MARXE AUSTIN W & GREENHOUSE DAVID M - Q4 2013 holdings

$933 Million is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 188 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 28.5% .

 Value Shares↓ Weighting
BuyZiopharm Oncology Inc (R/R) @4warrants$84,356,000
+44.6%
161,282,633
+18.8%
9.04%
+26.2%
ARWR  Arrowhead Research Corporation$33,795,000
+90.7%
3,114,7540.0%3.62%
+66.5%
ADEP SellAdept Technology, Inc.$28,672,000
+82.4%
1,697,580
-22.2%
3.07%
+59.3%
PRKR BuyParkerVision, Inc.$28,364,000
+39.7%
6,233,875
+2.9%
3.04%
+22.0%
UCTT  Ultra Clean Holdings, Inc.$26,327,000
+45.1%
2,624,8680.0%2.82%
+26.7%
KOPN  Kopin Corporation$25,643,000
+4.7%
6,076,5980.0%2.75%
-8.6%
SGMO SellSangamo BioSciences, Inc.$23,535,000
+30.6%
1,694,401
-1.5%
2.52%
+14.1%
BWEN SellBroadwind Energy Inc.$22,571,000
+9.7%
2,391,043
-9.0%
2.42%
-4.3%
ENTR  Entropic Communications, Inc.$21,840,000
+7.5%
4,636,9460.0%2.34%
-6.1%
PFSW SellPfsweb, Inc.$21,305,000
+46.2%
2,348,955
-3.8%
2.28%
+27.6%
CEVA BuyCEVA, Inc.$20,628,000
-3.5%
1,355,350
+9.4%
2.21%
-15.8%
EACIQ  Erickson Air-Crane, Inc.$19,019,000
+32.8%
914,8240.0%2.04%
+15.9%
 Brightcove, Inc.$18,898,000
+25.7%
1,336,5230.0%2.02%
+9.8%
OVTI BuyOmniVision Technologies, Inc.$18,454,000
+25.3%
1,072,893
+11.6%
1.98%
+9.4%
PCRX SellPacira Pharmaceuticals, Inc.$16,735,000
+2.0%
291,095
-14.7%
1.79%
-10.9%
POWR  PowerSecure International, Inc$15,745,000
+7.0%
917,0000.0%1.69%
-6.6%
CVU  CPI Aerostructures, Inc.$14,003,000
+29.8%
931,0400.0%1.50%
+13.3%
LPSN BuyLivePerson, Inc.$13,557,000
+187.2%
914,809
+83.0%
1.45%
+150.9%
SIMO  Silicon Motion Technology Corp$13,530,000
+8.3%
956,1970.0%1.45%
-5.4%
PETX SellAratana Therapeutics, Inc.$13,370,000
+7.6%
700,000
-8.0%
1.43%
-6.0%
ADHD BuyAlcobra, Ltd. (Israel)$13,221,000
+6.2%
734,890
+8.6%
1.42%
-7.2%
VPCO NewVapor Corp. (Restricted)$12,450,0001,666,667
+100.0%
1.33%
ORMP NewOramed Pharmaceuticals Inc.$12,190,000790,000
+100.0%
1.31%
TTPH  Tetraphase Pharmaceuticals$12,168,000
+18.8%
900,0000.0%1.30%
+3.7%
NPTN BuyNeoPhotonics Corporation$11,941,000
+21.5%
1,691,354
+27.2%
1.28%
+6.1%
PPEHF  Pure Technologies, Ltd.(Canada$11,686,000
+33.1%
1,869,3000.0%1.25%
+16.1%
MFI SellMicroFinancial Incorporated$11,456,000
-0.9%
1,339,928
-8.7%
1.23%
-13.5%
RGLS SellRegulus Therapeutics, Inc.$10,221,000
-23.7%
1,383,137
-2.6%
1.10%
-33.4%
KMG  KMG Chemicals, Inc.$9,897,000
-23.2%
585,9970.0%1.06%
-33.0%
MXL BuyMaxLinear, Inc.$9,333,000
+30.0%
894,777
+3.3%
1.00%
+13.5%
