$933 Million is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 188 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 28.5% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
Buy | Ziopharm Oncology Inc (R/R) @4warrants | $84,356,000 | +44.6% | 161,282,633 | +18.8% | 9.04% | +26.2% | |
ARWR | Arrowhead Research Corporation | $33,795,000 | +90.7% | 3,114,754 | 0.0% | 3.62% | +66.5% | |
ADEP | Sell | Adept Technology, Inc. | $28,672,000 | +82.4% | 1,697,580 | -22.2% | 3.07% | +59.3% |
PRKR | Buy | ParkerVision, Inc. | $28,364,000 | +39.7% | 6,233,875 | +2.9% | 3.04% | +22.0% |
UCTT | Ultra Clean Holdings, Inc. | $26,327,000 | +45.1% | 2,624,868 | 0.0% | 2.82% | +26.7% | |
KOPN | Kopin Corporation | $25,643,000 | +4.7% | 6,076,598 | 0.0% | 2.75% | -8.6% | |
SGMO | Sell | Sangamo BioSciences, Inc. | $23,535,000 | +30.6% | 1,694,401 | -1.5% | 2.52% | +14.1% |
BWEN | Sell | Broadwind Energy Inc. | $22,571,000 | +9.7% | 2,391,043 | -9.0% | 2.42% | -4.3% |
ENTR | Entropic Communications, Inc. | $21,840,000 | +7.5% | 4,636,946 | 0.0% | 2.34% | -6.1% | |
PFSW | Sell | Pfsweb, Inc. | $21,305,000 | +46.2% | 2,348,955 | -3.8% | 2.28% | +27.6% |
CEVA | Buy | CEVA, Inc. | $20,628,000 | -3.5% | 1,355,350 | +9.4% | 2.21% | -15.8% |
EACIQ | Erickson Air-Crane, Inc. | $19,019,000 | +32.8% | 914,824 | 0.0% | 2.04% | +15.9% | |
Brightcove, Inc. | $18,898,000 | +25.7% | 1,336,523 | 0.0% | 2.02% | +9.8% | ||
OVTI | Buy | OmniVision Technologies, Inc. | $18,454,000 | +25.3% | 1,072,893 | +11.6% | 1.98% | +9.4% |
PCRX | Sell | Pacira Pharmaceuticals, Inc. | $16,735,000 | +2.0% | 291,095 | -14.7% | 1.79% | -10.9% |
POWR | PowerSecure International, Inc | $15,745,000 | +7.0% | 917,000 | 0.0% | 1.69% | -6.6% | |
CVU | CPI Aerostructures, Inc. | $14,003,000 | +29.8% | 931,040 | 0.0% | 1.50% | +13.3% | |
LPSN | Buy | LivePerson, Inc. | $13,557,000 | +187.2% | 914,809 | +83.0% | 1.45% | +150.9% |
SIMO | Silicon Motion Technology Corp | $13,530,000 | +8.3% | 956,197 | 0.0% | 1.45% | -5.4% | |
PETX | Sell | Aratana Therapeutics, Inc. | $13,370,000 | +7.6% | 700,000 | -8.0% | 1.43% | -6.0% |
ADHD | Buy | Alcobra, Ltd. (Israel) | $13,221,000 | +6.2% | 734,890 | +8.6% | 1.42% | -7.2% |
VPCO | New | Vapor Corp. (Restricted) | $12,450,000 | – | 1,666,667 | +100.0% | 1.33% | – |
ORMP | New | Oramed Pharmaceuticals Inc. | $12,190,000 | – | 790,000 | +100.0% | 1.31% | – |
TTPH | Tetraphase Pharmaceuticals | $12,168,000 | +18.8% | 900,000 | 0.0% | 1.30% | +3.7% | |
NPTN | Buy | NeoPhotonics Corporation | $11,941,000 | +21.5% | 1,691,354 | +27.2% | 1.28% | +6.1% |
