Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 33 | 33 | 1.20% | 12.34% | 29.68% | Q3 2015 | Q3 2023 | 33 |
BANK OF AMERICA CORP /DE/ | 33 | 33 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2023 | 33 |
MORGAN STANLEY | 32 | 32 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 32 |
UBS Group AG | 31 | 31 | 0.00% | 0.01% | 0.02% | Q1 2016 | Q3 2023 | 31 |
JANE STREET GROUP, LLC | 14 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q3 2023 | 28 |
LPL Financial LLC | 27 | 27 | 0.00% | 0.00% | 0.01% | Q1 2017 | Q3 2023 | 27 |
ROYAL BANK OF CANADA | 27 | 27 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 27 |
Raymond James Financial Services Advisors, Inc. | 20 | 6 | 0.00% | 0.01% | 0.02% | Q1 2017 | Q3 2023 | 26 |
Private Advisor Group, LLC | 25 | 25 | 0.00% | 0.01% | 0.02% | Q3 2017 | Q3 2023 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.01% | 0.01% | 0.02% | Q4 2017 | Q3 2023 | 24 |
RAYMOND JAMES & ASSOCIATES | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
WESCAP Management Group, Inc. | 23 | 23 | 0.13% | 0.77% | 1.48% | Q1 2018 | Q3 2023 | 23 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
WELLS FARGO & COMPANY/MN | 20 | 20 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2023 | 20 |
CITIGROUP INC | 18 | 2 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 20 |
TSFG, LLC | 19 | 19 | 0.00% | 0.02% | 0.06% | Q1 2019 | Q3 2023 | 19 |
Cetera Advisor Networks LLC | 18 | 18 | 0.01% | 0.33% | 0.62% | Q3 2015 | Q4 2019 | 18 |
AdvisorNet Financial, Inc | 18 | 18 | 0.00% | 0.00% | 0.02% | Q2 2019 | Q3 2023 | 18 |
IFP Advisors, Inc | 10 | 7 | 0.00% | 0.00% | 0.01% | Q2 2016 | Q2 2021 | 17 |
AMERIPRISE FINANCIAL INC | 16 | 16 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2023 | 16 |
Equitable Holdings, Inc. | 16 | 16 | 0.01% | 0.01% | 0.02% | Q4 2019 | Q3 2023 | 16 |
Bogart Wealth, LLC | 14 | 14 | 0.00% | 0.56% | 7.76% | Q2 2019 | Q3 2022 | 14 |
BlackRock Inc. | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q4 2022 | 14 |
Cetera Advisors LLC | 12 | 1 | 0.00% | 0.09% | 0.19% | Q1 2019 | Q2 2022 | 13 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2022 | 13 |
Citadel Advisors | 5 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 13 |
Cambridge Investment Research Advisors, Inc. | 11 | 1 | 0.00% | 0.01% | 0.02% | Q4 2018 | Q4 2021 | 12 |
Advisor Group, Inc. | 12 | 12 | 0.00% | 0.00% | 0.03% | Q1 2017 | Q4 2019 | 12 |
Ten Capital Wealth Advisors, LLC | 12 | 12 | 0.09% | 1.18% | 2.20% | Q3 2020 | Q2 2023 | 12 |
Wagner Wealth Management, LLC | 5 | 2 | 0.00% | 0.10% | 0.26% | Q4 2017 | Q3 2022 | 11 |
FMR LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 10 |
Avestar Capital, LLC | 7 | 3 | 0.25% | 1.22% | 1.65% | Q4 2018 | Q4 2021 | 10 |
J.P. Morgan Private Wealth Advisors LLC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q4 2018 | Q1 2021 | 10 |
Investors Research Corp | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2021 | Q3 2023 | 10 |
Spire Wealth Management | 6 | 3 | 0.00% | 0.01% | 0.01% | Q1 2021 | Q3 2023 | 9 |
Commonwealth Equity Services, Inc | 9 | 9 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2017 | 9 |
D.A. DAVIDSON & CO. | 9 | 9 | 0.01% | 0.01% | 0.01% | Q3 2021 | Q3 2023 | 9 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q3 2023 | 8 |
Capital Wealth Alliance, LLC | 6 | 1 | 0.12% | 0.24% | 0.29% | Q4 2019 | Q2 2022 | 7 |
Rockefeller Capital Management L.P. | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q4 2022 | 7 |
Legacy Private Trust Co. | 7 | 7 | 0.03% | 0.06% | 0.10% | Q2 2020 | Q4 2021 | 7 |
Steward Partners Investment Advisory, LLC | 7 | 7 | 0.00% | 0.01% | 0.01% | Q1 2022 | Q3 2023 | 7 |
OSAIC HOLDINGS, INC. | 5 | 2 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q3 2023 | 7 |
HARBOUR INVESTMENTS, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 6 |
Tennessee Valley Asset Management Partners | 6 | 6 | 0.15% | 0.20% | 0.29% | Q4 2018 | Q1 2020 | 6 |
MML INVESTORS SERVICES, LLC | 4 | 2 | 0.00% | 0.01% | 0.02% | Q2 2017 | Q1 2020 | 6 |
THRIVENT FINANCIAL FOR LUTHERANS | 6 | 6 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q2 2020 | 6 |
Virtu KCG Holdings LLC | 4 | 2 | 0.01% | 0.02% | 0.02% | Q3 2015 | Q1 2017 | 6 |
Gryphon Financial Partners LLC | 5 | 5 | 0.08% | 0.13% | 0.22% | Q3 2021 | Q3 2022 | 5 |
