| Period | Weighting | Quarter | ||||||
|---|---|---|---|---|---|---|---|---|
| Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
| Commonwealth Equity Services, Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| WELLS FARGO & COMPANY/MN | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5 | 5 | 0.07% | 0.10% | 0.12% | Q2 2013 | Q2 2014 | 5 |
| Creative Planning | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| UBS AG | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| DELTA ASSET MANAGEMENT LLC/TN | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| ROYAL BANK OF CANADA | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| SIT INVESTMENT ASSOCIATES INC | 5 | 5 | 0.01% | 0.04% | 0.10% | Q2 2013 | Q2 2014 | 5 |
| Horizon Kinetics | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2014 | 5 |
| MORGAN STANLEY | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
| LPL Financial LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| DOLIVER ADVISORS, LP | 4 | 4 | 0.08% | 0.17% | 0.31% | Q1 2013 | Q4 2013 | 4 |
| Bulldog Investors, LLP | 4 | 4 | 0.60% | 0.98% | 1.22% | Q3 2013 | Q2 2014 | 4 |
| Aviance Capital Partners, LLC | 3 | 1 | 0.03% | 0.04% | 0.05% | Q2 2013 | Q2 2014 | 4 |
| FIFTH THIRD BANCORP | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2014 | 4 |
| Thomas J. Herzfeld Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| B. Riley Wealth Advisors, Inc. | 3 | 1 | 0.01% | 0.07% | 0.16% | Q2 2013 | Q2 2014 | 4 |
| Tower Research Capital LLC (TRC) | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
| GUGGENHEIM CAPITAL LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2014 | 3 |
| Antonetti Capital Management LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
| STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
| Shaker Financial Services, LLC | 1 | 1 | 0.13% | 0.23% | 0.34% | Q2 2013 | Q2 2014 | 2 |
| ICON ADVISERS INC/CO | 2 | 2 | 0.01% | 0.03% | 0.05% | Q4 2013 | Q1 2014 | 2 |
| STIFEL FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2014 | 2 |
| NOMURA HOLDINGS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2013 | 1 |
| Weiss Asset Management LP | 1 | 1 | 0.26% | 0.26% | 0.26% | Q2 2014 | Q2 2014 | 1 |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2009 | Q3 2009 | 1 |
| DEUTSCHE BANK AG\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2014 | 1 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1 | 1 | 0.10% | 0.10% | 0.10% | Q2 2014 | Q2 2014 | 1 |
| AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| BANK OF AMERICA CORP /DE/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
| VALLEY NATIONAL ADVISERS INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
External links
This page lists all the filers that currently own HELIOS STRATEGIC INCOME FD I or have owned HELIOS STRATEGIC INCOME FD I in the past.