LISTED FD TR shareholder history

Current and past LISTED FD TR shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
Cutler Group LLC / CA 990.00%0.00%0.01%Q3 2021Q3 202324
SUSQUEHANNA INTERNATIONAL GROUP, LLP 990.00%0.00%0.00%Q3 2021Q3 202324
Citadel Advisors 880.00%0.00%0.00%Q4 2021Q3 202323
UBS Group AG 880.00%0.00%0.00%Q4 2021Q3 202312
ROYAL BANK OF CANADA 10100.00%0.00%0.00%Q2 2021Q3 202310
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 10100.00%0.00%0.00%Q2 2021Q3 202310
JANE STREET GROUP, LLC 520.00%0.00%0.00%Q4 2021Q3 202310
BANK OF MONTREAL /CAN/ 420.00%0.00%0.00%Q4 2021Q3 202310
GM Advisory Group, LLC 990.04%0.92%2.65%Q3 2021Q3 20239
MORGAN STANLEY 990.00%0.00%0.00%Q3 2021Q3 20239
St. Johns Investment Management Company, LLC 990.00%0.00%0.00%Q3 2021Q3 20239
Banque Cantonale Vaudoise 990.00%0.01%0.01%Q3 2021Q3 20239
JPMORGAN CHASE & CO 880.00%0.00%0.00%Q4 2021Q3 20238
VALLEY NATIONAL ADVISERS INC 880.01%0.02%0.04%Q4 2021Q3 20238
OSAIC HOLDINGS, INC. 880.00%0.00%0.01%Q4 2021Q3 20238
Cambridge Investment Research Advisors, Inc. 880.00%0.00%0.00%Q4 2021Q3 20238
CREATIVE FINANCIAL DESIGNS INC /ADV 880.00%0.00%0.01%Q4 2021Q3 20238
PNC FINANCIAL SERVICES GROUP, INC. 880.00%0.00%0.00%Q4 2021Q3 20238
HARBOR INVESTMENT ADVISORY, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
SCOTIA CAPITAL INC. 880.00%0.00%0.00%Q4 2021Q3 20238
Aurora Private Wealth, Inc. 880.07%0.14%0.23%Q4 2021Q3 20238
Raymond James Financial Services Advisors, Inc. 880.00%0.00%0.00%Q4 2021Q3 20238
CITIGROUP INC 880.00%0.00%0.00%Q4 2021Q3 20238
STIFEL FINANCIAL CORP 880.00%0.00%0.00%Q4 2021Q3 20238
Allworth Financial LP 880.00%0.00%0.00%Q4 2021Q3 20238
Steward Partners Investment Advisory, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
TimeScale Financial, Inc. 880.00%0.00%0.00%Q3 2021Q2 20238
INDEPENDENT INVESTORS INC 880.02%0.02%0.03%Q4 2021Q3 20238
Kestra Advisory Services, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
IFP Advisors, Inc 880.00%0.00%0.01%Q4 2021Q3 20238
COMMONWEALTH EQUITY SERVICES, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
West Branch Capital LLC 880.00%0.00%0.00%Q4 2021Q3 20238
NATIONAL BANK OF CANADA /FI/ 880.00%0.21%0.74%Q4 2021Q3 20238
MML INVESTORS SERVICES, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
TD Waterhouse Canada Inc. 880.00%0.00%0.01%Q4 2021Q3 20238
Bogart Wealth, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Baystate Wealth Management LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Core Wealth Advisors, Inc. 880.01%0.01%0.02%Q4 2021Q3 20238
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 880.00%0.00%0.00%Q4 2021Q3 20238
Cetera Investment Advisers 770.00%0.00%0.01%Q1 2022Q3 20237
Gemmer Asset Management LLC 610.00%0.10%0.18%Q4 2021Q3 20237
WELLS FARGO & COMPANY/MN 770.00%0.00%0.00%Q4 2021Q2 20237
FLOW TRADERS U.S. LLC 410.01%0.07%0.12%Q3 2021Q3 20237
LPL Financial LLC 610.00%0.00%0.00%Q4 2021Q3 20237
BALDWIN BROTHERS LLC/MA 770.00%0.00%0.00%Q2 2022Q4 20237
Rockefeller Capital Management L.P. 770.00%0.00%0.01%Q4 2021Q2 20237
Princeton Global Asset Management LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Tower Research Capital LLC (TRC) 520.00%0.00%0.00%Q4 2021Q3 20237
