$817 Thousand is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 185 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 22.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
Sell | Ziopharm Oncology Inc (R/R) @4warrants | $58,342,000 | +42.6% | 135,703,328 | -5.2% | 7.16% | +29.8% | |
KOPN | Kopin Corporation | $24,489,000 | +8.6% | 6,076,598 | 0.0% | 3.00% | -1.1% | |
CEVA | Sell | CEVA, Inc. | $21,378,000 | -13.1% | 1,239,310 | -2.5% | 2.62% | -20.9% |
BWEN | Sell | Broadwind Energy Inc. | $20,579,000 | +47.4% | 2,628,173 | -10.0% | 2.53% | +34.2% |
ENTR | Buy | Entropic Communications, Inc. | $20,310,000 | +13.2% | 4,636,946 | +10.4% | 2.49% | +3.1% |
PRKR | Sell | ParkerVision, Inc. | $20,297,000 | -30.7% | 6,058,875 | -5.9% | 2.49% | -36.9% |
UCTT | Sell | Ultra Clean Holdings, Inc. | $18,138,000 | +13.5% | 2,624,868 | -0.6% | 2.23% | +3.4% |
SGMO | Sell | Sangamo BioSciences, Inc. | $18,019,000 | +30.8% | 1,719,401 | -2.5% | 2.21% | +19.1% |
ARWR | Arrowhead Research Corporation | $17,723,000 | +184.5% | 3,114,754 | 0.0% | 2.18% | +158.9% | |
PCRX | Sell | Pacira Pharmaceuticals, Inc. | $16,405,000 | +13.2% | 341,139 | -31.7% | 2.01% | +3.0% |
ADEP | Sell | Adept Technology, Inc. | $15,717,000 | +85.1% | 2,182,857 | -0.0% | 1.93% | +68.5% |
Brightcove, Inc. | $15,036,000 | +28.4% | 1,336,523 | 0.0% | 1.84% | +16.9% | ||
OVTI | OmniVision Technologies, Inc. | $14,722,000 | -17.9% | 961,607 | 0.0% | 1.81% | -25.2% | |
POWR | Sell | PowerSecure International, Inc | $14,718,000 | -4.0% | 917,000 | -10.1% | 1.81% | -12.6% |
PFSW | Pfsweb, Inc. | $14,574,000 | +49.2% | 2,441,165 | 0.0% | 1.79% | +35.9% | |
EACIQ | Buy | Erickson Air-Crane, Inc. | $14,326,000 | -14.4% | 914,824 | +2.8% | 1.76% | -22.1% |
RGLS | Regulus Therapeutics, Inc. | $13,393,000 | -3.9% | 1,420,216 | 0.0% | 1.64% | -12.5% | |
KMG | Sell | KMG Chemicals, Inc. | $12,886,000 | +1.2% | 585,997 | -2.9% | 1.58% | -7.9% |
SIMO | Buy | Silicon Motion Technology Corp | $12,488,000 | +36.2% | 956,197 | +10.5% | 1.53% | +24.0% |
ADHD | Alcobra, Ltd. (Israel) | $12,445,000 | +168.4% | 676,735 | 0.0% | 1.53% | +144.3% | |
PETX | Sell | Aratana Therapeutics, Inc. | $12,428,000 | +114.5% | 760,590 | -0.8% | 1.52% | +95.3% |
ELLI | Sell | Ellie Mae, Inc. | $12,091,000 | +27.9% | 377,720 | -7.8% | 1.48% | +16.4% |
MFI | Sell | MicroFinancial Incorporated | $11,560,000 | -1.7% | 1,466,956 | -2.1% | 1.42% | -10.5% |
CVU | CPI Aerostructures, Inc. | $10,791,000 | +6.8% | 931,040 | 0.0% | 1.32% | -2.8% | |
SPRT | Sell | Support.com, Inc. | $10,726,000 | +5.5% | 1,968,120 | -11.5% | 1.32% | -3.9% |
