MARXE AUSTIN W & GREENHOUSE DAVID M - Q3 2013 holdings

$817 Thousand is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 185 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 22.8% .

 Value Shares↓ Weighting
SellZiopharm Oncology Inc (R/R) @4warrants$58,342,000
+42.6%
135,703,328
-5.2%
7.16%
+29.8%
KOPN  Kopin Corporation$24,489,000
+8.6%
6,076,5980.0%3.00%
-1.1%
CEVA SellCEVA, Inc.$21,378,000
-13.1%
1,239,310
-2.5%
2.62%
-20.9%
BWEN SellBroadwind Energy Inc.$20,579,000
+47.4%
2,628,173
-10.0%
2.53%
+34.2%
ENTR BuyEntropic Communications, Inc.$20,310,000
+13.2%
4,636,946
+10.4%
2.49%
+3.1%
PRKR SellParkerVision, Inc.$20,297,000
-30.7%
6,058,875
-5.9%
2.49%
-36.9%
UCTT SellUltra Clean Holdings, Inc.$18,138,000
+13.5%
2,624,868
-0.6%
2.23%
+3.4%
SGMO SellSangamo BioSciences, Inc.$18,019,000
+30.8%
1,719,401
-2.5%
2.21%
+19.1%
ARWR  Arrowhead Research Corporation$17,723,000
+184.5%
3,114,7540.0%2.18%
+158.9%
PCRX SellPacira Pharmaceuticals, Inc.$16,405,000
+13.2%
341,139
-31.7%
2.01%
+3.0%
ADEP SellAdept Technology, Inc.$15,717,000
+85.1%
2,182,857
-0.0%
1.93%
+68.5%
 Brightcove, Inc.$15,036,000
+28.4%
1,336,5230.0%1.84%
+16.9%
OVTI  OmniVision Technologies, Inc.$14,722,000
-17.9%
961,6070.0%1.81%
-25.2%
POWR SellPowerSecure International, Inc$14,718,000
-4.0%
917,000
-10.1%
1.81%
-12.6%
PFSW  Pfsweb, Inc.$14,574,000
+49.2%
2,441,1650.0%1.79%
+35.9%
EACIQ BuyErickson Air-Crane, Inc.$14,326,000
-14.4%
914,824
+2.8%
1.76%
-22.1%
RGLS  Regulus Therapeutics, Inc.$13,393,000
-3.9%
1,420,2160.0%1.64%
-12.5%
KMG SellKMG Chemicals, Inc.$12,886,000
+1.2%
585,997
-2.9%
1.58%
-7.9%
SIMO BuySilicon Motion Technology Corp$12,488,000
+36.2%
956,197
+10.5%
1.53%
+24.0%
ADHD  Alcobra, Ltd. (Israel)$12,445,000
+168.4%
676,7350.0%1.53%
+144.3%
PETX SellAratana Therapeutics, Inc.$12,428,000
+114.5%
760,590
-0.8%
1.52%
+95.3%
ELLI SellEllie Mae, Inc.$12,091,000
+27.9%
377,720
-7.8%
1.48%
+16.4%
MFI SellMicroFinancial Incorporated$11,560,000
-1.7%
1,466,956
-2.1%
1.42%
-10.5%
CVU  CPI Aerostructures, Inc.$10,791,000
+6.8%
931,0400.0%1.32%
-2.8%
SPRT SellSupport.com, Inc.$10,726,000
+5.5%
1,968,120
-11.5%
1.32%
-3.9%
ECYT SellEndocyte, Inc.$10,607,000
-5.0%
795,740
-6.4%
1.30%
-13.4%
TTPH  Tetraphase Pharmaceuticals, In$10,242,000
+61.9%
900,0000.0%1.26%
+47.4%
SMT SellSMART Technologies, Inc.(Canad$9,934,000
+106.0%
3,535,192
-0.3%
1.22%
+87.5%
NPTN BuyNeoPhotonics Corporation$9,824,000
-0.5%
1,329,354
+17.0%
1.21%
-9.4%
