Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MUFG Americas Holdings Corp | 18 | 18 | 0.00% | 0.00% | 0.00% | Q4 2010 | Q1 2015 | 18 |
HUNTINGTON NATIONAL BANK | 11 | 3 | 0.00% | 0.00% | 0.01% | Q1 2009 | Q4 2012 | 14 |
VAN ECK ASSOCIATES CORP | 13 | 13 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2016 | 13 |
Investors Capital Advisory Services | 13 | 13 | 0.03% | 0.04% | 0.05% | Q2 2013 | Q2 2016 | 13 |
MORGAN STANLEY | 13 | 13 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2016 | 13 |
WELLS FARGO & COMPANY/MN | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 13 | 13 | 0.01% | 0.04% | 0.05% | Q2 2013 | Q2 2016 | 13 |
US BANCORP \DE\ | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
People's United Financial, Inc. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
Horizon Kinetics | 13 | 13 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q2 2016 | 13 |
First Allied Advisory Services, Inc. | 13 | 13 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q2 2016 | 13 |
LPL Financial LLC | 13 | 13 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2016 | 13 |
PNC FINANCIAL SERVICES GROUP, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
HighTower Advisors, LLC | 13 | 13 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2016 | 13 |
DUNCKER STREETT & CO INC | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
Carroll Financial Associates, Inc. | 13 | 13 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2016 | 13 |
Commonwealth Equity Services, Inc | 13 | 13 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2016 | 13 |
Highlander Capital Management, LLC | 13 | 13 | 0.03% | 0.03% | 0.04% | Q2 2013 | Q2 2016 | 13 |
ROYAL BANK OF CANADA | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
BANK OF AMERICA CORP /DE/ | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
Whitnell & Co. | 13 | 13 | 0.00% | 0.15% | 0.43% | Q2 2013 | Q2 2016 | 13 |
Oxbow Advisors, LLC | 13 | 13 | 0.60% | 1.31% | 1.86% | Q2 2013 | Q2 2016 | 13 |
SECURITY NATIONAL TRUST CO | 13 | 13 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2016 | 13 |
Karpus Management, Inc. | 13 | 13 | 0.01% | 0.14% | 0.40% | Q2 2013 | Q2 2016 | 13 |
FIFTH THIRD BANCORP | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
GUGGENHEIM CAPITAL LLC | 13 | 13 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q2 2016 | 13 |
BANK OF MONTREAL /CAN/ | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 13 |
Rehmann Capital Advisory Group | 12 | 12 | 0.06% | 0.12% | 0.15% | Q3 2013 | Q2 2016 | 12 |
Cordasco Financial Network | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q3 2016 | 12 |
ENTERPRISE FINANCIAL SERVICES CORP | 12 | 12 | 0.03% | 0.03% | 0.04% | Q3 2013 | Q2 2016 | 12 |
BB&T SECURITIES, LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2016 | 12 |
Advisors Asset Management, Inc. | 12 | 12 | 0.01% | 0.07% | 0.10% | Q3 2013 | Q2 2016 | 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | 12 | 12 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q1 2016 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
Cambridge Investment Research Advisors, Inc. | 10 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2016 | 12 |
Global Endowment Management, LP | 12 | 12 | 0.09% | 0.26% | 0.50% | Q3 2013 | Q2 2016 | 12 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11 | 11 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q2 2016 | 11 |
Formidable Asset Management, LLC | 11 | 11 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q1 2016 | 11 |
Capital Investment Advisors, LLC | 11 | 11 | 0.02% | 0.02% | 0.02% | Q4 2013 | Q2 2016 | 11 |
CITIGROUP INC | 10 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 11 |
Bank of New York Mellon Corp | 6 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2016 | 11 |
Tradewinds Capital Management, LLC | 11 | 11 | 0.44% | 0.56% | 0.69% | Q4 2013 | Q2 2016 | 11 |
MSI Financial Services Inc | 11 | 11 | 0.00% | 0.01% | 0.01% | Q4 2013 | Q2 2016 | 11 |
West Family Investments, Inc. | 11 | 11 | 0.09% | 0.11% | 0.14% | Q4 2013 | Q2 2016 | 11 |
KANALY TRUST CO | 11 | 11 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q2 2016 | 11 |
MONETARY MANAGEMENT GROUP INC | 9 | 1 | 0.03% | 0.03% | 0.03% | Q4 2013 | Q2 2016 | 10 |
Archford Capital Strategies, LLC | 10 | 10 | 0.00% | 0.02% | 0.02% | Q1 2014 | Q2 2016 | 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10 | 10 | 0.02% | 0.12% | 0.23% | Q4 2013 | Q1 2016 | 10 |
