$304 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 114 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 21.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $16,673,000 | -4.1% | 308,987 | -2.4% | 5.49% | -0.1% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $13,531,000 | -5.0% | 272,960 | -4.7% | 4.45% | -1.0% |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $11,715,000 | -19.8% | 544,898 | -21.1% | 3.86% | -16.4% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $10,740,000 | -4.6% | 1,615,002 | -4.1% | 3.54% | -0.6% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $10,498,000 | -2.7% | 1,317,173 | -2.9% | 3.46% | +1.4% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $10,315,000 | -1.4% | 842,734 | -2.7% | 3.40% | +2.7% |
| BSJK | New | INVESCO EXCH TRD SLF IDX FD | $9,075,000 | – | 373,075 | +100.0% | 2.99% | – |
| BRX | Sell | BRIXMOR PPTY GROUP INC | $8,629,000 | -2.1% | 492,820 | -2.6% | 2.84% | +2.0% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $8,316,000 | -3.2% | 1,358,822 | -2.8% | 2.74% | +0.8% |
| MRK | Sell | MERCK & CO INC | $7,332,000 | +12.9% | 103,354 | -3.4% | 2.41% | +17.6% |
| VER | Sell | VEREIT INC | $6,685,000 | -5.0% | 920,862 | -2.7% | 2.20% | -1.0% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $6,677,000 | -28.9% | 447,811 | -33.1% | 2.20% | -25.9% |
| UNIT | Sell | UNITI GROUP INC | $6,260,000 | -1.6% | 310,648 | -2.2% | 2.06% | +2.6% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $6,226,000 | -4.7% | 1,250,108 | -3.8% | 2.05% | -0.8% |
| NOK | Sell | NOKIA CORPsponsored adr | $5,835,000 | -5.5% | 1,045,700 | -2.6% | 1.92% | -1.5% |
| KIM | Sell | KIMCO RLTY CORP | $5,807,000 | -4.1% | 346,885 | -2.7% | 1.91% | -0.1% |
| OMC | Buy | OMNICOM GROUP INC | $5,727,000 | -8.0% | 84,197 | +3.1% | 1.88% | -4.2% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $5,409,000 | +11.1% | 495,328 | +16.1% | 1.78% | +15.8% |
| SAND | Sell | SANDSTORM GOLD LTD | $5,345,000 | -19.3% | 1,432,980 | -2.7% | 1.76% | -16.0% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $5,132,000 | -2.3% | 447,427 | -1.0% | 1.69% | +1.7% |
| ARRY | Buy | ARRAY BIOPHARMA INC | $5,086,000 | +36.5% | 334,604 | +50.7% | 1.67% | +42.2% |
| DIS | Sell | DISNEY WALT CO | $4,863,000 | +8.2% | 41,586 | -3.0% | 1.60% | +12.7% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $4,619,000 | +11.8% | 215,134 | +2.9% | 1.52% | +16.5% |
| SCHR | Sell | SCHWAB STRATEGIC TRintrm trm tres | $4,598,000 | -40.2% | 88,783 | -39.6% | 1.51% | -37.7% |
| FSP | Sell | FRANKLIN STREET PPTYS CORP | $4,469,000 | -11.6% | 559,300 | -5.3% | 1.47% | -7.9% |
| HBI | Sell | HANESBRANDS INC | $4,399,000 | -17.5% | 238,684 | -1.5% | 1.45% | -14.1% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $4,257,000 | +13.7% | 10,536 | -2.9% | 1.40% | +18.4% |
| VVR | Sell | INVESCO SR INCOME TR | $4,245,000 | -2.8% | 987,204 | -3.3% | 1.40% | +1.2% |
| T | New | AT&T INC | $4,115,000 | – | 122,544 | +100.0% | 1.36% | – |
| SPTL | Sell | SPDR SERIES TRUSTportfolio ln tsr | $4,030,000 | -5.2% | 119,224 | -1.8% | 1.33% | -1.3% |
| GWRS | Sell | GLOBAL WTR RES INC | $3,999,000 | +11.7% | 377,623 | -0.8% | 1.32% | +16.4% |
| AQN | New | ALGONQUIN PWR UTILS CORP | $3,891,000 | – | 375,606 | +100.0% | 1.28% | – |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $3,838,000 | -23.7% | 219,299 | -3.9% | 1.26% | -20.6% |
| ZROZ | Sell | PIMCO ETF TR25yr+ zero u s | $3,826,000 | -8.2% | 35,090 | -2.9% | 1.26% | -4.4% |
| COT | Buy | COTT CORP QUE | $3,743,000 | +7.5% | 231,744 | +10.2% | 1.23% | +12.0% |
| PHG | Sell | KONINKLIJKE PHILIPS N Vny reg sh new | $3,701,000 | +5.6% | 81,321 | -1.9% | 1.22% | +10.0% |
| NXPI | New | NXP SEMICONDUCTORS N V | $3,631,000 | – | 42,462 | +100.0% | 1.20% | – |
| AGIO | Buy | AGIOS PHARMACEUTICALS INC | $3,462,000 | +40.5% | 44,891 | +53.4% | 1.14% | +46.3% |
