Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
ROYAL BANK OF CANADA | 35 | 35 | 0.00% | 0.01% | 0.02% | Q1 2015 | Q3 2023 | 35 |
LPL Financial LLC | 33 | 33 | 0.00% | 0.03% | 0.06% | Q3 2015 | Q3 2023 | 33 |
COLONY GROUP LLC | 32 | 32 | 0.02% | 0.17% | 0.97% | Q4 2015 | Q3 2023 | 32 |
HighTower Advisors, LLC | 27 | 5 | 0.01% | 0.03% | 0.07% | Q4 2014 | Q3 2023 | 32 |
STIFEL FINANCIAL CORP | 28 | 1 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q3 2023 | 31 |
Geneos Wealth Management Inc. | 31 | 31 | 0.01% | 0.05% | 0.21% | Q1 2016 | Q3 2023 | 31 |
IFP Advisors, Inc | 17 | 14 | 0.00% | 0.15% | 0.58% | Q4 2015 | Q3 2023 | 31 |
MORGAN STANLEY | 31 | 31 | 0.00% | 0.01% | 0.01% | Q1 2016 | Q3 2023 | 31 |
ENVESTNET ASSET MANAGEMENT INC | 21 | 8 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q3 2023 | 29 |
MML INVESTORS SERVICES, LLC | 27 | 27 | 0.01% | 0.03% | 0.06% | Q1 2017 | Q3 2023 | 27 |
JANE STREET GROUP, LLC | 9 | 1 | 0.00% | 0.00% | 0.03% | Q3 2014 | Q3 2023 | 26 |
Institute for Wealth Management, LLC. | 26 | 26 | 0.04% | 0.09% | 0.29% | Q2 2017 | Q3 2023 | 26 |
Raymond James Financial Services Advisors, Inc. | 22 | 1 | 0.00% | 0.00% | 0.03% | Q3 2015 | Q3 2023 | 25 |
COMERICA BANK | 24 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q3 2023 | 25 |
Cambridge Investment Research Advisors, Inc. | 23 | 2 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q3 2023 | 25 |
COMMONWEALTH EQUITY SERVICES, LLC | 24 | 24 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2023 | 24 |
WELLS FARGO & COMPANY/MN | 19 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2023 | 21 |
RAYMOND JAMES & ASSOCIATES | 18 | 1 | 0.00% | 0.00% | 0.03% | Q1 2016 | Q2 2023 | 21 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.01% | 0.05% | Q3 2018 | Q3 2023 | 21 |
CX Institutional | 21 | 21 | 0.01% | 0.06% | 0.14% | Q2 2018 | Q2 2023 | 21 |
Financial Advocates Investment Management | 14 | 6 | 0.02% | 0.24% | 0.68% | Q4 2017 | Q3 2023 | 20 |
UBS Group AG | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2023 | 20 |
WealthPLAN Partners, LLC | 15 | 5 | 0.20% | 1.76% | 3.67% | Q3 2018 | Q4 2023 | 20 |
Private Advisor Group, LLC | 20 | 20 | 0.00% | 0.12% | 0.33% | Q4 2018 | Q3 2023 | 20 |
FIRST CITIZENS BANK & TRUST CO | 20 | 20 | 0.04% | 0.15% | 0.89% | Q4 2018 | Q3 2023 | 20 |
Stratos Wealth Partners, LTD. | 18 | 1 | 0.00% | 0.03% | 0.11% | Q1 2018 | Q3 2023 | 20 |
Cetera Advisor Networks LLC | 14 | 1 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2023 | 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 19 | 19 | 0.00% | 0.03% | 0.05% | Q2 2015 | Q4 2019 | 19 |
SRS Capital Advisors, Inc. | 10 | 2 | 0.03% | 0.05% | 0.07% | Q3 2018 | Q3 2023 | 19 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