STIFEL FINANCIAL CORP | 10 | 10 | 0.01% | 0.01% | 0.02% | Q1 2014 | Q2 2016 | 10 |
Invesco Ltd. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 10 |
OPPENHEIMER & CO INC | 10 | 10 | 0.00% | 0.01% | 0.02% | Q1 2014 | Q2 2016 | 10 |
Waverly Advisors, LLC | 9 | 9 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2015 | 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 5 | 4 | 0.36% | 0.57% | 0.76% | Q2 2013 | Q4 2015 | 9 |
SIT INVESTMENT ASSOCIATES INC | 8 | 1 | 0.00% | 0.05% | 0.15% | Q1 2014 | Q2 2016 | 9 |
OAK HILL ADVISORS LP | 9 | 9 | 0.57% | 1.02% | 1.64% | Q1 2014 | Q1 2016 | 9 |
DOLIVER ADVISORS, LP | 2 | 1 | 0.10% | 0.39% | 0.56% | Q1 2013 | Q2 2016 | 8 |
DRW Securities, LLC | 8 | 8 | 0.01% | 0.04% | 0.07% | Q3 2013 | Q2 2015 | 8 |
GOLDMAN SACHS GROUP INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2015 | 7 |
J.P. Morgan Private Wealth Advisors LLC | 4 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2016 | 7 |
ENVESTNET ASSET MANAGEMENT INC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
NATIONAL PLANNING CORP | 7 | 7 | 0.01% | 0.06% | 0.08% | Q4 2014 | Q2 2016 | 7 |
Creative Planning | 4 | 3 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q2 2016 | 7 |
UBS Group AG | 7 | 7 | 0.00% | 0.00% | 0.01% | Q4 2014 | Q2 2016 | 7 |
JFS WEALTH ADVISORS, LLC | 7 | 7 | 0.12% | 0.56% | 0.80% | Q4 2014 | Q2 2016 | 7 |
NEW VERNON INVESTMENT MANAGEMENT LLC | 7 | 7 | 2.43% | 2.84% | 3.37% | Q4 2014 | Q2 2016 | 7 |
Pine River Capital Management L.P. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q1 2016 | 7 |
WOLVERINE ASSET MANAGEMENT LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q1 2016 | 7 |
TFS CAPITAL LLC | 4 | 2 | 0.02% | 0.05% | 0.09% | Q4 2013 | Q2 2016 | 6 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6 | 6 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q1 2015 | 6 |
Integrated Wealth Management | 6 | 6 | 0.08% | 0.09% | 0.11% | Q1 2015 | Q2 2016 | 6 |
DONALDSON CAPITAL MANAGEMENT, LLC | 6 | 6 | 0.05% | 0.06% | 0.07% | Q2 2011 | Q3 2012 | 6 |
Tower Research Capital LLC (TRC) | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 6 |
RAYMOND JAMES & ASSOCIATES | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2016 | 6 |
NEW ENGLAND SECURITIES CORP /MA/ | 6 | 6 | 0.01% | 0.02% | 0.04% | Q3 2013 | Q4 2014 | 6 |
MARINER INVESTMENT GROUP LLC | 5 | 1 | 0.11% | 0.38% | 0.50% | Q4 2013 | Q1 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Pinnacle Summer Investments, Inc. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q4 2015 | 6 |
AQR Capital Management | 6 | 6 | 0.00% | 0.01% | 0.01% | Q3 2013 | Q4 2014 | 6 |
Sigma Planning Corp | 3 | 2 | 0.02% | 0.02% | 0.02% | Q4 2014 | Q2 2016 | 5 |
Relative Value Partners Group, LLC | 5 | 5 | 0.08% | 0.13% | 0.17% | Q2 2015 | Q2 2016 | 5 |
VICUS CAPITAL | 5 | 5 | 0.04% | 0.05% | 0.07% | Q2 2015 | Q2 2016 | 5 |
NEXT Financial Group, Inc | 4 | 1 | 0.00% | 0.03% | 0.04% | Q3 2014 | Q1 2016 | 5 |
FIRST TRUST ADVISORS LP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 5 |
Asset Planning Services, Ltd. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2016 | 5 |
Apriem Advisors | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2016 | 5 |
AQR Arbitrage LLC | 5 | 5 | 0.00% | 0.02% | 0.03% | Q1 2015 | Q1 2016 | 5 |
KEYBANK NATIONAL ASSOCIATION/OH | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2015 | 4 |
PRELUDE CAPITAL MANAGEMENT, LLC | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2013 | Q2 2015 | 4 |
Virtu KCG Holdings LLC | 2 | 1 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q2 2015 | 4 |
BAIRD ROBERT W & CO INC /WI/ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2015 | 4 |
WFG Advisors, LP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
JPMORGAN CHASE & CO | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q2 2016 | 4 |
BlackRock Investment Management, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
Chicago Partners Investment Group LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q2 2016 | 4 |
Winch Advisory Services, LLC | 4 | 4 | 0.10% | 0.13% | 0.16% | Q3 2015 | Q2 2016 | 4 |
Windsor Capital Management, LLC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2015 | 4 |
PT ASSET MANAGEMENT, LLC | 3 | 3 | 0.89% | 1.09% | 1.20% | Q4 2014 | Q2 2015 | 3 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2015 | 3 |
D.A. DAVIDSON & CO. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q4 2013 | 3 |
Carnick & Kubik, LLC | 3 | 3 | 0.11% | 0.20% | 0.24% | Q3 2015 | Q1 2016 | 3 |