| GPL | Sell | GREAT PANTHER SILVER LTD | $3,442,000 | -29.3% | 4,048,896 | -2.7% | 1.13% | -26.4% |
| GDL | Buy | GDL FUND | $3,312,000 | +2.5% | 364,518 | +3.5% | 1.09% | +6.8% |
| VZ | New | VERIZON COMMUNICATIONS INC | $3,275,000 | – | 61,337 | +100.0% | 1.08% | – |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $3,139,000 | -11.0% | 37,783 | -10.6% | 1.03% | -7.3% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $3,124,000 | -9.2% | 30,877 | -8.1% | 1.03% | -5.5% |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $3,090,000 | -13.4% | 142,414 | -3.0% | 1.02% | -9.8% |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $2,443,000 | -22.0% | 321,856 | -2.7% | 0.80% | -18.7% |
| ES | Buy | EVERSOURCE ENERGY | $1,727,000 | +5.4% | 28,116 | +0.6% | 0.57% | +9.7% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $1,697,000 | +2.1% | 232,511 | +5.5% | 0.56% | +6.5% |
| SQBG | Sell | SEQUENTIAL BRNDS GROUP INC N | $1,667,000 | -21.0% | 998,260 | -6.8% | 0.55% | -17.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,552,000 | +15.8% | 7,250 | +1.0% | 0.51% | +20.8% |
| SELF | Sell | GLOBAL SELF STORAGE INC | $1,548,000 | -18.6% | 369,452 | -19.4% | 0.51% | -15.1% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $1,540,000 | -1.7% | 124,657 | +0.7% | 0.51% | +2.4% |
| FAST | Buy | FASTENAL CO | $1,527,000 | +43.7% | 26,311 | +19.1% | 0.50% | +49.7% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,280,000 | +13.5% | 4 | 0.0% | 0.42% | +18.3% | |
| NUE | New | NUCOR CORP | $1,273,000 | – | 20,062 | +100.0% | 0.42% | – |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $1,227,000 | -4.2% | 98,752 | -0.6% | 0.40% | -0.2% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $1,187,000 | -7.0% | 315,641 | -4.5% | 0.39% | -3.0% |
| FWONK | Sell | LIBERTY MEDIA CORP DELAWARE | $1,158,000 | +1.1% | 42,504 | -4.0% | 0.38% | +5.2% |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $1,130,000 | -2.2% | 1,163,000 | -3.3% | 0.37% | +1.9% | |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $1,002,000 | +31.5% | 61,837 | +35.9% | 0.33% | +36.9% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $938,000 | -13.3% | 617,292 | -8.2% | 0.31% | -9.6% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $828,000 | -4.3% | 51,789 | -2.2% | 0.27% | 0.0% |
| CL | COLGATE PALMOLIVE CO | $817,000 | +3.3% | 12,200 | 0.0% | 0.27% | +7.6% | |
| DTE | Buy | DTE ENERGY CO | $811,000 | +16.9% | 7,435 | +11.1% | 0.27% | +21.9% |
| GOAU | Buy | ETF SER SOLUTIONSus gbl gld pre | $779,000 | -16.2% | 73,723 | +0.9% | 0.26% | -12.9% |
| MCD | Buy | MCDONALDS CORP | $766,000 | +7.7% | 4,576 | +0.9% | 0.25% | +12.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $739,000 | +6.6% | 8,883 | +0.0% | 0.24% | +11.0% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $696,000 | -7.2% | 46,305 | -7.3% | 0.23% | -3.4% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $682,000 | -1.0% | 164,832 | +3.3% | 0.22% | +3.2% |
| LWAY | Sell | LIFEWAY FOODS INC | $661,000 | -54.5% | 248,410 | -14.0% | 0.22% | -52.5% |
| PEP | PEPSICO INC | $643,000 | +2.7% | 5,754 | 0.0% | 0.21% | +7.1% | |
| ED | Buy | CONSOLIDATED EDISON INC | $603,000 | -1.8% | 7,918 | +0.6% | 0.20% | +2.1% |
| AC | Sell | ASSOCIATED CAP GROUP INCcl a | $547,000 | -71.0% | 12,845 | -74.1% | 0.18% | -69.7% |
| AAPL | New | APPLE INC | $531,000 | – | 2,353 | +100.0% | 0.18% | – |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $528,000 | -5.0% | 31,959 | -1.8% | 0.17% | -1.1% |
| LXP | Sell | LEXINGTON REALTY TRUST | $495,000 | -90.2% | 59,660 | -89.7% | 0.16% | -89.8% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $485,000 | -1.4% | 19,017 | -1.3% | 0.16% | +3.2% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $471,000 | -0.2% | 41,981 | -8.7% | 0.16% | +4.0% |
