$917 Million is the total value of FIRST FOUNDATION ADVISORS's 243 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 36.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T104PS | Buy | American Realty Capital Properties Inc | $76,754,000 | +43.7% | 6,125,647 | +60.8% | 8.37% | +26.4% |
| MSFT | Sell | Microsoft Corp | $43,265,000 | -7.2% | 1,037,532 | -8.8% | 4.72% | -18.4% |
| REXR | Buy | Rexford Industrial Realty Inc | $33,971,000 | +8.0% | 2,385,619 | +7.5% | 3.70% | -5.1% |
| JNJ | Buy | Johnson & Johnson Com | $32,575,000 | +10.5% | 311,365 | +3.7% | 3.55% | -2.9% |
| NVS | Buy | Novartis AGsponsored adr | $25,776,000 | +7.8% | 284,726 | +1.2% | 2.81% | -5.2% |
| UPS | Buy | United Parcel Service Inccl b | $24,737,000 | +7.6% | 240,962 | +2.1% | 2.70% | -5.4% |
| BRKB | Buy | Berkshire Hathaway Inc Cl Bcl b new | $24,633,000 | +5.5% | 194,636 | +4.2% | 2.68% | -7.2% |
| WFC | Buy | Wells Fargo & Co | $24,049,000 | +9.7% | 457,562 | +3.8% | 2.62% | -3.5% |
| ORCL | Buy | Oracle Corp | $22,499,000 | +1.5% | 555,122 | +2.5% | 2.45% | -10.7% |
| BUD | Buy | Anheuser-Busch InBev NVsponsored adr | $22,409,000 | +12.8% | 194,959 | +3.4% | 2.44% | -0.8% |
| PM | Buy | Philip Morris International In | $22,106,000 | +7.4% | 262,203 | +4.3% | 2.41% | -5.6% |
| RSG | Buy | Republic Services Inc | $21,577,000 | +12.2% | 568,273 | +1.0% | 2.35% | -1.3% |
| IBM | Buy | International Business Machine | $20,344,000 | -4.4% | 112,231 | +1.5% | 2.22% | -16.0% |
| DEO | Buy | Diageo PLCspon adr new | $20,229,000 | +5.4% | 158,942 | +3.2% | 2.20% | -7.4% |
| QCOM | Buy | QUALCOMM Inc | $20,039,000 | +1.3% | 253,022 | +0.8% | 2.18% | -11.0% |
| BK | Buy | Bank of New York Mellon Co | $19,472,000 | +11.7% | 519,537 | +5.1% | 2.12% | -1.9% |
| GSK | Buy | GlaxoSmithKline PLCsponsored adr | $19,169,000 | +4.9% | 358,439 | +4.8% | 2.09% | -7.8% |
| DVN | Buy | Devon Energy Corp | $19,049,000 | +24.9% | 239,916 | +5.3% | 2.08% | +9.8% |
| BLK | Buy | BlackRock Inc Co | $18,576,000 | +5.5% | 58,122 | +3.8% | 2.02% | -7.2% |
| BA | Buy | Boeing Co | $18,569,000 | +6.5% | 145,948 | +5.1% | 2.02% | -6.3% |
| SLB | Buy | Schlumberger Ltd | $17,127,000 | +26.7% | 145,203 | +4.7% | 1.87% | +11.4% |
| DIS | Buy | Walt Disney Co | $15,908,000 | +10.1% | 185,536 | +2.8% | 1.73% | -3.2% |
| GS | Buy | Goldman Sachs Group Inc | $15,553,000 | +6.6% | 92,887 | +4.3% | 1.70% | -6.3% |
| MDLZ | Buy | Mondelez International Inccl a | $15,496,000 | +10.2% | 412,027 | +1.2% | 1.69% | -3.1% |
| MO | Buy | Altria Group Inc | $15,354,000 | +16.1% | 366,093 | +3.6% | 1.67% | +2.1% |
| OXY | Buy | Occidental Petroleum Corp | $15,019,000 | +11.9% | 146,345 | +3.9% | 1.64% | -1.6% |
| CMCSK | Sell | Comcast Corpcl a spl | $14,845,000 | +9.0% | 278,353 | -0.3% | 1.62% | -4.1% |
| UNP | Buy | Union Pacific Corp | $14,833,000 | +8.6% | 148,705 | +104.4% | 1.62% | -4.5% |
| AON | Buy | Aon plc | $14,639,000 | +10.8% | 162,495 | +3.6% | 1.60% | -2.6% |