JPMORGAN CHASE & CO | 13 | 1 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q3 2023 | 19 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 18 | 18 | 0.00% | 0.01% | 0.03% | Q2 2019 | Q3 2023 | 18 |
First Allied Advisory Services, Inc. | 14 | 4 | 0.01% | 0.03% | 0.20% | Q1 2016 | Q3 2020 | 18 |
Dynamic Advisor Solutions LLC | 17 | 17 | 0.02% | 0.04% | 0.06% | Q3 2019 | Q3 2023 | 17 |
Beacon Financial Advisory LLC | 16 | 16 | 0.43% | 0.62% | 0.79% | Q4 2019 | Q3 2023 | 16 |
Anfield Capital Management, LLC | 16 | 16 | 0.44% | 0.82% | 1.16% | Q4 2019 | Q3 2023 | 16 |
First Heartland Consultants, Inc. | 16 | 16 | 0.07% | 0.23% | 0.66% | Q2 2015 | Q1 2019 | 16 |
Advisors Preferred, LLC | 9 | 1 | 0.01% | 0.07% | 0.13% | Q3 2016 | Q3 2021 | 16 |
TRUIST FINANCIAL CORP | 16 | 16 | 0.02% | 0.03% | 0.04% | Q4 2019 | Q3 2023 | 16 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 15 | 15 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q1 2023 | 15 |
Steward Partners Investment Advisory, LLC | 15 | 15 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q3 2023 | 15 |
Orion Portfolio Solutions, LLC | 15 | 15 | 0.01% | 0.02% | 0.04% | Q1 2020 | Q3 2023 | 15 |
OSAIC HOLDINGS, INC. | 15 | 15 | 0.01% | 0.01% | 0.02% | Q1 2020 | Q3 2023 | 15 |
CAROLINAS WEALTH CONSULTING LLC | 15 | 15 | 0.02% | 0.06% | 0.16% | Q1 2020 | Q3 2023 | 15 |
Advisor Group, Inc. | 15 | 15 | 0.00% | 0.02% | 0.17% | Q2 2016 | Q4 2019 | 15 |
FIFTH THIRD BANCORP | 14 | 14 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2021 | 14 |
Wagner Wealth Management, LLC | 11 | 3 | 0.00% | 0.01% | 0.02% | Q1 2018 | Q3 2023 | 14 |
Janney Montgomery Scott LLC | 6 | 2 | 0.00% | 0.01% | 0.02% | Q3 2016 | Q3 2023 | 14 |
CreativeOne Wealth, LLC | 14 | 14 | 0.02% | 0.04% | 0.06% | Q2 2020 | Q3 2023 | 14 |
Cooper Financial Group | 13 | 13 | 0.11% | 0.30% | 0.59% | Q3 2020 | Q3 2023 | 13 |
Cedar Brook Financial Partners, LLC | 13 | 13 | 0.14% | 0.21% | 0.27% | Q3 2020 | Q3 2023 | 13 |
Koshinski Asset Management, Inc. | 11 | 2 | 0.04% | 0.30% | 0.56% | Q2 2020 | Q3 2023 | 13 |
Prospera Financial Services Inc | 13 | 13 | 0.01% | 0.02% | 0.03% | Q3 2020 | Q3 2023 | 13 |
KESTRA PRIVATE WEALTH SERVICES, LLC | 13 | 13 | 0.01% | 0.03% | 0.05% | Q3 2020 | Q3 2023 | 13 |
Newfound Research LLC | 13 | 13 | 0.00% | 0.01% | 0.02% | Q4 2015 | Q4 2018 | 13 |
Leelyn Smith, LLC | 13 | 13 | 0.01% | 0.13% | 0.35% | Q4 2019 | Q4 2022 | 13 |
Kestra Advisory Services, LLC | 13 | 13 | 0.01% | 0.02% | 0.04% | Q3 2020 | Q3 2023 | 13 |
Partnervest Advisory Services LLC | 12 | 12 | 0.29% | 0.51% | 0.86% | Q4 2015 | Q3 2018 | 12 |
Cetera Investment Advisers | 12 | 12 | 0.00% | 0.01% | 0.01% | Q4 2020 | Q3 2023 | 12 |
