NUVEEN CA DIV ADV MUNI FD 3 shareholder history

Current and past NUVEEN CA DIV ADV MUNI FD 3 shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
BANK OF AMERICA CORP /DE/ 14140.00%0.00%0.00%Q2 2013Q3 201614
WELLS FARGO & COMPANY/MN 14140.00%0.00%0.00%Q2 2013Q3 201614
LPL Financial LLC 14140.01%0.01%0.02%Q2 2013Q3 201614
MORGAN STANLEY 14140.00%0.00%0.00%Q2 2013Q3 201614
Advisors Asset Management, Inc. 14140.02%0.05%0.11%Q2 2013Q3 201614
GUGGENHEIM CAPITAL LLC 14140.01%0.01%0.02%Q2 2013Q3 201614
Invesco Ltd. 14140.00%0.00%0.00%Q2 2013Q3 201614
ROYAL BANK OF CANADA 14140.00%0.00%0.00%Q2 2013Q3 201614
D.A. DAVIDSON & CO. 12120.00%0.01%0.01%Q4 2013Q3 201612
CITIGROUP INC 12120.00%0.00%0.00%Q2 2013Q1 201612
SECURITY NATIONAL TRUST CO 11110.02%0.02%0.03%Q1 2014Q3 201611
Efficient Market Advisors, LLC 11110.00%0.00%0.00%Q2 2013Q4 201511
HighVista Strategies LLC 10100.19%0.24%0.31%Q4 2013Q1 201610
MUFG Americas Holdings Corp 730.00%0.00%0.00%Q3 2011Q1 201410
OPPENHEIMER & CO INC 10100.00%0.01%0.01%Q4 2013Q1 201610
Tradewinds Capital Management, LLC 10100.19%0.21%0.23%Q4 2013Q1 201610
HOLLENCREST CAPITAL MANAGEMENT 990.04%0.04%0.06%Q4 2013Q4 20159
UBS Group AG 880.00%0.00%0.00%Q4 2014Q3 20168
LADENBURG THALMANN FINANCIAL SERVICES INC. 880.00%0.00%0.01%Q4 2014Q3 20168
MSI Financial Services Inc 880.00%0.00%0.01%Q4 2014Q3 20168
Thomas J. Herzfeld Advisors, Inc. 610.01%0.08%0.10%Q2 2013Q4 20157
First Allied Advisory Services, Inc. 610.01%0.01%0.02%Q1 2014Q3 20167
Integrated Wealth Management 770.01%0.01%0.02%Q1 2015Q3 20167
DOLIVER ADVISORS, LP 210.13%0.25%0.37%Q1 2013Q3 20167
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Horizon Kinetics 660.00%0.00%0.00%Q2 2013Q3 20146
AKANTHOS CAPITAL MANAGEMENT LLC 660.37%2.05%3.06%Q3 2013Q4 20146
AQR Capital Management 320.00%0.00%0.00%Q3 2013Q4 20145
CIBC Private Wealth Group, LLC 550.00%0.01%0.02%Q3 2015Q3 20165
Raymond James Financial Services Advisors, Inc. 440.00%0.00%0.00%Q4 2015Q3 20164
Tower Research Capital LLC (TRC) 220.00%0.00%0.00%Q2 2013Q2 20164
Creative Planning 440.00%0.00%0.00%Q4 2015Q3 20164
Laurel Wealth Advisors, Inc. 440.13%0.14%0.15%Q4 2015Q3 20164
Commonwealth Equity Services, Inc 440.00%0.00%0.01%Q4 2015Q3 20164
AMERIPRISE FINANCIAL INC 210.00%0.00%0.00%Q2 2013Q3 20143
EP Wealth Advisors, LLC 330.10%0.11%0.12%Q1 2016Q3 20163
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 210.03%0.09%0.13%Q2 2014Q2 20153
IFP Advisors, Inc 210.03%0.03%0.04%Q4 2015Q3 20163
NORTHERN TRUST CORP 210.00%0.00%0.00%Q2 2013Q1 20153
DEUTSCHE BANK AG\ 330.00%0.00%0.00%Q4 2015Q2 20163
TFS CAPITAL LLC 210.02%0.02%0.03%Q3 2013Q2 20143
WOLVERINE ASSET MANAGEMENT LLC 210.00%0.00%0.00%Q1 2014Q2 20153
MARINER INVESTMENT GROUP LLC 220.03%0.04%0.06%Q4 2013Q1 20142
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q4 2013Q3 20152
SG Americas Securities, LLC 110.00%0.00%0.00%Q4 2013Q4 20142
BANK OF STOCKTON 110.10%0.10%0.10%Q1 2016Q1 20161
OTA Financial Group L.P. 110.18%0.18%0.18%Q4 2013Q4 20131
Laurion Capital Management LP 110.00%0.00%0.00%Q3 2016Q3 20161
NATIONAL PLANNING CORP 110.00%0.00%0.00%Q4 2014Q4 20141
AMERICAN INTERNATIONAL GROUP, INC. 110.00%0.00%0.00%Q3 2013Q3 20131
Pine River Capital Management L.P. 110.00%0.00%0.00%Q4 2013Q4 20131
WEDBUSH SECURITIES INC 110.05%0.05%0.05%Q3 2016Q3 20161
ALLIANCEBERNSTEIN L.P. 110.00%0.00%0.00%Q1 2014Q1 20141
AQR Arbitrage LLC 110.00%0.00%0.00%Q1 2015Q1 20151
External links

This page lists all the filers that currently own NUVEEN CA DIV ADV MUNI FD 3 or have owned NUVEEN CA DIV ADV MUNI FD 3 in the past.