$1.2 Billion is the total value of FIRST FOUNDATION ADVISORS's 244 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 28.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T104PS | Buy | American Realty Capital Properties | $74,763,000 | +83.7% | 7,590,134 | +68.7% | 6.25% | +74.4% |
| MSFT | Buy | Microsoft Corp | $70,141,000 | -10.8% | 1,725,276 | +1.9% | 5.87% | -15.3% |
| REXR | Buy | Rexford Industrial Realty Inc | $67,944,000 | +1.6% | 4,297,562 | +1.0% | 5.68% | -3.5% |
| JNJ | Buy | Johnson & Johnson Com | $35,697,000 | +8.1% | 354,842 | +12.4% | 2.99% | +2.7% |
| BRKB | Buy | Berkshire Hathaway Inc Cl Bcl b new | $33,274,000 | +5.8% | 230,559 | +10.1% | 2.78% | +0.5% |
| WFC | Buy | Wells Fargo & Co | $28,797,000 | +7.5% | 529,349 | +8.3% | 2.41% | +2.0% |
| UPS | Buy | United Parcel Service Inccl b | $28,342,000 | +0.3% | 292,365 | +15.0% | 2.37% | -4.7% |
| DEO | Buy | Diageo PLCspon adr new | $28,028,000 | +11.1% | 253,486 | +14.6% | 2.34% | +5.4% |
| ORCL | Buy | Oracle Corp | $27,929,000 | +8.3% | 647,264 | +12.9% | 2.34% | +2.8% |
| PFE | Buy | Pfizer Inc | $27,344,000 | +39.0% | 785,979 | +24.4% | 2.29% | +32.0% |
| BUD | Buy | Anheuser-Busch InBev NVsponsored adr | $27,143,000 | +16.9% | 222,648 | +7.7% | 2.27% | +10.9% |
| BK | Buy | Bank of New York Mellon Co | $25,237,000 | +13.3% | 627,154 | +14.2% | 2.11% | +7.6% |
| PM | Buy | Philip Morris International In | $24,926,000 | +9.8% | 330,890 | +18.8% | 2.08% | +4.3% |
| CSG | Buy | Chambers Street Properties | $24,705,000 | +9.9% | 3,135,197 | +12.4% | 2.07% | +4.4% |
| BLK | Buy | BlackRock Inc Co | $24,596,000 | +12.1% | 67,231 | +9.6% | 2.06% | +6.4% |
| NVS | Buy | Novartis AGsponsored adr | $24,154,000 | +12.6% | 244,949 | +5.8% | 2.02% | +6.9% |
| DIS | Buy | Walt Disney Co | $22,575,000 | +21.8% | 215,229 | +9.4% | 1.89% | +15.6% |
| GSK | Buy | GlaxoSmithKline PLCsponsored adr | $21,629,000 | +41.8% | 468,662 | +31.3% | 1.81% | +34.6% |
| MO | Buy | Altria Group Inc | $20,896,000 | +8.4% | 417,753 | +6.8% | 1.75% | +2.9% |
| QCOM | Buy | QUALCOMM Inc | $20,873,000 | +3.2% | 301,027 | +10.6% | 1.75% | -2.0% |
| AXP | Buy | American Express Co | $20,716,000 | +5.3% | 265,178 | +25.5% | 1.73% | +0.1% |
| IBM | Buy | International Business Machine | $19,121,000 | +8.9% | 119,131 | +8.8% | 1.60% | +3.4% |
| UNP | Buy | Union Pacific Corp | $19,000,000 | +2.0% | 175,423 | +12.2% | 1.59% | -3.2% |
| TJX | Buy | TJX Cos Inc | $18,804,000 | +9.6% | 268,434 | +7.3% | 1.57% | +4.0% |
| CMCSK | Buy | Comcast Corpcl a spl | $17,570,000 | +5.2% | 313,386 | +8.1% | 1.47% | -0.1% |
| MDLZ | Buy | Mondelez International Inccl a | $16,703,000 | +6.4% | 462,815 | +7.1% | 1.40% | +1.0% |
| DVN | Buy | Devon Energy Corp | $16,333,000 | +11.1% | 270,824 | +12.7% | 1.37% | +5.4% |
| SYY | Buy | Sysco Corp | $16,231,000 | +5.4% | 430,185 | +10.8% | 1.36% | +0.1% |
| GS | Buy | Goldman Sachs Group Inc | $14,694,000 | +9.9% | 78,174 | +13.3% | 1.23% | +4.3% |
| BTI | Buy | British American Tobacco PLCsponsored adr | $14,530,000 | +18.3% | 140,023 | +22.9% | 1.22% | +12.3% |
| RSG | Buy | Republic Services Inc | $14,402,000 | +12.1% | 355,085 | +11.2% | 1.20% | +6.4% |
| SLB | Buy | Schlumberger Ltd | $14,292,000 | +12.4% | 171,284 | +15.1% | 1.20% | +6.8% |
| GOOG | Buy | Google Inc Class Ccl c | $14,148,000 | +31.3% | 25,818 | +26.2% | 1.18% | +24.7% |