CRBO  Carbon Natural Gas Co.$9,256,000
+6.3%
10,888,8890.0%0.99%
-7.2%
DESTQ  Destination Maternity Corp.$8,960,000
-6.0%
299,8640.0%0.96%
-17.9%
MAG  MagneTek, Inc.$8,793,000
+35.0%
367,6190.0%0.94%
+17.9%
GNSS  LRAD Corporation$8,775,000
+29.7%
4,667,7100.0%0.94%
+13.1%
SMT BuySMART Technologies, Inc.(Canad$8,359,000
-15.9%
3,816,720
+8.0%
0.90%
-26.5%
MOSY  MoSys, Inc.$8,303,000
+48.4%
1,504,1230.0%0.89%
+29.5%
RGEN SellRepligen Corporation$7,852,000
+15.0%
575,664
-6.5%
0.84%
+0.4%
EXTR SellExtreme Networks, Inc.$7,778,000
+22.1%
1,111,099
-9.0%
0.83%
+6.5%
SPRT BuySupport.com, Inc.$7,730,000
-27.9%
2,039,446
+3.6%
0.83%
-37.1%
LOV BuySpark Networks, Inc.$7,151,000
-8.2%
1,160,815
+24.0%
0.77%
-19.9%
CTCT SellConstant Contact Inc.$7,051,000
-9.0%
226,927
-30.6%
0.76%
-20.5%
SCTPF NewStem Cell Therapeutics Corp.preferred$6,966,00023,809,524
+100.0%
0.75%
SAAS BuyIncontact Inc.$6,744,000
-4.6%
863,552
+1.1%
0.72%
-16.6%
NEON BuyNeonode, Inc.$6,694,000
+15.0%
1,059,250
+16.8%
0.72%
+0.3%
NewSorrento Therapeutics, Inc$6,682,000825,000
+100.0%
0.72%
ECYT SellEndocyte, Inc.$6,672,000
-37.1%
624,100
-21.6%
0.72%
-45.1%
VSTM SellVerastem, Inc.$6,424,000
-13.1%
563,471
-5.1%
0.69%
-24.1%
CIMT  Cimatron Ltd. (Israel)$6,154,000
+56.2%
681,5060.0%0.66%
+36.4%
IPWR NewIdeal Power, Inc.$6,090,0001,146,935
+100.0%
0.65%
ANAD BuyANADIGICS, Inc.$6,017,000
+33.8%
3,270,018
+43.3%
0.64%
+16.8%
SEAC SellSeaChange International, Inc.$5,752,000
-32.5%
473,034
-36.3%
0.62%
-41.1%
ITMSF  Intermap Technologies Corp$5,739,000
+0.7%
15,051,2040.0%0.62%
-12.0%
RMGN BuyRMG Networks Holdding Corp.$5,552,000
+5.6%
1,142,404
+63.2%
0.60%
-7.8%
PCTI SellPC-Tel, Inc.$5,518,000
-23.1%
576,576
-28.9%
0.59%
-32.9%
ISNS  Image Sensing Systems, Inc.$5,493,000
-30.0%
1,109,6460.0%0.59%
-38.8%
MYRG SellMYR-Group Inc.$5,210,000
-44.3%
207,730
-46.1%
0.56%
-51.4%
FPRX SellFive Prime Therapeutics, Inc.$5,037,000
+9.9%
300,000
-14.3%
0.54%
-4.1%
BuyGeneNews, Ltd. (Canada) (CF)$4,985,000
+257.6%
6,303,240
+104.1%
0.53%
+212.3%
DSPG  DSP Group, Inc.$4,897,000
+37.7%
504,3340.0%0.52%
+20.4%
IPAS  iPass, Inc.$4,774,000
-21.5%
3,040,8090.0%0.51%
-31.4%
T102PS  Silicon Image Inc.$4,750,000
+15.2%
772,3000.0%0.51%
+0.6%
AGX  Argan, Inc.$4,343,000
+25.4%
157,5660.0%0.46%
+9.4%
CVV NewCVD Equipment Corporation$4,283,000294,985
+100.0%
0.46%
SQNS BuySequans Communications - ADR$4,091,000
-0.2%
2,045,446
+22.3%
0.44%
-12.9%
COA  Coastal Contacts,Inc. (Canada)$4,047,000
+33.4%
482,3770.0%0.43%
+16.7%