DESTQ  Destination Maternity Corp.$9,536,000
+29.3%
299,8640.0%1.17%
+17.7%
MYRG SellMYR-Group Inc.$9,359,000
+11.9%
385,125
-10.5%
1.15%
+1.9%
PPEHF  Pure Technologies, Ltd.(Canada$8,782,000
+6.7%
1,869,3000.0%1.08%
-2.8%
CRBO  Carbon Natural Gas Co.$8,711,000
+33.3%
10,888,8890.0%1.07%
+21.3%
SEAC SellSeaChange International, Inc.$8,520,000
-21.1%
742,834
-19.4%
1.05%
-28.1%
ISNS  Image Sensing Systems, Inc.$7,845,000
-3.8%
1,109,6460.0%0.96%
-12.4%
LOV SellSpark Networks, Inc.$7,786,000
-7.9%
935,815
-6.4%
0.96%
-16.1%
CTCT  Constant Contact Inc.$7,745,000
+47.4%
326,9270.0%0.95%
+34.3%
VSTM  Verastem, Inc.$7,390,000
-10.4%
594,0260.0%0.91%
-18.4%
RGDXQ  Response Genetics, Inc.$7,356,000
+46.0%
3,313,5130.0%0.90%
+33.0%
MXL  MaxLinear, Inc.$7,179,000
+18.4%
865,9700.0%0.88%
+7.8%
PCTI SellPC-Tel, Inc.$7,177,000
-25.2%
810,938
-28.3%
0.88%
-31.9%
SAAS SellIncontact Inc.$7,067,000
-37.9%
854,552
-38.3%
0.87%
-43.5%
FLOW  Flow International Corporation$6,911,000
+8.1%
1,732,1900.0%0.85%
-1.6%
RGEN  Repligen Corporation$6,828,000
+34.6%
615,6640.0%0.84%
+22.5%
PRGX SellPRGX Global, Inc.$6,788,000
+13.9%
1,084,277
-0.1%
0.83%
+3.7%
PSIX SellPower Solutions International$6,775,000
-49.1%
114,604
-71.1%
0.83%
-53.7%
GNSS  LRAD Corporation$6,768,000
+28.3%
4,667,7100.0%0.83%
+16.9%
MAG  MagneTek, Inc.$6,511,000
-1.8%
367,6190.0%0.80%
-10.5%
EXTR BuyExtreme Networks, Inc.$6,372,000
+64.8%
1,220,762
+8.9%
0.78%
+50.1%
IPAS  iPass, Inc.$6,082,000
+5.8%
3,040,8090.0%0.75%
-3.7%
NEON SellNeonode, Inc.$5,823,000
+5.5%
907,050
-2.2%
0.72%
-3.9%
VRNM SellVerenium Corporation$5,706,000
+72.3%
1,437,217
-2.8%
0.70%
+57.0%
ITMSF  Intermap Technologies Corp$5,697,000
-18.8%
15,051,2040.0%0.70%
-26.0%
MOSY BuyMoSys, Inc.$5,595,000
-7.1%
1,504,123
+0.4%
0.69%
-15.4%
CUI  CUI Global, Inc.$5,356,000
+4.0%
928,2300.0%0.66%
-5.3%
RMGN NewRMG Networks Holdding Corp.$5,257,000700,000
+100.0%
0.64%
MOVE  Move, Inc.$5,094,000
+32.2%
300,5180.0%0.62%
+20.4%
BIOD BuyBiodel, Inc.$4,992,000
+7.6%
1,584,700
+42.7%
0.61%
-2.1%
ITI SellIteris, Inc.$4,796,000
-18.0%
2,620,552
-19.8%
0.59%
-25.3%
LPSN  LivePerson, Inc.$4,720,000
+5.4%
500,0000.0%0.58%
-4.0%
AVAV  Aerovironment, Inc.$4,620,000
+14.5%
200,0000.0%0.57%
+4.2%
FPRX NewFive Prime Therapeutics, Inc.$4,585,000350,000
+100.0%
0.56%
SURG  Synergetics USA, Inc.$4,575,000
+15.5%
1,005,5270.0%0.56%
+5.1%
ANAD BuyANADIGICS, Inc.$4,496,000
+23.9%
2,282,000
+38.3%
0.55%
+12.9%
VCRA  Vocera Communications, Inc.$4,479,000