| BA | Sell | Boeing Co | $13,525,000 | -32.5% | 90,118 | -41.6% | 1.13% | -36.0% |
| DOW | Buy | Dow Chemical Co/The | $12,745,000 | +5.8% | 265,632 | +0.6% | 1.07% | +0.5% |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $12,522,000 | +60.6% | 613,218 | +62.4% | 1.05% | +52.4% |
| OXY | Buy | Occidental Petroleum Corp | $12,193,000 | +5.0% | 167,023 | +16.0% | 1.02% | -0.3% |
| OAK | Buy | Oaktree Capital Group LLCunit cl a | $11,930,000 | +1274.4% | 230,927 | +1278.7% | 1.00% | +1213.2% |
| AAPL | Sell | Apple Inc | $11,137,000 | +10.9% | 89,503 | -1.6% | 0.93% | +5.3% |
| TEF | Buy | Telefonica SAsponsored adr | $10,586,000 | +17.4% | 737,681 | +16.2% | 0.89% | +11.6% |
| NLSN | New | Nielsen Holdings N V Com | $10,419,000 | – | 233,757 | +100.0% | 0.87% | – |
| PCM | Buy | PCM Fund Inc | $8,877,000 | +16.5% | 839,004 | +17.2% | 0.74% | +10.6% |
| DSL | Buy | Doubleline Income Solutions Cl | $8,605,000 | +81.3% | 433,495 | +81.8% | 0.72% | +72.2% |
| JQC | Buy | Nuveen Credit Strategies Incom | $8,593,000 | +108.5% | 949,487 | +102.1% | 0.72% | +98.1% |
| PDI | Buy | PIMCO Income Fund | $6,614,000 | +49.8% | 228,066 | +58.8% | 0.55% | +42.2% |
| PFN | Buy | Pimco Income Strategy Fund II | $6,096,000 | +27.3% | 607,126 | +24.4% | 0.51% | +20.9% |
| GILD | Sell | Gilead Sciences Inc | $6,017,000 | -10.4% | 61,314 | -13.9% | 0.50% | -15.0% |
| LDP | Buy | Cohen & Steers Limited Duratio | $5,676,000 | +137.0% | 235,796 | +123.1% | 0.48% | +125.1% |
| ROIC | Buy | Retail Opportunity Investments | $4,414,000 | +15.2% | 241,202 | +5.7% | 0.37% | +9.2% |
| NBB | Buy | Nuveen Build America Bond Fund | $4,174,000 | +144.2% | 196,510 | +143.6% | 0.35% | +131.1% |
| TEI | Buy | Templeton Emerging Markets Inc | $4,103,000 | +390.8% | 380,986 | +416.7% | 0.34% | +363.5% |
| BBN | Buy | Blackrock Build America Bond T | $3,977,000 | +100.7% | 175,450 | +96.2% | 0.33% | +90.3% |
| STWD | Buy | Starwood Property Trust Inc | $3,766,000 | +22.2% | 154,965 | +16.8% | 0.32% | +15.8% |
| SJNK | Buy | SPDR BarCap ST High Yield Bondsht trm hgh yld | $3,676,000 | +10.7% | 125,926 | +9.7% | 0.31% | +5.1% |
| NCA | Buy | Nuveen CA Muni Value Fund | $3,602,000 | +2.3% | 337,917 | +1.0% | 0.30% | -2.9% |
| LVLT | Buy | Level 3 Communications Inc | $3,346,000 | +46.2% | 62,150 | +34.1% | 0.28% | +38.6% |
| JPC | Buy | Nuveen Preferred Income Opport | $3,291,000 | +30.0% | 345,288 | +30.4% | 0.28% | +23.3% |
| CVX | Buy | Chevron Corp | $3,217,000 | +11.2% | 30,647 | +18.8% | 0.27% | +5.5% |
| SPY | Sell | Spdr S&P 500 Etf Tr Tr Unittr unit | $3,179,000 | -72.2% | 15,402 | -72.3% | 0.27% | -73.6% |
| BRKA | Buy | Berkshire Hathaway CL Acl a | $3,045,000 | +3.6% | 14 | +7.7% | 0.26% | -1.5% |
| EFA | Sell | iShares MSCI Eafe Index Fundmsci eafe etf | $2,762,000 | -88.2% | 43,042 | -88.8% | 0.23% | -88.8% |
| EMD | Buy | Western Asset Emerging Markets | $2,645,000 | +54.2% | 167,924 | +54.3% | 0.22% | +46.4% |
| BTZ | Buy | BlackRock Credit Allocation In | $2,594,000 | +107.5% | 192,684 | +99.2% | 0.22% | +97.3% |
| UN | Buy | Unilever NV | $2,581,000 | +13.6% | 61,800 | +6.2% | 0.22% | +8.0% |
| TEVA | Buy | Teva Pharmaceutical Industriesadr | $2,486,000 | +23.3% | 39,897 | +13.7% | 0.21% | +16.9% |
| ITOT | Buy | iShares Core S&P Total US Stoccore s&p ttl stl | $2,464,000 | +50.3% | 26,007 | +49.0% | 0.21% | +43.1% |