| SYY | Buy | Sysco Corp | $13,950,000 | +14.5% | 372,490 | +10.5% | 1.52% | +0.7% |
| BTI | Buy | British American Tobacco PLCsponsored adr | $12,904,000 | +10.4% | 108,362 | +3.3% | 1.41% | -2.9% |
| GM | Buy | General Motors Co | $12,720,000 | +15.1% | 350,409 | +9.1% | 1.39% | +1.2% |
| TJX | Buy | TJX Cos Inc | $12,696,000 | -10.3% | 238,875 | +2.4% | 1.38% | -21.1% |
| AXP | Buy | American Express Co | $12,424,000 | +7.8% | 130,957 | +2.3% | 1.35% | -5.2% |
| SPG | Buy | Simon Property Group Inc | $10,887,000 | +5.7% | 65,477 | +4.2% | 1.19% | -7.0% |
| TEF | New | Telefonica SAsponsored adr | $10,011,000 | – | 583,373 | +100.0% | 1.09% | – |
| PCM | Sell | PCM Fund Inc | $8,463,000 | -9.9% | 690,896 | -10.4% | 0.92% | -20.8% |
| AAPL | Buy | Apple Inc | $8,232,000 | +19.4% | 88,582 | +589.8% | 0.90% | +5.0% |
| GILD | Sell | Gilead Sciences Inc | $5,628,000 | -16.2% | 67,882 | -28.4% | 0.61% | -26.4% |
| PFN | Sell | Pimco Income Strategy Fund II | $5,579,000 | +1.5% | 504,460 | -4.5% | 0.61% | -10.7% |
| PDI | Buy | PIMCO Income Fund | $4,585,000 | +15.1% | 134,492 | +2.4% | 0.50% | +1.2% |
| CVX | Buy | Chevron Corp | $3,835,000 | +18.1% | 29,377 | +7.6% | 0.42% | +4.0% |
| XOM | Buy | Exxon Mobil Corp | $3,466,000 | +31.8% | 34,426 | +27.8% | 0.38% | +16.0% |
| PFE | Sell | Pfizer Inc | $3,429,000 | -13.9% | 115,525 | -6.9% | 0.37% | -24.3% |
| NCA | New | Nuveen CA Muni Value Fund | $3,379,000 | – | 334,517 | +100.0% | 0.37% | – |
| SJNK | Sell | SPDR BarCap ST High Yield Bondsht trm hgh yld | $3,123,000 | -0.1% | 100,871 | -0.1% | 0.34% | -12.4% |
| ROIC | Buy | Retail Opportunity Investments | $3,080,000 | +8.6% | 195,826 | +3.1% | 0.34% | -4.5% |
| EPD | Buy | Enterprise Prods Partners L P | $2,829,000 | +15.8% | 36,141 | +2.6% | 0.31% | +1.7% |
| VEA | Vanguard Europe Pacific ETFftse dev mkt etf | $2,719,000 | +3.2% | 63,836 | 0.0% | 0.30% | -9.5% | |
| STWD | Buy | Starwood Property Trust Inc | $2,560,000 | +30.1% | 107,678 | +29.1% | 0.28% | +14.3% |
| BRKA | New | Berkshire Hathaway CL Acl a | $2,469,000 | – | 13 | +100.0% | 0.27% | – |
| UN | Buy | Unilever NV | $2,265,000 | +17.5% | 51,750 | +10.4% | 0.25% | +3.3% |
| SPY | Buy | Spdr S&P 500 Etf Tr Tr Unittr unit | $2,154,000 | +5.4% | 11,004 | +0.7% | 0.24% | -7.1% |
| CSG | New | Chambers Street Properties | $2,084,000 | – | 259,196 | +100.0% | 0.23% | – |
| O | Buy | Realty Income Corp | $2,059,000 | +15.1% | 46,353 | +5.9% | 0.22% | +0.9% |
| LVLT | Buy | Level 3 Communications Inc | $1,933,000 | +44.0% | 44,020 | +28.4% | 0.21% | +27.1% |
| MCD | Buy | McDonald's Corp | $1,723,000 | +108.1% | 17,105 | +102.5% | 0.19% | +82.5% |
| GE | Buy | General Electric Co | $1,586,000 | +9.6% | 60,366 | +8.0% | 0.17% | -3.4% |
| ABEV | Buy | Ambev SA American Depositarysponsored adr | $1,554,000 | +17.5% | 220,782 | +23.7% | 0.17% | +3.0% |
| PZC | New | Pimco CA Municipal Income Fund | $1,487,000 | – | 140,503 | +100.0% | 0.16% | – |