HAP Trading, LLC 440.00%0.00%0.01%Q4 2021Q3 20227
BCR Wealth Strategies, LLC 440.00%0.00%0.01%Q4 2021Q3 20227
Mascoma Wealth Management LLC 770.00%0.00%0.01%Q1 2022Q3 20237
BANK OF AMERICA CORP /DE/ 770.00%0.00%0.00%Q1 2022Q3 20237
Larson Financial Group LLC 770.00%0.00%0.00%Q1 2022Q3 20237
FinTrust Capital Advisors, LLC 770.00%0.00%0.00%Q1 2022Q3 20237
Merit Financial Group, LLC 770.07%0.10%0.21%Q1 2022Q3 20237
Spire Wealth Management 660.00%0.00%0.01%Q2 2022Q3 20236
Evanson Asset Management, LLC 662.11%3.18%3.98%Q2 2022Q3 20236
Banco BTG Pactual S.A. 660.10%0.20%0.31%Q2 2022Q3 20236
Itau Unibanco Holding S.A. 660.01%0.01%0.02%Q2 2022Q3 20236
Wealthfront Advisers LLC 660.00%0.00%0.00%Q2 2022Q3 20236
BROWN BROTHERS HARRIMAN & CO 660.00%0.00%0.00%Q2 2022Q3 20236
Front Row Advisors LLC 660.00%0.00%0.01%Q4 2021Q1 20236
HARBOUR INVESTMENTS, INC. 660.01%0.02%0.03%Q2 2022Q3 20236
Compagnie Lombard Odier SCmA 510.00%0.00%0.00%Q4 2021Q3 20236
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 410.00%0.00%0.01%Q4 2021Q3 20236
Sandy Spring Bank 660.00%0.00%0.00%Q2 2022Q3 20236
Mirae Asset Global Investments Co., Ltd. 320.00%0.00%0.01%Q4 2021Q3 20235
Destiny Wealth Partners, LLC 550.00%0.00%0.02%Q4 2021Q4 20225
SOROS CAPITAL MANAGEMENT LLC 440.08%0.37%0.64%Q4 2021Q3 20225
Strategic Advisors LLC 550.21%0.23%0.27%Q1 2022Q1 20235
Cetera Advisor Networks LLC 550.00%0.00%0.00%Q3 2022Q3 20235
Covington Capital Management 550.00%0.00%0.00%Q3 2021Q3 20225
Qube Research & Technologies Ltd 210.00%0.00%0.00%Q1 2022Q3 20235
MONEY CONCEPTS CAPITAL CORP 550.00%0.01%0.01%Q4 2021Q4 20225
Kistler-Tiffany Companies, LLC 440.00%0.00%0.00%Q4 2021Q3 20224
FourThought Financial, LLC 440.00%0.00%0.00%Q3 2021Q2 20224
Tradition Wealth Management, LLC 440.01%0.01%0.01%Q4 2022Q3 20234
CALDWELL SUTTER CAPITAL, INC. 440.01%0.02%0.02%Q4 2022Q3 20234
OLIVER LAGORE VANVALIN INVESTMENT GROUP 440.00%0.00%0.00%Q1 2022Q4 20224
Financial Freedom, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
American Portfolios Advisors 440.00%0.04%0.10%Q4 2021Q3 20224
NewEdge Advisors, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Schonfeld Strategic Advisors LLC 440.00%0.02%0.03%Q4 2021Q3 20224
TCI Wealth Advisors, Inc. 310.00%0.00%0.00%Q1 2022Q1 20234
Evolution Advisers, Inc. 440.00%0.00%0.00%Q4 2022Q3 20234
Patten Group, Inc. 440.03%0.04%0.04%Q4 2021Q3 20224
FMR LLC 210.00%0.00%0.00%Q1 2022Q3 20234
WEALTH EFFECTS LLC 440.14%0.21%0.26%Q2 2022Q1 20234
OPPENHEIMER & CO INC 440.00%0.00%0.01%Q4 2021Q3 20224
AdvisorNet Financial, Inc 440.00%0.00%0.00%Q4 2021Q3 20224
Beacon Capital Management, LLC 440.00%0.00%0.00%Q4 2022Q3 20234
Semmax Financial Advisors Inc. 440.00%0.00%0.00%Q1 2022Q4 20224
HBK INVESTMENTS L P 440.00%0.01%0.01%Q4 2021Q3 20224
Advisory Services Network, LLC 220.00%0.01%0.02%Q4 2021Q1 20234
Gradient Investments LLC 440.00%0.00%0.00%Q2 2022Q1 20234
Aaron Wealth Advisors LLC 440.01%0.01%0.01%Q4 2022Q3 20234
PRUDENTIAL PLC 310.01%0.02%0.03%Q4 2021Q2 20234
ENVESTNET ASSET MANAGEMENT INC 310.00%0.00%0.00%Q4 2021Q3 20234
SIMPLEX TRADING, LLC 210.00%0.00%0.00%Q4 2021Q3 20223
Bison Wealth, LLC 210.00%0.01%0.01%Q3 2021Q2 20223
