$316 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 103 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 18.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $17,380,000 | -1.7% | 316,526 | -1.8% | 5.49% | -3.3% |
| KW | Sell | KENNEDY-WILSON HLDGS INC | $14,601,000 | +21.5% | 690,357 | -0.1% | 4.61% | +19.4% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $14,240,000 | -4.2% | 286,292 | -4.0% | 4.50% | -5.8% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $11,254,000 | +11.4% | 1,684,657 | +12.7% | 3.56% | +9.5% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $10,789,000 | -1.1% | 1,357,051 | -1.3% | 3.41% | -2.8% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $10,466,000 | +29.3% | 866,387 | +35.6% | 3.31% | +27.1% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $9,391,000 | +6.1% | 668,886 | -1.8% | 2.97% | +4.3% |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $8,817,000 | +29.3% | 505,828 | +13.1% | 2.79% | +27.2% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $8,588,000 | +13.7% | 1,398,678 | +18.3% | 2.71% | +11.8% |
| SCHR | Sell | SCHWAB STRATEGIC TRintrm trm tres | $7,686,000 | -48.5% | 146,876 | -48.2% | 2.43% | -49.3% |
| VER | Sell | VEREIT INC | $7,039,000 | -6.3% | 946,096 | -12.3% | 2.22% | -7.9% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $7,005,000 | +11.6% | 872,345 | +7.9% | 2.21% | +9.8% |
| SAND | Sell | SANDSTORM GOLD LTD | $6,626,000 | -8.3% | 1,472,492 | -3.0% | 2.09% | -9.9% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $6,535,000 | -5.8% | 1,299,252 | -2.4% | 2.06% | -7.4% |
| MRK | Sell | MERCK & CO INC | $6,494,000 | +9.4% | 106,991 | -1.8% | 2.05% | +7.5% |
| UNIT | Sell | UNITI GROUP INC | $6,359,000 | +20.9% | 317,485 | -1.9% | 2.01% | +18.9% |
| OMC | Buy | OMNICOM GROUP INC | $6,227,000 | +95.6% | 81,648 | +86.3% | 1.97% | +92.4% |
| NOK | Sell | NOKIA CORPsponsored adr | $6,172,000 | -31.7% | 1,073,402 | -35.0% | 1.95% | -32.8% |
| KIM | Sell | KIMCO RLTY CORP | $6,054,000 | +15.8% | 356,355 | -1.9% | 1.91% | +13.9% |
| HBI | Buy | HANESBRANDS INC | $5,333,000 | +70.8% | 242,201 | +42.9% | 1.68% | +68.0% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $5,253,000 | +0.2% | 452,096 | +1.1% | 1.66% | -1.5% |
| SNR | Sell | NEW SR INVT GROUP INC | $5,094,000 | -10.2% | 672,894 | -2.9% | 1.61% | -11.6% |
| FSP | Sell | FRANKLIN STREET PPTYS CORP | $5,057,000 | +0.1% | 590,802 | -1.6% | 1.60% | -1.5% |
| LXP | Sell | LEXINGTON REALTY TRUST | $5,048,000 | +8.2% | 578,188 | -2.5% | 1.60% | +6.3% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $5,033,000 | +4.4% | 228,136 | -3.6% | 1.59% | +2.6% |
| GPL | Sell | GREAT PANTHER SILVER LTD | $4,871,000 | -1.8% | 4,163,174 | -1.8% | 1.54% | -3.5% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $4,867,000 | -3.0% | 426,576 | +9.6% | 1.54% | -4.6% |
| AGI | Sell | ALAMOS GOLD INC NEW | $4,560,000 | +6.5% | 801,436 | -2.5% | 1.44% | +4.7% |
| DIS | Sell | DISNEY WALT CO | $4,495,000 | +2.3% | 42,888 | -2.0% | 1.42% | +0.6% |
| VVR | Sell | INVESCO SR INCOME TR | $4,368,000 | -3.3% | 1,020,552 | -0.5% | 1.38% | -4.9% |
| SPTL | Sell | SPDR SERIES TRUSTportfolio ln tsr | $4,253,000 | -0.8% | 121,413 | -0.6% | 1.34% | -2.5% |
| ZROZ | Sell | PIMCO ETF TR25yr+ zero u s | $4,169,000 | -1.3% | 36,141 | -1.7% | 1.32% | -3.0% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $4,131,000 | -1.1% | 209,162 | -2.4% | 1.30% | -2.8% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $3,743,000 | +211.9% | 10,850 | +211.2% | 1.18% | +206.5% |
