Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
UBS OCONNOR LLC | 2 | 2 | 0.02% | 0.13% | 0.41% | Q3 2020 | Q4 2020 | 4 |
MILLENNIUM MANAGEMENT LLC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q2 2020 | Q4 2020 | 4 |
WATER ISLAND CAPITAL LLC | 3 | 3 | 0.05% | 0.07% | 0.10% | Q2 2020 | Q4 2020 | 3 |
DELTEC ASSET MANAGEMENT LLC | 3 | 3 | 0.08% | 0.16% | 0.21% | Q2 2020 | Q4 2020 | 3 |
Jefferies Group LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2020 | Q4 2020 | 3 |
GLAZER CAPITAL, LLC | 3 | 3 | 0.20% | 0.27% | 0.42% | Q2 2020 | Q4 2020 | 3 |
HBK INVESTMENTS L P | 3 | 3 | 0.04% | 0.06% | 0.10% | Q2 2020 | Q4 2020 | 3 |
BlueCrest Capital Management Ltd | 3 | 3 | 0.28% | 0.44% | 0.61% | Q2 2020 | Q4 2020 | 3 |
Monashee Investment Management LLC | 3 | 3 | 0.18% | 0.30% | 0.39% | Q2 2020 | Q4 2020 | 3 |
HGC Investment Management Inc. | 3 | 3 | 0.04% | 1.98% | 3.88% | Q2 2020 | Q4 2020 | 3 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
Radcliffe Capital Management, L.P. | 2 | 2 | 0.09% | 0.19% | 0.28% | Q2 2020 | Q3 2020 | 3 |
GOLDMAN SACHS GROUP INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
Westchester Capital Management, LLC | 2 | 2 | 0.10% | 0.28% | 0.46% | Q3 2020 | Q4 2020 | 2 |
DUPONT CAPITAL MANAGEMENT CORP | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2020 | Q3 2020 | 2 |
Governors Lane LP | 2 | 2 | 0.22% | 0.46% | 0.70% | Q3 2020 | Q4 2020 | 2 |
Polar Asset Management Partners Inc. | 2 | 2 | 0.36% | 0.39% | 0.42% | Q2 2020 | Q3 2020 | 2 |
Castle Creek Arbitrage, LLC | 2 | 2 | 0.22% | 0.43% | 0.65% | Q3 2020 | Q4 2020 | 2 |
Alpine Global Management, LLC | 1 | 1 | 0.18% | 3.12% | 6.06% | Q2 2020 | Q4 2020 | 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.15% | 0.17% | 0.19% | Q3 2020 | Q4 2020 | 2 |
J. Goldman & Co LP | 1 | 1 | 0.01% | 0.03% | 0.05% | Q4 2020 | Q4 2020 | 2 |
EASTERLY INVESTMENT PARTNERS LLC | 2 | 2 | 0.04% | 0.04% | 0.05% | Q2 2020 | Q3 2020 | 2 |
ARISTEIA CAPITAL, L.L.C. | 2 | 2 | 0.04% | 0.04% | 0.04% | Q3 2020 | Q4 2020 | 2 |
Russell Investments Group, Ltd. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
Alyeska Investment Group, L.P. | 2 | 2 | 0.68% | 0.70% | 0.72% | Q3 2020 | Q4 2020 | 2 |
UBS Group AG | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2020 | 2 |
Kepos Capital LP | 2 | 2 | 0.82% | 0.86% | 0.90% | Q3 2020 | Q4 2020 | 2 |
AQR Arbitrage LLC | 2 | 2 | 0.02% | 0.04% | 0.06% | Q2 2020 | Q3 2020 | 2 |
MOORE CAPITAL MANAGEMENT, LP | 2 | 2 | 0.05% | 0.06% | 0.07% | Q2 2020 | Q3 2020 | 2 |
FNY Investment Advisers, LLC | 2 | 2 | 0.04% | 0.44% | 0.85% | Q3 2020 | Q4 2020 | 2 |
ROYAL BANK OF CANADA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2020 | 2 |
RP Investment Advisors LP | 2 | 2 | 4.04% | 4.38% | 4.71% | Q2 2020 | Q3 2020 | 2 |
BERKLEY W R CORP | 2 | 2 | 0.07% | 0.07% | 0.08% | Q2 2020 | Q3 2020 | 2 |
RAYMOND JAMES & ASSOCIATES | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q4 2020 | 2 |
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q4 2020 | 2 |
Beryl Capital Management LLC | 2 | 2 | 0.11% | 0.25% | 0.40% | Q3 2020 | Q4 2020 | 2 |
Hudson Bay Capital Management LP | 2 | 2 | 0.06% | 0.08% | 0.11% | Q2 2020 | Q3 2020 | 2 |
TIG Advisors, LLC | 2 | 2 | 0.31% | 0.39% | 0.48% | Q3 2020 | Q4 2020 | 2 |
FIR TREE CAPITAL MANAGEMENT LP | 2 | 2 | 0.83% | 1.03% | 1.23% | Q2 2020 | Q3 2020 | 2 |
Walleye Capital LLC | 2 | 2 | 0.09% | 0.10% | 0.10% | Q3 2020 | Q4 2020 | 2 |
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 2 | 2 | 0.14% | 0.16% | 0.18% | Q3 2020 | Q4 2020 | 2 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2020 | Q4 2020 | 2 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
BLUEFIN CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