| BFB | Buy | Brown Foreman Corp Class B Witcl b | $1,403,000 | +18.3% | 14,900 | +12.7% | 0.15% | +4.1% |
| CLNY | Colony Financial Inc | $1,365,000 | +5.7% | 58,800 | 0.0% | 0.15% | -6.9% | |
| GLD | Buy | SPDR Gold Trust | $1,355,000 | +69.4% | 10,579 | +63.4% | 0.15% | +49.5% |
| ITOT | Sell | iShares Core S&P Total US Stoccore s&p ttl stl | $1,348,000 | +3.9% | 15,042 | -0.6% | 0.15% | -8.7% |
| TEVA | Buy | Teva Pharmaceutical Industriesadr | $1,330,000 | +29.3% | 25,367 | +30.3% | 0.14% | +13.3% |
| DSL | Buy | Doubleline Income Solutions Cl | $1,286,000 | +466.5% | 57,272 | +435.0% | 0.14% | +400.0% |
| ERF | New | Enerplus Corp | $1,175,000 | – | 46,659 | +100.0% | 0.13% | – |
| BRCM | Broadcom Corpcl a | $1,156,000 | +18.0% | 31,130 | 0.0% | 0.13% | +4.1% | |
| DBL | Buy | DoubleLine Opportunistic Credi | $1,120,000 | +13.9% | 47,367 | +11.6% | 0.12% | 0.0% |
| BBN | Sell | Blackrock Build America Bond T | $1,036,000 | -19.4% | 47,763 | -24.8% | 0.11% | -28.9% |
| JPC | Buy | Nuveen Multi-Strategy Inc & Gr | $1,007,000 | +17.5% | 103,788 | +12.5% | 0.11% | +3.8% |
| KMF | Buy | Kayne Anderson Mdstm Com | $1,000,000 | +28.4% | 24,668 | +7.5% | 0.11% | +12.4% |
| NBB | Buy | Nuveen Build America Bond Fund | $974,000 | +14.7% | 47,492 | +9.8% | 0.11% | +1.0% |
| PG | Buy | Procter & Gamble Co | $973,000 | +34.8% | 12,377 | +38.2% | 0.11% | +17.8% |
| PLD | New | Prologis Inc | $962,000 | – | 23,415 | +100.0% | 0.10% | – |
| MMP | Buy | Magellan Midstream Partners LP | $950,000 | +27.0% | 11,300 | +5.4% | 0.10% | +11.8% |
| UCP | Buy | UCP Inc CL Acl a | $918,000 | +149.5% | 67,175 | +175.1% | 0.10% | +117.4% |
| KO | Sell | Coca Cola Inc | $906,000 | +7.2% | 21,379 | -2.1% | 0.10% | -5.7% |
| NOV | Sell | National Oilwell Varco Inc | $898,000 | +4.1% | 10,903 | -1.7% | 0.10% | -8.4% |
| WWE | Buy | World Wrestling Entertainmentcl a | $900,000 | -19.1% | 75,457 | +95.8% | 0.10% | -29.0% |
| TSI | Buy | TSW Strategic Income Fund Inc | $873,000 | +7.6% | 158,214 | +6.6% | 0.10% | -5.9% |
| LDP | Buy | Cohen & Steers Limited Duratio | $876,000 | +58.4% | 34,423 | +48.0% | 0.10% | +37.7% |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $829,000 | +308.4% | 34,786 | +288.1% | 0.09% | +260.0% |
| GAM | Buy | General American Investors | $824,000 | +13.7% | 22,368 | +8.8% | 0.09% | 0.0% |
| JQC | Buy | Nuveen Credit Strategies Incom | $816,000 | +186.3% | 87,227 | +191.6% | 0.09% | +154.3% |
| TTE | Buy | Total SAsponsored adr | $794,000 | +96.5% | 11,000 | +78.5% | 0.09% | +74.0% |
| VWO | Buy | Vanguard Emerging Markets ETFftse emr mkt etf | $773,000 | +7.7% | 17,921 | +1.3% | 0.08% | -5.6% |
| MMM | Buy | 3M Co Com | $762,000 | +25.3% | 5,321 | +18.7% | 0.08% | +10.7% |
| EFA | Sell | iShares MSCI Eafe Index Fundmsci eafe etf | $752,000 | +1.2% | 10,994 | -0.5% | 0.08% | -10.9% |
| NRG | Buy | NRG Energy Inc | $750,000 | +61.3% | 20,161 | +37.8% | 0.08% | +41.4% |
| BTZ | Buy | BlackRock Credit Allocation In | $748,000 | +20.6% | 54,366 | +18.6% | 0.08% | +6.5% |