PPEHF | Pure Technologies, Ltd.(Canada | $11,686,000 | +33.1% | 1,869,300 | 0.0% | 1.25% | +16.1% | |
MFI | Sell | MicroFinancial Incorporated | $11,456,000 | -0.9% | 1,339,928 | -8.7% | 1.23% | -13.5% |
RGLS | Sell | Regulus Therapeutics, Inc. | $10,221,000 | -23.7% | 1,383,137 | -2.6% | 1.10% | -33.4% |
KMG | KMG Chemicals, Inc. | $9,897,000 | -23.2% | 585,997 | 0.0% | 1.06% | -33.0% | |
MXL | Buy | MaxLinear, Inc. | $9,333,000 | +30.0% | 894,777 | +3.3% | 1.00% | +13.5% |
CRBO | Carbon Natural Gas Co. | $9,256,000 | +6.3% | 10,888,889 | 0.0% | 0.99% | -7.2% | |
DESTQ | Destination Maternity Corp. | $8,960,000 | -6.0% | 299,864 | 0.0% | 0.96% | -17.9% | |
MAG | MagneTek, Inc. | $8,793,000 | +35.0% | 367,619 | 0.0% | 0.94% | +17.9% | |
GNSS | LRAD Corporation | $8,775,000 | +29.7% | 4,667,710 | 0.0% | 0.94% | +13.1% | |
SMT | Buy | SMART Technologies, Inc.(Canad | $8,359,000 | -15.9% | 3,816,720 | +8.0% | 0.90% | -26.5% |
MOSY | MoSys, Inc. | $8,303,000 | +48.4% | 1,504,123 | 0.0% | 0.89% | +29.5% | |
RGEN | Sell | Repligen Corporation | $7,852,000 | +15.0% | 575,664 | -6.5% | 0.84% | +0.4% |
EXTR | Sell | Extreme Networks, Inc. | $7,778,000 | +22.1% | 1,111,099 | -9.0% | 0.83% | +6.5% |
SPRT | Buy | Support.com, Inc. | $7,730,000 | -27.9% | 2,039,446 | +3.6% | 0.83% | -37.1% |
LOV | Buy | Spark Networks, Inc. | $7,151,000 | -8.2% | 1,160,815 | +24.0% | 0.77% | -19.9% |
CTCT | Sell | Constant Contact Inc. | $7,051,000 | -9.0% | 226,927 | -30.6% | 0.76% | -20.5% |
SCTPF | New | Stem Cell Therapeutics Corp.preferred | $6,966,000 | – | 23,809,524 | +100.0% | 0.75% | – |
SAAS | Buy | Incontact Inc. | $6,744,000 | -4.6% | 863,552 | +1.1% | 0.72% | -16.6% |
NEON | Buy | Neonode, Inc. | $6,694,000 | +15.0% | 1,059,250 | +16.8% | 0.72% | +0.3% |
New | Sorrento Therapeutics, Inc | $6,682,000 | – | 825,000 | +100.0% | 0.72% | – | |
ECYT | Sell | Endocyte, Inc. | $6,672,000 | -37.1% | 624,100 | -21.6% | 0.72% | -45.1% |
VSTM | Sell | Verastem, Inc. | $6,424,000 | -13.1% | 563,471 | -5.1% | 0.69% | -24.1% |
CIMT | Cimatron Ltd. (Israel) | $6,154,000 | +56.2% | 681,506 | 0.0% | 0.66% | +36.4% | |
IPWR | New | Ideal Power, Inc. | $6,090,000 | – | 1,146,935 | +100.0% | 0.65% | – |
ANAD | Buy | ANADIGICS, Inc. | $6,017,000 | +33.8% | 3,270,018 | +43.3% | 0.64% | +16.8% |
SEAC | Sell | SeaChange International, Inc. | $5,752,000 | -32.5% | 473,034 | -36.3% | 0.62% | -41.1% |
ITMSF | Intermap Technologies Corp | $5,739,000 | +0.7% | 15,051,204 | 0.0% | 0.62% | -12.0% | |
RMGN | Buy | RMG Networks Holdding Corp. | $5,552,000 | +5.6% | 1,142,404 | +63.2% | 0.60% | -7.8% |
PCTI | Sell | PC-Tel, Inc. | $5,518,000 | -23.1% | 576,576 | -28.9% | 0.59% | -32.9% |
