$1 Billion is the total value of FIRST FOUNDATION ADVISORS's 242 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 18.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T104PS | Buy | American Realty Capital Properties Inc | $79,099,000 | +3.1% | 6,558,806 | +7.1% | 7.87% | -5.9% |
| MSFT | Buy | Microsoft Corp | $78,433,000 | +81.3% | 1,691,819 | +63.1% | 7.80% | +65.5% |
| REXR | Buy | Rexford Industrial Realty Inc | $43,211,000 | +27.2% | 3,122,208 | +30.9% | 4.30% | +16.1% |
| JNJ | Buy | Johnson & Johnson Com | $33,840,000 | +3.9% | 317,481 | +2.0% | 3.37% | -5.2% |
| BRKB | Buy | Berkshire Hathaway Inc Cl Bcl b new | $28,334,000 | +15.0% | 205,111 | +5.4% | 2.82% | +5.0% |
| DEO | Buy | Diageo PLCspon adr new | $24,999,000 | +23.6% | 216,633 | +36.3% | 2.49% | +12.8% |
| WFC | Buy | Wells Fargo & Co | $24,683,000 | +2.6% | 475,858 | +4.0% | 2.46% | -6.3% |
| UPS | Buy | United Parcel Service Inccl b | $24,602,000 | -0.5% | 250,301 | +3.9% | 2.45% | -9.2% |
| PM | Buy | Philip Morris International In | $22,767,000 | +3.0% | 272,983 | +4.1% | 2.27% | -6.0% |
| BUD | Buy | Anheuser-Busch InBev NVsponsored adr | $22,318,000 | -0.4% | 201,334 | +3.3% | 2.22% | -9.1% |
| NVS | Sell | Novartis AGsponsored adr | $21,911,000 | -15.0% | 232,771 | -18.2% | 2.18% | -22.4% |
| IBM | Buy | International Business Machine | $21,800,000 | +7.2% | 114,842 | +2.3% | 2.17% | -2.2% |
| ORCL | Buy | Oracle Corp | $21,555,000 | -4.2% | 563,090 | +1.4% | 2.14% | -12.5% |
| BK | Buy | Bank of New York Mellon Co | $20,990,000 | +7.8% | 541,953 | +4.3% | 2.09% | -1.6% |
| BLK | Buy | BlackRock Inc Co | $19,621,000 | +5.6% | 59,762 | +2.8% | 1.95% | -3.6% |
| QCOM | Buy | QUALCOMM Inc | $19,290,000 | -3.7% | 257,996 | +2.0% | 1.92% | -12.1% |
| BA | Buy | Boeing Co | $19,251,000 | +3.7% | 151,134 | +3.6% | 1.92% | -5.3% |
| GSK | Buy | GlaxoSmithKline PLCsponsored adr | $17,862,000 | -6.8% | 388,555 | +8.4% | 1.78% | -14.9% |
| MO | Buy | Altria Group Inc | $17,640,000 | +14.9% | 383,973 | +4.9% | 1.76% | +4.8% |
| DIS | Buy | Walt Disney Co | $16,987,000 | +6.8% | 190,806 | +2.8% | 1.69% | -2.5% |
| DVN | Buy | Devon Energy Corp | $16,867,000 | -11.5% | 247,394 | +3.1% | 1.68% | -19.2% |
| UNP | Buy | Union Pacific Corp | $16,594,000 | +11.9% | 153,056 | +2.9% | 1.65% | +2.1% |
| SLB | Buy | Schlumberger Ltd | $15,433,000 | -9.9% | 151,769 | +4.5% | 1.54% | -17.7% |
| CMCSK | Buy | Comcast Corpcl a spl | $15,231,000 | +2.6% | 284,688 | +2.3% | 1.52% | -6.3% |
| AON | Buy | Aon plc | $14,694,000 | +0.4% | 167,602 | +3.1% | 1.46% | -8.4% |
| SYY | Buy | Sysco Corp | $14,605,000 | +4.7% | 384,846 | +3.3% | 1.45% | -4.5% |
| MDLZ | Buy | Mondelez International Inccl a | $14,564,000 | -6.0% | 425,027 | +3.2% | 1.45% | -14.2% |
| TJX | Buy | TJX Cos Inc | $14,552,000 | +14.6% | 245,936 | +3.0% | 1.45% | +4.6% |
| OXY | Buy | Occidental Petroleum Corp | $14,357,000 | -4.4% | 149,319 | +2.0% | 1.43% | -12.7% |
| DOW | New | Dow Chemical Co/The | $13,852,000 | – | 264,143 | +100.0% | 1.38% | – |
| BTI | Buy | British American Tobacco PLCsponsored adr | $12,923,000 | +0.1% | 114,281 | +5.5% | 1.29% | -8.6% |