Cable Hill Partners, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q4 2014 | Q2 2015 | 3 |
FIRST AMERICAN TRUST, FSB | 3 | 3 | 0.13% | 0.14% | 0.15% | Q2 2013 | Q4 2013 | 3 |
Fiera Capital Corp | 3 | 3 | 0.03% | 0.03% | 0.04% | Q4 2015 | Q2 2016 | 3 |
ROBINSON CAPITAL MANAGEMENT, LLC | 3 | 3 | 2.10% | 2.46% | 3.06% | Q4 2015 | Q2 2016 | 3 |
Oakworth Capital, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2015 | 3 |
1832 Asset Management L.P. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2016 | 3 |
SUNTRUST BANKS INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
StellarOne CORP | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Regal Investment Advisors LLC | 2 | 2 | 0.02% | 0.07% | 0.12% | Q2 2013 | Q3 2013 | 2 |
Veritable, L.P. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q2 2016 | 2 |
FineMark National Bank & Trust | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 2 |
Gruss Capital Management LP | 2 | 2 | 0.03% | 0.04% | 0.04% | Q4 2013 | Q1 2014 | 2 |
DUBUQUE BANK & TRUST CO | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
Liberty Street Advisors, Inc. | 2 | 2 | 2.07% | 2.47% | 2.88% | Q2 2015 | Q3 2015 | 2 |
Texan Capital Management | 2 | 2 | 0.06% | 0.07% | 0.07% | Q2 2013 | Q3 2013 | 2 |
CENTRAL TRUST Co | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2015 | 2 |
IFP Advisors, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q2 2016 | 2 |
HOLLENCREST CAPITAL MANAGEMENT | 2 | 2 | 0.02% | 0.03% | 0.03% | Q1 2016 | Q2 2016 | 2 |
AMERIPRISE FINANCIAL INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q3 2013 | 2 |
Marathon Partners Equity Management, LLC | 2 | 2 | 0.32% | 0.39% | 0.47% | Q4 2013 | Q1 2014 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.43% | 0.68% | 0.94% | Q3 2015 | Q2 2016 | 2 |
Plante Moran Financial Advisors, LLC | 2 | 2 | 0.01% | 0.02% | 0.04% | Q3 2014 | Q4 2014 | 2 |
Weiss Asset Management LP | 2 | 2 | 0.08% | 0.09% | 0.10% | Q1 2016 | Q2 2016 | 2 |
Paloma Partners Management Co | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Evercore Wealth Management, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
JONES FINANCIAL COMPANIES LLLP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Raymond James Financial Services Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Shamrock Asset Management LLC | 1 | 1 | 0.24% | 0.24% | 0.24% | Q2 2016 | Q2 2016 | 1 |
REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Ausdal Financial Partners, Inc. | 1 | 1 | 0.05% | 0.05% | 0.05% | Q4 2015 | Q4 2015 | 1 |
L & S Advisors Inc | 1 | 1 | 0.10% | 0.10% | 0.10% | Q4 2013 | Q4 2013 | 1 |
FIR TREE CAPITAL MANAGEMENT LP | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2013 | Q3 2013 | 1 |
Atlantic Union Bankshares Corp | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
OTA Financial Group L.P. | 1 | 1 | 0.25% | 0.25% | 0.25% | Q4 2013 | Q4 2013 | 1 |
Hoxton Financial, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
Advisor Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Allegis Investment Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
PANAGORA ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Samson Capital Advisors LLC | 1 | 1 | 1.79% | 1.79% | 1.79% | Q3 2015 | Q3 2015 | 1 |
CORNERSTONE ADVISORS INC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2016 | Q2 2016 | 1 |
NWAM LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q2 2014 | Q2 2014 | 1 |
SIGNATUREFD, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
ALLIANCEBERNSTEIN L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
Cribstone Capital Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
Laurion Capital Management LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
Madden Advisory Services, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
Merriman Wealth Management, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2013 | Q4 2013 | 1 |
Argentus Capital Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
Transform Wealth, LLC | 1 | 1 | 0.17% | 0.17% | 0.17% | Q2 2016 | Q2 2016 | 1 |
SOUTH TEXAS MONEY MANAGEMENT LTD | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Laird Norton Wetherby Wealth Management, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2016 | Q2 2016 | 1 |
Cetera Advisor Networks LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2013 | Q1 2013 | 1 |
External links
This page lists all the filers that currently own NUVEEN PREM INCOME MUN FD or have owned NUVEEN PREM INCOME MUN FD in the past.