Advisory Services Network, LLC | 7 | 5 | 0.00% | 0.01% | 0.04% | Q2 2018 | Q3 2023 | 12 |
NEXT Financial Group, Inc | 11 | 1 | 0.00% | 0.03% | 0.06% | Q4 2018 | Q4 2021 | 12 |
Insight Advisors, LLC/ PA | 12 | 12 | 0.40% | 0.76% | 1.26% | Q4 2020 | Q3 2023 | 12 |
Capital Analysts, LLC | 6 | 5 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q3 2023 | 11 |
Western Wealth Management, LLC | 6 | 2 | 0.02% | 0.03% | 0.06% | Q4 2018 | Q3 2023 | 11 |
GeoWealth Management, LLC | 11 | 11 | 0.01% | 0.02% | 0.04% | Q1 2021 | Q3 2023 | 11 |
NORTHWEST WEALTH MANAGEMENT, LLC | 8 | 3 | 0.54% | 0.58% | 0.63% | Q4 2016 | Q3 2019 | 11 |
Allworth Financial LP | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2022 | 11 |
Commonwealth Equity Services, Inc | 11 | 11 | 0.00% | 0.01% | 0.01% | Q1 2015 | Q3 2017 | 11 |
HARBOUR INVESTMENTS, INC. | 6 | 4 | 0.01% | 0.01% | 0.02% | Q1 2021 | Q3 2023 | 10 |
B. Riley Wealth Management, Inc. | 10 | 10 | 0.00% | 0.04% | 0.05% | Q1 2020 | Q2 2022 | 10 |
ACAS, LLC | 6 | 4 | 3.82% | 4.06% | 4.60% | Q1 2021 | Q3 2023 | 10 |
BANK OF AMERICA CORP /DE/ | 5 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q3 2023 | 10 |
Cetera Advisors LLC | 9 | 1 | 0.00% | 0.01% | 0.04% | Q1 2019 | Q3 2023 | 10 |
LVZ, Inc. | 10 | 10 | 0.15% | 0.22% | 0.38% | Q4 2015 | Q1 2018 | 10 |
CENTRAL TRUST Co | 10 | 10 | 0.00% | 0.15% | 0.38% | Q2 2021 | Q3 2023 | 10 |
CAPTRUST FINANCIAL ADVISORS | 9 | 1 | 0.00% | 0.01% | 0.03% | Q3 2017 | Q3 2023 | 10 |
B. Riley Wealth Advisors, Inc. | 5 | 4 | 0.02% | 0.02% | 0.04% | Q1 2020 | Q3 2023 | 9 |
Wealthcare Advisory Partners LLC | 9 | 9 | 0.01% | 0.06% | 0.17% | Q1 2018 | Q1 2020 | 9 |
Atria Investments, Inc | 5 | 4 | 0.01% | 0.03% | 0.05% | Q1 2019 | Q1 2023 | 9 |
O'Dell Group, LLC | 9 | 9 | 0.03% | 0.07% | 0.16% | Q3 2021 | Q3 2023 | 9 |
Financial Enhancement Group LLC | 9 | 9 | 1.59% | 3.41% | 4.86% | Q3 2021 | Q3 2023 | 9 |
MARINER INDEPENDENT ADVISOR NETWORK, LLC | 5 | 4 | 0.02% | 0.04% | 0.07% | Q4 2019 | Q3 2022 | 9 |
Golden State Equity Partners | 6 | 3 | 0.17% | 0.69% | 1.23% | Q4 2020 | Q3 2023 | 9 |
Rockefeller Capital Management L.P. | 8 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2023 | 9 |
Creative Planning | 5 | 3 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2021 | 8 |
Financial Gravity Asset Management, Inc. | 3 | 1 | 0.00% | 0.00% | 0.01% | Q1 2018 | Q2 2023 | 8 |
Private Advisory Group LLC | 6 | 2 | 0.14% | 0.21% | 0.27% | Q3 2019 | Q3 2023 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.01% | 0.05% | 0.10% | Q1 2015 | Q4 2016 | 8 |
HOWE & RUSLING INC | 8 | 8 | 0.00% | 0.01% | 0.02% | Q2 2019 | Q1 2021 | 8 |
NATIONAL BANK OF CANADA /FI/ | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2023 | 8 |