| GS | Sell | Goldman Sachs Group Inc | $12,751,000 | -18.0% | 69,462 | -25.2% | 1.27% | -25.1% |
| RSG | Sell | Republic Services Inc | $12,573,000 | -41.7% | 322,214 | -43.3% | 1.25% | -46.8% |
| AXP | Buy | American Express Co | $12,298,000 | -1.0% | 140,484 | +7.3% | 1.22% | -9.6% |
| F113PS | New | Covidien PLC | $11,662,000 | – | 134,801 | +100.0% | 1.16% | – |
| GM | Buy | General Motors Co | $11,493,000 | -9.6% | 359,845 | +2.7% | 1.14% | -17.5% |
| SPG | Buy | Simon Property Group Inc | $11,290,000 | +3.7% | 68,666 | +4.9% | 1.12% | -5.4% |
| TEF | Buy | Telefonica SAsponsored adr | $9,796,000 | -2.1% | 637,323 | +9.2% | 0.98% | -10.6% |
| AAPL | Sell | Apple Inc | $7,707,000 | -6.4% | 76,500 | -13.6% | 0.77% | -14.5% |
| CSG | Buy | Chambers Street Properties | $7,506,000 | +260.2% | 996,812 | +284.6% | 0.75% | +229.1% |
| PCM | Sell | PCM Fund Inc | $7,441,000 | -12.1% | 670,324 | -3.0% | 0.74% | -19.7% |
| GILD | Buy | Gilead Sciences Inc | $7,416,000 | +31.8% | 69,670 | +2.6% | 0.74% | +20.4% |
| PFN | Buy | Pimco Income Strategy Fund II | $5,345,000 | -4.2% | 507,587 | +0.6% | 0.53% | -12.5% |
| PDI | Sell | PIMCO Income Fund | $3,644,000 | -20.5% | 115,458 | -14.2% | 0.36% | -27.4% |
| NCA | Nuveen CA Muni Value Fund | $3,459,000 | +2.4% | 334,517 | 0.0% | 0.34% | -6.5% | |
| PFE | Buy | Pfizer Inc | $3,431,000 | +0.1% | 116,034 | +0.4% | 0.34% | -8.8% |
| SJNK | Buy | SPDR BarCap ST High Yield Bondsht trm hgh yld | $3,315,000 | +6.1% | 110,757 | +9.8% | 0.33% | -2.9% |
| ROIC | Buy | Retail Opportunity Investments | $3,216,000 | +4.4% | 218,771 | +11.7% | 0.32% | -4.8% |
| CVX | Sell | Chevron Corp | $2,991,000 | -22.0% | 25,064 | -14.7% | 0.30% | -28.7% |
| BRKA | Berkshire Hathaway CL Acl a | $2,690,000 | +9.0% | 13 | 0.0% | 0.27% | -0.4% | |
| VEA | Buy | Vanguard Europe Pacific ETFftse dev mkt etf | $2,670,000 | -1.8% | 67,166 | +5.2% | 0.27% | -10.1% |
| XOM | Sell | Exxon Mobil Corp | $2,649,000 | -23.6% | 28,163 | -18.2% | 0.26% | -30.2% |
| LDP | Buy | Cohen & Steers Limited Duratio | $2,613,000 | +198.3% | 105,895 | +207.6% | 0.26% | +173.7% |
| STWD | Buy | Starwood Property Trust Inc | $2,606,000 | +1.8% | 118,650 | +10.2% | 0.26% | -7.2% |
| SPY | Buy | Spdr S&P 500 Etf Tr Tr Unittr unit | $2,305,000 | +7.0% | 11,698 | +6.3% | 0.23% | -2.6% |
| UN | Buy | Unilever NV | $2,186,000 | -3.5% | 55,100 | +6.5% | 0.22% | -11.7% |
| O | Buy | Realty Income Corp | $2,057,000 | -0.1% | 50,430 | +8.8% | 0.20% | -8.5% |
| LVLT | Buy | Level 3 Communications Inc | $2,053,000 | +6.2% | 44,894 | +2.0% | 0.20% | -3.3% |
| EPD | Buy | Enterprise Prods Partners L P | $2,003,000 | -29.2% | 49,708 | +37.5% | 0.20% | -35.4% |
| VOO | New | Vanguard S&P 500 ETF | $1,968,000 | – | 10,900 | +100.0% | 0.20% | – |
| JQC | Buy | Nuveen Credit Strategies Incom | $1,865,000 | +128.6% | 208,856 | +139.4% | 0.19% | +109.0% |
| PCEF | Buy | Powershares Cef Income | $1,717,000 | +149.2% | 70,527 | +160.9% | 0.17% | +128.0% |
| DSL | Buy | Doubleline Income Solutions Cl | $1,699,000 | +32.1% | 78,462 | +37.0% | 0.17% | +20.7% |