MOVE SellMove, Inc.$3,845,000
-24.5%
240,475
-20.0%
0.41%
-34.1%
MNTX BuyManitex Int'l Inc.$3,806,000
+49.0%
239,685
+2.5%
0.41%
+29.9%
FCEL  Fuelcell Energy Inc.$3,774,000
+9.3%
2,676,2870.0%0.40%
-4.7%
VCRA  Vocera Communications, Inc.$3,759,000
-16.1%
240,8000.0%0.40%
-26.7%
SURG  Synergetics USA, Inc.$3,640,000
-20.4%
1,005,5270.0%0.39%
-30.5%
XWES  World Energy Solutions, Inc.$3,611,000
+30.3%
839,6520.0%0.39%
+13.8%
AVAV SellAerovironment, Inc.$3,538,000
-23.4%
121,463
-39.3%
0.38%
-33.2%
ITI SellIteris, Inc.$3,369,000
-29.8%
1,604,093
-38.8%
0.36%
-38.7%
ADMP NewAdamis Pharmaceuticals Corp.$3,355,000525,000
+100.0%
0.36%
BTUI  BTU International Corp.$3,279,000
-2.4%
1,123,0450.0%0.35%
-14.8%
NVAX  Novavax, Inc.$3,261,000
+62.0%
637,0000.0%0.35%
+41.3%
RGDXQ SellResponse Genetics, Inc.$3,108,000
-57.7%
2,679,179
-19.1%
0.33%
-63.1%
HPTO  hopTo Inc.$3,057,000
-31.5%
8,261,9000.0%0.33%
-40.0%
ELLI SellEllie Mae, Inc.$2,965,000
-75.5%
110,345
-70.8%
0.32%
-78.6%
PSIX SellPower Solutions International$2,866,000
-57.7%
38,159
-66.7%
0.31%
-63.1%
TIVO SellTivo, Inc.$2,859,000
-20.6%
217,908
-24.8%
0.31%
-30.8%
INFU BuyInfusystem Holdings, Inc.$2,505,000
+129.2%
1,170,602
+39.2%
0.27%
+100.0%
LMAT  Lemaitre Vascular Inc.$2,496,000
+19.5%
311,6170.0%0.27%
+4.3%
LTBR BuyLightbridge Corporation$2,442,000
-1.4%
1,684,342
+21.7%
0.26%
-13.8%
SLTC  Selectica, Inc.$2,370,000
+15.2%
371,4290.0%0.25%
+0.4%
CTPR  CTPartners Executive Search$2,282,000
+22.8%
407,5180.0%0.24%
+7.5%
KIN NewKindred Biosciences, Inc.$2,228,000200,000
+100.0%
0.24%
PRGX SellPRGX Global, Inc.$2,148,000
-68.4%
319,606
-70.5%
0.23%
-72.4%
DLIAQ BuydELiA*s Corporation$2,140,000
-11.8%
2,433,203
+21.4%
0.23%
-23.2%
IDTI SellIntegrated Device Technology$2,080,000
-3.2%
204,088
-10.5%
0.22%
-15.5%
TKMR BuyTekmira Pharmaceutical Corp.$1,957,000
+718.8%
245,562
+616.6%
0.21%
+624.1%
PCYC SellPharmacyclics, Inc.$1,851,000
-52.2%
17,500
-37.5%
0.20%
-58.4%
 iCo Therapeutics, Inc.(Canada)$1,772,000
-11.4%
5,085,0000.0%0.19%
-22.4%
DAKPQ NewDakota Plains Holdings, Inc.$1,725,000750,000
+100.0%
0.18%
MERU BuyMeru Networks, Inc.$1,685,000
+33.4%
390,868
+1.2%
0.18%
+16.8%
 Bavarian Nordic A/S (Denmark)$1,658,000
+37.1%
100,9830.0%0.18%
+20.3%
ACAD SellAcadia Pharmaceuticals, Inc.$1,658,000
-48.1%
66,357
-43.0%
0.18%
-54.6%
DIAGF SellSpectral Diagnostics Inc. (Can$1,608,000
+19.5%
2,847,009
-10.7%
0.17%
+4.2%
HIMX NewHimax Technologies, Inc.$1,471,000100,000
+100.0%
0.16%
RVSB  Riverview Bancorp, Inc.$1,451,000