LFA - Lugano Financial Advisors SA | 8 | 8 | 3.66% | 5.93% | 6.87% | Q4 2021 | Q3 2023 | 8 |
Archer Investment Corp | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q3 2020 | 8 |
Global Retirement Partners, LLC | 3 | 2 | 0.00% | 0.02% | 0.04% | Q4 2019 | Q3 2023 | 8 |
Stratos Wealth Advisors, LLC | 8 | 8 | 0.02% | 0.10% | 0.17% | Q2 2021 | Q1 2023 | 8 |
IFC Holdings Incorporated/FL | 8 | 8 | 0.18% | 0.28% | 0.35% | Q1 2016 | Q4 2017 | 8 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6 | 2 | 0.00% | 0.03% | 0.07% | Q4 2020 | Q1 2023 | 8 |
Virtue Capital Management, LLC | 8 | 8 | 0.16% | 0.18% | 0.20% | Q4 2021 | Q3 2023 | 8 |
Belpointe Asset Management LLC | 7 | 7 | 0.02% | 0.04% | 0.10% | Q1 2022 | Q3 2023 | 7 |
WealthPlan Investment Management, LLC | 6 | 1 | 1.38% | 1.61% | 1.96% | Q1 2022 | Q4 2023 | 7 |
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7 | 7 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q3 2023 | 7 |
FIRST MIDWEST BANK TRUST DIVISION | 7 | 7 | 0.08% | 0.11% | 0.18% | Q2 2020 | Q4 2021 | 7 |
Taylor Wealth Management Partners | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q4 2018 | 7 |
AE Wealth Management LLC | 5 | 2 | 0.01% | 0.02% | 0.03% | Q3 2019 | Q3 2023 | 7 |
Atria Wealth Solutions, Inc. | 7 | 7 | 0.02% | 0.03% | 0.04% | Q1 2022 | Q3 2023 | 7 |
NewEdge Advisors, LLC | 4 | 1 | 0.00% | 0.05% | 0.28% | Q2 2017 | Q3 2023 | 6 |
Spire Wealth Management | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q2 2022 | 6 |
OLD NATIONAL BANCORP /IN/ | 6 | 6 | 0.04% | 0.05% | 0.07% | Q2 2022 | Q3 2023 | 6 |
EUDAIMONIA ADVISORS LLC | 6 | 6 | 0.39% | 0.85% | 1.40% | Q2 2022 | Q3 2023 | 6 |
Brinker Capital Investments, LLC | 5 | 1 | 0.03% | 0.04% | 0.05% | Q3 2020 | Q4 2022 | 6 |
Alliance Wealth Advisors, LLC | 6 | 6 | 0.94% | 0.97% | 0.99% | Q4 2020 | Q1 2022 | 6 |
Darwin Wealth Management, LLC | 6 | 6 | 0.73% | 0.87% | 0.99% | Q2 2022 | Q3 2023 | 6 |
Quad-Cities Investment Group, LLC | 6 | 6 | 0.05% | 0.05% | 0.06% | Q2 2018 | Q3 2019 | 6 |
Brio Consultants, LLC | 6 | 6 | 0.12% | 0.79% | 0.96% | Q2 2022 | Q3 2023 | 6 |
PRIVATE TRUST CO NA | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q3 2023 | 6 |
FMR LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 6 |
Transamerica Financial Advisors, Inc. | 5 | 1 | 0.00% | 0.06% | 0.16% | Q4 2015 | Q2 2019 | 6 |
Eudaimonia Partners, LLC | 6 | 6 | 0.07% | 0.25% | 0.51% | Q2 2022 | Q3 2023 | 6 |
Concorde Asset Management, LLC | 5 | 1 | 0.23% | 0.44% | 0.69% | Q1 2015 | Q1 2020 | 6 |
Nachman Norwood & Parrott, Inc | 6 | 6 | 0.37% | 0.45% | 0.56% | Q1 2020 | Q2 2021 | 6 |
ATLAS CAPITAL ADVISORS LLC | 5 | 1 | 0.01% | 0.04% | 0.08% | Q2 2019 | Q4 2020 | 6 |