| XOM | Buy | Exxon Mobil Corp | $2,370,000 | -1.8% | 27,881 | +6.8% | 0.20% | -7.0% |
| EVV | Buy | Eaton Vance Limited Duration I | $2,211,000 | +30.8% | 153,621 | +28.2% | 0.18% | +24.2% |
| JGH | New | Nuveen Global High Income Fund | $2,177,000 | – | 127,546 | +100.0% | 0.18% | – |
| GE | Buy | General Electric Co | $2,064,000 | +22.1% | 83,184 | +24.4% | 0.17% | +16.1% |
| DRA | Buy | Diversified Real Asset Income | $2,063,000 | +842.0% | 113,986 | +803.5% | 0.17% | +810.5% |
| TWX | Buy | Time Warner Inc | $2,037,000 | +702.0% | 24,127 | +712.4% | 0.17% | +672.7% |
| MCD | Buy | McDonald's Corp | $1,954,000 | +15.1% | 20,052 | +10.7% | 0.16% | +9.4% |
| LYV | Buy | Live Nation Entertainment Inc | $1,914,000 | +121.8% | 75,879 | +129.6% | 0.16% | +110.5% |
| ARDC | Buy | Ares Dynamic Credit Allocation | $1,879,000 | +234.3% | 115,540 | +225.4% | 0.16% | +214.0% |
| AON | Sell | Aon plc | $1,881,000 | -7.5% | 19,568 | -8.7% | 0.16% | -12.3% |
| FTDCQ | Buy | FTD Companies, Inc | $1,879,000 | +109.7% | 62,775 | +144.0% | 0.16% | +98.7% |
| BLW | Buy | Blackrock Ltd Duration | $1,865,000 | +61.9% | 118,131 | +61.2% | 0.16% | +54.5% |
| JPS | Buy | Nuveen Quality Preferred Incom | $1,773,000 | +115.4% | 193,514 | +109.4% | 0.15% | +102.7% |
| DBL | Buy | DoubleLine Opportunistic Credi | $1,627,000 | +4.0% | 65,482 | +2.7% | 0.14% | -1.4% |
| FRA | Buy | Blackrock Floating Rate Income | $1,574,000 | +288.6% | 113,216 | +274.5% | 0.13% | +266.7% |
| BFB | Buy | Brown Forman Corp Class B Withcl b | $1,565,000 | +9.8% | 17,321 | +6.7% | 0.13% | +4.0% |
| PG | Buy | Procter & Gamble Co | $1,551,000 | +34.8% | 18,934 | +49.9% | 0.13% | +28.7% |
| EVG | Buy | Eaton Vance Short Duration | $1,539,000 | +187.1% | 106,243 | +180.4% | 0.13% | +174.5% |
| PLD | Buy | Prologis Inc | $1,510,000 | +18.7% | 34,655 | +17.2% | 0.13% | +12.5% |
| NRG | Buy | NRG Energy Inc | $1,439,000 | +154.7% | 57,108 | +172.4% | 0.12% | +140.0% |
| CSCO | Buy | Cisco Systems Inc | $1,417,000 | +90.2% | 51,490 | +92.3% | 0.12% | +80.3% |
| BOFI | Buy | Bofi Holding Inc | $1,409,000 | +20.7% | 15,145 | +1.0% | 0.12% | +14.6% |
| BMY | Buy | Bristol Myers Squibb Co | $1,415,000 | +34.8% | 21,937 | +23.3% | 0.12% | +26.9% |
| HD | Buy | Home Depot Inc/The | $1,399,000 | +80.5% | 12,314 | +66.7% | 0.12% | +72.1% |
| DSU | New | Blackrock Debt Strategies Fund | $1,377,000 | – | 369,289 | +100.0% | 0.12% | – |
| PEP | Buy | PepsiCo Inc | $1,323,000 | +114.4% | 13,837 | +111.9% | 0.11% | +105.6% |
| BRCM | Buy | Broadcom Corpcl a | $1,331,000 | -0.1% | 30,749 | +0.0% | 0.11% | -5.1% |
| EPD | Buy | Enterprise Prods Partners L P | $1,268,000 | +0.2% | 38,492 | +9.9% | 0.11% | -4.5% |
| VTR | Buy | Ventas Inc | $1,204,000 | +26.1% | 16,486 | +23.7% | 0.10% | +20.2% |
| IWV | New | iShares Russell 3000 Indexrussell 3000 etf | $1,210,000 | – | 9,770 | +100.0% | 0.10% | – |
| PICO | New | PICO Holdings Inc | $1,161,000 | – | 71,652 | +100.0% | 0.10% | – |
| SBUX | Buy | Starbucks Corp | $1,165,000 | +84.0% | 12,300 | +59.6% | 0.10% | +73.2% |
| UNH | New | UnitedHealth Group Inc | $1,140,000 | – | 9,640 | +100.0% | 0.10% | – |
| DWA | New | DreamWorks Animation SKG Inccl a | $1,130,000 | – | 46,681 | +100.0% | 0.10% | – |
| KO | Buy | Coca Cola Inc | $1,112,000 | +14.6% | 27,427 | +19.4% | 0.09% | +9.4% |