+10.3%
500,2100.0%0.16%
-4.3%
SGI NewSilicon Graphics International$1,403,000104,590
+100.0%
0.15%
BEAT BuyBioTelemetry, Inc.$1,393,000
-6.6%
175,417
+16.6%
0.15%
-18.6%
OSN BuyOssen Innovation Co. Spon-ADR$1,372,000
+89.8%
1,153,127
+0.4%
0.15%
+65.2%
DDXS NewdiaDexus, Inc.$1,360,0001,511,394
+100.0%
0.15%
URG  Ur-Energy, Inc. (Canada)$1,351,000
+18.9%
979,1630.0%0.14%
+4.3%
GLPW  Global Power Equipment Group$1,272,000
-2.7%
65,0000.0%0.14%
-15.0%
GIG NewGigOptix,Inc$1,224,000800,000
+100.0%
0.13%
FDNH NewFoundation Healthcare, Inc.$1,215,0003,574,220
+100.0%
0.13%
VSUL  Visualant, Inc.$1,177,000
-7.5%
15,900,0000.0%0.13%
-19.2%
CALD SellCallidus Software$1,166,000
-54.0%
84,900
-69.3%
0.12%
-59.8%
CYTR  CytRx Corporation R/R 8/1/16 @warrants$1,152,000
+700.0%
2,400,0000.0%0.12%
+583.3%
PEYE  Precision Optics Corporation,$1,142,000
+124.8%
1,269,2130.0%0.12%
+96.8%
ARIS  ARI Network Services, Inc.$981,000
+1.9%
300,0000.0%0.10%
-11.0%
NVEE  NV5 Holding Inc.$804,000
+4.4%
99,9700.0%0.09%
-8.5%
XEBEF  XEBEC Adsorption, Inc.(Canada)$796,000
-20.2%
12,083,1030.0%0.08%
-30.3%
SAIA  Saia, Inc.$721,000
+2.7%
22,5000.0%0.08%
-10.5%
VTNC  Vitran Corp., Inc.$685,000
+31.2%
105,7000.0%0.07%
+14.1%
UNFY SellDaegis Inc$678,000
-63.1%
565,039
-70.8%
0.07%
-67.7%
UPIP  Unwired Planet, Inc.$532,000
-20.1%
385,1940.0%0.06%
-30.5%
DMRC  Digimarc Corporation$534,000
-4.6%
27,7260.0%0.06%
-17.4%
OVAS BuyOvaScience, Inc.$428,000
+44.1%
46,843
+56.1%
0.05%
+27.8%
YUME NewYuMe, Inc.$419,00056,288
+100.0%
0.04%
NewPlanet Payment Inc.$345,000124,042
+100.0%
0.04%
 NV5 Holding Inc. @7.80 3/27/18warrants$328,000
+182.8%
99,9700.0%0.04%
+150.0%
ASC NewArdmore Shipping Corp. (Irelan$311,00020,008
+100.0%
0.03%
QUMU  Qumu Corporation$280,000
+3.3%
21,8710.0%0.03%
-9.1%
CTRN  Citi Trends, Inc.$246,000
-2.8%
14,4730.0%0.03%
-16.1%
DVAX  Dynavax Technologies Corp @1.5warrants$209,000
+106.9%
360,0000.0%0.02%
+83.3%
IPLY  Interplay Entertainment Corp.$92,000
+1.1%
9,133,0000.0%0.01%
-9.1%
NAUH NewNational American University$95,00027,102
+100.0%
0.01%
AICXE  Altair Nanotech @.58 5/28/16 *warrants$56,000
+5500.0%
939,9730.0%0.01%
WHLT  Chase Packaging Corporation$34,000
+142.9%
684,9540.0%0.00%
+100.0%
FMRX  Familymeds Group, Inc.$24,0000.0%1,143,8890.0%0.00%0.0%
INVI  Integral Vision, Inc.$5,000
-16.7%
1,850,0000.0%0.00%0.0%
ExitFinjan Holdings 12/31/14 TRD Wwarrants$0-124,995
-100.0%
0.00%
AAIR ExitAvantair, Inc. (Restricted)$0-6,315,791
-100.0%
-0.00%
ECTYQ ExitEcotality, Inc. (Restricted)$0-2,500,000
