CC NEUBERGER PRINCIPAL HLDNG shareholder history

Current and past CC NEUBERGER PRINCIPAL HLDNG shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
UBS OCONNOR LLC 220.02%0.13%0.41%Q3 2020Q4 20204
MILLENNIUM MANAGEMENT LLC 330.01%0.02%0.03%Q2 2020Q4 20204
WATER ISLAND CAPITAL LLC 330.05%0.07%0.10%Q2 2020Q4 20203
DELTEC ASSET MANAGEMENT LLC 330.08%0.16%0.21%Q2 2020Q4 20203
Jefferies Group LLC 330.01%0.01%0.01%Q2 2020Q4 20203
GLAZER CAPITAL, LLC 330.20%0.27%0.42%Q2 2020Q4 20203
HBK INVESTMENTS L P 330.04%0.06%0.10%Q2 2020Q4 20203
BlueCrest Capital Management Ltd 330.28%0.44%0.61%Q2 2020Q4 20203
Monashee Investment Management LLC 330.18%0.30%0.39%Q2 2020Q4 20203
HGC Investment Management Inc. 330.04%1.98%3.88%Q2 2020Q4 20203
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 330.00%0.00%0.00%Q2 2020Q4 20203
Radcliffe Capital Management, L.P. 220.09%0.19%0.28%Q2 2020Q3 20203
GOLDMAN SACHS GROUP INC 220.00%0.00%0.00%Q3 2020Q4 20202
Westchester Capital Management, LLC 220.10%0.28%0.46%Q3 2020Q4 20202
DUPONT CAPITAL MANAGEMENT CORP 220.04%0.04%0.05%Q2 2020Q3 20202
Governors Lane LP 220.22%0.46%0.70%Q3 2020Q4 20202
Polar Asset Management Partners Inc. 220.36%0.39%0.42%Q2 2020Q3 20202
Castle Creek Arbitrage, LLC 220.22%0.43%0.65%Q3 2020Q4 20202
Alpine Global Management, LLC 110.18%3.12%6.06%Q2 2020Q4 20202
RIVERNORTH CAPITAL MANAGEMENT, LLC 220.15%0.17%0.19%Q3 2020Q4 20202
J. Goldman & Co LP 110.01%0.03%0.05%Q4 2020Q4 20202
EASTERLY INVESTMENT PARTNERS LLC 220.04%0.04%0.05%Q2 2020Q3 20202
ARISTEIA CAPITAL, L.L.C. 220.04%0.04%0.04%Q3 2020Q4 20202
Russell Investments Group, Ltd. 220.00%0.00%0.00%Q3 2020Q4 20202
Alyeska Investment Group, L.P. 220.68%0.70%0.72%Q3 2020Q4 20202
UBS Group AG 220.00%0.00%0.00%Q2 2020Q3 20202
Kepos Capital LP 220.82%0.86%0.90%Q3 2020Q4 20202
AQR Arbitrage LLC 220.02%0.04%0.06%Q2 2020Q3 20202
MOORE CAPITAL MANAGEMENT, LP 220.05%0.06%0.07%Q2 2020Q3 20202
FNY Investment Advisers, LLC 220.04%0.44%0.85%Q3 2020Q4 20202
ROYAL BANK OF CANADA 220.00%0.00%0.00%Q2 2020Q3 20202
RP Investment Advisors LP 224.04%4.38%4.71%Q2 2020Q3 20202
BERKLEY W R CORP 220.07%0.07%0.08%Q2 2020Q3 20202
RAYMOND JAMES & ASSOCIATES 220.00%0.00%0.00%Q3 2020Q4 20202
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 220.00%0.01%0.01%Q3 2020Q4 20202
Beryl Capital Management LLC 220.11%0.25%0.40%Q3 2020Q4 20202
Hudson Bay Capital Management LP 220.06%0.08%0.11%Q2 2020Q3 20202
TIG Advisors, LLC 220.31%0.39%0.48%Q3 2020Q4 20202
FIR TREE CAPITAL MANAGEMENT LP 220.83%1.03%1.23%Q2 2020Q3 20202
Walleye Capital LLC 220.09%0.10%0.10%Q3 2020Q4 20202
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP 220.14%0.16%0.18%Q3 2020Q4 20202
WOLVERINE ASSET MANAGEMENT LLC 220.00%0.01%0.01%Q3 2020Q4 20202
Squarepoint Ops LLC 110.00%0.00%0.00%Q4 2020Q4 20201
CITIGROUP INC 110.00%0.00%0.00%Q4 2020Q4 20201