ECYT | Sell | Endocyte, Inc. | $10,607,000 | -5.0% | 795,740 | -6.4% | 1.30% | -13.4% |
TTPH | Tetraphase Pharmaceuticals, In | $10,242,000 | +61.9% | 900,000 | 0.0% | 1.26% | +47.4% | |
SMT | Sell | SMART Technologies, Inc.(Canad | $9,934,000 | +106.0% | 3,535,192 | -0.3% | 1.22% | +87.5% |
NPTN | Buy | NeoPhotonics Corporation | $9,824,000 | -0.5% | 1,329,354 | +17.0% | 1.21% | -9.4% |
DESTQ | Destination Maternity Corp. | $9,536,000 | +29.3% | 299,864 | 0.0% | 1.17% | +17.7% | |
MYRG | Sell | MYR-Group Inc. | $9,359,000 | +11.9% | 385,125 | -10.5% | 1.15% | +1.9% |
PPEHF | Pure Technologies, Ltd.(Canada | $8,782,000 | +6.7% | 1,869,300 | 0.0% | 1.08% | -2.8% | |
CRBO | Carbon Natural Gas Co. | $8,711,000 | +33.3% | 10,888,889 | 0.0% | 1.07% | +21.3% | |
SEAC | Sell | SeaChange International, Inc. | $8,520,000 | -21.1% | 742,834 | -19.4% | 1.05% | -28.1% |
ISNS | Image Sensing Systems, Inc. | $7,845,000 | -3.8% | 1,109,646 | 0.0% | 0.96% | -12.4% | |
LOV | Sell | Spark Networks, Inc. | $7,786,000 | -7.9% | 935,815 | -6.4% | 0.96% | -16.1% |
CTCT | Constant Contact Inc. | $7,745,000 | +47.4% | 326,927 | 0.0% | 0.95% | +34.3% | |
VSTM | Verastem, Inc. | $7,390,000 | -10.4% | 594,026 | 0.0% | 0.91% | -18.4% | |
RGDXQ | Response Genetics, Inc. | $7,356,000 | +46.0% | 3,313,513 | 0.0% | 0.90% | +33.0% | |
MXL | MaxLinear, Inc. | $7,179,000 | +18.4% | 865,970 | 0.0% | 0.88% | +7.8% | |
PCTI | Sell | PC-Tel, Inc. | $7,177,000 | -25.2% | 810,938 | -28.3% | 0.88% | -31.9% |
SAAS | Sell | Incontact Inc. | $7,067,000 | -37.9% | 854,552 | -38.3% | 0.87% | -43.5% |
FLOW | Flow International Corporation | $6,911,000 | +8.1% | 1,732,190 | 0.0% | 0.85% | -1.6% | |
RGEN | Repligen Corporation | $6,828,000 | +34.6% | 615,664 | 0.0% | 0.84% | +22.5% | |
PRGX | Sell | PRGX Global, Inc. | $6,788,000 | +13.9% | 1,084,277 | -0.1% | 0.83% | +3.7% |
PSIX | Sell | Power Solutions International | $6,775,000 | -49.1% | 114,604 | -71.1% | 0.83% | -53.7% |
GNSS | LRAD Corporation | $6,768,000 | +28.3% | 4,667,710 | 0.0% | 0.83% | +16.9% | |
MAG | MagneTek, Inc. | $6,511,000 | -1.8% | 367,619 | 0.0% | 0.80% | -10.5% | |
EXTR | Buy | Extreme Networks, Inc. | $6,372,000 | +64.8% | 1,220,762 | +8.9% | 0.78% | +50.1% |
IPAS | iPass, Inc. | $6,082,000 | +5.8% | 3,040,809 | 0.0% | 0.75% | -3.7% | |
NEON | Sell | Neonode, Inc. | $5,823,000 | +5.5% | 907,050 | -2.2% | 0.72% | -3.9% |
VRNM | Sell | Verenium Corporation | $5,706,000 | +72.3% | 1,437,217 | -2.8% | 0.70% | +57.0% |
ITMSF | Intermap Technologies Corp | $5,697,000 | -18.8% | 15,051,204 | 0.0% | 0.70% | -26.0% | |