| OIBR | Buy | Oi SAspn adr rep pfd | $746,000 | +51.3% | 869,547 | +134.5% | 0.08% | +32.8% |
| MRK | Sell | Merck & Co Inc New Com | $727,000 | -1.5% | 12,567 | -3.3% | 0.08% | -13.2% |
| HD | Sell | Home Depot Inc/The | $706,000 | +1.1% | 8,722 | -1.2% | 0.08% | -11.5% |
| TEI | Buy | Templeton Emerging Markets Inc | $706,000 | +40.6% | 51,186 | +43.0% | 0.08% | +24.2% |
| NUE | Nucor Corp | $703,000 | -2.6% | 14,279 | 0.0% | 0.08% | -14.4% | |
| ERC | Buy | Wells Fargo Multi-Sector Incom | $694,000 | +47.7% | 46,569 | +43.6% | 0.08% | +31.0% |
| T | Sell | AT&T Inc | $693,000 | -15.7% | 19,599 | -16.3% | 0.08% | -25.5% |
| PCEF | New | Powershares Cef Income | $689,000 | – | 27,032 | +100.0% | 0.08% | – |
| VTR | Buy | Ventas Inc | $681,000 | +49.3% | 10,626 | +41.2% | 0.07% | +29.8% |
| HAL | Sell | Halliburton Co | $675,000 | +18.4% | 9,511 | -1.7% | 0.07% | +4.2% |
| NBD | Buy | Nuveen Build America Bond Oppo | $668,000 | +17.6% | 31,018 | +11.9% | 0.07% | +4.3% |
| EVV | Sell | Eaton Vance Limited Duration I | $669,000 | -2.6% | 42,925 | -4.7% | 0.07% | -14.1% |
| KRFT | Sell | Kraft Foods Group Inc | $656,000 | +6.7% | 10,944 | -0.2% | 0.07% | -5.3% |
| EMD | Buy | Western Asset Emerging Markets | $661,000 | +45.3% | 35,973 | +37.5% | 0.07% | +28.6% |
| LLY | Buy | Eli Lilly & Co | $650,000 | +14.2% | 10,461 | +8.3% | 0.07% | 0.0% |
| PAA | Buy | Plains All American Pipeline Uunit ltd partn | $655,000 | +17.8% | 10,905 | +8.0% | 0.07% | +2.9% |
| EOD | Buy | Wells Fargo Advantage Global D | $652,000 | +41.4% | 76,745 | +31.0% | 0.07% | +24.6% |
| CSCO | Sell | Cisco Systems Inc | $631,000 | +9.2% | 25,389 | -1.6% | 0.07% | -4.2% |
| BMY | Buy | Bristol Myers Squibb Co | $629,000 | -1.6% | 12,964 | +5.4% | 0.07% | -12.7% |
| SOR | Buy | Source Capital Inc | $614,000 | +2.0% | 8,781 | +0.2% | 0.07% | -10.7% |
| WAG | Buy | Walgreen Co | $594,000 | +94.8% | 8,018 | +73.4% | 0.06% | +71.1% |
| ET | Sell | Energy Transfer Equity LP | $600,000 | +23.7% | 10,181 | -1.8% | 0.06% | +8.3% |
| PEP | Sell | PepsiCo Inc | $583,000 | +4.1% | 6,523 | -2.8% | 0.06% | -7.2% |
| APAM | New | Artisan Partners Asset Managemcl a | $577,000 | – | 10,183 | +100.0% | 0.06% | – |
| USB | US Bancorp | $570,000 | +1.1% | 13,166 | 0.0% | 0.06% | -11.4% | |
| PSA | Public Storage | $567,000 | +1.8% | 3,307 | 0.0% | 0.06% | -10.1% | |
| INTC | Sell | Intel Corp | $554,000 | +14.2% | 17,927 | -4.6% | 0.06% | 0.0% |
| WCIC | New | WCI Communitites | $547,000 | – | 28,350 | +100.0% | 0.06% | – |
| UTX | Buy | United Technologies Corp | $544,000 | +12.2% | 4,716 | +13.7% | 0.06% | -1.7% |
| FEZ | Spdr Index Shs Fds Euro Stoxxeuro stoxx 50 | $528,000 | +1.3% | 12,208 | 0.0% | 0.06% | -10.8% | |
| LYV | Buy | Live Nation Entertainment Inc | $531,000 | +51.7% | 21,494 | +33.5% | 0.06% | +34.9% |
| ROK | New | Rockwell Automation Inc | $528,000 | – | 4,222 | +100.0% | 0.06% | – |
| COP | Sell | ConocoPhillips | $529,000 | +18.3% | 6,171 | -3.0% | 0.06% | +5.5% |
