | $0 | – | -10,600 | -100.0% | -0.02% | – |
| 4945SC | Exit | Kinder Morgan Energy LP Unit Lut ltd partner | $0 | – | -2,665 | -100.0% | -0.02% | – |
| SCHB | Exit | Schwab Strategic Tr Us Brd Mktus brd mkt etf | $0 | – | -5,439 | -100.0% | -0.03% | – |
| CVGW | Exit | Calavo Growers Inc | $0 | – | -6,159 | -100.0% | -0.03% | – |
| MWE | Exit | Markwest Energy Partners LPunit ltd partn | $0 | – | -3,812 | -100.0% | -0.03% | – |
| COH | Exit | Coach Inc | $0 | – | -8,184 | -100.0% | -0.03% | – |
| OKE | Exit | ONEOK Inc | $0 | – | -4,977 | -100.0% | -0.03% | – |
| BPL | Exit | Buckeye Partners LPunit ltd partn | $0 | – | -4,150 | -100.0% | -0.03% | – |
| AVP | Exit | Avon Products Inc | $0 | – | -26,260 | -100.0% | -0.03% | – |
| WES | Exit | Western Gas Partners LP | $0 | – | -4,542 | -100.0% | -0.03% | – |
| MDT | Exit | Medtronic Inc Com | $0 | – | -5,871 | -100.0% | -0.04% | – |
| PSO | Exit | Pearson PLCsponsored adr | $0 | – | -17,940 | -100.0% | -0.04% | – |
| SYK | Exit | Stryker Corp | $0 | – | -4,560 | -100.0% | -0.04% | – |
| WAG | Exit | Walgreen Co | $0 | – | -7,288 | -100.0% | -0.04% | – |
| APAM | Exit | Artisan Partners Asset Managemcl a | $0 | – | -12,815 | -100.0% | -0.07% | – |
| NHF | Exit | Nexpoint Credit Strategies Fun | $0 | – | -70,666 | -100.0% | -0.08% | – |
| OIBRC | Exit | Oi SA Adr F Sponsored Reps 1sponsored adr | $0 | – | -1,029,669 | -100.0% | -0.08% | – |
| KMF | Exit | Kayne Anderson Mdstm Com | $0 | – | -22,555 | -100.0% | -0.09% | – |
| TYG | Exit | Tortoise Energy Infrastructure | $0 | – | -19,118 | -100.0% | -0.09% | – |
| PCEF | Exit | Powershares Cef Income | $0 | – | -70,527 | -100.0% | -0.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.