MOSY | Buy | MoSys, Inc. | $5,595,000 | -7.1% | 1,504,123 | +0.4% | 0.69% | -15.4% |
CUI | CUI Global, Inc. | $5,356,000 | +4.0% | 928,230 | 0.0% | 0.66% | -5.3% | |
RMGN | New | RMG Networks Holdding Corp. | $5,257,000 | – | 700,000 | +100.0% | 0.64% | – |
MOVE | Move, Inc. | $5,094,000 | +32.2% | 300,518 | 0.0% | 0.62% | +20.4% | |
BIOD | Buy | Biodel, Inc. | $4,992,000 | +7.6% | 1,584,700 | +42.7% | 0.61% | -2.1% |
ITI | Sell | Iteris, Inc. | $4,796,000 | -18.0% | 2,620,552 | -19.8% | 0.59% | -25.3% |
LPSN | LivePerson, Inc. | $4,720,000 | +5.4% | 500,000 | 0.0% | 0.58% | -4.0% | |
AVAV | Aerovironment, Inc. | $4,620,000 | +14.5% | 200,000 | 0.0% | 0.57% | +4.2% | |
FPRX | New | Five Prime Therapeutics, Inc. | $4,585,000 | – | 350,000 | +100.0% | 0.56% | – |
SURG | Synergetics USA, Inc. | $4,575,000 | +15.5% | 1,005,527 | 0.0% | 0.56% | +5.1% | |
ANAD | Buy | ANADIGICS, Inc. | $4,496,000 | +23.9% | 2,282,000 | +38.3% | 0.55% | +12.9% |
VCRA | Vocera Communications, Inc. | $4,479,000 | +26.5% | 240,800 | 0.0% | 0.55% | +15.3% | |
HPTO | New | hopTo Inc. | $4,461,000 | – | 8,261,900 | +100.0% | 0.55% | – |
T102PS | Silicon Image Inc. | $4,124,000 | -8.7% | 772,300 | 0.0% | 0.51% | -16.9% | |
SQNS | Sell | Sequans Communications - ADR | $4,099,000 | +49.3% | 1,673,146 | -8.0% | 0.50% | +35.9% |
CIMT | Sell | Cimatron Ltd. (Israel) | $3,939,000 | -21.2% | 681,506 | -18.0% | 0.48% | -28.3% |
PCYC | Pharmacyclics, Inc. | $3,876,000 | +74.2% | 28,000 | 0.0% | 0.48% | +58.7% | |
TIVO | Sell | Tivo, Inc. | $3,603,000 | -4.0% | 289,600 | -14.7% | 0.44% | -12.6% |
DSPG | DSP Group, Inc. | $3,556,000 | -15.2% | 504,334 | 0.0% | 0.44% | -22.8% | |
AGX | Buy | Argan, Inc. | $3,462,000 | +68.1% | 157,566 | +19.4% | 0.42% | +52.9% |
FCEL | Fuelcell Energy Inc. | $3,452,000 | +1.6% | 2,676,287 | 0.0% | 0.42% | -7.4% | |
BTUI | BTU International Corp. | $3,358,000 | +24.6% | 1,123,045 | 0.0% | 0.41% | +13.5% | |
ACAD | Sell | Acadia Pharmaceuticals, Inc. | $3,196,000 | +3.2% | 116,357 | -31.8% | 0.39% | -6.0% |
COA | Coastal Contacts,Inc. (Canada) | $3,034,000 | +22.1% | 482,377 | 0.0% | 0.37% | +11.0% | |
OVRL | Overland Storage, Inc. | $3,018,000 | -15.8% | 3,143,459 | 0.0% | 0.37% | -23.4% | |
XWES | World Energy Solutions, Inc. | $2,771,000 | -16.9% | 839,652 | 0.0% | 0.34% | -24.3% | |
MNTX | Buy | Manitex Int'l Inc. | $2,555,000 | +17.9% | 233,761 | +18.1% | 0.31% | +7.5% |
CALD | Sell | Callidus Software | $2,533,000 | -14.0% | 276,223 | -38.2% | 0.31% | -21.7% |
SNTS | Sell | Santarus, Inc. | $2,518,000 | -27.5% | 111,579 | -32.4% | 0.31% | -34.0% |