| HTZ | Buy | Hertz Global Holdings Inc | $518,000 | +39.2% | 18,492 | +32.3% | 0.06% | +21.7% |
| RDSA | Buy | Royal Dutch Shell PLC - ADR Aspons adr a | $517,000 | +21.9% | 6,276 | +8.1% | 0.06% | +5.7% |
| SBUX | Sell | Starbucks Corp | $518,000 | -0.2% | 6,689 | -5.4% | 0.06% | -12.5% |
| CL | Sell | Colgate-Palmolive Co | $515,000 | +3.4% | 7,554 | -1.6% | 0.06% | -9.7% |
| FB | Buy | Facebook Inccl a | $502,000 | +36.4% | 7,458 | +22.0% | 0.06% | +19.6% |
| OAK | Oaktree Capital Group LLCunit cl a | $500,000 | -14.1% | 10,000 | 0.0% | 0.05% | -25.0% | |
| SXL | Buy | Sunoco Logistics Partners LP | $497,000 | +9.5% | 10,547 | +111.0% | 0.05% | -3.6% |
| D | Buy | Dominion Resources Inc/VA | $471,000 | +8.0% | 6,590 | +7.3% | 0.05% | -5.6% |
| BLW | Buy | Blackrock Ltd Duration | $470,000 | +13.0% | 27,157 | +12.0% | 0.05% | -1.9% |
| GBCI | New | Glacier Bancorp Inc | $458,000 | – | 16,125 | +100.0% | 0.05% | – |
| JPS | Buy | Nuveen Quality Preferred Incom | $459,000 | +101.3% | 50,778 | +93.5% | 0.05% | +78.6% |
| JPM | Buy | JPMorgan Chase & Co | $446,000 | -1.5% | 7,735 | +3.6% | 0.05% | -12.5% |
| ADP | Buy | Automatic Data Processing Inc | $454,000 | +7.6% | 5,722 | +4.8% | 0.05% | -5.8% |
| NHF | New | Nexpoint Credit Strategies Fun | $435,000 | – | 36,030 | +100.0% | 0.05% | – |
| New | Flaherty and Crumrine Dynamic | $424,000 | – | 18,000 | +100.0% | 0.05% | – | |
| FRA | New | Blackrock Floating Rate Income | $421,000 | – | 28,761 | +100.0% | 0.05% | – |
| LINEQ | Linn Energy LLCunit ltd liab | $410,000 | +14.2% | 12,671 | 0.0% | 0.04% | 0.0% | |
| ITW | Sell | Illinois Tool Works Inc | $396,000 | +5.3% | 4,521 | -2.2% | 0.04% | -8.5% |
| IJR | Sell | iShares S&P Small Cap 400 Indecore s&p scp etf | $398,000 | -1.2% | 3,550 | -3.1% | 0.04% | -14.0% |
| DX | New | Dynex Capital Inc | $381,000 | – | 43,000 | +100.0% | 0.04% | – |
| COST | Buy | Costco Wholesale Corp | $385,000 | +51.6% | 3,347 | +47.1% | 0.04% | +35.5% |
| SYK | New | Stryker Corp | $384,000 | – | 4,560 | +100.0% | 0.04% | – |
| NEM | New | Newmont Mining Corp | $389,000 | – | 15,291 | +100.0% | 0.04% | – |
| VZ | Buy | Verizon Communications Inc | $388,000 | +4.0% | 7,930 | +1.1% | 0.04% | -8.7% |
| PGHEF | Buy | Pengrowth Energy Corp | $385,000 | +531.1% | 53,591 | +435.9% | 0.04% | +425.0% |
| AMGN | Sell | Amgen Inc | $388,000 | -4.0% | 3,276 | -0.0% | 0.04% | -16.0% |
| MUC | New | Blackrock Muniholdings CA Insu | $373,000 | – | 26,074 | +100.0% | 0.04% | – |
| GOOG | New | Google Inc Cl Ccl c | $372,000 | – | 636 | +100.0% | 0.04% | – |
| DVY | New | iShares DJ Select Dividend Indselect divid etf | $373,000 | – | 4,850 | +100.0% | 0.04% | – |
| BSP | New | American Strategic Income II | $365,000 | – | 41,527 | +100.0% | 0.04% | – |
| EMR | Sell | Emerson Electric Co | $367,000 | -1.9% | 5,537 | -1.0% | 0.04% | -13.0% |
| JWN | Sell | Nordstrom Inc | $354,000 | +0.3% | 5,210 | -7.9% | 0.04% | -11.4% |
