| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| ROYAL BANK OF CANADA | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2020 | 21 |
| BANK OF AMERICA CORP /DE/ | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2020 | 21 |
| LPL Financial LLC | 21 | 21 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2020 | 21 |
| MORGAN STANLEY | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2020 | 21 |
| WELLS FARGO & COMPANY/MN | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2020 | 20 |
| UBS Group AG | 17 | 2 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2020 | 19 |
| Stratos Wealth Partners, LTD. | 19 | 19 | 0.02% | 0.03% | 0.05% | Q1 2016 | Q3 2020 | 19 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 18 | 18 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q4 2019 | 18 |
| RAYMOND JAMES & ASSOCIATES | 17 | 17 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2020 | 17 |
| M&T BANK CORP | 15 | 15 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2020 | 15 |
| D.A. DAVIDSON & CO. | 8 | 7 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q3 2020 | 15 |
| Gerber Kawasaki Wealth & Investment Management | 14 | 14 | 0.05% | 0.19% | 0.56% | Q2 2017 | Q3 2020 | 14 |
| BB&T SECURITIES, LLC | 14 | 14 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q3 2019 | 14 |
| WEDBUSH SECURITIES INC | 13 | 13 | 0.02% | 0.03% | 0.04% | Q1 2016 | Q1 2019 | 13 |
| COMMONWEALTH EQUITY SERVICES, LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2020 | 12 |
| Integrated Wealth Concepts LLC | 10 | 10 | 0.41% | 1.36% | 1.70% | Q2 2018 | Q3 2020 | 10 |
| Baird Financial Group, Inc. | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2018 | Q3 2020 | 10 |
| B. Riley Wealth Management, Inc. | 9 | 9 | 0.03% | 0.08% | 0.14% | Q3 2018 | Q3 2020 | 9 |
| Invesco Ltd. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2018 | 9 |
| Cetera Advisor Networks LLC | 7 | 1 | 0.00% | 0.03% | 0.04% | Q4 2017 | Q2 2020 | 9 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 9 |
| Commonwealth Equity Services, Inc | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2015 | Q3 2017 | 8 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 7 | 7 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2019 | 7 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2020 | 6 |
| ENVESTNET ASSET MANAGEMENT INC | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 6 |
| PARK AVENUE SECURITIES LLC | 3 | 3 | 0.02% | 0.03% | 0.04% | Q1 2018 | Q3 2020 | 6 |
| Winslow, Evans & Crocker, Inc. | 5 | 5 | 0.06% | 0.07% | 0.08% | Q4 2018 | Q4 2019 | 5 |
| Magnus Financial Group LLC | 5 | 5 | 0.07% | 0.09% | 0.10% | Q4 2018 | Q4 2019 | 5 |
| Tower Research Capital LLC (TRC) | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2016 | 5 |
| STIFEL FINANCIAL CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2020 | 5 |
| WOLVERINE ASSET MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2020 | 5 |
| B. Riley Wealth Advisors, Inc. | 4 | 4 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q4 2016 | 4 |
| COMERICA BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 4 |
| FNY Investment Advisers, LLC | 2 | 2 | 0.00% | 0.01% | 0.02% | Q2 2018 | Q2 2019 | 4 |
| TRUIST FINANCIAL CORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 4 |
| Cambridge Investment Research Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q2 2019 | 4 |
| American Institute for Advanced Investment Management, LLP | 4 | 4 | 0.57% | 0.78% | 1.10% | Q4 2019 | Q3 2020 | 4 |
| B. Riley Financial, Inc. | 4 | 4 | 0.14% | 0.21% | 0.32% | Q3 2017 | Q2 2018 | 4 |
| Advisor Group, Inc. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2019 | 3 |
| Gradient Investments LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q1 2017 | 3 |
| OSAIC HOLDINGS, INC. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2020 | 3 |
| Steward Partners Investment Advisory, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2020 | 3 |
| CITIGROUP INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 3 |
| Arlington Capital Management, Inc. | 3 | 3 | 0.51% | 0.92% | 1.33% | Q1 2020 | Q3 2020 | 3 |
| IFP Advisors, Inc | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
| Wealthcare Advisory Partners LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q1 2020 | 3 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.02% | 0.02% | 0.03% | Q1 2020 | Q3 2020 | 2 |
| Laurion Capital Management LP | 1 | 1 | 0.00% | 0.01% | 0.01% | Q1 2016 | Q4 2016 | 2 |
| Argent Trust Co | 2 | 2 | 0.04% | 0.05% | 0.05% | Q2 2016 | Q3 2016 | 2 |
| AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q2 2019 | 2 |
| TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q4 2018 | 2 |
| Independent Advisor Alliance | 1 | 1 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q2 2018 | 2 |
| Golden State Wealth Management, LLC | 2 | 2 | 0.02% | 0.02% | 0.02% | Q1 2019 | Q2 2019 | 2 |
| SEI INVESTMENTS CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
| TRUSTCORE FINANCIAL SERVICES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
| PNC FINANCIAL SERVICES GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
| REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
| Shaker Financial Services, LLC | 1 | 1 | 0.15% | 0.15% | 0.15% | Q4 2019 | Q4 2019 | 1 |
| CENTAURUS FINANCIAL, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q2 2018 | 1 |
| FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2017 | 1 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 1 | 1 | 0.09% | 0.09% | 0.09% | Q3 2020 | Q3 2020 | 1 |
| VERUS CAPITAL PARTNERS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
| RMB Capital Management, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
| StoneX Group Inc. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2020 | Q3 2020 | 1 |
| Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
| Capital Bank & Trust Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2019 | 1 |
| Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q4 2016 | 1 |
External links
This page lists all the filers that currently own NUVEEN HIGH INCOME 2020 TARG or have owned NUVEEN HIGH INCOME 2020 TARG in the past.