| TEVA | Buy | Teva Pharmaceutical Industriesadr | $1,686,000 | +26.8% | 31,369 | +23.7% | 0.17% | +15.9% |
| MCD | Buy | McDonald's Corp | $1,649,000 | -4.3% | 17,396 | +1.7% | 0.16% | -12.8% |
| Buy | Flaherty and Crumrine Dynamic | $1,651,000 | +289.4% | 73,093 | +306.1% | 0.16% | +256.5% | |
| ABEV | Buy | Ambev SA American Depositarysponsored adr | $1,636,000 | +5.3% | 249,763 | +13.1% | 0.16% | -3.6% |
| GE | Buy | General Electric Co | $1,642,000 | +3.5% | 64,099 | +6.2% | 0.16% | -5.8% |
| BFB | Buy | Brown Foreman Corp Class B Witcl b | $1,489,000 | +6.1% | 16,507 | +10.8% | 0.15% | -3.3% |
| PZC | Sell | Pimco CA Municipal Income Fund | $1,420,000 | -4.5% | 136,556 | -2.8% | 0.14% | -13.0% |
| CLNY | Buy | Colony Financial Inc | $1,390,000 | +1.8% | 62,100 | +5.6% | 0.14% | -7.4% |
| PLD | Buy | Prologis Inc | $1,362,000 | +41.6% | 36,115 | +54.2% | 0.14% | +29.5% |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $1,357,000 | +63.7% | 60,374 | +73.6% | 0.14% | +50.0% |
| GLD | Buy | SPDR Gold Trust | $1,351,000 | -0.3% | 11,622 | +9.9% | 0.13% | -9.5% |
| DBL | Buy | DoubleLine Opportunistic Credi | $1,327,000 | +18.5% | 56,219 | +18.7% | 0.13% | +8.2% |
| BRCM | Buy | Broadcom Corpcl a | $1,290,000 | +11.6% | 31,914 | +2.5% | 0.13% | +1.6% |
| ITOT | Sell | iShares Core S&P Total US Stoccore s&p ttl stl | $1,251,000 | -7.2% | 13,947 | -7.3% | 0.12% | -15.6% |
| WWE | Buy | World Wrestling Entertainmentcl a | $1,210,000 | +34.4% | 87,888 | +16.5% | 0.12% | +22.4% |
| UCP | Buy | UCP Inc CL Acl a | $1,108,000 | +20.7% | 92,711 | +38.0% | 0.11% | +10.0% |
| BBN | Buy | Blackrock Build America Bond T | $1,108,000 | +6.9% | 52,719 | +10.4% | 0.11% | -2.7% |
| JPC | Buy | Nuveen Multi-Strategy Inc & Gr | $1,106,000 | +9.8% | 120,167 | +15.8% | 0.11% | 0.0% |
| BOFI | New | Bofi Holding Inc | $1,091,000 | – | 15,000 | +100.0% | 0.11% | – |
| NBB | Buy | Nuveen Build America Bond Fund | $1,072,000 | +10.1% | 52,560 | +10.7% | 0.11% | +0.9% |
| PG | Buy | Procter & Gamble Co | $1,055,000 | +8.4% | 12,603 | +1.8% | 0.10% | -0.9% |
| TSI | Buy | TSW Strategic Income Fund Inc | $1,003,000 | +14.9% | 178,157 | +12.6% | 0.10% | +5.3% |
| MMP | Sell | Magellan Midstream Partners LP | $947,000 | -0.3% | 11,248 | -0.5% | 0.09% | -9.6% |
| TYG | New | Tortoise Energy Infrastructure | $920,000 | – | 19,118 | +100.0% | 0.09% | – |
| GAM | Buy | General American Investors | $903,000 | +9.6% | 24,368 | +8.9% | 0.09% | 0.0% |
| KMF | Sell | Kayne Anderson Mdstm Com | $904,000 | -9.6% | 22,555 | -8.6% | 0.09% | -17.4% |
| KO | Sell | Coca Cola Inc | $884,000 | -2.4% | 20,730 | -3.0% | 0.09% | -11.1% |
| CCS | New | Century Communities Inc | $851,000 | – | 49,024 | +100.0% | 0.08% | – |
| FTDCQ | New | FTD Companies, Inc | $853,000 | – | 25,006 | +100.0% | 0.08% | – |
| BTZ | Buy | BlackRock Credit Allocation In | $831,000 | +11.1% | 62,410 | +14.8% | 0.08% | +1.2% |
| NOV | Sell | National Oilwell Varco Inc | $821,000 | -8.6% | 10,789 | -1.0% | 0.08% | -16.3% |
| CSCO | Buy | Cisco Systems Inc | $826,000 | +30.9% | 32,808 | +29.2% | 0.08% | +18.8% |
