Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
BANK OF AMERICA CORP /DE/ | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
WELLS FARGO & COMPANY/MN | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
LPL Financial LLC | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2016 | 14 |
MORGAN STANLEY | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
Advisors Asset Management, Inc. | 14 | 14 | 0.02% | 0.05% | 0.11% | Q2 2013 | Q3 2016 | 14 |
GUGGENHEIM CAPITAL LLC | 14 | 14 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2016 | 14 |
Invesco Ltd. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
ROYAL BANK OF CANADA | 14 | 14 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2016 | 14 |
D.A. DAVIDSON & CO. | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q3 2016 | 12 |
CITIGROUP INC | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
SECURITY NATIONAL TRUST CO | 11 | 11 | 0.02% | 0.02% | 0.03% | Q1 2014 | Q3 2016 | 11 |
Efficient Market Advisors, LLC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 11 |
HighVista Strategies LLC | 10 | 10 | 0.19% | 0.24% | 0.31% | Q4 2013 | Q1 2016 | 10 |
MUFG Americas Holdings Corp | 7 | 3 | 0.00% | 0.00% | 0.00% | Q3 2011 | Q1 2014 | 10 |
OPPENHEIMER & CO INC | 10 | 10 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q1 2016 | 10 |
Tradewinds Capital Management, LLC | 10 | 10 | 0.19% | 0.21% | 0.23% | Q4 2013 | Q1 2016 | 10 |
HOLLENCREST CAPITAL MANAGEMENT | 9 | 9 | 0.04% | 0.04% | 0.06% | Q4 2013 | Q4 2015 | 9 |
UBS Group AG | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2016 | 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2016 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q3 2016 | 8 |
Thomas J. Herzfeld Advisors, Inc. | 6 | 1 | 0.01% | 0.08% | 0.10% | Q2 2013 | Q4 2015 | 7 |
First Allied Advisory Services, Inc. | 6 | 1 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q3 2016 | 7 |
Integrated Wealth Management | 7 | 7 | 0.01% | 0.01% | 0.02% | Q1 2015 | Q3 2016 | 7 |
DOLIVER ADVISORS, LP | 2 | 1 | 0.13% | 0.25% | 0.37% | Q1 2013 | Q3 2016 | 7 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Horizon Kinetics | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
AKANTHOS CAPITAL MANAGEMENT LLC | 6 | 6 | 0.37% | 2.05% | 3.06% | Q3 2013 | Q4 2014 | 6 |
AQR Capital Management | 3 | 2 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2014 | 5 |
CIBC Private Wealth Group, LLC | 5 | 5 | 0.00% | 0.01% | 0.02% | Q3 2015 | Q3 2016 | 5 |
Raymond James Financial Services Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
Tower Research Capital LLC (TRC) | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 4 |
Creative Planning | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q3 2016 | 4 |
Laurel Wealth Advisors, Inc. | 4 | 4 | 0.13% | 0.14% | 0.15% | Q4 2015 | Q3 2016 | 4 |
Commonwealth Equity Services, Inc | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2016 | 4 |
AMERIPRISE FINANCIAL INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 3 |
EP Wealth Advisors, LLC | 3 | 3 | 0.10% | 0.11% | 0.12% | Q1 2016 | Q3 2016 | 3 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 2 | 1 | 0.03% | 0.09% | 0.13% | Q2 2014 | Q2 2015 | 3 |
IFP Advisors, Inc | 2 | 1 | 0.03% | 0.03% | 0.04% | Q4 2015 | Q3 2016 | 3 |
NORTHERN TRUST CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2015 | 3 |
DEUTSCHE BANK AG\ | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 3 |
TFS CAPITAL LLC | 2 | 1 | 0.02% | 0.02% | 0.03% | Q3 2013 | Q2 2014 | 3 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2015 | 3 |
MARINER INVESTMENT GROUP LLC | 2 | 2 | 0.03% | 0.04% | 0.06% | Q4 2013 | Q1 2014 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2015 | 2 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2014 | 2 |
BANK OF STOCKTON | 1 | 1 | 0.10% | 0.10% | 0.10% | Q1 2016 | Q1 2016 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.18% | 0.18% | 0.18% | Q4 2013 | Q4 2013 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Pine River Capital Management L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
WEDBUSH SECURITIES INC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2016 | Q3 2016 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
AQR Arbitrage LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
External links
This page lists all the filers that currently own NUVEEN CA DIV ADV MUNI FD 3 or have owned NUVEEN CA DIV ADV MUNI FD 3 in the past.