Capital Planning Advisors, LLC | 6 | 6 | 0.13% | 0.16% | 0.22% | Q2 2022 | Q3 2023 | 6 |
FOCUS Wealth Advisors, LLC | 5 | 5 | 2.76% | 2.82% | 2.86% | Q3 2022 | Q3 2023 | 5 |
AdvisorNet Financial, Inc | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2019 | 5 |
Archford Capital Strategies, LLC | 5 | 5 | 0.00% | 0.05% | 0.06% | Q2 2018 | Q2 2019 | 5 |
WESBANCO BANK INC | 3 | 1 | 0.01% | 0.01% | 0.01% | Q3 2017 | Q3 2020 | 5 |
D.A. DAVIDSON & CO. | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2019 | 5 |
FIRST FOUNDATION ADVISORS | 5 | 5 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2018 | 5 |
Patriot Financial Group Insurance Agency, LLC | 5 | 5 | 0.02% | 0.03% | 0.06% | Q1 2017 | Q1 2018 | 5 |
PCG Wealth Advisors, LLC | 5 | 5 | 0.70% | 1.08% | 1.56% | Q4 2021 | Q4 2022 | 5 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q2 2023 | 5 |
WFG Advisors, LP | 5 | 5 | 0.01% | 0.01% | 0.01% | Q2 2016 | Q2 2017 | 5 |
Laurel Wealth Advisors, Inc. | 5 | 5 | 0.04% | 0.04% | 0.05% | Q4 2021 | Q4 2022 | 5 |
Winslow, Evans & Crocker, Inc. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2016 | 5 |
LINCOLN NATIONAL CORP | 4 | 1 | 0.01% | 0.02% | 0.02% | Q4 2018 | Q3 2023 | 5 |
AVANTAX ADVISORY SERVICES, INC. | 3 | 2 | 0.01% | 0.02% | 0.04% | Q4 2019 | Q3 2023 | 5 |
LCNB CORP | 5 | 5 | 0.60% | 1.03% | 1.94% | Q3 2022 | Q3 2023 | 5 |
Frontier Wealth Management LLC | 5 | 5 | 0.02% | 0.11% | 0.39% | Q2 2020 | Q2 2021 | 5 |
Golden State Wealth Management, LLC | 3 | 1 | 0.00% | 0.13% | 0.62% | Q1 2019 | Q1 2022 | 5 |
Yellowstone Partners, LLC | 3 | 2 | 0.15% | 0.31% | 0.48% | Q1 2016 | Q4 2017 | 5 |
Patten Group, Inc. | 5 | 5 | 0.10% | 0.22% | 0.33% | Q3 2022 | Q3 2023 | 5 |
OneDigital Investment Advisors LLC | 4 | 1 | 0.01% | 0.02% | 0.02% | Q1 2020 | Q4 2021 | 5 |
Ameritas Investment Company, LLC | 3 | 1 | 0.00% | 0.02% | 0.04% | Q4 2018 | Q1 2021 | 5 |
BANK OF MONTREAL /CAN/ | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q3 2023 | 5 |
AMERICAN INTERNATIONAL GROUP, INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2016 | 5 |
Cardinal Point Wealth Management LLC | 4 | 4 | 0.28% | 0.38% | 0.46% | Q4 2020 | Q3 2021 | 4 |
Bridgeworth, LLC | 4 | 4 | 0.05% | 0.19% | 0.60% | Q4 2022 | Q3 2023 | 4 |
Sowell Financial Services LLC | 2 | 1 | 0.01% | 0.16% | 0.25% | Q1 2020 | Q3 2023 | 4 |
PNC FINANCIAL SERVICES GROUP, INC. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
RAYMOND JAMES TRUST N.A. | 4 | 4 | 0.02% | 0.02% | 0.03% | Q4 2022 | Q3 2023 | 4 |
Cardinal Point Wealth Management Partners, LLC | 4 | 4 | 0.36% | 0.43% | 0.49% | Q4 2021 | Q3 2022 | 4 |
Snowden Capital Advisors LLC | 4 | 4 | 0.01% | 0.02% | 0.02% | Q2 2019 | Q1 2020 | 4 |