| AMGN | Buy | Amgen Inc | $1,104,000 | +9.9% | 6,904 | +9.4% | 0.09% | +3.4% |
| GAM | Buy | General American Investors | $1,043,000 | +14.1% | 29,811 | +14.2% | 0.09% | +7.4% |
| ABEV | Buy | Ambev SA American Depositarysponsored adr | $1,035,000 | +28.9% | 179,655 | +39.2% | 0.09% | +22.5% |
| BWG | Buy | Legg Mason BW Global Income Op | $1,043,000 | +5.4% | 65,501 | +10.5% | 0.09% | 0.0% |
| PZC | Sell | Pimco CA Municipal Income Fund | $1,020,000 | -2.0% | 93,709 | -3.6% | 0.08% | -7.6% |
| SOR | Buy | Source Capital Inc | $953,000 | +9.9% | 12,996 | +7.0% | 0.08% | +5.3% |
| ABBV | Buy | AbbeVie Inc. | $934,000 | +43.9% | 15,958 | +60.9% | 0.08% | +36.8% |
| INTC | Buy | Intel Corp | $921,000 | +28.3% | 29,457 | +48.9% | 0.08% | +22.2% |
| NBD | Nuveen Build America Bond Oppo | $911,000 | -1.1% | 41,938 | 0.0% | 0.08% | -6.2% | |
| MRK | Buy | Merck & Co Inc New Com | $891,000 | +25.7% | 15,493 | +24.0% | 0.08% | +21.0% |
| TTE | Buy | Total SAsponsored adr | $873,000 | +31.1% | 17,580 | +35.2% | 0.07% | +23.7% |
| MMM | Buy | 3M Co Com | $795,000 | +1.7% | 4,819 | +1.3% | 0.07% | -2.9% |
| Sell | Flaherty and Crumrine Dynamic | $788,000 | -53.6% | 33,662 | -55.9% | 0.07% | -55.7% | |
| WWE | Buy | World Wrestling Entertainmentcl a | $786,000 | +41.6% | 56,108 | +24.8% | 0.07% | +34.7% |
| FOXA | New | Twenty First Centy Fox Cl Acl a | $787,000 | – | 23,245 | +100.0% | 0.07% | – |
| HYG | Sell | iShares Iboxx High Yield Corpoibox hi yd etf | $791,000 | -93.0% | 8,725 | -93.1% | 0.07% | -93.4% |
| JPM | Buy | JPMorgan Chase & Co | $750,000 | +29.1% | 12,388 | +33.3% | 0.06% | +23.5% |
| FB | Sell | Facebook Inccl a | $757,000 | -87.5% | 9,206 | -88.1% | 0.06% | -88.2% |
| RAI | Reynolds American Inc | $741,000 | +7.2% | 10,750 | 0.0% | 0.06% | +1.6% | |
| T | Buy | AT&T Inc | $742,000 | +13.8% | 22,737 | +17.1% | 0.06% | +8.8% |
| LLY | Buy | Eli Lilly & Co | $733,000 | +10.4% | 10,093 | +4.9% | 0.06% | +5.2% |
| EMR | Buy | Emerson Electric Co | $701,000 | +102.6% | 12,379 | +121.0% | 0.06% | +96.7% |
| CCS | Sell | Century Communities Inc | $711,000 | -6.6% | 36,777 | -16.5% | 0.06% | -11.9% |
| VZ | Buy | Verizon Communications Inc | $702,000 | +62.9% | 14,433 | +56.7% | 0.06% | +55.3% |
| NUE | Buy | Nucor Corp | $704,000 | +0.3% | 14,811 | +3.5% | 0.06% | -4.8% |
| UCP | Sell | UCP Inc CL Acl a | $688,000 | -30.9% | 79,111 | -16.6% | 0.06% | -34.1% |
| D | Buy | Dominion Resources Inc/VA | $680,000 | +34.1% | 9,594 | +45.6% | 0.06% | +26.7% |
| GLD | Buy | SPDR Gold Trust | $679,000 | +13.4% | 5,974 | +13.3% | 0.06% | +7.5% |
| WCIC | Sell | WCI Communitites | $662,000 | -25.2% | 27,655 | -38.8% | 0.06% | -29.5% |
| COST | Buy | Costco Wholesale Corp | $650,000 | +26.5% | 4,288 | +18.3% | 0.05% | +20.0% |
| GOOGL | Buy | Google Inc Class Acl a | $645,000 | +87.5% | 1,162 | +79.3% | 0.05% | +80.0% |
| AGG | Sell | Ishares Lehman Aggregatecore us agged et | $632,000 | -93.3% | 5,670 | -93.4% | 0.05% | -93.6% |
| ABT | Buy | Abbott Laboratories | $619,000 | +51.3% | 13,352 | +46.8% | 0.05% | +44.4% |
| WBA | Sell | Walgreen Co | $618,000 | +10.6% | 7,299 | -0.6% | 0.05% | +6.1% |
| MDY | Buy | SPDR S&P MidCap 400 ETF Trustutser1 s&pdcrp | $614,000 | +38.0% | 2,213 | +31.3% | 0.05% | +30.8% |
| IDV | iShares International Select Dintl sel div etf | $609,000 | -0.2% | 18,118 | 0.0% | 0.05% | -5.6% | |
