| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| WOLVERINE ASSET MANAGEMENT LLC | 12 | 12 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q1 2016 | 12 |
| PUTNAM INVESTMENTS LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2016 | 12 |
| ROYAL BANK OF CANADA | 12 | 12 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2016 | 12 |
| Creative Planning | 8 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 11 |
| CITIGROUP INC | 11 | 11 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2016 | 11 |
| Assured Investment Management LLC | 10 | 10 | 0.12% | 0.15% | 0.18% | Q4 2013 | Q1 2016 | 10 |
| MANAGED ACCOUNT ADVISORS LLC | 9 | 9 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2015 | 9 |
| Wellesley Asset Management | 7 | 7 | 0.39% | 1.49% | 2.63% | Q1 2013 | Q3 2014 | 7 |
| BASSO CAPITAL MANAGEMENT, L.P. | 6 | 6 | 1.34% | 1.85% | 2.21% | Q2 2013 | Q3 2014 | 6 |
| NOMURA HOLDINGS INC | 6 | 6 | 0.00% | 0.02% | 0.05% | Q2 2013 | Q3 2014 | 6 |
| Investors Capital Advisory Services | 6 | 6 | 0.02% | 0.07% | 0.12% | Q2 2013 | Q3 2014 | 6 |
| JPMORGAN CHASE & CO | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
| BANK OF AMERICA CORP /DE/ | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2016 | 6 |
| JD CAPITAL MANAGEMENT LLC | 6 | 6 | 0.49% | 0.92% | 1.31% | Q2 2013 | Q3 2014 | 6 |
| Ferox Capital Management LP | 5 | 5 | 1.20% | 1.68% | 2.38% | Q3 2013 | Q3 2014 | 5 |
| WHITEBOX ADVISORS LLC | 5 | 5 | 0.81% | 1.18% | 1.40% | Q2 2013 | Q2 2014 | 5 |
| GOLDMAN SACHS GROUP INC | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2012 | Q3 2013 | 5 |
| MORGAN STANLEY | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| CSS LLC/IL | 4 | 4 | 0.09% | 0.10% | 0.11% | Q4 2013 | Q3 2014 | 4 |
| AMERICAN INTERNATIONAL GROUP, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2014 | 4 |
| D.A. DAVIDSON & CO. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2014 | 3 |
| DEUTSCHE BANK AG\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q3 2014 | 2 |
| BARCLAYS PLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2016 | 2 |
| PNC FINANCIAL SERVICES GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2013 | Q3 2013 | 1 |
| BNP PARIBAS FINANCIAL MARKETS | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2013 | Q2 2013 | 1 |
| MSI Financial Services Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2013 | Q4 2013 | 1 |
This page lists all the filers that currently own HERCULES TECH GROWTH CAP INC or have owned HERCULES TECH GROWTH CAP INC in the past.