Centerpoint Advisors, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Future Financial Wealth Managment LLC 330.72%0.84%0.98%Q4 2021Q2 20223
Global Retirement Partners, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
Ancora Advisors LLC 330.00%0.00%0.00%Q4 2021Q2 20223
Vontobel Holding Ltd. 330.00%0.00%0.00%Q1 2022Q3 20223
Beaird Harris Wealth Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
CAPTRUST FINANCIAL ADVISORS 330.00%0.00%0.00%Q4 2021Q2 20223
Newbridge Financial Services Group, Inc. 330.00%0.00%0.01%Q1 2023Q3 20233
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
1832 Asset Management L.P. 330.00%0.00%0.00%Q1 2022Q3 20223
Stone House Investment Management, LLC 330.00%0.00%0.00%Q1 2023Q3 20233
RAYMOND JAMES & ASSOCIATES 330.00%0.00%0.00%Q4 2021Q2 20223
DRW Securities, LLC 330.01%0.03%0.08%Q4 2021Q2 20223
Gladstone Institutional Advisory LLC 210.01%0.01%0.01%Q1 2022Q3 20233
Atria Wealth Solutions, Inc. 210.00%0.00%0.00%Q2 2022Q3 20233
AVANTAX ADVISORY SERVICES, INC. 220.00%0.00%0.01%Q2 2023Q3 20232
Arete Wealth Advisors, LLC 110.01%0.01%0.02%Q1 2023Q3 20232
Private Portfolio Partners LLC 220.05%0.05%0.06%Q1 2022Q2 20222
CFO4Life Group, LLC 220.03%0.03%0.03%Q3 2022Q4 20222
GREAT LAKES ADVISORS, LLC 220.00%0.00%0.00%Q2 2023Q3 20232
WOLVERINE TRADING, LLC 110.00%0.00%0.00%Q4 2021Q4 20212
FLAGSTAR ADVISORS INC 110.00%0.00%0.00%Q3 2021Q3 20222
Geneos Wealth Management Inc. 220.00%0.00%0.01%Q2 2022Q3 20222
Dynamic Advisor Solutions LLC 220.01%0.01%0.01%Q4 2022Q1 20232
Ahrens Investment Partners LLC 220.00%0.00%0.00%Q4 2021Q1 20222
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 220.01%0.01%0.01%Q4 2021Q1 20222
OLD MISSION CAPITAL LLC 220.01%0.02%0.04%Q3 2022Q4 20222
CREDIT SUISSE AG/ 220.00%0.00%0.00%Q2 2022Q3 20222
Koshinski Asset Management, Inc. 220.00%0.00%0.00%Q4 2021Q1 20222
Kalos Management, Inc. 220.09%0.10%0.11%Q1 2022Q2 20222
Activest Wealth Management 220.07%0.07%0.07%Q3 2022Q4 20222
Essex LLC 220.02%0.03%0.04%Q1 2022Q2 20222
Prentice Wealth Management LLC 110.00%0.00%0.00%Q3 2021Q2 20222
Vienna Asset Management LLC 110.01%0.01%0.01%Q4 2021Q4 20211
CONSOLIDATED CAPITAL MANAGEMENT, LLC 110.57%0.57%0.57%Q2 2022Q2 20221
Realta Investment Advisors 110.04%0.04%0.04%Q4 2021Q4 20211
Legacy Financial Group LLC 110.00%0.00%0.00%Q3 2023Q3 20231
AlphaMark Advisors, LLC 110.00%0.00%0.00%Q1 2022Q1 20221
Archer Investment Corp 110.00%0.00%0.00%Q3 2023Q3 20231
DHJJ Financial Advisors, Ltd. 110.00%0.00%0.00%Q3 2023Q3 20231
Navigation Wealth Management, Inc. 110.06%0.06%0.06%Q4 2021Q4 20211
Private Advisor Group, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Coppell Advisory Solutions LLC 110.23%0.23%0.23%Q2 2023Q2 20231
Carroll Financial Associates, Inc. 110.01%0.01%0.01%Q4 2021Q4 20211
Bray Capital Advisors 110.00%0.00%0.00%Q4 2021Q4 20211
CFO4Life, L.P. 110.03%0.03%0.03%Q4 2022Q4 20221
J. Goldman & Co LP 110.08%0.08%0.08%Q4 2021Q4 20211
FIFTH THIRD BANCORP 110.00%0.00%0.00%Q1 2022Q1 20221
Glassman Wealth Services 110.00%0.00%0.00%Q3 2022Q3 20221
Capital Analysts, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
HighTower Advisors, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