Mariner, LLC | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2022 | Q3 2023 | 4 |
MinichMacGregor Wealth Management, LLC | 4 | 4 | 0.07% | 0.08% | 0.08% | Q4 2022 | Q3 2023 | 4 |
Legacy Capital Wealth Partners, LLC | 2 | 2 | 0.13% | 0.75% | 1.34% | Q1 2022 | Q3 2023 | 4 |
Capital Investment Advisory Services, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q3 2019 | 4 |
TD Waterhouse Canada Inc. | 3 | 1 | 0.00% | 0.01% | 0.02% | Q4 2021 | Q3 2023 | 4 |
Clarus Wealth Advisors | 4 | 4 | 0.04% | 0.05% | 0.08% | Q2 2018 | Q1 2019 | 4 |
Oakworth Capital, Inc. | 2 | 1 | 0.00% | 0.01% | 0.01% | Q3 2016 | Q3 2023 | 4 |
Ameritas Advisory Services, LLC | 4 | 4 | 0.01% | 0.02% | 0.05% | Q4 2022 | Q3 2023 | 4 |
Live Oak Investment Partners | 4 | 4 | 2.90% | 3.01% | 3.17% | Q4 2022 | Q3 2023 | 4 |
Richard W. Paul & Associates, LLC | 4 | 4 | 0.04% | 0.16% | 0.50% | Q4 2022 | Q3 2023 | 4 |
First Capital Advisors Group, LLC. | 3 | 1 | 0.21% | 0.74% | 2.25% | Q4 2018 | Q2 2023 | 4 |
American Portfolios Advisors | 3 | 1 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2022 | 4 |
Argentus Capital Management, LLC | 4 | 4 | 0.00% | 0.05% | 0.08% | Q2 2015 | Q1 2016 | 4 |
Proficio Capital Partners LLC | 2 | 2 | 0.01% | 0.15% | 0.56% | Q4 2015 | Q2 2017 | 4 |
Equitable Holdings, Inc. | 4 | 4 | 0.01% | 0.01% | 0.02% | Q4 2022 | Q3 2023 | 4 |
Accuvest Global Advisors | 4 | 4 | 0.20% | 0.23% | 0.28% | Q3 2015 | Q2 2016 | 4 |
Cardinal Point Capital Management ULC | 4 | 4 | 1.24% | 1.30% | 1.36% | Q4 2022 | Q3 2023 | 4 |
Citadel Advisors | 2 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2023 | 4 |
Sweet Financial Partners, LLC | 3 | 3 | 2.40% | 2.46% | 2.52% | Q1 2023 | Q3 2023 | 3 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 3 |
Quantitative Advantage, LLC | 3 | 3 | 0.77% | 0.78% | 0.79% | Q3 2022 | Q1 2023 | 3 |
Rathbones Group PLC | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2023 | Q3 2023 | 3 |
STRINGER ASSET MANAGEMENT, LLC | 3 | 3 | 3.64% | 3.78% | 3.95% | Q1 2016 | Q3 2016 | 3 |
TAP Consulting, LLC | 3 | 3 | 0.37% | 0.39% | 0.42% | Q1 2023 | Q3 2023 | 3 |
Cornerstone Planning Group LLC | 2 | 1 | 2.10% | 2.47% | 2.84% | Q4 2022 | Q3 2023 | 3 |
SkyView Investment Advisors, LLC | 3 | 3 | 0.09% | 0.10% | 0.11% | Q4 2022 | Q2 2023 | 3 |
Sigma Planning Corp | 3 | 3 | 0.01% | 0.01% | 0.02% | Q3 2019 | Q1 2020 | 3 |
HERITAGE WEALTH MANAGEMENT, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2022 | Q4 2022 | 3 |
RETIREMENT DESIGN & MANAGEMENT INC /ADV | 3 | 3 | 3.35% | 3.77% | 4.25% | Q4 2015 | Q2 2016 | 3 |
Barber Financial Group, Inc. | 3 | 3 | 0.17% | 0.18% | 0.20% | Q2 2019 | Q4 2019 | 3 |
Executive Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q2 2019 | 3 |