| TIP | Sell | ISHARES TRtips bd etf | $455,000 | -17.1% | 4,116 | -15.4% | 0.15% | -13.3% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $417,000 | +11.2% | 37,809 | +0.9% | 0.14% | +16.1% |
| UNH | UNITEDHEALTH GROUP INC | $404,000 | +8.6% | 1,518 | 0.0% | 0.13% | +12.7% | |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $373,000 | -18.4% | 3,181 | -15.3% | 0.12% | -14.6% |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $370,000 | – | 35,177 | +100.0% | 0.12% | – |
| WBA | WALGREENS BOOTS ALLIANCE INC | $365,000 | +21.3% | 5,011 | 0.0% | 0.12% | +26.3% | |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $356,000 | -5.8% | 32,877 | -4.4% | 0.12% | -1.7% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $346,000 | -1.7% | 22,190 | +2.4% | 0.11% | +2.7% |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $336,000 | – | 27,525 | +100.0% | 0.11% | – |
| STIP | ISHARES TR0-5 yr tips etf | $323,000 | -0.9% | 3,268 | 0.0% | 0.11% | +2.9% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $319,000 | +9.2% | 2,106 | +0.8% | 0.10% | +14.1% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $313,000 | -23.7% | 5,045 | -22.9% | 0.10% | -20.8% |
| GIS | GENERAL MLS INC | $305,000 | -2.9% | 7,104 | 0.0% | 0.10% | +1.0% | |
| NUV | NUVEEN MUN VALUE FD INC | $281,000 | -2.1% | 30,000 | 0.0% | 0.09% | +2.2% | |
| MVF | New | BLACKROCK MUNIVEST FD INC | $276,000 | – | 31,600 | +100.0% | 0.09% | – |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $276,000 | -8.0% | 274,000 | -3.5% | 0.09% | -4.2% | |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $276,000 | -6.8% | 42,776 | -7.8% | 0.09% | -3.2% |
| IR | INGERSOLL-RAND PLC | $263,000 | +14.3% | 2,567 | 0.0% | 0.09% | +19.2% | |
| SNR | Sell | NEW SR INVT GROUP INC | $258,000 | -94.9% | 43,791 | -93.5% | 0.08% | -94.7% |
| MMU | WESTERN ASST MNGD MUN FD INC | $254,000 | -4.5% | 21,000 | 0.0% | 0.08% | 0.0% | |
| MYD | BLACKROCK MUNIYIELD FD INC | $249,000 | -1.6% | 19,000 | 0.0% | 0.08% | +2.5% | |
| ADI | ANALOG DEVICES INC | $243,000 | -3.6% | 2,632 | 0.0% | 0.08% | 0.0% | |
| HD | HOME DEPOT INC | $241,000 | +6.2% | 1,161 | 0.0% | 0.08% | +9.7% | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $230,000 | -3.4% | 18,500 | 0.0% | 0.08% | +1.3% | |
| MVT | New | BLACKROCK MUNIVEST FD II INC | $221,000 | – | 16,575 | +100.0% | 0.07% | – |
| CTXS | CITRIX SYS INC | $222,000 | +5.7% | 2,000 | 0.0% | 0.07% | +10.6% | |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $205,000 | – | 10,000 | +100.0% | 0.07% | – |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $202,000 | – | 14,000 | +100.0% | 0.07% | – |
| MFL | BLACKROCK MUNIHLDS INVSTM QL | $200,000 | -3.4% | 16,000 | 0.0% | 0.07% | +1.5% | |
| PML | New | PIMCO MUN INCOME FD II | $198,000 | – | 15,000 | +100.0% | 0.06% | – |
| MHD | New | BLACKROCK MUNIHOLDINGS FD IN | $194,000 | – | 13,000 | +100.0% | 0.06% | – |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $188,000 | -4.1% | 42,473 | -2.7% | 0.06% | 0.0% |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $183,000 | – | 14,000 | +100.0% | 0.06% | – |
| FMY | Sell | FIRST TRUST MORTGAGE INCM FD | $161,000 | -6.4% | 12,054 | -5.8% | 0.05% | -1.9% |
| BKT | Buy | BLACKROCK INCOME TR INC | $130,000 | +2.4% | 22,668 | +3.7% | 0.04% | +7.5% |
| AEG | Buy | AEGON N Vny registry sh | $90,000 | +11.1% | 13,971 | +2.5% | 0.03% | +15.4% |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS | $0 | – | -14,750 | -100.0% | -0.03% | – |
| TDF | Exit | TEMPLETON DRAGON FD INC | $0 | – | -9,698 | -100.0% | -0.06% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -2,310 | -100.0% | -0.07% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -99,584 | -100.0% | -0.47% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -801,436 | -100.0% | -1.44% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -872,345 | -100.0% | -2.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.