BLUEFIN CAPITAL MANAGEMENT, LLC 110.03%0.03%0.03%Q4 2020Q4 20201
Empyrean Capital Partners, LP 110.36%0.36%0.36%Q4 2020Q4 20201
Anson Funds Management LP 110.53%0.53%0.53%Q3 2020Q3 20201
Penserra Capital Management LLC 110.00%0.00%0.00%Q4 2020Q4 20201
MANUFACTURERS LIFE INSURANCE COMPANY, THE 110.01%0.01%0.01%Q4 2020Q4 20201
WELLS FARGO & COMPANY/MN 110.00%0.00%0.00%Q4 2020Q4 20201
PICTON MAHONEY ASSET MANAGEMENT 110.11%0.11%0.11%Q3 2020Q3 20201
Lombard Odier Asset Management (USA) Corp 110.05%0.05%0.05%Q4 2020Q4 20201
Sage Rock Capital Management LP 110.15%0.15%0.15%Q4 2020Q4 20201
OMNI PARTNERS LLP 110.22%0.22%0.22%Q4 2020Q4 20201
SYCOMORE ASSET MANAGEMENT 112.18%2.18%2.18%Q4 2020Q4 20201
COASTAL INVESTMENT MANAGEMENT, L.P. 111.78%1.78%1.78%Q4 2020Q4 20201
Qube Research & Technologies Ltd 110.00%0.00%0.00%Q4 2020Q4 20201
Maven Securities LTD 110.78%0.78%0.78%Q4 2020Q4 20201
MIZUHO SECURITIES USA LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Centiva Capital, LP 110.03%0.03%0.03%Q3 2020Q3 20201
Weiss Asset Management LP 110.02%0.02%0.02%Q4 2020Q4 20201
PERISCOPE CAPITAL INC. 110.25%0.25%0.25%Q3 2020Q3 20201
OMERS ADMINISTRATION Corp 110.02%0.02%0.02%Q4 2020Q4 20201
GAGNON SECURITIES LLC 110.24%0.24%0.24%Q4 2020Q4 20201
Northern Right Capital Management, L.P. 111.76%1.76%1.76%Q4 2020Q4 20201
INHERENT GROUP, LP 110.40%0.40%0.40%Q4 2020Q4 20201
EJF Capital LLC 110.55%0.55%0.55%Q4 2020Q4 20201
HOWE & RUSLING INC 110.00%0.00%0.00%Q4 2020Q4 20201
Shay Capital LLC 110.49%0.49%0.49%Q4 2020Q4 20201
Fort Baker Capital Management LP 111.27%1.27%1.27%Q4 2020Q4 20201
PUTNAM INVESTMENTS LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Altai Capital Management 1113.89%13.89%13.89%Q4 2020Q4 20201
Walleye Trading LLC 110.00%0.00%0.00%Q3 2020Q3 20201
Hound Partners 110.19%0.19%0.19%Q2 2020Q2 20201
Berman Capital Advisors, LLC 110.01%0.01%0.01%Q4 2020Q4 20201
Verition Fund Management LLC 110.07%0.07%0.07%Q3 2020Q3 20201
BARDIN HILL MANAGEMENT PARTNERS LP 110.64%0.64%0.64%Q4 2020Q4 20201
ROYCE & ASSOCIATES LP 110.02%0.02%0.02%Q4 2020Q4 20201
Magnetar Financial LLC 110.16%0.16%0.16%Q4 2020Q4 20201
Virtu Financial LLC 110.05%0.05%0.05%Q4 2020Q4 20201
One68 Global Capital, LLC 110.37%0.37%0.37%Q4 2020Q4 20201
HRT FINANCIAL LP 110.02%0.02%0.02%Q4 2020Q4 20201
Gagnon Advisors, LLC 110.46%0.46%0.46%Q4 2020Q4 20201
MORGAN STANLEY 110.00%0.00%0.00%Q4 2020Q4 20201
COWEN AND COMPANY, LLC 110.03%0.03%0.03%Q4 2020Q4 20201
JPMORGAN CHASE & CO 110.00%0.00%0.00%Q3 2020Q3 20201
First Trust Capital Management L.P. 110.04%0.04%0.04%Q3 2020Q3 20201
LH Capital Markets, LLC 111.61%1.61%1.61%Q4 2020Q4 20201
ADAGE CAPITAL PARTNERS GP, L.L.C. 110.02%0.02%0.02%Q4 2020Q4 20201
External links

This page lists all the filers that currently own CC NEUBERGER PRINCIPAL HLDNG or have owned CC NEUBERGER PRINCIPAL HLDNG in the past.