Larson Financial Group LLC | 5 | 5 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q4 2020 | 5 |
THOROUGHBRED FINANCIAL SERVICES, LLC | 5 | 5 | 0.05% | 0.14% | 0.18% | Q3 2022 | Q3 2023 | 5 |
Capstone Triton Financial Group, LLC | 4 | 1 | 0.78% | 1.01% | 1.24% | Q4 2020 | Q1 2022 | 5 |
Kestra Advisory Services, LLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2022 | 5 |
Capstone Financial Group, Inc. | 4 | 4 | 0.19% | 0.79% | 1.06% | Q4 2019 | Q3 2020 | 4 |
Cetera Investment Advisers | 4 | 4 | 0.20% | 0.25% | 0.30% | Q3 2017 | Q2 2018 | 4 |
FLOW TRADERS U.S. LLC | 3 | 1 | 0.02% | 0.03% | 0.05% | Q2 2022 | Q3 2023 | 4 |
LODESTAR PRIVATE ASSET MANAGEMENT LLC | 4 | 4 | 0.10% | 0.11% | 0.11% | Q4 2022 | Q3 2023 | 4 |
Stratos Wealth Partners, LTD. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q3 2018 | 3 |
ENVESTNET ASSET MANAGEMENT INC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2019 | 3 |
OLD MISSION CAPITAL LLC | 3 | 3 | 0.01% | 0.02% | 0.04% | Q2 2022 | Q4 2022 | 3 |
Formidable Asset Management, LLC | 2 | 1 | 0.06% | 0.12% | 0.15% | Q3 2018 | Q4 2019 | 3 |
FLYNN ZITO CAPITAL MANAGEMENT, LLC | 3 | 3 | 4.86% | 5.95% | 6.65% | Q1 2023 | Q3 2023 | 3 |
Cornerstone Wealth Management, LLC | 2 | 1 | 0.03% | 0.23% | 0.34% | Q3 2022 | Q3 2023 | 3 |
MSI Financial Services Inc | 3 | 3 | 0.01% | 0.01% | 0.02% | Q2 2016 | Q4 2016 | 3 |
JPMORGAN CHASE & CO | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2023 | 3 |
Hamilton Wealth, LLC | 3 | 3 | 0.07% | 0.07% | 0.08% | Q1 2023 | Q3 2023 | 3 |
Revisor Wealth Management LLC | 3 | 3 | 0.71% | 0.86% | 0.95% | Q1 2023 | Q3 2023 | 3 |
NEW YORK LIFE INSURANCE CO | 3 | 3 | 3.24% | 3.49% | 3.77% | Q1 2017 | Q3 2017 | 3 |
WESPAC Advisors SoCal, LLC | 3 | 3 | 2.48% | 3.73% | 4.45% | Q1 2023 | Q3 2023 | 3 |
Kovack Advisors, Inc. | 3 | 3 | 0.10% | 0.10% | 0.11% | Q1 2023 | Q3 2023 | 3 |
DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
Mariner, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Gladstone Institutional Advisory LLC | 2 | 2 | 0.39% | 0.39% | 0.40% | Q2 2023 | Q3 2023 | 2 |
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | 2 | 2 | 0.20% | 0.20% | 0.20% | Q4 2015 | Q1 2016 | 2 |
NEXT Financial Group, Inc | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2021 | 2 |
PSI Advisors, LLC | 2 | 2 | 0.03% | 0.03% | 0.04% | Q2 2023 | Q3 2023 | 2 |
MAGNOLIA CAPITAL ADVISORS LLC | 2 | 2 | 0.15% | 0.17% | 0.18% | Q3 2021 | Q4 2021 | 2 |
PRIVATE TRUST CO NA | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
HUNTINGTON NATIONAL BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q3 2019 | 2 |
NewEdge Wealth, LLC | 2 | 2 | 0.01% | 0.02% | 0.03% | Q2 2023 | Q3 2023 | 2 |
COMERICA BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC | 1 | 1 | 0.14% | 0.14% | 0.14% | Q3 2021 | Q3 2021 | 1 |
FIFTH THIRD BANCORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q1 2022 | 1 |
STIFEL FINANCIAL CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Ancora Advisors LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
TCI Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
ASSETMARK, INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q4 2020 | 1 |
First Horizon Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
MACKAY SHIELDS LLC | 1 | 1 | 3.00% | 3.00% | 3.00% | Q1 2018 | Q1 2018 | 1 |
COLDSTREAM CAPITAL MANAGEMENT INC | 1 | 1 | 0.53% | 0.53% | 0.53% | Q1 2020 | Q1 2020 | 1 |
WFA of San Diego, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2020 | Q2 2020 | 1 |
Aspire Wealth Management Corp | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
Aurora Private Wealth, Inc. | 1 | 1 | 0.33% | 0.33% | 0.33% | Q4 2019 | Q4 2019 | 1 |
AlphaCore Capital LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
SFG Wealth Management, LLC. | 1 | 1 | 0.51% | 0.51% | 0.51% | Q2 2023 | Q2 2023 | 1 |
CAPTRUST FINANCIAL ADVISORS | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q1 2021 | 1 |
Winfield Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Virtu Financial LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2017 | Q3 2017 | 1 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2018 | Q1 2018 | 1 |
Valeo Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
External links
This page lists all the filers that currently own INDEXIQ ETF TR or have owned INDEXIQ ETF TR in the past.