+26.5%
240,8000.0%0.55%
+15.3%
HPTO NewhopTo Inc.$4,461,0008,261,900
+100.0%
0.55%
T102PS  Silicon Image Inc.$4,124,000
-8.7%
772,3000.0%0.51%
-16.9%
SQNS SellSequans Communications - ADR$4,099,000
+49.3%
1,673,146
-8.0%
0.50%
+35.9%
CIMT SellCimatron Ltd. (Israel)$3,939,000
-21.2%
681,506
-18.0%
0.48%
-28.3%
PCYC  Pharmacyclics, Inc.$3,876,000
+74.2%
28,0000.0%0.48%
+58.7%
TIVO SellTivo, Inc.$3,603,000
-4.0%
289,600
-14.7%
0.44%
-12.6%
DSPG  DSP Group, Inc.$3,556,000
-15.2%
504,3340.0%0.44%
-22.8%
AGX BuyArgan, Inc.$3,462,000
+68.1%
157,566
+19.4%
0.42%
+52.9%
FCEL  Fuelcell Energy Inc.$3,452,000
+1.6%
2,676,2870.0%0.42%
-7.4%
BTUI  BTU International Corp.$3,358,000
+24.6%
1,123,0450.0%0.41%
+13.5%
ACAD SellAcadia Pharmaceuticals, Inc.$3,196,000
+3.2%
116,357
-31.8%
0.39%
-6.0%
COA  Coastal Contacts,Inc. (Canada)$3,034,000
+22.1%
482,3770.0%0.37%
+11.0%
OVRL  Overland Storage, Inc.$3,018,000
-15.8%
3,143,4590.0%0.37%
-23.4%
XWES  World Energy Solutions, Inc.$2,771,000
-16.9%
839,6520.0%0.34%
-24.3%
MNTX BuyManitex Int'l Inc.$2,555,000
+17.9%
233,761
+18.1%
0.31%
+7.5%
CALD SellCallidus Software$2,533,000
-14.0%
276,223
-38.2%
0.31%
-21.7%
SNTS SellSantarus, Inc.$2,518,000
-27.5%
111,579
-32.4%
0.31%
-34.0%
LTBR  Lightbridge Corporation$2,477,000
+4.6%
1,384,0320.0%0.30%
-4.7%
DLIAQ NewdELiA*s Corp.$2,426,0002,004,822
+100.0%
0.30%
IDTI SellIntegrated Device Technology$2,149,000
+11.3%
228,088
-6.2%
0.26%
+1.5%
LMAT  Lemaitre Vascular Inc.$2,088,000
+2.5%
311,6170.0%0.26%
-6.9%
SLTC NewSelectica, Inc.$2,058,000371,429
+100.0%
0.25%
NVAX NewNovavax, Inc.$2,013,000637,000
+100.0%
0.25%
 iCo Therapeutics, Inc. (Canada$1,999,000
+37.9%
5,085,0000.0%0.24%
+25.6%
CTPR SellCTPartners Executive Search$1,858,000
-12.1%
407,518
-15.5%
0.23%
-20.0%
UNFY  Daegis Inc$1,839,000
-5.0%
1,935,6270.0%0.23%
-13.4%
FLL SellFull House Resorts Inc.$1,818,000
-18.8%
653,906
-21.2%
0.22%
-26.2%
ONCYF SellOncolytics Biotech, Inc(Canada$1,784,000
-34.0%
731,157
-22.2%
0.22%
-40.0%
NewSpeed Commerce, Inc.$1,774,000541,000
+100.0%
0.22%
BEAT NewBioTelemetry, Inc.$1,491,000150,417
+100.0%
0.18%
GRMH  Graymark Healthcare Inc.$1,464,000
+95.2%
3,571,0000.0%0.18%
+78.2%
 GeneNews, Ltd. (Canada)$1,394,000
-30.2%
3,087,7480.0%0.17%
-36.4%
DIAGF  Spectral Diagnostics Inc. (Can$1,346,000
+58.5%
3,188,0090.0%0.16%
+44.7%
RVSB SellRiverview Bancorp, Inc.$1,316,000
-41.1%
500,210
-43.8%
0.16%
-46.2%
GLPW  Global Power Equipment Group$1,307,000
+24.7%
65,0000.0%0.16%
