| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| SHUFRO ROSE & CO LLC | 28 | 1 | 0.03% | 0.05% | 0.07% | Q3 2012 | Q1 2020 | 29 |
| COURIER CAPITAL LLC | 26 | 26 | 0.01% | 0.03% | 0.12% | Q2 2013 | Q3 2019 | 26 |
| BROWN ADVISORY INC | 24 | 24 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2019 | 24 |
| CIBC Private Wealth Group, LLC | 21 | 21 | 0.00% | 0.01% | 0.01% | Q1 2014 | Q1 2019 | 21 |
| Emancipation Management LLC | 19 | 19 | 0.71% | 1.22% | 1.98% | Q2 2015 | Q4 2019 | 19 |
| Tower Research Capital LLC (TRC) | 10 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2019 | 19 |
| UBS Group AG | 10 | 7 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2020 | 17 |
| Creative Planning | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 16 |
| BANK OF AMERICA CORP /DE/ | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2020 | 14 |
| Raffles Associates | 14 | 14 | 0.10% | 0.18% | 0.27% | Q4 2016 | Q1 2020 | 14 |
| Thomas J. Herzfeld Advisors, Inc. | 12 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 13 |
| MORGAN STANLEY | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2020 | 11 |
| ASSOCIATED BANC-CORP | 11 | 11 | 0.04% | 0.04% | 0.05% | Q3 2017 | Q1 2020 | 11 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
| NSB Advisors LLC | 9 | 9 | 0.75% | 1.48% | 2.07% | Q1 2013 | Q1 2015 | 9 |
| Minerva Advisors LLC | 8 | 8 | 0.02% | 0.04% | 0.06% | Q1 2018 | Q4 2019 | 8 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q1 2020 | 7 |
| UBS AG | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 5 |
| BLAIR WILLIAM & CO/IL | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2020 | 4 |
| HSBC HOLDINGS PLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2012 | Q3 2012 | 3 |
| Invesco Ltd. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
| Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2017 | 2 |
| M&T BANK CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2019 | 2 |
| Winthrop Partners - WNY, LLC | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2019 | Q3 2019 | 1 |
| JPMORGAN CHASE & CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| JCIC Asset Management Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
| Investors Capital Advisory Services | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
| CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| OSAIC HOLDINGS, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
| Ground Swell Capital, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q2 2014 | 1 |
External links
This page lists all the filers that currently own RAND CAP CORP or have owned RAND CAP CORP in the past.