ISNS | Image Sensing Systems, Inc. | $5,493,000 | -30.0% | 1,109,646 | 0.0% | 0.59% | -38.8% | |
MYRG | Sell | MYR-Group Inc. | $5,210,000 | -44.3% | 207,730 | -46.1% | 0.56% | -51.4% |
FPRX | Sell | Five Prime Therapeutics, Inc. | $5,037,000 | +9.9% | 300,000 | -14.3% | 0.54% | -4.1% |
Buy | GeneNews, Ltd. (Canada) (CF) | $4,985,000 | +257.6% | 6,303,240 | +104.1% | 0.53% | +212.3% | |
DSPG | DSP Group, Inc. | $4,897,000 | +37.7% | 504,334 | 0.0% | 0.52% | +20.4% | |
IPAS | iPass, Inc. | $4,774,000 | -21.5% | 3,040,809 | 0.0% | 0.51% | -31.4% | |
T102PS | Silicon Image Inc. | $4,750,000 | +15.2% | 772,300 | 0.0% | 0.51% | +0.6% | |
AGX | Argan, Inc. | $4,343,000 | +25.4% | 157,566 | 0.0% | 0.46% | +9.4% | |
CVV | New | CVD Equipment Corporation | $4,283,000 | – | 294,985 | +100.0% | 0.46% | – |
SQNS | Buy | Sequans Communications - ADR | $4,091,000 | -0.2% | 2,045,446 | +22.3% | 0.44% | -12.9% |
COA | Coastal Contacts,Inc. (Canada) | $4,047,000 | +33.4% | 482,377 | 0.0% | 0.43% | +16.7% | |
MOVE | Sell | Move, Inc. | $3,845,000 | -24.5% | 240,475 | -20.0% | 0.41% | -34.1% |
MNTX | Buy | Manitex Int'l Inc. | $3,806,000 | +49.0% | 239,685 | +2.5% | 0.41% | +29.9% |
FCEL | Fuelcell Energy Inc. | $3,774,000 | +9.3% | 2,676,287 | 0.0% | 0.40% | -4.7% | |
VCRA | Vocera Communications, Inc. | $3,759,000 | -16.1% | 240,800 | 0.0% | 0.40% | -26.7% | |
SURG | Synergetics USA, Inc. | $3,640,000 | -20.4% | 1,005,527 | 0.0% | 0.39% | -30.5% | |
XWES | World Energy Solutions, Inc. | $3,611,000 | +30.3% | 839,652 | 0.0% | 0.39% | +13.8% | |
AVAV | Sell | Aerovironment, Inc. | $3,538,000 | -23.4% | 121,463 | -39.3% | 0.38% | -33.2% |
ITI | Sell | Iteris, Inc. | $3,369,000 | -29.8% | 1,604,093 | -38.8% | 0.36% | -38.7% |
ADMP | New | Adamis Pharmaceuticals Corp. | $3,355,000 | – | 525,000 | +100.0% | 0.36% | – |
BTUI | BTU International Corp. | $3,279,000 | -2.4% | 1,123,045 | 0.0% | 0.35% | -14.8% | |
NVAX | Novavax, Inc. | $3,261,000 | +62.0% | 637,000 | 0.0% | 0.35% | +41.3% | |
RGDXQ | Sell | Response Genetics, Inc. | $3,108,000 | -57.7% | 2,679,179 | -19.1% | 0.33% | -63.1% |
HPTO | hopTo Inc. | $3,057,000 | -31.5% | 8,261,900 | 0.0% | 0.33% | -40.0% | |
ELLI | Sell | Ellie Mae, Inc. | $2,965,000 | -75.5% | 110,345 | -70.8% | 0.32% | -78.6% |
PSIX | Sell | Power Solutions International | $2,866,000 | -57.7% | 38,159 | -66.7% | 0.31% | -63.1% |
TIVO | Sell | Tivo, Inc. | $2,859,000 | -20.6% | 217,908 | -24.8% | 0.31% | -30.8% |
INFU | Buy | Infusystem Holdings, Inc. | $2,505,000 | +129.2% | 1,170,602 | +39.2% | 0.27% | +100.0% |
LMAT | Lemaitre Vascular Inc. | $2,496,000 | +19.5% | 311,617 | 0.0% | 0.27% | +4.3% | |