| CL | Buy | Colgate-Palmolive Co | $585,000 | +5.8% | 8,434 | +5.5% | 0.05% | 0.0% |
| NOV | Buy | National Oilwell Varco Inc | $570,000 | -21.2% | 11,409 | +3.4% | 0.05% | -25.0% |
| EEM | Sell | iShares MSCI Emerging Marketsmsci emg mkt etf | $554,000 | -92.5% | 13,804 | -92.6% | 0.05% | -92.9% |
| LQD | New | iShares Iboxx $ Invest Grade Ciboxx inv cp etf | $528,000 | – | 4,341 | +100.0% | 0.04% | – |
| ADP | Buy | Automatic Data Processing Inc | $523,000 | +20.0% | 6,110 | +16.9% | 0.04% | +15.8% |
| UTX | Sell | United Technologies Corp | $521,000 | -15.7% | 4,444 | -17.2% | 0.04% | -18.5% |
| ROK | Rockwell Automation Inc | $515,000 | +4.5% | 4,437 | 0.0% | 0.04% | 0.0% | |
| PSA | Sell | Public Storage | $515,000 | -8.7% | 2,611 | -14.4% | 0.04% | -14.0% |
| MUC | Buy | Blackrock Muniholdings CA Insu | $519,000 | +3.6% | 35,233 | +1.7% | 0.04% | -2.3% |
| SIRI | New | Sirius XM Radio Inc | $504,000 | – | 132,000 | +100.0% | 0.04% | – |
| USB | Sell | US Bancorp | $504,000 | -8.4% | 11,544 | -5.7% | 0.04% | -12.5% |
| DX | Buy | Dynex Capital Inc | $474,000 | +25.1% | 56,000 | +21.7% | 0.04% | +21.2% |
| AJX | New | Great AJAX Corp | $473,000 | – | 32,550 | +100.0% | 0.04% | – |
| IBB | New | iShares Nasdaq Biotechnology Inasdq biotec etf | $478,000 | – | 1,393 | +100.0% | 0.04% | – |
| EOT | Buy | Eaton Vance National Muni | $472,000 | +110.7% | 22,247 | +108.2% | 0.04% | +95.0% |
| SDY | Buy | SPDR S&P Dividend ETFs&p divid etf | $471,000 | +126.4% | 6,023 | +128.0% | 0.04% | +116.7% |
| PFL | Buy | Pimco Income Strategy Fund | $460,000 | -0.9% | 40,369 | +2.3% | 0.04% | -7.3% |
| ITW | Buy | Illinois Tool Works Inc | $450,000 | +5.1% | 4,630 | +2.5% | 0.04% | 0.0% |
| MMP | Sell | Magellan Midstream Partners LP | $458,000 | -10.7% | 5,974 | -3.8% | 0.04% | -15.6% |
| BBEPQ | New | BreitBurn Energy Partners LP | $444,000 | – | 81,010 | +100.0% | 0.04% | – |
| HAL | Buy | Halliburton Co | $438,000 | +19.3% | 9,982 | +6.9% | 0.04% | +15.6% |
| COL | Rockwell Collins Inc | $415,000 | +14.3% | 4,300 | 0.0% | 0.04% | +9.4% | |
| TSI | Sell | TCW Strategic Income Fund Inc | $402,000 | -56.5% | 74,326 | -56.6% | 0.03% | -58.0% |
| JWN | Sell | Nordstrom Inc | $406,000 | -2.2% | 5,050 | -3.4% | 0.03% | -8.1% |
| COP | Buy | ConocoPhillips | $410,000 | +12.6% | 6,593 | +25.1% | 0.03% | +6.2% |
| AMLP | Buy | ALPS Alerian MLP ETFalerian mlp | $402,000 | +66.8% | 24,256 | +76.3% | 0.03% | +61.9% |
| PML | Pimco Municipal Income Fund II | $402,000 | +5.2% | 32,185 | 0.0% | 0.03% | 0.0% | |
| KRFT | Sell | Kraft Foods Group Inc | $412,000 | -45.9% | 4,730 | -61.1% | 0.03% | -49.3% |
| C | Buy | Citigroup Inc | $392,000 | +7.7% | 7,606 | +13.2% | 0.03% | +3.1% |
| DVY | Buy | iShares DJ Select Dividend Indselect divid etf | $390,000 | +1.3% | 5,000 | +3.1% | 0.03% | -2.9% |
| GBCI | Sell | Glacier Bancorp Inc | $393,000 | -11.5% | 15,614 | -2.3% | 0.03% | -15.4% |
| F | Buy | Ford Motor Co | $378,000 | +50.0% | 23,436 | +44.3% | 0.03% | +45.5% |
| PCG | Buy | PG&E Corp | $377,000 | +68.3% | 7,110 | +68.9% | 0.03% | +60.0% |
| HON | Sell | Honeywell International Inc | $366,000 | -34.5% | 3,511 | -37.3% | 0.03% | -36.7% |
| WMT | Buy | Wal-Mart Stores Inc | $370,000 | +22.1% | 4,504 | +27.7% | 0.03% | +14.8% |
| DD | Buy | EI du Pont de Nemours & Co | $362,000 | +37.6% | 5,060 | +42.3% | 0.03% | +30.4% |
