| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| BARCLAYS PLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
| WELLS FARGO & COMPANY/MN | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
| Radcliffe Capital Management, L.P. | 7 | 7 | 4.56% | 6.81% | 8.38% | Q1 2016 | Q3 2017 | 7 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 7 | 7 | 0.17% | 0.19% | 0.21% | Q1 2016 | Q3 2017 | 7 |
| OAKTREE CAPITAL MANAGEMENT LP | 7 | 7 | 0.11% | 0.16% | 0.22% | Q1 2016 | Q3 2017 | 7 |
| Raymond James Financial Services Advisors, Inc. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
| CREDIT SUISSE AG/ | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 7 |
| STIFEL FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
| Cambridge Investment Research Advisors, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
| GOLDMAN SACHS GROUP INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q3 2017 | 6 |
| Wellesley Asset Management | 4 | 2 | 0.82% | 1.36% | 2.14% | Q1 2015 | Q4 2016 | 6 |
| Creative Planning | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2017 | 6 |
| TD ASSET MANAGEMENT INC | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2017 | 5 |
| STEELHEAD PARTNERS LLC | 5 | 5 | 0.15% | 0.43% | 0.63% | Q3 2016 | Q3 2017 | 5 |
| JPMORGAN CHASE & CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 4 |
| Advisor Group, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
| Pine River Capital Management L.P. | 3 | 3 | 0.33% | 0.38% | 0.44% | Q1 2016 | Q3 2016 | 3 |
| Commonwealth Equity Services, Inc | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2017 | 3 |
| BANK OF AMERICA CORP /DE/ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2017 | 3 |
| Investors Capital Advisory Services | 2 | 2 | 0.05% | 0.05% | 0.05% | Q1 2016 | Q2 2016 | 2 |
| D.A. DAVIDSON & CO. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
| DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
| MORGAN STANLEY | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2017 | 2 |
| CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
| Edge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 1 | 1 | 0.14% | 0.14% | 0.14% | Q3 2013 | Q3 2013 | 1 |
| Perigon Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
| Context Capital Management, LLC | 1 | 1 | 2.89% | 2.89% | 2.89% | Q4 2014 | Q4 2014 | 1 |
| Cetera Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q1 2016 | 1 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
| INVESTMENT CENTERS OF AMERICA INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
This page lists all the filers that currently own TICC CAPITAL CORP or have owned TICC CAPITAL CORP in the past.