LTBR | Lightbridge Corporation | $2,477,000 | +4.6% | 1,384,032 | 0.0% | 0.30% | -4.7% | |
DLIAQ | New | dELiA*s Corp. | $2,426,000 | – | 2,004,822 | +100.0% | 0.30% | – |
IDTI | Sell | Integrated Device Technology | $2,149,000 | +11.3% | 228,088 | -6.2% | 0.26% | +1.5% |
LMAT | Lemaitre Vascular Inc. | $2,088,000 | +2.5% | 311,617 | 0.0% | 0.26% | -6.9% | |
SLTC | New | Selectica, Inc. | $2,058,000 | – | 371,429 | +100.0% | 0.25% | – |
NVAX | New | Novavax, Inc. | $2,013,000 | – | 637,000 | +100.0% | 0.25% | – |
iCo Therapeutics, Inc. (Canada | $1,999,000 | +37.9% | 5,085,000 | 0.0% | 0.24% | +25.6% | ||
CTPR | Sell | CTPartners Executive Search | $1,858,000 | -12.1% | 407,518 | -15.5% | 0.23% | -20.0% |
UNFY | Daegis Inc | $1,839,000 | -5.0% | 1,935,627 | 0.0% | 0.23% | -13.4% | |
FLL | Sell | Full House Resorts Inc. | $1,818,000 | -18.8% | 653,906 | -21.2% | 0.22% | -26.2% |
ONCYF | Sell | Oncolytics Biotech, Inc(Canada | $1,784,000 | -34.0% | 731,157 | -22.2% | 0.22% | -40.0% |
New | Speed Commerce, Inc. | $1,774,000 | – | 541,000 | +100.0% | 0.22% | – | |
BEAT | New | BioTelemetry, Inc. | $1,491,000 | – | 150,417 | +100.0% | 0.18% | – |
GRMH | Graymark Healthcare Inc. | $1,464,000 | +95.2% | 3,571,000 | 0.0% | 0.18% | +78.2% | |
GeneNews, Ltd. (Canada) | $1,394,000 | -30.2% | 3,087,748 | 0.0% | 0.17% | -36.4% | ||
DIAGF | Spectral Diagnostics Inc. (Can | $1,346,000 | +58.5% | 3,188,009 | 0.0% | 0.16% | +44.7% | |
RVSB | Sell | Riverview Bancorp, Inc. | $1,316,000 | -41.1% | 500,210 | -43.8% | 0.16% | -46.2% |
GLPW | Global Power Equipment Group | $1,307,000 | +24.7% | 65,000 | 0.0% | 0.16% | +13.5% | |
VSUL | Visualant, Inc. (Restricted) | $1,272,000 | 0.0% | 15,900,000 | 0.0% | 0.16% | -8.8% | |
MERU | New | Meru Networks, Inc. | $1,263,000 | – | 386,317 | +100.0% | 0.16% | – |
Buy | Bavarian Nordic A/S (Denmark) | $1,209,000 | +61.8% | 100,983 | +39.2% | 0.15% | +46.5% | |
URG | Buy | Ur-Energy, Inc. (Canada) | $1,136,000 | +78.1% | 979,163 | +105.8% | 0.14% | +61.6% |
INFU | Infusystem Holdings, Inc. | $1,093,000 | -12.8% | 841,101 | 0.0% | 0.13% | -20.7% | |
XEBEF | XEBEC Adsorption, Inc. (Canada | $997,000 | -42.1% | 12,083,103 | 0.0% | 0.12% | -47.4% | |
ARIS | ARI Network Services, Inc. | $963,000 | +13.8% | 300,000 | 0.0% | 0.12% | +3.5% | |
SYNL | New | Synalloy Corp. | $857,000 | – | 52,300 | +100.0% | 0.10% | – |
NVEE | New | NV5 Holding Inc. | $770,000 | – | 99,970 | +100.0% | 0.09% | – |
OSN | Ossen Innovation Co. Spon-ADR | $723,000 | -8.7% | 1,148,127 | 0.0% | 0.09% | -16.8% | |
SAIA | Saia, Inc. | $702,000 | +4.2% | 22,500 | 0.0% | 0.09% | -5.5% | |