LTBR | Buy | Lightbridge Corporation | $2,442,000 | -1.4% | 1,684,342 | +21.7% | 0.26% | -13.8% |
SLTC | Selectica, Inc. | $2,370,000 | +15.2% | 371,429 | 0.0% | 0.25% | +0.4% | |
CTPR | CTPartners Executive Search | $2,282,000 | +22.8% | 407,518 | 0.0% | 0.24% | +7.5% | |
KIN | New | Kindred Biosciences, Inc. | $2,228,000 | – | 200,000 | +100.0% | 0.24% | – |
PRGX | Sell | PRGX Global, Inc. | $2,148,000 | -68.4% | 319,606 | -70.5% | 0.23% | -72.4% |
DLIAQ | Buy | dELiA*s Corporation | $2,140,000 | -11.8% | 2,433,203 | +21.4% | 0.23% | -23.2% |
IDTI | Sell | Integrated Device Technology | $2,080,000 | -3.2% | 204,088 | -10.5% | 0.22% | -15.5% |
TKMR | Buy | Tekmira Pharmaceutical Corp. | $1,957,000 | +718.8% | 245,562 | +616.6% | 0.21% | +624.1% |
PCYC | Sell | Pharmacyclics, Inc. | $1,851,000 | -52.2% | 17,500 | -37.5% | 0.20% | -58.4% |
iCo Therapeutics, Inc.(Canada) | $1,772,000 | -11.4% | 5,085,000 | 0.0% | 0.19% | -22.4% | ||
DAKPQ | New | Dakota Plains Holdings, Inc. | $1,725,000 | – | 750,000 | +100.0% | 0.18% | – |
MERU | Buy | Meru Networks, Inc. | $1,685,000 | +33.4% | 390,868 | +1.2% | 0.18% | +16.8% |
Bavarian Nordic A/S (Denmark) | $1,658,000 | +37.1% | 100,983 | 0.0% | 0.18% | +20.3% | ||
ACAD | Sell | Acadia Pharmaceuticals, Inc. | $1,658,000 | -48.1% | 66,357 | -43.0% | 0.18% | -54.6% |
DIAGF | Sell | Spectral Diagnostics Inc. (Can | $1,608,000 | +19.5% | 2,847,009 | -10.7% | 0.17% | +4.2% |
HIMX | New | Himax Technologies, Inc. | $1,471,000 | – | 100,000 | +100.0% | 0.16% | – |
RVSB | Riverview Bancorp, Inc. | $1,451,000 | +10.3% | 500,210 | 0.0% | 0.16% | -4.3% | |
SGI | New | Silicon Graphics International | $1,403,000 | – | 104,590 | +100.0% | 0.15% | – |
BEAT | Buy | BioTelemetry, Inc. | $1,393,000 | -6.6% | 175,417 | +16.6% | 0.15% | -18.6% |
OSN | Buy | Ossen Innovation Co. Spon-ADR | $1,372,000 | +89.8% | 1,153,127 | +0.4% | 0.15% | +65.2% |
DDXS | New | diaDexus, Inc. | $1,360,000 | – | 1,511,394 | +100.0% | 0.15% | – |
URG | Ur-Energy, Inc. (Canada) | $1,351,000 | +18.9% | 979,163 | 0.0% | 0.14% | +4.3% | |
GLPW | Global Power Equipment Group | $1,272,000 | -2.7% | 65,000 | 0.0% | 0.14% | -15.0% | |
GIG | New | GigOptix,Inc | $1,224,000 | – | 800,000 | +100.0% | 0.13% | – |
FDNH | New | Foundation Healthcare, Inc. | $1,215,000 | – | 3,574,220 | +100.0% | 0.13% | – |
VSUL | Visualant, Inc. | $1,177,000 | -7.5% | 15,900,000 | 0.0% | 0.13% | -19.2% | |
CALD | Sell | Callidus Software | $1,166,000 | -54.0% | 84,900 | -69.3% | 0.12% | -59.8% |
CYTR | CytRx Corporation R/R 8/1/16 @warrants | $1,152,000 | +700.0% | 2,400,000 | 0.0% | 0.12% | +583.3% | |