| BMY | Buy | Bristol Myers Squibb Co | $827,000 | +31.5% | 16,151 | +24.6% | 0.08% | +18.8% |
| VTR | Buy | Ventas Inc | $826,000 | +21.3% | 13,326 | +25.4% | 0.08% | +10.8% |
| VWO | Buy | Vanguard Emerging Markets ETFftse emr mkt etf | $813,000 | +5.2% | 19,491 | +8.8% | 0.08% | -3.6% |
| AMGN | Buy | Amgen Inc | $802,000 | +106.7% | 5,711 | +74.3% | 0.08% | +90.5% |
| WCIC | Buy | WCI Communitites | $772,000 | +41.1% | 41,861 | +47.7% | 0.08% | +28.3% |
| EFA | Buy | iShares MSCI Eafe Index Fundmsci eafe etf | $775,000 | +3.1% | 12,094 | +10.0% | 0.08% | -6.1% |
| OAK | Buy | Oaktree Capital Group LLCunit cl a | $772,000 | +54.4% | 15,100 | +51.0% | 0.08% | +42.6% |
| NBD | Buy | Nuveen Build America Bond Oppo | $770,000 | +15.3% | 36,306 | +17.0% | 0.08% | +5.5% |
| TEI | Buy | Templeton Emerging Markets Inc | $765,000 | +8.4% | 60,148 | +17.5% | 0.08% | -1.3% |
| OIBRC | Buy | Oi SA Adr F Sponsored Reps 1sponsored adr | $762,000 | +472.9% | 1,029,669 | +647.7% | 0.08% | +442.9% |
| NUE | Sell | Nucor Corp | $761,000 | +8.3% | 14,029 | -1.8% | 0.08% | -1.3% |
| MRK | Buy | Merck & Co Inc New Com | $749,000 | +3.0% | 12,640 | +0.6% | 0.08% | -5.1% |
| NHF | Buy | Nexpoint Credit Strategies Fun | $750,000 | +72.4% | 70,666 | +96.1% | 0.08% | +59.6% |
| TTE | Buy | Total SAsponsored adr | $745,000 | -6.2% | 11,565 | +5.1% | 0.07% | -14.9% |
| MMM | Sell | 3M Co Com | $737,000 | -3.3% | 5,199 | -2.3% | 0.07% | -12.0% |
| EVV | Buy | Eaton Vance Limited Duration I | $731,000 | +9.3% | 50,142 | +16.8% | 0.07% | 0.0% |
| ERC | Buy | Wells Fargo Multi-Sector Incom | $721,000 | +3.9% | 51,660 | +10.9% | 0.07% | -5.3% |
| EMD | Buy | Western Asset Emerging Markets | $717,000 | +8.5% | 41,903 | +16.5% | 0.07% | -1.4% |
| FB | Buy | Facebook Inccl a | $712,000 | +41.8% | 9,013 | +20.9% | 0.07% | +29.1% |
| SOR | Buy | Source Capital Inc | $708,000 | +15.3% | 10,900 | +24.1% | 0.07% | +4.5% |
| PAA | Buy | Plains All American Pipeline Uunit ltd partn | $707,000 | +7.9% | 12,011 | +10.1% | 0.07% | -1.4% |
| KRFT | Buy | Kraft Foods Group Inc | $686,000 | +4.6% | 12,166 | +11.2% | 0.07% | -5.6% |
| T | Sell | AT&T Inc | $671,000 | -3.2% | 19,042 | -2.8% | 0.07% | -11.8% |
| HD | Sell | Home Depot Inc/The | $675,000 | -4.4% | 7,359 | -15.6% | 0.07% | -13.0% |
| INTC | Buy | Intel Corp | $674,000 | +21.7% | 19,351 | +7.9% | 0.07% | +11.7% |
| LLY | Eli Lilly & Co | $678,000 | +4.3% | 10,461 | 0.0% | 0.07% | -5.6% | |
| APAM | Buy | Artisan Partners Asset Managemcl a | $667,000 | +15.6% | 12,815 | +25.8% | 0.07% | +4.8% |
| PEP | Buy | PepsiCo Inc | $663,000 | +13.7% | 7,118 | +9.1% | 0.07% | +3.1% |
| RAI | New | Reynolds American Inc | $655,000 | – | 11,100 | +100.0% | 0.06% | – |
| HAL | Buy | Halliburton Co | $624,000 | -7.6% | 9,666 | +1.6% | 0.06% | -16.2% |
| NRG | Buy | NRG Energy Inc | $627,000 | -16.4% | 20,583 | +2.1% | 0.06% | -24.4% |
| ET | Sell | Energy Transfer Equity LP | $624,000 | +4.0% | 10,112 | -0.7% | 0.06% | -4.6% |
| VZ | Buy | Verizon Communications Inc | $623,000 | +60.6% | 12,459 | +57.1% | 0.06% | +47.6% |