+13.5%
VSUL  Visualant, Inc. (Restricted)$1,272,0000.0%15,900,0000.0%0.16%
-8.8%
MERU NewMeru Networks, Inc.$1,263,000386,317
+100.0%
0.16%
BuyBavarian Nordic A/S (Denmark)$1,209,000
+61.8%
100,983
+39.2%
0.15%
+46.5%
URG BuyUr-Energy, Inc. (Canada)$1,136,000
+78.1%
979,163
+105.8%
0.14%
+61.6%
INFU  Infusystem Holdings, Inc.$1,093,000
-12.8%
841,1010.0%0.13%
-20.7%
XEBEF  XEBEC Adsorption, Inc. (Canada$997,000
-42.1%
12,083,1030.0%0.12%
-47.4%
ARIS  ARI Network Services, Inc.$963,000
+13.8%
300,0000.0%0.12%
+3.5%
SYNL NewSynalloy Corp.$857,00052,300
+100.0%
0.10%
NVEE NewNV5 Holding Inc.$770,00099,970
+100.0%
0.09%
OSN  Ossen Innovation Co. Spon-ADR$723,000
-8.7%
1,148,1270.0%0.09%
-16.8%
SAIA  Saia, Inc.$702,000
+4.2%
22,5000.0%0.09%
-5.5%
UPIP  Unwired Planet, Inc.$666,000
-11.3%
385,1940.0%0.08%
-18.8%
CRMB SellCrumbs Bake Shop Inc.$598,000
-75.1%
534,328
-73.5%
0.07%
-77.5%
SUMR  Summer Infant, Inc.$579,000
-9.5%
208,9990.0%0.07%
-17.4%
DMRC  Digimarc Corporation$560,000
-2.8%
27,7260.0%0.07%
-11.5%
VTNC NewVitran Corp., Inc.$522,000105,700
+100.0%
0.06%
PEYE  Precision Optics Corporation$508,000
-33.3%
1,269,2130.0%0.06%
-39.8%
HRDI  Here Media, Inc.$391,0000.0%1,029,4620.0%0.05%
-9.4%
TBIO  Transgenomic, Inc.$372,000
-5.1%
979,3000.0%0.05%
-13.2%
OVAS NewOvaScience, Inc.$297,00030,000
+100.0%
0.04%
QUMU NewQumu Corporation$271,00021,871
+100.0%
0.03%
CTRN  Citi Trends, Inc.$253,000
+20.5%
14,4730.0%0.03%
+10.7%
TKMR NewTekmira Pharmaceutical Corp.$239,00034,270
+100.0%
0.03%
TITN SellTitan Machinery, Inc.$222,000
-96.2%
13,794
-95.4%
0.03%
-96.6%
CYTR  CytRx Corporation R/R 8/1/16 @warrants$144,000
+200.0%
2,400,0000.0%0.02%
+200.0%
NewNV5 Holding Inc. @7.80 3/27/18warrants$116,00099,970
+100.0%
0.01%
CAST  ChinaCast Education Corp$100,000
+25.0%
996,2070.0%0.01%
+9.1%
DVAX  Dynavax Technologies Corp @1.5warrants$101,000
-9.8%
360,0000.0%0.01%
-20.0%
IPLY  Interplay Entertainment Corp.$91,000
-50.3%
9,133,0000.0%0.01%
-56.0%
RXII SellRXi Pharmaceuticals Corp.$77,000
-39.4%
21,897
-96.7%
0.01%
-47.1%
ECTYQ SellEcotality, Inc. (Restricted)$50,000
-98.7%
2,500,000
-19.3%
0.01%
-98.9%
FMRX  Familymeds Group, Inc.$24,0000.0%1,143,8890.0%0.00%0.0%
WHLT  Chase Packaging Corporation$14,000
-33.3%
684,9540.0%0.00%
-33.3%
AAIR BuyAvantair, Inc. (Restricted)$8,000
-95.2%
6,315,791
+6.9%
0.00%
-95.7%
INVI  Integral Vision, Inc.$6,000
-25.0%
1,850,0000.0%0.00%0.0%
AICXE  Altair Nanotech @.58 5/28/16 *warrants$1,000
-75.0%