| ESRX | Buy | Express Scripts Holding Co | $348,000 | +49.4% | 4,010 | +45.6% | 0.03% | +38.1% |
| NAC | Nuveen CA Muni Advantage Fd | $349,000 | +1.5% | 22,858 | 0.0% | 0.03% | -3.3% | |
| IWD | New | iShares Russell 1000 Value Indrus 1000 val etf | $349,000 | – | 3,386 | +100.0% | 0.03% | – |
| ABC | AmerisourceBergen Corp | $331,000 | +26.3% | 2,909 | 0.0% | 0.03% | +21.7% | |
| LINEQ | Buy | Linn Energy LLCunit ltd liab | $332,000 | +96.4% | 30,000 | +79.4% | 0.03% | +86.7% |
| IJR | Sell | iShares S&P Small Cap 400 Indecore s&p scp etf | $329,000 | -36.1% | 2,785 | -38.3% | 0.03% | -37.8% |
| ECL | Ecolab Inc | $339,000 | +9.7% | 2,961 | 0.0% | 0.03% | +3.7% | |
| XLV | New | Health Care Sector SPDR Indexsbi healthcare | $332,000 | – | 4,581 | +100.0% | 0.03% | – |
| ET | Buy | Energy Transfer Equity LP | $336,000 | +54.8% | 5,305 | +40.3% | 0.03% | +47.4% |
| ERC | Sell | Wells Fargo Multi-Sector Incom | $317,000 | -12.4% | 23,710 | -10.6% | 0.03% | -15.6% |
| VNQ | Sell | Vanguard REIT ETFreit etf | $325,000 | -96.9% | 3,860 | -97.0% | 0.03% | -97.0% |
| DIA | New | SPDR Dow Jones Industrial Averut ser 1 | $313,000 | – | 1,761 | +100.0% | 0.03% | – |
| GIM | Sell | Templeton Global Income Fund | $298,000 | -36.2% | 41,500 | -36.2% | 0.02% | -39.0% |
| VCSH | New | Vanguard Short Term Corporateshtrm gvt bd etf | $300,000 | – | 3,741 | +100.0% | 0.02% | – |
| TRV | Buy | Travelers Cos Inc/The | $283,000 | +12.7% | 2,613 | +10.2% | 0.02% | +9.1% |
| EIX | Buy | Edison International | $292,000 | +26.4% | 4,667 | +32.5% | 0.02% | +20.0% |
| PAA | Buy | Plains All American Pipeline Uunit ltd partn | $284,000 | +3.6% | 5,814 | +9.0% | 0.02% | 0.0% |
| BAX | Buy | Baxter International Inc | $270,000 | +13.4% | 3,935 | +21.0% | 0.02% | +9.5% |
| NUV | Buy | Nuveen Mun Value Fd Inc Com | $271,000 | +66.3% | 27,324 | +61.9% | 0.02% | +64.3% |
| NEE | Buy | NextEra Energy Inc | $279,000 | +0.7% | 2,682 | +2.8% | 0.02% | -4.2% |
| QQQ | New | Powershares QQQunit ser 1 | $261,000 | – | 2,475 | +100.0% | 0.02% | – |
| PCAR | PACCAR Inc | $253,000 | -7.0% | 4,000 | 0.0% | 0.02% | -12.5% | |
| LMT | New | Lockheed Martin Corp | $249,000 | – | 1,227 | +100.0% | 0.02% | – |
| RLI | RLI Corp | $246,000 | +6.0% | 4,700 | 0.0% | 0.02% | +5.0% | |
| DE | New | Deere & Co | $241,000 | – | 2,752 | +100.0% | 0.02% | – |
| KMI | New | Kinder Morgan Inc Del Com | $242,000 | – | 5,750 | +100.0% | 0.02% | – |
| IWM | Sell | iShares Russell 2000 Index Funrussell 2000 etf | $235,000 | -50.0% | 1,888 | -51.9% | 0.02% | -51.2% |
| TWC | Buy | Time Warner Cable Inc | $240,000 | +19.4% | 1,603 | +21.1% | 0.02% | +11.1% |
| CVS | New | CVS Caremark Corp | $238,000 | – | 2,305 | +100.0% | 0.02% | – |
| BLL | Ball Corp | $235,000 | +3.5% | 3,333 | 0.0% | 0.02% | 0.0% | |
| HCP | Sell | HCP Inc | $227,000 | -52.0% | 5,242 | -51.2% | 0.02% | -54.8% |
| BAC | Buy | Bank of America Corp | $233,000 | -13.1% | 15,170 | +1.1% | 0.02% | -20.8% |
| CLNY | Sell | Colony Financial Inc | $233,000 | -85.0% | 9,000 | -86.2% | 0.02% | -86.1% |
| ACN | New | Accenture PLC | $227,000 | – | 2,428 | +100.0% | 0.02% | – |
| EMN | New | Eastman Chemical Co | $222,000 | – | 3,199 | +100.0% | 0.02% | – |
| CYS | Sell | Cys Invts Inc Com | $230,000 | -12.2% | 25,825 | -13.9% | 0.02% | -17.4% |