| SBUX | Buy | Starbucks Corp | $591,000 | +14.1% | 7,827 | +17.0% | 0.06% | +5.4% |
| JPM | Buy | JPMorgan Chase & Co | $582,000 | +30.5% | 9,655 | +24.8% | 0.06% | +18.4% |
| JPS | Buy | Nuveen Quality Preferred Incom | $572,000 | +24.6% | 65,633 | +29.3% | 0.06% | +14.0% |
| CL | Buy | Colgate-Palmolive Co | $576,000 | +11.8% | 8,831 | +16.9% | 0.06% | +1.8% |
| UTX | Buy | United Technologies Corp | $561,000 | +3.1% | 5,311 | +12.6% | 0.06% | -5.1% |
| PSA | Public Storage | $548,000 | -3.4% | 3,307 | 0.0% | 0.06% | -11.3% | |
| BLW | Buy | Blackrock Ltd Duration | $544,000 | +15.7% | 33,661 | +23.9% | 0.05% | +5.9% |
| LYV | Buy | Live Nation Entertainment Inc | $528,000 | -0.6% | 21,994 | +2.3% | 0.05% | -8.6% |
| SXL | Buy | Sunoco Logistics Partners LP | $532,000 | +7.0% | 11,030 | +4.6% | 0.05% | -1.9% |
| USB | Sell | US Bancorp | $510,000 | -10.5% | 12,201 | -7.3% | 0.05% | -17.7% |
| FEZ | Buy | Spdr Index Shs Fds Euro Stoxxeuro stoxx 50 | $494,000 | -6.4% | 12,438 | +1.9% | 0.05% | -15.5% |
| BWG | Buy | Legg Mason BW Global Income Op | $488,000 | +42.3% | 28,823 | +54.0% | 0.05% | +32.4% |
| ROK | Buy | Rockwell Automation Inc | $488,000 | -7.6% | 4,437 | +5.1% | 0.05% | -15.5% |
| PFL | Buy | Pimco Income Strategy Fund | $471,000 | +46.3% | 39,454 | +51.0% | 0.05% | +34.3% |
| D | Dominion Resources Inc/VA | $455,000 | -3.4% | 6,590 | 0.0% | 0.04% | -11.8% | |
| C | Buy | Citigroup Inc | $447,000 | +43.7% | 8,634 | +30.6% | 0.04% | +29.4% |
| COST | Buy | Costco Wholesale Corp | $446,000 | +15.8% | 3,556 | +6.2% | 0.04% | +4.8% |
| ADP | Sell | Automatic Data Processing Inc | $433,000 | -4.6% | 5,210 | -8.9% | 0.04% | -12.2% |
| RDSA | Sell | Royal Dutch Shell PLC - ADR Aspons adr a | $431,000 | -16.6% | 5,666 | -9.7% | 0.04% | -23.2% |
| WAG | Sell | Walgreen Co | $432,000 | -27.3% | 7,288 | -9.1% | 0.04% | -33.8% |
| RFI | New | Cohen & Steers Total Return Re | $429,000 | – | 35,890 | +100.0% | 0.04% | – |
| COP | Sell | ConocoPhillips | $429,000 | -18.9% | 5,608 | -9.1% | 0.04% | -25.9% |
| MUC | Buy | Blackrock Muniholdings CA Insu | $421,000 | +12.9% | 29,574 | +13.4% | 0.04% | +2.4% |
| GBCI | Sell | Glacier Bancorp Inc | $413,000 | -9.8% | 15,985 | -0.9% | 0.04% | -18.0% |
| HCP | New | HCP Inc | $403,000 | – | 10,140 | +100.0% | 0.04% | – |
| IJR | Buy | iShares S&P Small Cap 400 Indecore s&p scp etf | $401,000 | +0.8% | 3,843 | +8.3% | 0.04% | -7.0% |
| DX | Buy | Dynex Capital Inc | $396,000 | +3.9% | 49,000 | +14.0% | 0.04% | -7.1% |
| ITW | Buy | Illinois Tool Works Inc | $384,000 | -3.0% | 4,547 | +0.6% | 0.04% | -11.6% |
| LINEQ | Linn Energy LLCunit ltd liab | $382,000 | -6.8% | 12,671 | 0.0% | 0.04% | -15.6% | |
| ABBV | Buy | AbbeVie Inc. | $370,000 | +27.6% | 6,409 | +24.8% | 0.04% | +15.6% |
| SYK | Stryker Corp | $368,000 | -4.2% | 4,560 | 0.0% | 0.04% | -11.9% | |
| GOOG | Sell | Google Inccl c | $373,000 | +0.3% | 634 | -0.3% | 0.04% | -9.8% |
| PSO | Buy | Pearson PLCsponsored adr | $359,000 | +27.3% | 17,940 | +26.2% | 0.04% | +16.1% |
| DVY | iShares DJ Select Dividend Indselect divid etf | $358,000 | -4.0% | 4,850 | 0.0% | 0.04% | -12.2% | |