PEYE | Precision Optics Corporation, | $1,142,000 | +124.8% | 1,269,213 | 0.0% | 0.12% | +96.8% | |
ARIS | ARI Network Services, Inc. | $981,000 | +1.9% | 300,000 | 0.0% | 0.10% | -11.0% | |
NVEE | NV5 Holding Inc. | $804,000 | +4.4% | 99,970 | 0.0% | 0.09% | -8.5% | |
XEBEF | XEBEC Adsorption, Inc.(Canada) | $796,000 | -20.2% | 12,083,103 | 0.0% | 0.08% | -30.3% | |
SAIA | Saia, Inc. | $721,000 | +2.7% | 22,500 | 0.0% | 0.08% | -10.5% | |
VTNC | Vitran Corp., Inc. | $685,000 | +31.2% | 105,700 | 0.0% | 0.07% | +14.1% | |
UNFY | Sell | Daegis Inc | $678,000 | -63.1% | 565,039 | -70.8% | 0.07% | -67.7% |
UPIP | Unwired Planet, Inc. | $532,000 | -20.1% | 385,194 | 0.0% | 0.06% | -30.5% | |
DMRC | Digimarc Corporation | $534,000 | -4.6% | 27,726 | 0.0% | 0.06% | -17.4% | |
OVAS | Buy | OvaScience, Inc. | $428,000 | +44.1% | 46,843 | +56.1% | 0.05% | +27.8% |
YUME | New | YuMe, Inc. | $419,000 | – | 56,288 | +100.0% | 0.04% | – |
New | Planet Payment Inc. | $345,000 | – | 124,042 | +100.0% | 0.04% | – | |
NV5 Holding Inc. @7.80 3/27/18warrants | $328,000 | +182.8% | 99,970 | 0.0% | 0.04% | +150.0% | ||
ASC | New | Ardmore Shipping Corp. (Irelan | $311,000 | – | 20,008 | +100.0% | 0.03% | – |
QUMU | Qumu Corporation | $280,000 | +3.3% | 21,871 | 0.0% | 0.03% | -9.1% | |
CTRN | Citi Trends, Inc. | $246,000 | -2.8% | 14,473 | 0.0% | 0.03% | -16.1% | |
DVAX | Dynavax Technologies Corp @1.5warrants | $209,000 | +106.9% | 360,000 | 0.0% | 0.02% | +83.3% | |
IPLY | Interplay Entertainment Corp. | $92,000 | +1.1% | 9,133,000 | 0.0% | 0.01% | -9.1% | |
NAUH | New | National American University | $95,000 | – | 27,102 | +100.0% | 0.01% | – |
AICXE | Altair Nanotech @.58 5/28/16 *warrants | $56,000 | +5500.0% | 939,973 | 0.0% | 0.01% | – | |
WHLT | Chase Packaging Corporation | $34,000 | +142.9% | 684,954 | 0.0% | 0.00% | +100.0% | |
FMRX | Familymeds Group, Inc. | $24,000 | 0.0% | 1,143,889 | 0.0% | 0.00% | 0.0% | |
INVI | Integral Vision, Inc. | $5,000 | -16.7% | 1,850,000 | 0.0% | 0.00% | 0.0% | |
Exit | Finjan Holdings 12/31/14 TRD Wwarrants | $0 | – | -124,995 | -100.0% | 0.00% | – | |
AAIR | Exit | Avantair, Inc. (Restricted) | $0 | – | -6,315,791 | -100.0% | -0.00% | – |
ECTYQ | Exit | Ecotality, Inc. (Restricted) | $0 | – | -2,500,000 | -100.0% | -0.01% | – |
RXII | Exit | RXi Pharmaceuticals Corp. | $0 | – | -21,897 | -100.0% | -0.01% | – |
CAST | Exit | ChinaCast Education Corp | $0 | – | -996,207 | -100.0% | -0.01% | – |
TITN | Exit | Titan Machinery, Inc. | $0 | – | -13,794 | -100.0% | -0.03% | – |
TBIO | Exit | Transgenomic, Inc. | $0 | – | -979,300 | -100.0% | -0.05% | – |