| JGBS | Buy | Deutsche Bank Inverse JGB Futuinv jap gov bd | $354,000 | +32.1% | 18,914 | +33.3% | 0.04% | +18.2% |
| GOOGL | Buy | Google Inccl a | $362,000 | -27.5% | 630 | +40.6% | 0.04% | -37.1% |
| SWY | Safeway Inc | $352,000 | -7.1% | 10,263 | 0.0% | 0.04% | -19.1% | |
| OKE | Sell | ONEOK Inc | $346,000 | +11.3% | 5,081 | -3.1% | 0.04% | -2.6% |
| BWG | New | Legg Mason BW Global Income Op | $343,000 | – | 18,714 | +100.0% | 0.04% | – |
| COL | New | Rockwell Collins Inc | $336,000 | – | 4,300 | +100.0% | 0.04% | – |
| SSYS | Stratasys Ltd | $341,000 | +7.2% | 3,000 | 0.0% | 0.04% | -5.1% | |
| WES | Buy | Western Gas Partners LP | $333,000 | +24.7% | 4,357 | +7.9% | 0.04% | +9.1% |
| PFL | Sell | Pimco Income Strategy Fund | $322,000 | -24.6% | 26,127 | -28.3% | 0.04% | -34.0% |
| C | Sell | Citigroup Inc | $311,000 | -4.9% | 6,613 | -3.9% | 0.03% | -17.1% |
| ECL | Buy | Ecolab Inc | $307,000 | +19.0% | 2,761 | +15.5% | 0.03% | +3.1% |
| EVG | New | Eaton Vance Short Duration | $300,000 | – | 19,554 | +100.0% | 0.03% | – |
| AVP | New | Avon Products Inc | $302,000 | – | 20,673 | +100.0% | 0.03% | – |
| ABBV | Buy | AbbeVie Inc. | $290,000 | +9.8% | 5,136 | +0.1% | 0.03% | -3.0% |
| BPL | Buy | Buckeye Partners LPunit ltd partn | $293,000 | +30.2% | 3,531 | +17.7% | 0.03% | +14.3% |
| IJK | iShares S&P Midcap 400 Growths&p mc 400gr etf | $287,000 | +2.9% | 1,826 | 0.0% | 0.03% | -11.4% | |
| PSO | New | Pearson PLCsponsored adr | $282,000 | – | 14,213 | +100.0% | 0.03% | – |
| LMT | Lockheed Martin Corp | $271,000 | -1.5% | 1,683 | 0.0% | 0.03% | -11.8% | |
| MDT | Sell | Medtronic Inc Com | $275,000 | +1.1% | 4,311 | -2.4% | 0.03% | -11.8% |
| CYS | Buy | Cys Invts Inc Com | $271,000 | +81.9% | 30,000 | +66.7% | 0.03% | +66.7% |
| DD | Sell | EI du Pont de Nemours & Co | $275,000 | -6.5% | 4,202 | -4.2% | 0.03% | -16.7% |
| NEE | New | NextEra Energy Inc | $266,000 | – | 2,593 | +100.0% | 0.03% | – |
| PSEC | Buy | Prospect Capital Corp | $266,000 | +104.6% | 25,071 | +108.9% | 0.03% | +81.2% |
| IWM | New | iShares Russell 2000 Index Funrussell 2000 etf | $253,000 | – | 2,133 | +100.0% | 0.03% | – |
| ARR | ARMOUR Residential REIT Inc | $260,000 | +5.3% | 60,000 | 0.0% | 0.03% | -9.7% | |
| KIPO | New | Keating Capital Inc. | $259,000 | – | 43,842 | +100.0% | 0.03% | – |
| SLV | Sell | iShares Silver Trustsishares | $255,000 | +5.8% | 12,593 | -0.5% | 0.03% | -6.7% |
| WMT | Sell | Wal-Mart Stores Inc | $252,000 | -4.2% | 3,359 | -2.3% | 0.03% | -18.2% |
| BAC | Sell | Bank of America Corp | $244,000 | -26.3% | 15,883 | -17.5% | 0.03% | -34.1% |
| PTY | Sell | Pimco Corporate Opportunity Fu | $249,000 | -46.2% | 13,210 | -48.5% | 0.03% | -52.6% |
| 4945SC | Sell | Kinder Morgan Energy LP Unit Lut ltd partner | $249,000 | -19.4% | 3,025 | -27.7% | 0.03% | -28.9% |
| PCAR | Sell | PACCAR Inc | $251,000 | -7.7% | 4,000 | -0.7% | 0.03% | -20.6% |
| MWE | New | Markwest Energy Partners LPunit ltd partn | $236,000 | – | 3,298 | +100.0% | 0.03% | – |