| GOOGL | Sell | Google Inccl a | $357,000 | -1.4% | 618 | -1.9% | 0.04% | -7.7% |
| MDT | Buy | Medtronic Inc Com | $364,000 | +32.4% | 5,871 | +36.2% | 0.04% | +20.0% |
| WMT | Buy | Wal-Mart Stores Inc | $365,000 | +44.8% | 4,775 | +42.2% | 0.04% | +33.3% |
| SSYS | Stratasys Ltd | $362,000 | +6.2% | 3,000 | 0.0% | 0.04% | -2.7% | |
| EMR | Buy | Emerson Electric Co | $353,000 | -3.8% | 5,634 | +1.8% | 0.04% | -12.5% |
| SWY | Safeway Inc | $352,000 | 0.0% | 10,263 | 0.0% | 0.04% | -7.9% | |
| JWN | Nordstrom Inc | $356,000 | +0.6% | 5,210 | 0.0% | 0.04% | -10.3% | |
| COL | Rockwell Collins Inc | $338,000 | +0.6% | 4,300 | 0.0% | 0.03% | -8.1% | |
| WES | Buy | Western Gas Partners LP | $341,000 | +2.4% | 4,542 | +4.2% | 0.03% | -5.6% |
| EVG | Buy | Eaton Vance Short Duration | $346,000 | +15.3% | 23,573 | +20.6% | 0.03% | +3.0% |
| BAC | Buy | Bank of America Corp | $331,000 | +35.7% | 19,391 | +22.1% | 0.03% | +22.2% |
| AVP | Buy | Avon Products Inc | $331,000 | +9.6% | 26,260 | +27.0% | 0.03% | 0.0% |
| BPL | Buy | Buckeye Partners LPunit ltd partn | $331,000 | +13.0% | 4,150 | +17.5% | 0.03% | +3.1% |
| ECL | Buy | Ecolab Inc | $323,000 | +5.2% | 2,811 | +1.8% | 0.03% | -3.0% |
| OKE | Sell | ONEOK Inc | $326,000 | -5.8% | 4,977 | -2.0% | 0.03% | -15.8% |
| SPLS | Buy | Staples Inc | $326,000 | +45.5% | 26,912 | +30.0% | 0.03% | +33.3% |
| COH | Buy | Coach Inc | $291,000 | +31.7% | 8,184 | +26.8% | 0.03% | +20.8% |
| MWE | Buy | Markwest Energy Partners LPunit ltd partn | $293,000 | +24.2% | 3,812 | +15.6% | 0.03% | +11.5% |
| PML | New | Pimco Municipal Income Fund II | $277,000 | – | 23,775 | +100.0% | 0.03% | – |
| CVGW | New | Calavo Growers Inc | $278,000 | – | 6,159 | +100.0% | 0.03% | – |
| SE | Buy | Spectra Energy Corp | $271,000 | +26.6% | 6,908 | +37.0% | 0.03% | +17.4% |
| SCHB | New | Schwab Strategic Tr Us Brd Mktus brd mkt etf | $259,000 | – | 5,439 | +100.0% | 0.03% | – |
| OILT | Buy | Oiltanking Partners LPunit ltd | $251,000 | +8.2% | 5,069 | +106.2% | 0.02% | 0.0% |
| AGN | Sell | Allergan Inc/United States | $249,000 | +2.5% | 1,398 | -2.8% | 0.02% | -3.8% |
| CYS | Cys Invts Inc Com | $247,000 | -8.9% | 30,000 | 0.0% | 0.02% | -16.7% | |
| DD | Sell | EI du Pont de Nemours & Co | $255,000 | -7.3% | 3,556 | -15.4% | 0.02% | -16.7% |
| 4945SC | Sell | Kinder Morgan Energy LP Unit Lut ltd partner | $249,000 | 0.0% | 2,665 | -11.9% | 0.02% | -7.4% |
| TIBX | TIBCO Software Inc | $250,000 | +16.8% | 10,600 | 0.0% | 0.02% | +8.7% | |
| TRX | Buy | Tanzanian Royalty Exploration | $248,000 | +105.0% | 117,371 | +119.0% | 0.02% | +92.3% |
| LMT | Sell | Lockheed Martin Corp | $245,000 | -9.6% | 1,339 | -20.4% | 0.02% | -20.0% |
| NEE | NextEra Energy Inc | $243,000 | -8.6% | 2,593 | 0.0% | 0.02% | -17.2% | |
| IJK | Sell | iShares S&P Midcap 400 Growths&p mc 400gr etf | $243,000 | -15.3% | 1,602 | -12.3% | 0.02% | -22.6% |
| NAC | Nuveen CA Muni Advantage Fd | $233,000 | +2.2% | 16,338 | 0.0% | 0.02% | -8.0% | |
| ACN | New | Accenture PLC | $229,000 | – | 2,815 | +100.0% | 0.02% | – |
| ARR | ARMOUR Residential REIT Inc | $231,000 | -11.2% | 60,000 | 0.0% | 0.02% | -17.9% | |
