Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 18 | 18 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 18 |
StrategIQ Financial Group, LLC | 18 | 18 | 0.31% | 0.82% | 1.77% | Q2 2019 | Q3 2023 | 18 |
WELLS FARGO & COMPANY/MN | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2023 | 16 |
UBS Group AG | 9 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 16 |
Capital Investment Advisors, LLC | 15 | 15 | 0.02% | 0.03% | 0.03% | Q1 2020 | Q3 2023 | 15 |
Chicago Partners Investment Group LLC | 13 | 13 | 0.01% | 0.02% | 0.05% | Q2 2019 | Q2 2022 | 13 |
MORGAN STANLEY | 11 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 13 |
OSAIC HOLDINGS, INC. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 11 |
ICON ADVISERS INC/CO | 10 | 10 | 0.05% | 0.38% | 0.70% | Q2 2021 | Q3 2023 | 10 |
Berman Capital Advisors, LLC | 9 | 9 | 0.21% | 0.57% | 1.04% | Q3 2019 | Q3 2021 | 9 |
Yakira Capital Management, Inc. | 6 | 3 | 0.05% | 0.13% | 0.20% | Q2 2019 | Q3 2023 | 9 |
Matisse Capital | 9 | 9 | 0.14% | 0.85% | 2.37% | Q4 2019 | Q4 2021 | 9 |
RAYMOND JAMES & ASSOCIATES | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2023 | 9 |
WEST PACES ADVISORS INC. | 8 | 8 | 0.06% | 0.16% | 0.24% | Q1 2018 | Q4 2019 | 8 |
Vivaldi Capital Management LP | 8 | 8 | 0.04% | 0.45% | 1.55% | Q2 2019 | Q1 2021 | 8 |
NewEdge Advisors, LLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
Karpus Management, Inc. | 8 | 8 | 0.01% | 0.23% | 0.38% | Q1 2020 | Q4 2021 | 8 |
Twelve Points Wealth Management LLC | 6 | 1 | 0.14% | 0.63% | 1.25% | Q4 2021 | Q3 2023 | 7 |
Tower Research Capital LLC (TRC) | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2023 | 7 |
HighTower Advisors, LLC | 6 | 6 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q3 2020 | 6 |
WFA Asset Management Corp | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q1 2023 | 6 |
SeaCrest Wealth Management, LLC | 5 | 1 | 0.01% | 0.04% | 0.05% | Q4 2020 | Q2 2022 | 6 |
Bartlett & Co. LLC | 4 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2020 | 6 |
Shaker Financial Services, LLC | 2 | 1 | 0.10% | 0.20% | 0.42% | Q4 2019 | Q2 2023 | 6 |
Centric Wealth Management | 4 | 1 | 0.17% | 0.77% | 2.36% | Q2 2019 | Q3 2020 | 5 |
TRADITION CAPITAL MANAGEMENT LLC | 4 | 1 | 0.41% | 1.18% | 1.57% | Q1 2017 | Q3 2018 | 5 |
Cresset Asset Management, LLC | 5 | 5 | 0.00% | 0.04% | 0.10% | Q4 2021 | Q4 2022 | 5 |
FMR LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2021 | 4 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 4 | 4 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q1 2020 | 4 |
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | 4 | 4 | 0.01% | 0.03% | 0.04% | Q4 2020 | Q3 2021 | 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 3 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2023 | 4 |
FNY Investment Advisers, LLC | 4 | 4 | 0.00% | 0.02% | 0.04% | Q4 2020 | Q3 2021 | 4 |
AMG National Trust Bank | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2020 | Q1 2021 | 4 |
SIT INVESTMENT ASSOCIATES INC | 4 | 4 | 0.02% | 0.26% | 0.39% | Q4 2022 | Q3 2023 | 4 |
BOYS ARNOLD & CO INC | 3 | 3 | 0.12% | 0.14% | 0.17% | Q3 2019 | Q1 2020 | 3 |
FOSTER & MOTLEY INC | 3 | 3 | 0.22% | 0.41% | 0.60% | Q2 2019 | Q4 2019 | 3 |
Mendota Financial Group, LLC | 2 | 1 | 0.03% | 0.16% | 0.41% | Q4 2022 | Q3 2023 | 3 |
ROYAL BANK OF CANADA | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Advisor Group, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
CSS LLC/IL | 2 | 2 | 0.02% | 0.04% | 0.05% | Q2 2023 | Q3 2023 | 2 |
BANK OF AMERICA CORP /DE/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2022 | 2 |
Parallel Advisors, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
Family Management Corp | 2 | 2 | 0.15% | 0.17% | 0.20% | Q3 2019 | Q4 2019 | 2 |
DWM Financial Group, Inc. | 1 | 1 | 2.62% | 2.90% | 3.17% | Q4 2019 | Q2 2020 | 2 |
Wealthcare Advisory Partners LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
6 Meridian | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2020 | Q3 2020 | 2 |
HARBOUR INVESTMENTS, INC. | 2 | 2 | 0.00% | 0.00% | 0.01% | Q1 2021 | Q2 2021 | 2 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
SIGNATUREFD, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
SVB WEALTH LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q2 2019 | 1 |
Sullivan, Bruyette, Speros & Blaney, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
Advisory Services Network, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
CLOUGH CAPITAL PARTNERS L P | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
PACES FERRY WEALTH ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2020 | Q3 2020 | 1 |
TRUST CO OF VERMONT | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
Diversified Trust Co | 1 | 1 | 0.11% | 0.11% | 0.11% | Q3 2016 | Q3 2016 | 1 |
Alpine Global Management, LLC | 1 | 1 | 0.28% | 0.28% | 0.28% | Q4 2022 | Q4 2022 | 1 |
Coastal Bridge Advisors, LLC | 1 | 1 | 0.11% | 0.11% | 0.11% | Q2 2019 | Q2 2019 | 1 |
BOOTHBAY FUND MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
IMA Wealth, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q2 2019 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.27% | 0.27% | 0.27% | Q1 2023 | Q1 2023 | 1 |
External links
This page lists all the filers that currently own RIVERNORTH SPECIALTY FIN COR or have owned RIVERNORTH SPECIALTY FIN COR in the past.