Empyrean Capital Partners, LP | 1 | 1 | 0.36% | 0.36% | 0.36% | Q4 2020 | Q4 2020 | 1 |
Anson Funds Management LP | 1 | 1 | 0.53% | 0.53% | 0.53% | Q3 2020 | Q3 2020 | 1 |
Penserra Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
WELLS FARGO & COMPANY/MN | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
PICTON MAHONEY ASSET MANAGEMENT | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2020 | Q3 2020 | 1 |
Lombard Odier Asset Management (USA) Corp | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
Sage Rock Capital Management LP | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2020 | Q4 2020 | 1 |
OMNI PARTNERS LLP | 1 | 1 | 0.22% | 0.22% | 0.22% | Q4 2020 | Q4 2020 | 1 |
SYCOMORE ASSET MANAGEMENT | 1 | 1 | 2.18% | 2.18% | 2.18% | Q4 2020 | Q4 2020 | 1 |
COASTAL INVESTMENT MANAGEMENT, L.P. | 1 | 1 | 1.78% | 1.78% | 1.78% | Q4 2020 | Q4 2020 | 1 |
Qube Research & Technologies Ltd | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Maven Securities LTD | 1 | 1 | 0.78% | 0.78% | 0.78% | Q4 2020 | Q4 2020 | 1 |
MIZUHO SECURITIES USA LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Centiva Capital, LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2020 | Q3 2020 | 1 |
Weiss Asset Management LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
PERISCOPE CAPITAL INC. | 1 | 1 | 0.25% | 0.25% | 0.25% | Q3 2020 | Q3 2020 | 1 |
OMERS ADMINISTRATION Corp | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
GAGNON SECURITIES LLC | 1 | 1 | 0.24% | 0.24% | 0.24% | Q4 2020 | Q4 2020 | 1 |
Northern Right Capital Management, L.P. | 1 | 1 | 1.76% | 1.76% | 1.76% | Q4 2020 | Q4 2020 | 1 |
INHERENT GROUP, LP | 1 | 1 | 0.40% | 0.40% | 0.40% | Q4 2020 | Q4 2020 | 1 |
EJF Capital LLC | 1 | 1 | 0.55% | 0.55% | 0.55% | Q4 2020 | Q4 2020 | 1 |
HOWE & RUSLING INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
Shay Capital LLC | 1 | 1 | 0.49% | 0.49% | 0.49% | Q4 2020 | Q4 2020 | 1 |
Fort Baker Capital Management LP | 1 | 1 | 1.27% | 1.27% | 1.27% | Q4 2020 | Q4 2020 | 1 |
PUTNAM INVESTMENTS LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Altai Capital Management | 1 | 1 | 13.89% | 13.89% | 13.89% | Q4 2020 | Q4 2020 | 1 |
Walleye Trading LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
Hound Partners | 1 | 1 | 0.19% | 0.19% | 0.19% | Q2 2020 | Q2 2020 | 1 |
Berman Capital Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2020 | Q4 2020 | 1 |
Verition Fund Management LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2020 | Q3 2020 | 1 |
BARDIN HILL MANAGEMENT PARTNERS LP | 1 | 1 | 0.64% | 0.64% | 0.64% | Q4 2020 | Q4 2020 | 1 |
ROYCE & ASSOCIATES LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Magnetar Financial LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2020 | Q4 2020 | 1 |
Virtu Financial LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2020 | Q4 2020 | 1 |
One68 Global Capital, LLC | 1 | 1 | 0.37% | 0.37% | 0.37% | Q4 2020 | Q4 2020 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
Gagnon Advisors, LLC | 1 | 1 | 0.46% | 0.46% | 0.46% | Q4 2020 | Q4 2020 | 1 |
MORGAN STANLEY | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
COWEN AND COMPANY, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q4 2020 | Q4 2020 | 1 |
JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
First Trust Capital Management L.P. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2020 | Q3 2020 | 1 |
LH Capital Markets, LLC | 1 | 1 | 1.61% | 1.61% | 1.61% | Q4 2020 | Q4 2020 | 1 |
ADAGE CAPITAL PARTNERS GP, L.L.C. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2020 | Q4 2020 | 1 |
External links
This page lists all the filers that currently own CC NEUBERGER PRINCIPAL HLDNG or have owned CC NEUBERGER PRINCIPAL HLDNG in the past.