| HON | Sell | Honeywell International Inc | $238,000 | -0.8% | 2,557 | -1.0% | 0.03% | -13.3% |
| AGN | Sell | Allergan Inc/United States | $243,000 | +3.0% | 1,438 | -24.2% | 0.03% | -10.3% |
| NAC | New | Nuveen CA Muni Advantage Fd | $228,000 | – | 16,338 | +100.0% | 0.02% | – |
| CAT | Caterpillar Inc | $225,000 | +9.2% | 2,074 | 0.0% | 0.02% | -3.8% | |
| OILT | New | Oiltanking Partners LPunit ltd | $232,000 | – | 2,458 | +100.0% | 0.02% | – |
| BP | Buy | Bp Plcsponsored adr | $232,000 | +10.0% | 4,401 | +0.1% | 0.02% | -3.8% |
| TICC | Buy | Ticc Capital Corp Com | $224,000 | +13.7% | 22,626 | +12.4% | 0.02% | 0.0% |
| COH | New | Coach Inc | $221,000 | – | 6,452 | +100.0% | 0.02% | – |
| SPLS | New | Staples Inc | $224,000 | – | 20,708 | +100.0% | 0.02% | – |
| SNDK | New | SanDisk Corp | $217,000 | – | 2,080 | +100.0% | 0.02% | – |
| IJJ | Sell | iShares S&P Midcap 400 Value Fs&p mc 400vl etf | $216,000 | -1.8% | 1,701 | -6.9% | 0.02% | -11.1% |
| WIW | New | Western Asset/Claymore US Treaom | $219,000 | – | 17,817 | +100.0% | 0.02% | – |
| XLK | Amex Technology Select SPDR Setechnology | $213,000 | +5.4% | 5,554 | 0.0% | 0.02% | -8.0% | |
| RLI | RLI Corp | $215,000 | +3.4% | 4,700 | 0.0% | 0.02% | -11.5% | |
| SE | Sell | Spectra Energy Corp | $214,000 | +3.9% | 5,044 | -9.4% | 0.02% | -11.5% |
| DUK | New | Duke Energy Corp | $209,000 | – | 2,820 | +100.0% | 0.02% | – |
| TIBX | TIBCO Software Inc | $214,000 | -0.5% | 10,600 | 0.0% | 0.02% | -14.8% | |
| TRV | Sell | Travelers Cos Inc/The | $214,000 | +0.9% | 2,271 | -8.8% | 0.02% | -11.5% |
| BLL | New | Ball Corp | $209,000 | – | 3,333 | +100.0% | 0.02% | – |
| ABC | New | AmerisourceBergen Corp | $211,000 | – | 2,909 | +100.0% | 0.02% | – |
| AFL | New | Aflac Inc | $205,000 | – | 3,295 | +100.0% | 0.02% | – |
| PBT | New | Permian Basin Royalty Trustunit ben int | $199,000 | – | 13,995 | +100.0% | 0.02% | – |
| TWX | New | Time Warner Inc | $203,000 | – | 2,887 | +100.0% | 0.02% | – |
| VCSH | New | Vanguard Short Term Corporateshrt trm corp bd | $200,000 | – | 2,491 | +100.0% | 0.02% | – |
| CMCSA | Sell | Comcast Corpcl a | $204,000 | +1.5% | 3,795 | -5.6% | 0.02% | -12.0% |
| ABT | New | Abbott Laboratories | $206,000 | – | 5,048 | +100.0% | 0.02% | – |
| BGT | Blackrock Floating Rate Income | $183,000 | -0.5% | 12,908 | 0.0% | 0.02% | -13.0% | |
| JE | Buy | Just Energy Group Inc Com | $173,000 | +7.5% | 30,000 | +50.0% | 0.02% | -5.0% |
| FTR | Sell | Frontier Communications Corp | $161,000 | -47.7% | 27,500 | -49.1% | 0.02% | -52.6% |
| PWE | Sell | Penn West Petroleum Ltd | $156,000 | +4.7% | 16,000 | -10.4% | 0.02% | -5.6% |
| ALSK | Sell | Alaska Communications Systems | $135,000 | -8.2% | 75,000 | -1.3% | 0.02% | -16.7% |
| NUV | New | Nuveen Mun Value Fd Inc Com | $141,000 | – | 14,674 | +100.0% | 0.02% | – |
| WMC | New | Western Asset Mtg Cap Com | $142,000 | – | 10,000 | +100.0% | 0.02% | – |