PEAK6 Investments LLC 110.00%0.00%0.00%Q2 2022Q2 20221
HSBC HOLDINGS PLC 110.00%0.00%0.00%Q2 2022Q2 20221
Summit Trail Advisors, LLC 110.01%0.01%0.01%Q2 2022Q2 20221
SeaCrest Wealth Management, LLC 110.03%0.03%0.03%Q4 2021Q4 20211
Mutual Advisors, LLC 110.01%0.01%0.01%Q3 2023Q3 20231
THOMPSON DAVIS & CO., INC. 110.13%0.13%0.13%Q4 2021Q4 20211
GRIMES & COMPANY, INC. 110.00%0.00%0.00%Q4 2022Q4 20221
BARCLAYS PLC 110.00%0.00%0.00%Q1 2022Q1 20221
MARSHALL WACE, LLP 110.00%0.00%0.00%Q2 2023Q2 20231
MARK SHEPTOFF FINANCIAL PLANNING, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
CNB Bank 110.01%0.01%0.01%Q1 2023Q1 20231
Castle Financial & Retirement Planning Associates, Inc. 111.39%1.39%1.39%Q4 2021Q4 20211
Oxler Private Wealth LLC 110.01%0.01%0.01%Q3 2022Q3 20221
Ford Financial Group, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
SG3 Management, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Capital Investment Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
BENJAMIN F. EDWARDS & COMPANY, INC. 110.01%0.01%0.01%Q4 2021Q4 20211
Avior Wealth Management, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Bank Julius Baer & Co. Ltd, Zurich 110.00%0.00%0.00%Q4 2021Q4 20211
Pointe Capital Management LLC 110.00%0.00%0.00%Q1 2023Q1 20231
CIBC WORLD MARKET INC. 110.00%0.00%0.00%Q4 2022Q4 20221
TWO SIGMA SECURITIES, LLC 110.01%0.01%0.01%Q4 2022Q4 20221
Belvedere Trading LLC 110.01%0.01%0.01%Q4 2021Q4 20211
NEXT Financial Group, Inc 110.01%0.01%0.01%Q4 2021Q4 20211
Crescent Capital Consulting, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
EWG Elevate Inc. 110.00%0.00%0.00%Q4 2022Q4 20221
U.S. Capital Wealth Advisors, LLC 110.00%0.00%0.00%Q4 2022Q4 20221
Zullo Investment Group, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
Insight Advisors, LLC/ PA 110.05%0.05%0.05%Q4 2021Q4 20211
STONNINGTON GROUP, LLC 110.01%0.01%0.01%Q4 2021Q4 20211
Venture Visionary Partners LLC 110.00%0.00%0.00%Q2 2022Q2 20221
REILLY FINANCIAL ADVISORS, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
Renaissance Technologies 110.00%0.00%0.00%Q2 2022Q2 20221
CALTON & ASSOCIATES, INC. 110.11%0.11%0.11%Q2 2022Q2 20221
Equitable Holdings, Inc. 110.00%0.00%0.00%Q3 2022Q3 20221
TWO SIGMA INVESTMENTS, LP 110.00%0.00%0.00%Q2 2023Q2 20231
Crown Wealth Group, LLC 110.45%0.45%0.45%Q4 2021Q4 20211
Cypress Capital Management LLC (WY) 110.02%0.02%0.02%Q4 2021Q4 20211
LEAVELL INVESTMENT MANAGEMENT, INC. 110.12%0.12%0.12%Q4 2021Q4 20211
TAP Consulting, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
CAPSTONE WEALTH MANAGEMENT GROUP, LLC 110.52%0.52%0.52%Q4 2021Q4 20211
Gilman Hill Asset Management, LLC 110.60%0.60%0.60%Q3 2023Q3 20231
Henrickson Nauta Wealth Advisors, Inc. 110.00%0.00%0.00%Q4 2021Q4 20211
SIGNATUREFD, LLC 110.00%0.00%0.00%Q3 2023Q3 20231
NATIONS FINANCIAL GROUP INC, /IA/ /ADV 110.02%0.02%0.02%Q1 2022Q1 20221
WEDBUSH SECURITIES INC 110.03%0.03%0.03%Q4 2021Q4 20211
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 110.13%0.13%0.13%Q4 2021Q4 20211
Parallel Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
External links

This page lists all the filers that currently own LISTED FD TR or have owned LISTED FD TR in the past.