-100.0%
-0.01%
RXII ExitRXi Pharmaceuticals Corp.$0-21,897
-100.0%
-0.01%
CAST ExitChinaCast Education Corp$0-996,207
-100.0%
-0.01%
TITN ExitTitan Machinery, Inc.$0-13,794
-100.0%
-0.03%
TBIO ExitTransgenomic, Inc.$0-979,300
-100.0%
-0.05%
HRDI ExitHere Media, Inc.$0-1,029,462
-100.0%
-0.05%
SUMR ExitSummer Infant, Inc.$0-208,999
-100.0%
-0.07%
CRMB ExitCrumbs Bake Shop Inc.$0-534,328
-100.0%
-0.07%
SYNL ExitSynalloy Corp.$0-52,300
-100.0%
-0.10%
GRMH ExitGraymark Healthcare Inc.$0-3,571,000
-100.0%
-0.18%
ExitSpeed Commerce, Inc.$0-541,000
-100.0%
-0.22%
ONCYF ExitOncolytics Biotech, Inc(Canada$0-731,157
-100.0%
-0.22%
FLL ExitFull House Resorts Inc.$0-653,906
-100.0%
-0.22%
SNTS ExitSantarus, Inc.$0-111,579
-100.0%
-0.31%
OVRL ExitOverland Storage, Inc.$0-3,143,459
-100.0%
-0.37%
BIOD ExitBiodel, Inc.$0-1,584,700
-100.0%
-0.61%
CUI ExitCUI Global, Inc.$0-928,230
-100.0%
-0.66%
VRNM ExitVerenium Corporation$0-1,437,217
-100.0%
-0.70%
FLOW ExitFlow International Corporation$0-1,732,190
-100.0%
-0.85%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-02-06
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Ziopharm Oncology Inc (R/R) @46Q3 20149.0%
Kopin Corporation6Q3 20143.0%
CEVA, Inc.6Q3 20143.3%
Ultra Clean Holdings, Inc.6Q3 20143.2%
Broadwind Energy Inc.6Q3 20143.0%
Pfsweb, Inc.6Q3 20143.5%
ParkerVision, Inc.6Q3 20143.9%
Adept Technology, Inc.6Q3 20143.1%
OmniVision Technologies, Inc.6Q3 20142.5%
Entropic Communications, Inc.6Q3 20142.5%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.

Latest significant ownerships (13-D/G)
MARXE AUSTIN W & GREENHOUSE DAVID M Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BROADWIND ENERGY, INC.February 12, 20201,365,0928.3%
BROADWIND ENERGY, INC.February 13, 20191,171,8347.5%
Carbon Energy CorpFebruary 13, 2019706,5499.2%
Corium International, Inc.February 13, 20182,268,4436.3%
Aldeyra Therapeutics, Inc.February 10, 2017912,6107.3%
Enservco CorpFebruary 10, 20173,750,0007.6%
ESSA Pharma Inc.February 10, 20171,696,96810.0%
CVD EQUIPMENT CORPAugust 06, 2015288,7004.7%
CEVA INCSold outFebruary 04, 201500.0%
hopTo Inc.Sold outFebruary 04, 201500.0%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2020-02-12
SC 13G/A2019-02-13
SC 13G/A2019-02-13
SC 13G/A2018-02-13
SC 13G/A2018-02-13
SC 13G2018-02-13
SC 13G/A2017-02-10
SC 13G/A2017-02-10
SC 13G2017-02-10
SC 13G2017-02-10

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.

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