| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2015-10-06 | DG Capital Management, LLC | KCAP Financial, Inc. | 1,151,334 | 3.1% | EDGAR |
| SC 13G/A | 2015-02-09 | VIRGINIA RETIREMENT SYSTEM | KCAP Financial, Inc. | 199,327,421 | 5.1% | EDGAR |
| SC 13G/A | 2014-11-18 | ZAZOVE ASSOCIATES LLC | KCAP Financial, Inc. | 3,811,965 | 9.4% | EDGAR |
| SC 13D/A | 2014-06-06 | Bloom Jay R | KCAP Financial, Inc. | 1,470,000 | 4.4% | EDGAR |
| SC 13G | 2014-02-14 | VIRGINIA RETIREMENT SYSTEM | KCAP Financial, Inc. | 2,161,310 | 6.1% | EDGAR |
| SC 13G/A | 2014-01-09 | ZAZOVE ASSOCIATES LLC | KCAP Financial, Inc. | 3,722,220 | 10.0% | EDGAR |
| SC 13G/A | 2013-09-10 | ZAZOVE ASSOCIATES LLC | KCAP Financial, Inc. | 3,276,507 | 9.0% | EDGAR |
| SC 13G/A | 2013-09-10 | ZAZOVE ASSOCIATES LLC | KCAP Financial, Inc. | 3,276,507 | 9.0% | EDGAR |
| SC 13G/A | 2013-02-14 | VIRGINIA RETIREMENT SYSTEMS ET AL | KCAP Financial, Inc. | 2,114,020 | 7.4% | EDGAR |
| SC 13G/A | 2013-02-14 | WHITEBOX ADVISORS LLC | KCAP Financial, Inc. | 1,384,113 | 5.0% | EDGAR |
| SC 13G/A | 2013-02-08 | PRICE T ROWE ASSOCIATES INC /MD/ | KCAP Financial, Inc. | 1,197,600 | 4.5% | EDGAR |
| SC 13G/A | 2013-02-05 | FRANKLIN RESOURCES INC | KCAP Financial, Inc. | 753,916 | 2.8% | EDGAR |
| SC 13G/A | 2013-01-10 | ZAZOVE ASSOCIATES LLC | KCAP Financial, Inc. | 4,062,116 | 13.3% | EDGAR |
| SC 13D | 2012-03-07 | Bloom Jay R | Kohlberg Capital CORP | 1,800,000 | 7.9% | EDGAR |
| SC 13D | 2012-03-07 | Kehler Dean C | Kohlberg Capital CORP | 1,800,000 | 7.9% | EDGAR |
| SC 13G | 2012-02-14 | VIRGINIA RETIREMENT SYSTEM | Kohlberg Capital CORP | 231,361,776 | 9.2% | EDGAR |
| SC 13G | 2012-02-14 | WHITEBOX ADVISORS LLC | Kohlberg Capital CORP | 1,540,832 | 6.3% | EDGAR |
| SC 13G/A | 2012-02-10 | PRICE T ROWE ASSOCIATES INC /MD/ | Kohlberg Capital CORP | 1,201,567 | 5.2% | EDGAR |
| SC 13G/A | 2012-02-08 | FRANKLIN RESOURCES INC | Kohlberg Capital CORP | 1,188,293 | 5.2% | EDGAR |
| SC 13G/A | 2012-01-30 | KOHLBERG JAMES A | Kohlberg Capital CORP | 954,658 | 4.2% | EDGAR |