UPIP | Unwired Planet, Inc. | $666,000 | -11.3% | 385,194 | 0.0% | 0.08% | -18.8% | |
CRMB | Sell | Crumbs Bake Shop Inc. | $598,000 | -75.1% | 534,328 | -73.5% | 0.07% | -77.5% |
SUMR | Summer Infant, Inc. | $579,000 | -9.5% | 208,999 | 0.0% | 0.07% | -17.4% | |
DMRC | Digimarc Corporation | $560,000 | -2.8% | 27,726 | 0.0% | 0.07% | -11.5% | |
VTNC | New | Vitran Corp., Inc. | $522,000 | – | 105,700 | +100.0% | 0.06% | – |
PEYE | Precision Optics Corporation | $508,000 | -33.3% | 1,269,213 | 0.0% | 0.06% | -39.8% | |
HRDI | Here Media, Inc. | $391,000 | 0.0% | 1,029,462 | 0.0% | 0.05% | -9.4% | |
TBIO | Transgenomic, Inc. | $372,000 | -5.1% | 979,300 | 0.0% | 0.05% | -13.2% | |
OVAS | New | OvaScience, Inc. | $297,000 | – | 30,000 | +100.0% | 0.04% | – |
QUMU | New | Qumu Corporation | $271,000 | – | 21,871 | +100.0% | 0.03% | – |
CTRN | Citi Trends, Inc. | $253,000 | +20.5% | 14,473 | 0.0% | 0.03% | +10.7% | |
TKMR | New | Tekmira Pharmaceutical Corp. | $239,000 | – | 34,270 | +100.0% | 0.03% | – |
TITN | Sell | Titan Machinery, Inc. | $222,000 | -96.2% | 13,794 | -95.4% | 0.03% | -96.6% |
CYTR | CytRx Corporation R/R 8/1/16 @warrants | $144,000 | +200.0% | 2,400,000 | 0.0% | 0.02% | +200.0% | |
New | NV5 Holding Inc. @7.80 3/27/18warrants | $116,000 | – | 99,970 | +100.0% | 0.01% | – | |
CAST | ChinaCast Education Corp | $100,000 | +25.0% | 996,207 | 0.0% | 0.01% | +9.1% | |
DVAX | Dynavax Technologies Corp @1.5warrants | $101,000 | -9.8% | 360,000 | 0.0% | 0.01% | -20.0% | |
IPLY | Interplay Entertainment Corp. | $91,000 | -50.3% | 9,133,000 | 0.0% | 0.01% | -56.0% | |
RXII | Sell | RXi Pharmaceuticals Corp. | $77,000 | -39.4% | 21,897 | -96.7% | 0.01% | -47.1% |
ECTYQ | Sell | Ecotality, Inc. (Restricted) | $50,000 | -98.7% | 2,500,000 | -19.3% | 0.01% | -98.9% |
FMRX | Familymeds Group, Inc. | $24,000 | 0.0% | 1,143,889 | 0.0% | 0.00% | 0.0% | |
WHLT | Chase Packaging Corporation | $14,000 | -33.3% | 684,954 | 0.0% | 0.00% | -33.3% | |
AAIR | Buy | Avantair, Inc. (Restricted) | $8,000 | -95.2% | 6,315,791 | +6.9% | 0.00% | -95.7% |
INVI | Integral Vision, Inc. | $6,000 | -25.0% | 1,850,000 | 0.0% | 0.00% | 0.0% | |
AICXE | Altair Nanotech @.58 5/28/16 *warrants | $1,000 | -75.0% | 939,973 | 0.0% | 0.00% | -100.0% | |
Sell | Finjan Holdings 12/31/14 TRD Wwarrants | $1,000 | -66.7% | 124,995 | -91.7% | 0.00% | – | |
ASTM | Exit | Aastrom Bioscience, Inc. | $0 | – | -500,000 | -100.0% | -0.03% | – |
CDTI | Exit | Clean Diesel Technologies, Inc | $0 | – | -369,196 | -100.0% | -0.06% | – |