| SXL | Sunoco Logistics Partners LP | $229,000 | -0.9% | 5,533 | 0.0% | 0.02% | -5.0% | |
| AMJ | New | JPMorgan Alerian MLP Index ETNalerian ml etn | $212,000 | – | 4,962 | +100.0% | 0.02% | – |
| PSEC | Sell | Prospect Capital Corp | $211,000 | -14.9% | 25,000 | -16.7% | 0.02% | -18.2% |
| RTN | New | Raytheon Co | $218,000 | – | 1,993 | +100.0% | 0.02% | – |
| CAT | New | Caterpillar Inc | $220,000 | – | 2,749 | +100.0% | 0.02% | – |
| NMZ | Buy | Nuveen Municipal High Income | $207,000 | +25.5% | 14,942 | +21.6% | 0.02% | +13.3% |
| SE | Sell | Spectra Energy Corp | $202,000 | -3.3% | 5,584 | -2.8% | 0.02% | -5.6% |
| SLV | Sell | iShares Silver Trustsishares | $208,000 | 0.0% | 13,038 | -5.6% | 0.02% | -5.6% |
| CYN | New | City National Corp/CA | $209,000 | – | 2,350 | +100.0% | 0.02% | – |
| KMF | New | Kayne Anderson Mdstm Com | $200,000 | – | 6,115 | +100.0% | 0.02% | – |
| ARR | ARMOUR Residential REIT Inc | $190,000 | -14.0% | 60,000 | 0.0% | 0.02% | -15.8% | |
| FTR | Frontier Communications Corp | $194,000 | +6.0% | 27,500 | 0.0% | 0.02% | 0.0% | |
| PMX | New | Pimco Municipal Income Fund III | $180,000 | – | 15,611 | +100.0% | 0.02% | – |
| BGT | Blackrock Floating Rate Income | $174,000 | +4.8% | 12,908 | 0.0% | 0.02% | 0.0% | |
| TICC | Buy | Ticc Capital Corp Com | $174,000 | +2.4% | 25,126 | +11.0% | 0.02% | 0.0% |
| WMC | Buy | Western Asset Mtg Cap Com | $166,000 | +12.9% | 11,000 | +10.0% | 0.01% | +7.7% |
| JE | Just Energy Group Inc Com | $141,000 | -10.2% | 30,000 | 0.0% | 0.01% | -14.3% | |
| JRO | Nuveen Floating Rate Income Op | $136,000 | +3.0% | 11,709 | 0.0% | 0.01% | -8.3% | |
| GLAD | Gladstone Capital Corp | $112,000 | +6.7% | 12,701 | 0.0% | 0.01% | 0.0% | |
| MORE | Monogram Residential Trust, Inc. | $99,000 | +1.0% | 10,621 | 0.0% | 0.01% | -11.1% | |
| RNDY | Roundys Inc Company | $98,000 | +1.0% | 20,000 | 0.0% | 0.01% | -11.1% | |
| OIBRQ | Sell | Oi SAspn adr pfd new | $86,000 | -58.7% | 55,675 | -14.7% | 0.01% | -61.1% |
| FSC | Fifth Street Finance Corp | $73,000 | -8.8% | 10,000 | 0.0% | 0.01% | -14.3% | |
| PWE | Penn West Petroleum Ltd | $76,000 | -20.8% | 46,000 | 0.0% | 0.01% | -25.0% | |
| JMI | New | Javelin Mtg Invt Corp Com | $76,000 | – | 10,000 | +100.0% | 0.01% | – |
| EXXIQ | New | Energy XXI Bermuda Ltd | $64,000 | – | 17,600 | +100.0% | 0.01% | – |
| OIBRC | Sell | Oi SA Adr F Sponsored Reps 1spn adr new | $58,000 | -61.1% | 35,509 | -19.9% | 0.01% | -61.5% |
| MIFI | Novatel Wireless Inc | $48,000 | +50.0% | 10,000 | 0.0% | 0.00% | +33.3% | |
| EGO | Eldorado Gold Corp | $52,000 | -24.6% | 11,330 | 0.0% | 0.00% | -33.3% | |
| TRX | Tanzanian Royalty Exploration | $41,000 | -46.1% | 117,371 | 0.0% | 0.00% | -57.1% | |
| DCIX | Diana Containerships I Com | $25,000 | +31.6% | 10,000 | 0.0% | 0.00% | 0.0% | |
| LODE | Comstock Mining Inc | $8,000 | -27.3% | 14,163 | 0.0% | 0.00% | 0.0% | |
| CWSA | Citi A Warrants Exp 01/04/19*w exp 01/04/201 | $14,000 | -17.6% | 18,985 | 0.0% | 0.00% | 0.0% | |
| RBYCF | Rubicon Minerals Corp | $13,000 | -7.1% | 14,000 | 0.0% | 0.00% | 0.0% | |
| BACWSB | Bank Amer Corp Wt Exp 10/28/2018*w exp 01/19/201 | $5,000 | -28.6% | 10,000 | 0.0% | 0.00% | -100.0% | |
| WTSLQ | Exit | Wet Seal Inccl a | $0 | – | -210,000 | -100.0% | -0.00% | – |