| GLAD | New | Gladstone Capital Corp | $128,000 | – | 12,701 | +100.0% | 0.01% | – |
| TWO | Two Harbors Investment Corp | $132,000 | +1.5% | 12,638 | 0.0% | 0.01% | -12.5% | |
| OIBRC | New | Oi SA Adr F Sponsored Reps 1sponsored adr | $133,000 | – | 137,720 | +100.0% | 0.01% | – |
| TRX | New | Tanzanian Royalty Exploration | $121,000 | – | 53,591 | +100.0% | 0.01% | – |
| FSC | Fifth Street Finance Corp | $98,000 | +3.2% | 10,000 | 0.0% | 0.01% | -8.3% | |
| NNY | New | Nuveen Ny Municipal Value Fund | $101,000 | – | 10,200 | +100.0% | 0.01% | – |
| S | Sprint Nextel Corp | $92,000 | -7.1% | 10,744 | 0.0% | 0.01% | -16.7% | |
| CLM | New | Cornerstone Strategic Value Fu | $91,000 | – | 15,000 | +100.0% | 0.01% | – |
| RNDY | New | Roundys Inc Company | $83,000 | – | 15,000 | +100.0% | 0.01% | – |
| EGO | Eldorado Gold Corp | $87,000 | +38.1% | 11,330 | 0.0% | 0.01% | +12.5% | |
| WTSLQ | New | Wet Seal Inccl a | $73,000 | – | 80,000 | +100.0% | 0.01% | – |
| INTX | New | Intersections Inc. | $49,000 | – | 10,000 | +100.0% | 0.01% | – |
| DCIX | Diana Containerships I Com | $44,000 | -34.3% | 17,500 | 0.0% | 0.01% | -37.5% | |
| TSYS | TeleCommunication Sys Cl Acl a | $33,000 | +43.5% | 10,000 | 0.0% | 0.00% | +33.3% | |
| PTGCY | Portugal Telecom SGPS SAsponsored adr | $37,000 | -14.0% | 10,000 | 0.0% | 0.00% | -20.0% | |
| LODE | Comstock Mining Inc | $24,000 | +4.3% | 14,163 | 0.0% | 0.00% | 0.0% | |
| MIFI | New | Novatel Wireless Inc. | $19,000 | – | 10,000 | +100.0% | 0.00% | – |
| RBYCF | Rubicon Minerals Corp | $21,000 | +40.0% | 14,000 | 0.0% | 0.00% | 0.0% | |
| CWSA | New | Citi A Warrants Exp 01/04/19*w exp 01/04/201 | $18,000 | – | 28,985 | +100.0% | 0.00% | – |
| NIHDQ | New | NII Holdings Inccl b new | $22,000 | – | 39,611 | +100.0% | 0.00% | – |
| BACWSB | New | Bank of America Corp*w exp 10/28/201 | $8,000 | – | 10,000 | +100.0% | 0.00% | – |
| SQNM | Exit | Sequenom Inc Com New | $0 | – | -12,500 | -100.0% | -0.00% | – |
| NYMT | Exit | New York Mtg Tr Inc Com Par $. | $0 | – | -10,000 | -100.0% | -0.01% | – |
| EBR | Exit | Centrais Eletricas Brasileirassponsored adr | $0 | – | -35,000 | -100.0% | -0.01% | – |
| EEM | Exit | iShares MSCI Emerging Markets Indexmsci emg mkt etf | $0 | – | -6,197 | -100.0% | -0.03% | – |
| AMLP | Exit | ALPS Alerian MLP ETFalerian mlp | $0 | – | -18,000 | -100.0% | -0.04% | – |
| AOD | Exit | Alpine Total Dynamic Dividend | $0 | – | -47,901 | -100.0% | -0.05% | – |
| LNCE | Exit | Snyders-Lance Inc | $0 | – | -15,765 | -100.0% | -0.06% | – |
| CMP | Exit | Compass Minerals International | $0 | – | -5,856 | -100.0% | -0.06% | – |
| FFC | Exit | Flaherty And Crumine/Claymore Pfrd In Fd | $0 | – | -32,793 | -100.0% | -0.08% | – |
| RGT | Exit | Royce Global Value | $0 | – | -74,170 | -100.0% | -0.08% | – |
| BOFI | Exit | Bofi Holding Inc | $0 | – | -15,000 | -100.0% | -0.16% | – |
| Exit | Berkshire Hathaway CL Acl a | $0 | – | -13 | -100.0% | -0.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.