| PCAR | PACCAR Inc | $227,000 | -9.6% | 4,000 | 0.0% | 0.02% | -14.8% | |
| PSEC | Sell | Prospect Capital Corp | $218,000 | -18.0% | 22,000 | -12.2% | 0.02% | -24.1% |
| ABT | Buy | Abbott Laboratories | $220,000 | +6.8% | 5,279 | +4.6% | 0.02% | 0.0% |
| ABC | AmerisourceBergen Corp | $225,000 | +6.6% | 2,909 | 0.0% | 0.02% | -4.3% | |
| MDY | New | SPDR S&P MidCap 400 ETF Trustutser1 s&pdcrp | $220,000 | – | 881 | +100.0% | 0.02% | – |
| TRV | Buy | Travelers Cos Inc/The | $223,000 | +4.2% | 2,371 | +4.4% | 0.02% | -4.3% |
| SLV | Buy | iShares Silver Trustsishares | $224,000 | -12.2% | 13,693 | +8.7% | 0.02% | -21.4% |
| TSLA | New | Tesla Motors Inc | $222,000 | – | 916 | +100.0% | 0.02% | – |
| TWX | Time Warner Inc | $217,000 | +6.9% | 2,887 | 0.0% | 0.02% | 0.0% | |
| EEM | New | iShares MSCI Emerging Marketsmsci emg mkt etf | $215,000 | – | 5,185 | +100.0% | 0.02% | – |
| BLL | Ball Corp | $211,000 | +1.0% | 3,333 | 0.0% | 0.02% | -8.7% | |
| RGP | New | Regency Energy Partners LP | $215,000 | – | 6,582 | +100.0% | 0.02% | – |
| TICC | Ticc Capital Corp Com | $200,000 | -10.7% | 22,626 | 0.0% | 0.02% | -16.7% | |
| RLI | RLI Corp | $203,000 | -5.6% | 4,700 | 0.0% | 0.02% | -13.0% | |
| HON | Sell | Honeywell International Inc | $203,000 | -14.7% | 2,177 | -14.9% | 0.02% | -23.1% |
| BGT | Blackrock Floating Rate Income | $178,000 | -2.7% | 12,908 | 0.0% | 0.02% | -10.0% | |
| FTR | Frontier Communications Corp | $179,000 | +11.2% | 27,500 | 0.0% | 0.02% | 0.0% | |
| NUV | Buy | Nuveen Mun Value Fd Inc Com | $159,000 | +12.8% | 16,874 | +15.0% | 0.02% | +6.7% |
| CLM | Buy | Cornerstone Strategic Value Fu | $146,000 | +60.4% | 25,000 | +66.7% | 0.02% | +50.0% |
| TWO | Buy | Two Harbors Investment Corp | $151,000 | +14.4% | 15,638 | +23.7% | 0.02% | +7.1% |
| WMC | Western Asset Mtg Cap Com | $148,000 | +4.2% | 10,000 | 0.0% | 0.02% | 0.0% | |
| JE | Just Energy Group Inc Com | $140,000 | -19.1% | 30,000 | 0.0% | 0.01% | -26.3% | |
| NMZ | New | Nuveen Municipal High Income O | $134,000 | – | 10,292 | +100.0% | 0.01% | – |
| PNNT | New | Pennantpark Invt Corp Com | $128,000 | – | 11,704 | +100.0% | 0.01% | – |
| ALSK | Alaska Communications Systems | $118,000 | -12.6% | 75,000 | 0.0% | 0.01% | -20.0% | |
| PWE | Penn West Petroleum Ltd | $108,000 | -30.8% | 16,000 | 0.0% | 0.01% | -35.3% | |
| GLAD | Gladstone Capital Corp | $111,000 | -13.3% | 12,701 | 0.0% | 0.01% | -21.4% | |
| WTSLQ | Buy | Wet Seal Inccl a | $110,000 | +50.7% | 210,000 | +162.5% | 0.01% | +37.5% |
| NNY | Nuveen Ny Municipal Value Fund | $99,000 | -2.0% | 10,200 | 0.0% | 0.01% | -9.1% | |
| INTX | Buy | Intersections Inc. | $96,000 | +95.9% | 25,000 | +150.0% | 0.01% | +100.0% |
| FSC | Fifth Street Finance Corp | $92,000 | -6.1% | 10,000 | 0.0% | 0.01% | -18.2% | |
| EGO | Eldorado Gold Corp | $76,000 | -12.6% | 11,330 | 0.0% | 0.01% | -11.1% | |
| NPTN | New | NeoPhotonics Corp Com | $84,000 | – | 25,000 | +100.0% | 0.01% | – |
| S | Sprint Nextel Corp | $68,000 | -26.1% | 10,744 | 0.0% | 0.01% | -30.0% | |