INO | Exit | Inovio Pharmaceuticals, Inc. | $0 | – | -598,379 | -100.0% | -0.06% | – |
REMI | Exit | Remedent, Inc. (Belgium) | $0 | – | -3,951,933 | -100.0% | -0.08% | – |
ACPW | Exit | Active Power, Inc. | $0 | – | -150,772 | -100.0% | -0.08% | – |
NVEEU | Exit | NV5 Holding Inc.units | $0 | – | -99,970 | -100.0% | -0.11% | – |
PRTS | Exit | U.S. Auto Parts Network, Inc. | $0 | – | -971,698 | -100.0% | -0.15% | – |
KBIO | Exit | Kalobios Pharmaceuticals, Inc. | $0 | – | -265,112 | -100.0% | -0.20% | – |
BEAT | Exit | CardioNet, Inc. | $0 | – | -281,419 | -100.0% | -0.22% | – |
SLTC | Exit | Selectica, Inc. (Restricted) | $0 | – | -265,086 | -100.0% | -0.25% | – |
SDBT | Exit | SoundBite Communications, Inc. | $0 | – | -394,145 | -100.0% | -0.26% | – |
GOJO | Exit | GraphOn Corporation | $0 | – | -8,261,900 | -100.0% | -0.40% | – |
LEDR | Exit | Market Leader Inc. | $0 | – | -280,445 | -100.0% | -0.40% | – |
MEMS | Exit | Memsic, Inc. | $0 | – | -825,495 | -100.0% | -0.46% | – |
MBND | Exit | Multiband Corporation | $0 | – | -1,558,929 | -100.0% | -0.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-08
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
Ziopharm Oncology Inc (R/R) @4 | 6 | Q3 2014 | 9.0% |
Kopin Corporation | 6 | Q3 2014 | 3.0% |
CEVA, Inc. | 6 | Q3 2014 | 3.3% |
Ultra Clean Holdings, Inc. | 6 | Q3 2014 | 3.2% |
Broadwind Energy Inc. | 6 | Q3 2014 | 3.0% |
Pfsweb, Inc. | 6 | Q3 2014 | 3.5% |
ParkerVision, Inc. | 6 | Q3 2014 | 3.9% |
Adept Technology, Inc. | 6 | Q3 2014 | 3.1% |
OmniVision Technologies, Inc. | 6 | Q3 2014 | 2.5% |
Entropic Communications, Inc. | 6 | Q3 2014 | 2.5% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
BROADWIND ENERGY, INC. | February 12, 2020 | 1,365,092 | 8.3% |
BROADWIND ENERGY, INC. | February 13, 2019 | 1,171,834 | 7.5% |
Carbon Energy Corp | February 13, 2019 | 706,549 | 9.2% |
Corium International, Inc. | February 13, 2018 | 2,268,443 | 6.3% |
Aldeyra Therapeutics, Inc. | February 10, 2017 | 912,610 | 7.3% |
Enservco Corp | February 10, 2017 | 3,750,000 | 7.6% |
ESSA Pharma Inc. | February 10, 2017 | 1,696,968 | 10.0% |
CVD EQUIPMENT CORP | August 06, 2015 | 288,700 | 4.7% |
CEVA INCSold out | February 04, 2015 | 0 | 0.0% |
hopTo Inc.Sold out | February 04, 2015 | 0 | 0.0% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G/A | 2020-02-12 |
SC 13G/A | 2019-02-13 |
SC 13G/A | 2019-02-13 |
SC 13G/A | 2018-02-13 |
SC 13G/A | 2018-02-13 |
SC 13G | 2018-02-13 |
SC 13G/A | 2017-02-10 |
SC 13G/A | 2017-02-10 |
SC 13G | 2017-02-10 |
SC 13G | 2017-02-10 |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.