| ARRY | Buy | ARRAY BIOPHARMA INC | $3,726,000 | +69.4% | 222,053 | +64.8% | 1.18% | +66.5% |
| GWRS | Sell | GLOBAL WTR RES INC | $3,579,000 | +2.8% | 380,797 | -1.9% | 1.13% | +1.2% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $3,570,000 | -10.8% | 146,847 | +2.0% | 1.13% | -12.3% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $3,525,000 | -9.6% | 42,283 | -9.4% | 1.11% | -11.2% |
| PHG | Sell | KONINKLIJKE PHILIPS N Vny reg sh new | $3,504,000 | +8.7% | 82,902 | -1.5% | 1.11% | +6.9% |
| COT | Sell | COTT CORP QUE | $3,481,000 | +10.1% | 210,311 | -2.1% | 1.10% | +8.3% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $3,442,000 | -3.0% | 33,581 | -2.3% | 1.09% | -4.6% |
| GDL | Sell | GDL FUND | $3,232,000 | -4.2% | 352,095 | -2.7% | 1.02% | -5.8% |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $3,131,000 | -3.9% | 330,650 | -1.8% | 0.99% | -5.5% |
| AGIO | New | AGIOS PHARMACEUTICALS INC | $2,464,000 | – | 29,258 | +100.0% | 0.78% | – |
| SQBG | Sell | SEQUENTIAL BRNDS GROUP INC N | $2,111,000 | -6.1% | 1,071,575 | -0.7% | 0.67% | -7.7% |
| SELF | Sell | GLOBAL SELF STORAGE INC | $1,902,000 | -23.8% | 458,364 | -18.8% | 0.60% | -25.1% |
| AC | Sell | ASSOCIATED CAP GROUP INCcl a | $1,883,000 | -67.8% | 49,606 | -68.3% | 0.60% | -68.4% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $1,662,000 | +85.1% | 220,423 | +79.3% | 0.52% | +81.7% |
| ES | Buy | EVERSOURCE ENERGY | $1,638,000 | 0.0% | 27,954 | +0.6% | 0.52% | -1.5% |
| NUM | Sell | NUVEEN MICHIGAN QLT MUN INC | $1,567,000 | -1.7% | 123,807 | -1.6% | 0.50% | -3.3% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $1,493,000 | +48.1% | 99,584 | -0.7% | 0.47% | +45.7% |
| LWAY | Sell | LIFEWAY FOODS INC | $1,452,000 | -16.4% | 288,731 | -0.4% | 0.46% | -17.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,340,000 | -7.0% | 7,181 | -0.6% | 0.42% | -8.6% |
| EMI | Buy | EATON VANCE MI MUNI INCOME Tsh ben int | $1,281,000 | +17.7% | 99,352 | +11.8% | 0.40% | +15.7% |
| MIN | Sell | MFS INTER INCOME TRsh ben int | $1,276,000 | -6.4% | 330,671 | -4.6% | 0.40% | -8.0% |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $1,155,000 | -2.7% | 1,203,000 | -3.3% | 0.36% | -4.2% | |
| FWONK | New | LIBERTY MEDIA CORP DELAWARE | $1,145,000 | – | 44,264 | +100.0% | 0.36% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $1,128,000 | – | 4 | +100.0% | 0.36% | – |
| GROW | Sell | U S GLOBAL INVS INCcl a | $1,082,000 | -41.6% | 672,285 | -8.3% | 0.34% | -42.6% |
| FAST | Sell | FASTENAL CO | $1,063,000 | -25.5% | 22,088 | -15.5% | 0.34% | -26.6% |
| GOAU | Sell | ETF SER SOLUTIONSus gbl gld pre | $930,000 | -1.6% | 73,072 | -1.7% | 0.29% | -3.3% |
| AFT | Sell | APOLLO SR FLOATING RATE FD I | $865,000 | -3.9% | 52,964 | -0.9% | 0.27% | -5.5% |
| CL | COLGATE PALMOLIVE CO | $791,000 | -9.5% | 12,200 | 0.0% | 0.25% | -11.0% | |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $762,000 | – | 45,499 | +100.0% | 0.24% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $750,000 | +6.4% | 49,935 | +4.4% | 0.24% | +4.4% |
| MCD | MCDONALDS CORP | $711,000 | +0.3% | 4,536 | 0.0% | 0.22% | -1.3% | |
| PG | PROCTER AND GAMBLE CO | $693,000 | -1.6% | 8,882 | 0.0% | 0.22% | -3.1% | |
| DTE | Buy | DTE ENERGY CO | $694,000 | -0.1% | 6,695 | +0.6% | 0.22% | -1.8% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $689,000 | – | 159,548 | +100.0% | 0.22% | – |
| PEP | PEPSICO INC | $626,000 | -0.3% | 5,754 | 0.0% | 0.20% | -2.0% | |
| ED | Buy | CONSOLIDATED EDISON INC | $614,000 | +0.8% | 7,871 | +0.7% | 0.19% | -1.0% |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $556,000 | +125.1% | 32,542 | +139.6% | 0.18% | +122.8% |