939,9730.0%0.00%
-100.0%
SellFinjan Holdings 12/31/14 TRD Wwarrants$1,000
-66.7%
124,995
-91.7%
0.00%
ASTM ExitAastrom Bioscience, Inc.$0-500,000
-100.0%
-0.03%
CDTI ExitClean Diesel Technologies, Inc$0-369,196
-100.0%
-0.06%
INO ExitInovio Pharmaceuticals, Inc.$0-598,379
-100.0%
-0.06%
REMI ExitRemedent, Inc. (Belgium)$0-3,951,933
-100.0%
-0.08%
ACPW ExitActive Power, Inc.$0-150,772
-100.0%
-0.08%
NVEEU ExitNV5 Holding Inc.units$0-99,970
-100.0%
-0.11%
PRTS ExitU.S. Auto Parts Network, Inc.$0-971,698
-100.0%
-0.15%
KBIO ExitKalobios Pharmaceuticals, Inc.$0-265,112
-100.0%
-0.20%
BEAT ExitCardioNet, Inc.$0-281,419
-100.0%
-0.22%
SLTC ExitSelectica, Inc. (Restricted)$0-265,086
-100.0%
-0.25%
SDBT ExitSoundBite Communications, Inc.$0-394,145
-100.0%
-0.26%
GOJO ExitGraphOn Corporation$0-8,261,900
-100.0%
-0.40%
LEDR ExitMarket Leader Inc.$0-280,445
-100.0%
-0.40%
MEMS ExitMemsic, Inc.$0-825,495
-100.0%
-0.46%
MBND ExitMultiband Corporation$0-1,558,929
-100.0%
-0.67%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
Ziopharm Oncology Inc (R/R) @46Q3 20149.0%
Kopin Corporation6Q3 20143.0%
CEVA, Inc.6Q3 20143.3%
Ultra Clean Holdings, Inc.6Q3 20143.2%
Broadwind Energy Inc.6Q3 20143.0%
Pfsweb, Inc.6Q3 20143.5%
ParkerVision, Inc.6Q3 20143.9%
Adept Technology, Inc.6Q3 20143.1%
OmniVision Technologies, Inc.6Q3 20142.5%
Entropic Communications, Inc.6Q3 20142.5%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.

Latest significant ownerships (13-D/G)
MARXE AUSTIN W & GREENHOUSE DAVID M Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BROADWIND ENERGY, INC.February 12, 20201,365,0928.3%
BROADWIND ENERGY, INC.February 13, 20191,171,8347.5%
Carbon Energy CorpFebruary 13, 2019706,5499.2%
Corium International, Inc.February 13, 20182,268,4436.3%
Aldeyra Therapeutics, Inc.February 10, 2017912,6107.3%
Enservco CorpFebruary 10, 20173,750,0007.6%
ESSA Pharma Inc.February 10, 20171,696,96810.0%
CVD EQUIPMENT CORPAugust 06, 2015288,7004.7%
CEVA INCSold outFebruary 04, 201500.0%
hopTo Inc.Sold outFebruary 04, 201500.0%

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G/A2020-02-12
SC 13G/A2019-02-13
SC 13G/A2019-02-13
SC 13G/A2018-02-13
SC 13G/A2018-02-13
SC 13G2018-02-13
SC 13G/A2017-02-10
SC 13G/A2017-02-10
SC 13G2017-02-10
SC 13G2017-02-10

View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (817000.0 != 814819000.0)
  • The reported number of holdings is incorrect (185 != 184)

Export MARXE AUSTIN W & GREENHOUSE DAVID M's holdings