| PTGCY | Exit | Portugal Telecom SGPS SAsponsored adr | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NPTN | Exit | NeoPhotonics Corp Com | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALSK | Exit | Alaska Communications Systems | $0 | – | -35,000 | -100.0% | -0.01% | – |
| RFI | Exit | Cohen & Steers Total Return Re | $0 | – | -10,756 | -100.0% | -0.01% | – |
| ETP | Exit | Energy Transfer Prtnrs L P Uniunit ltd partn | $0 | – | -3,122 | -100.0% | -0.02% | – |
| AFL | Exit | Aflac Inc | $0 | – | -3,316 | -100.0% | -0.02% | – |
| IJJ | Exit | iShares S&P Midcap 400 Value Fs&p mc 400vl etf | $0 | – | -1,645 | -100.0% | -0.02% | – |
| IWF | Exit | iShares Russell 1000 Growth Inrus 1000 grw etf | $0 | – | -2,255 | -100.0% | -0.02% | – |
| BP | Exit | Bp Plcsponsored adr | $0 | – | -5,756 | -100.0% | -0.02% | – |
| IVV | Exit | iShares S&P 500 Index Fundcore s&p 500 etf | $0 | – | -1,166 | -100.0% | -0.02% | – |
| VDE | Exit | Vanguard Energy ETFenergy etf | $0 | – | -2,175 | -100.0% | -0.02% | – |
| SSYS | Exit | Stratasys Ltd | $0 | – | -3,000 | -100.0% | -0.02% | – |
| AGN | Exit | Allergan Inc/United States | $0 | – | -1,218 | -100.0% | -0.02% | – |
| IJK | Exit | iShares S&P Midcap 400 Growths&p mc 400gr etf | $0 | – | -1,602 | -100.0% | -0.02% | – |
| SCHE | Exit | Schwab Emerging Markets - ETFemrg mkteq etf | $0 | – | -13,007 | -100.0% | -0.03% | – |
| CMCSA | Exit | Comcast Corpcl a | $0 | – | -6,191 | -100.0% | -0.03% | – |
| SWY | Exit | Safeway Inc | $0 | – | -10,263 | -100.0% | -0.03% | – |
| RDSA | Exit | Royal Dutch Shell PLC - ADR Aspons adr a | $0 | – | -5,466 | -100.0% | -0.03% | – |
| GM | Exit | General Motors Co | $0 | – | -11,040 | -100.0% | -0.03% | – |
| SCHZ | Exit | Schwab US Aggregate Bond - ETFus aggregate b | $0 | – | -7,369 | -100.0% | -0.03% | – |
| SNY | Exit | Sanofisponsored adr | $0 | – | -8,749 | -100.0% | -0.04% | – |
| RSP | Exit | Guggenheim S&P 500 Equal Weighgug s&p500 eq wt | $0 | – | -5,085 | -100.0% | -0.04% | – |
| CMF | Exit | iShares S&P California Municipcali amt-fre etf | $0 | – | -3,651 | -100.0% | -0.04% | – |
| FEZ | Exit | Spdr Index Shs Fds Euro Stoxxeuro stoxx 50 | $0 | – | -12,438 | -100.0% | -0.04% | – |
| SPLS | Exit | Staples Inc | $0 | – | -29,686 | -100.0% | -0.05% | – |
| PHB | Exit | Powershares Fundamental HY Corfdm hg yld rafi | $0 | – | -33,610 | -100.0% | -0.06% | – |
| SCHV | Exit | Schwab U.S. Large-Cap Value Fuus lcap va etf | $0 | – | -17,029 | -100.0% | -0.07% | – |
| VWO | Exit | Vanguard Emerging Markets ETFftse emr mkt etf | $0 | – | -20,683 | -100.0% | -0.07% | – |
| SHPG | Exit | Shire PLCsponsored adr | $0 | – | -4,076 | -100.0% | -0.08% | – |
| SCHH | Exit | Schwab US REIT - ETFus reit rtf | $0 | – | -28,171 | -100.0% | -0.10% | – |
| EMB | Exit | iShares JP Morgan Emerging Bonjp mor em mk et | $0 | – | -17,643 | -100.0% | -0.17% | – |
| O | Exit | Realty Income Corp | $0 | – | -44,561 | -100.0% | -0.19% | – |
| SCHF | Exit | Schwab Int'l Large Cap Equityintl eqty etf | $0 | – | -78,355 | -100.0% | -0.20% | – |
| VOO | Exit | Vanguard S&P 500 ETF | $0 | – | -12,339 | -100.0% | -0.20% | – |
| VEA | Exit | Vanguard Europe Pacific ETFftse dev mkt etf | $0 | – | -77,296 | -100.0% | -0.26% | – |
| SPG | Exit | Simon Property Group Inc | $0 | – | -70,495 | -100.0% | -1.13% | – |
| F113PS | Exit | Covidien PLC | $0 | – | -158,721 | -100.0% | -1.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.