| TIP | Sell | ISHARES TRtips bd etf | $549,000 | -1.3% | 4,866 | -1.0% | 0.17% | -3.4% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $492,000 | -1.2% | 19,261 | -1.1% | 0.16% | -3.1% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $472,000 | -0.8% | 45,962 | +4.2% | 0.15% | -2.6% |
| TLT | ISHARES TR20 yr tr bd etf | $457,000 | -0.2% | 3,755 | 0.0% | 0.14% | -2.0% | |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $410,000 | -44.5% | 6,545 | -44.3% | 0.13% | -45.1% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $378,000 | -0.8% | 34,407 | -3.3% | 0.12% | -2.5% |
| UNH | UNITEDHEALTH GROUP INC | $372,000 | +14.5% | 1,518 | 0.0% | 0.12% | +13.5% | |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $375,000 | +72.0% | 37,469 | +63.0% | 0.12% | +68.6% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $352,000 | +20.1% | 21,676 | +36.5% | 0.11% | +18.1% |
| STIP | Buy | ISHARES TR0-5 yr tips etf | $326,000 | 0.0% | 3,268 | +0.5% | 0.10% | -1.9% |
| GIS | GENERAL MLS INC | $314,000 | -1.9% | 7,104 | 0.0% | 0.10% | -3.9% | |
| WBA | WALGREENS BOOTS ALLIANCE INC | $301,000 | -8.2% | 5,011 | 0.0% | 0.10% | -9.5% | |
| ROYAL GOLD INCnote 2.875% 6/1 | $300,000 | 0.0% | 284,000 | 0.0% | 0.10% | -1.0% | ||
| EVF | EATON VANCE SR INCOME TRsh ben int | $296,000 | -6.3% | 46,376 | 0.0% | 0.09% | -7.8% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $292,000 | -8.8% | 2,089 | +0.3% | 0.09% | -10.7% |
| NUV | New | NUVEEN MUN VALUE FD INC | $287,000 | – | 30,000 | +100.0% | 0.09% | – |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $266,000 | – | 21,000 | +100.0% | 0.08% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC | $253,000 | – | 19,000 | +100.0% | 0.08% | – |
| ADI | ANALOG DEVICES INC | $252,000 | +5.0% | 2,632 | 0.0% | 0.08% | +3.9% | |
| BFK | New | BLACKROCK MUN INCOME TRsh ben int | $238,000 | – | 18,500 | +100.0% | 0.08% | – |
| IR | INGERSOLL-RAND PLC | $230,000 | +4.5% | 2,567 | 0.0% | 0.07% | +2.8% | |
| HD | HOME DEPOT INC | $227,000 | +9.7% | 1,161 | 0.0% | 0.07% | +7.5% | |
| RGLD | Sell | ROYAL GOLD INC | $214,000 | +6.5% | 2,310 | -1.4% | 0.07% | +4.6% |
| CTXS | New | CITRIX SYS INC | $210,000 | – | 2,000 | +100.0% | 0.07% | – |
| TDF | Sell | TEMPLETON DRAGON FD INC | $207,000 | -9.2% | 9,698 | -5.2% | 0.06% | -11.0% |
| MFL | New | BLACKROCK MUNIHLDS INVSTM QL | $207,000 | – | 16,000 | +100.0% | 0.06% | – |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $196,000 | -5.3% | 43,645 | -2.5% | 0.06% | -7.5% |
| FMY | Buy | FIRST TRUST MORTGAGE INCM FD | $172,000 | +10.3% | 12,796 | +14.2% | 0.05% | +8.0% |
| BKT | New | BLACKROCK INCOME TR INC | $127,000 | – | 21,853 | +100.0% | 0.04% | – |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $94,000 | +2.2% | 14,750 | 0.0% | 0.03% | 0.0% | |
| AEG | Buy | AEGON N Vny registry sh | $81,000 | -10.0% | 13,630 | +2.4% | 0.03% | -10.3% |
| EOD | Exit | WELLS FARGO GLOBAL DIVIDEND | $0 | – | -24,667 | -100.0% | -0.04% | – |
| TZOO | Exit | TRAVELZOO | $0 | – | -32,716 | -100.0% | -0.08% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND INC | $0 | – | -30,316 | -100.0% | -0.11% | – |
| TURN | Exit | 180 DEGREE CAP CORP | $0 | – | -760,314 | -100.0% | -0.45% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -125,590 | -100.0% | -0.58% | – |
| SBGL | Exit | SIBANYE STILLWATERsponsored adr | $0 | – | -672,056 | -100.0% | -0.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-07-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.