| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,737,364 | $33,113,045 | 1.65% |
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| 1607 Capital Partners, LLC | 2,397,060 | $21,237,952 | 1.52% |
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| ROBERTS GLORE & CO INC /IL/ | 423,480 | $3,752,033 | 1.20% |
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| PenderFund Capital Management Ltd. | 298,811 | $3,507 | 1.09% |
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| Wakefield Asset Management LLLP | 296,219 | $2,624,501 | 1.04% |
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| Almitas Capital LLC | 270,274 | $2,416,250 | 1.03% |
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| BFSG, LLC | 514,543 | $4,559 | 0.78% |
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| Matisse Capital | 110,500 | $979,030 | 0.61% |
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| Atlas Private Wealth Advisors | 277,540 | $2,459,010 | 0.50% |
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| Tortoise Investment Management, LLC | 273,249 | $2,420,986 | 0.36% |
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| SIT INVESTMENT ASSOCIATES INC | 1,357,623 | $12,029 | 0.31% |
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| GRACE & WHITE INC /NY | 183,497 | $1,625,783 | 0.30% |
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| Concorde Asset Management, LLC | 35,700 | $316,302 | 0.29% |
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| Triad Investment Management | 22,556 | $199,846 | 0.28% |
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| Stolper Co | 69,898 | $619 | 0.26% |
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| Aviance Capital Partners, LLC | 90,457 | $801,452 | 0.17% |
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| Penserra Capital Management LLC | 709,447 | $6,285 | 0.12% |
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| TWIN FOCUS CAPITAL PARTNERS, LLC | 56,108 | $497,117 | 0.10% |
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| STANSBERRY ASSET MANAGEMENT, LLC | 48,161 | $426,707 | 0.08% |
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| Congress Park Capital LLC | 17,000 | $150,620 | 0.08% |
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