HRDI | Exit | Here Media, Inc. | $0 | – | -1,029,462 | -100.0% | -0.05% | – |
SUMR | Exit | Summer Infant, Inc. | $0 | – | -208,999 | -100.0% | -0.07% | – |
CRMB | Exit | Crumbs Bake Shop Inc. | $0 | – | -534,328 | -100.0% | -0.07% | – |
SYNL | Exit | Synalloy Corp. | $0 | – | -52,300 | -100.0% | -0.10% | – |
GRMH | Exit | Graymark Healthcare Inc. | $0 | – | -3,571,000 | -100.0% | -0.18% | – |
Exit | Speed Commerce, Inc. | $0 | – | -541,000 | -100.0% | -0.22% | – | |
ONCYF | Exit | Oncolytics Biotech, Inc(Canada | $0 | – | -731,157 | -100.0% | -0.22% | – |
FLL | Exit | Full House Resorts Inc. | $0 | – | -653,906 | -100.0% | -0.22% | – |
SNTS | Exit | Santarus, Inc. | $0 | – | -111,579 | -100.0% | -0.31% | – |
OVRL | Exit | Overland Storage, Inc. | $0 | – | -3,143,459 | -100.0% | -0.37% | – |
BIOD | Exit | Biodel, Inc. | $0 | – | -1,584,700 | -100.0% | -0.61% | – |
CUI | Exit | CUI Global, Inc. | $0 | – | -928,230 | -100.0% | -0.66% | – |
VRNM | Exit | Verenium Corporation | $0 | – | -1,437,217 | -100.0% | -0.70% | – |
FLOW | Exit | Flow International Corporation | $0 | – | -1,732,190 | -100.0% | -0.85% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
Ziopharm Oncology Inc (R/R) @4 | 6 | Q3 2014 | 9.0% |
Kopin Corporation | 6 | Q3 2014 | 3.0% |
CEVA, Inc. | 6 | Q3 2014 | 3.3% |
Ultra Clean Holdings, Inc. | 6 | Q3 2014 | 3.2% |
Broadwind Energy Inc. | 6 | Q3 2014 | 3.0% |
Pfsweb, Inc. | 6 | Q3 2014 | 3.5% |
ParkerVision, Inc. | 6 | Q3 2014 | 3.9% |
Adept Technology, Inc. | 6 | Q3 2014 | 3.1% |
OmniVision Technologies, Inc. | 6 | Q3 2014 | 2.5% |
Entropic Communications, Inc. | 6 | Q3 2014 | 2.5% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
BROADWIND ENERGY, INC. | February 12, 2020 | 1,365,092 | 8.3% |
BROADWIND ENERGY, INC. | February 13, 2019 | 1,171,834 | 7.5% |
Carbon Energy Corp | February 13, 2019 | 706,549 | 9.2% |
Corium International, Inc. | February 13, 2018 | 2,268,443 | 6.3% |
Aldeyra Therapeutics, Inc. | February 10, 2017 | 912,610 | 7.3% |
Enservco Corp | February 10, 2017 | 3,750,000 | 7.6% |
ESSA Pharma Inc. | February 10, 2017 | 1,696,968 | 10.0% |
CVD EQUIPMENT CORP | August 06, 2015 | 288,700 | 4.7% |
CEVA INCSold out | February 04, 2015 | 0 | 0.0% |
hopTo Inc.Sold out | February 04, 2015 | 0 | 0.0% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G/A | 2020-02-12 |
SC 13G/A | 2019-02-13 |
SC 13G/A | 2019-02-13 |
SC 13G/A | 2018-02-13 |
SC 13G/A | 2018-02-13 |
SC 13G | 2018-02-13 |
SC 13G/A | 2017-02-10 |
SC 13G/A | 2017-02-10 |
SC 13G | 2017-02-10 |
SC 13G | 2017-02-10 |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.