| RNDY | Buy | Roundys Inc Company | $60,000 | -27.7% | 20,000 | +33.3% | 0.01% | -33.3% |
| PTGCY | Buy | Portugal Telecom SGPS SAsponsored adr | $63,000 | +70.3% | 30,000 | +200.0% | 0.01% | +50.0% |
| MIFI | Novatel Wireless Inc. | $37,000 | +94.7% | 10,000 | 0.0% | 0.00% | +100.0% | |
| DCIX | Diana Containerships I Com | $39,000 | -11.4% | 17,500 | 0.0% | 0.00% | -20.0% | |
| COSIQ | New | Cosi Inc | $34,000 | – | 15,037 | +100.0% | 0.00% | – |
| LODE | Comstock Mining Inc | $17,000 | -29.2% | 14,163 | 0.0% | 0.00% | -33.3% | |
| OIBR | Sell | Oi SAspn adr rep pfd | $24,000 | -96.8% | 34,186 | -96.1% | 0.00% | -97.5% |
| CWSA | Sell | Citi A Warrants Exp 01/04/19*w exp 01/04/201 | $18,000 | 0.0% | 18,985 | -34.5% | 0.00% | 0.0% |
| RBYCF | Rubicon Minerals Corp | $19,000 | -9.5% | 14,000 | 0.0% | 0.00% | 0.0% | |
| BACWSB | Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79*w exp 10/28/201 | $10,000 | +25.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| NIHDQ | NII Holdings Inccl b new | $2,000 | -90.9% | 39,611 | 0.0% | 0.00% | -100.0% | |
| TSYS | Exit | TeleCommunication Sys Cl Acl a | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AFL | Exit | Aflac Inc | $0 | – | -3,295 | -100.0% | -0.02% | – |
| CMCSA | Exit | Comcast Corpcl a | $0 | – | -3,795 | -100.0% | -0.02% | – |
| PBT | Exit | Permian Basin Royalty Trustunit ben int | $0 | – | -13,995 | -100.0% | -0.02% | – |
| VCSH | Exit | Vanguard Short Term Corporateshrt trm corp bd | $0 | – | -2,491 | -100.0% | -0.02% | – |
| XLK | Exit | Amex Technology Select SPDR Setechnology | $0 | – | -5,554 | -100.0% | -0.02% | – |
| DUK | Exit | Duke Energy Corp | $0 | – | -2,820 | -100.0% | -0.02% | – |
| SNDK | Exit | SanDisk Corp | $0 | – | -2,080 | -100.0% | -0.02% | – |
| WIW | Exit | Western Asset/Claymore US Treaom | $0 | – | -17,817 | -100.0% | -0.02% | – |
| IJJ | Exit | iShares S&P Midcap 400 Value Fs&p mc 400vl etf | $0 | – | -1,701 | -100.0% | -0.02% | – |
| BP | Exit | Bp Plcsponsored adr | $0 | – | -4,401 | -100.0% | -0.02% | – |
| CAT | Exit | Caterpillar Inc | $0 | – | -2,074 | -100.0% | -0.02% | – |
| PTY | Exit | Pimco Corporate Opportunity Fu | $0 | – | -13,210 | -100.0% | -0.03% | – |
| IWM | Exit | iShares Russell 2000 Index Funrussell 2000 etf | $0 | – | -2,133 | -100.0% | -0.03% | – |
| KIPO | Exit | Keating Capital Inc. | $0 | – | -43,842 | -100.0% | -0.03% | – |
| JGBS | Exit | Deutsche Bank Inverse JGB Futuinv jap gov bd | $0 | – | -18,914 | -100.0% | -0.04% | – |
| BSP | Exit | American Strategic Income II | $0 | – | -41,527 | -100.0% | -0.04% | – |
| PGHEF | Exit | Pengrowth Energy Corp | $0 | – | -53,591 | -100.0% | -0.04% | – |
| NEM | Exit | Newmont Mining Corp | $0 | – | -15,291 | -100.0% | -0.04% | – |
| FRA | Exit | Blackrock Floating Rate Income | $0 | – | -28,761 | -100.0% | -0.05% | – |
| HTZ | Exit | Hertz Global Holdings Inc | $0 | – | -18,492 | -100.0% | -0.06% | – |
| EOD | Exit | Wells Fargo Advantage Global D | $0 | – | -76,745 | -100.0% | -0.07% | – |
| ERF | Exit | Enerplus Corp | $0 | – | -46,659 | -100.0% | -0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.