MGO ONE SEVEN LLC | 2 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2018 | 3 |
CoreCap Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q4 2022 | 3 |
Householder Group Estate & Retirement Specialist, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2022 | Q3 2023 | 3 |
OPPENHEIMER & CO INC | 3 | 3 | 0.01% | 0.02% | 0.03% | Q1 2023 | Q3 2023 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2016 | 3 |
Y.D. More Investments Ltd | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
FLAGSHIP HARBOR ADVISORS, LLC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2018 | 3 |
Venturi Wealth Management, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Parallel Advisors, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q4 2019 | 3 |
Rehmann Capital Advisory Group | 3 | 3 | 0.24% | 0.25% | 0.26% | Q2 2020 | Q4 2020 | 3 |
LITTLE HOUSE CAPITAL LLC | 3 | 3 | 0.85% | 1.27% | 1.49% | Q2 2021 | Q4 2021 | 3 |
CHOREO, LLC | 3 | 3 | 0.01% | 0.01% | 0.02% | Q1 2023 | Q3 2023 | 3 |
Sunbelt Securities, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
Cape Investment Advisory, Inc. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2023 | Q3 2023 | 3 |
Atomi Financial Group, Inc. | 3 | 3 | 0.13% | 0.20% | 0.28% | Q1 2023 | Q3 2023 | 3 |
IHT Wealth Management, LLC | 2 | 1 | 0.30% | 0.42% | 0.48% | Q4 2018 | Q3 2023 | 3 |
Authentikos Wealth Advisory, LLC | 3 | 3 | 1.38% | 1.46% | 1.53% | Q1 2023 | Q3 2023 | 3 |
CNB Bank | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q4 2018 | 3 |
BB&T INVESTMENT SERVICES, INC. | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2017 | Q4 2017 | 3 |
MONEY CONCEPTS CAPITAL CORP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q1 2022 | Q4 2022 | 3 |
UMB Bank, n.a. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
TRUE Private Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q4 2020 | 3 |
Jaffetilchin Investment Partners, LLC | 2 | 2 | 0.05% | 0.05% | 0.06% | Q2 2020 | Q3 2020 | 2 |
Carnick & Kubik, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q1 2016 | 2 |
Virtu Financial LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2017 | Q2 2018 | 2 |
CENTAURUS FINANCIAL, INC. | 2 | 2 | 0.11% | 0.11% | 0.11% | Q3 2019 | Q4 2019 | 2 |
Provident Wealth Management, LLC | 2 | 2 | 0.89% | 0.92% | 0.95% | Q2 2023 | Q3 2023 | 2 |
Argent Advisors, Inc. | 2 | 2 | 0.39% | 0.56% | 0.73% | Q4 2019 | Q1 2020 | 2 |
TMD & ASSOCIATES, INC | 2 | 2 | 2.14% | 3.05% | 3.97% | Q1 2018 | Q2 2018 | 2 |
Anson Capital, Inc. | 2 | 2 | 0.31% | 0.31% | 0.31% | Q4 2021 | Q1 2022 | 2 |
Financial Gravity Companies, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q4 2018 | 2 |
Moloney Securities Asset Management, LLC | 2 | 2 | 0.04% | 0.04% | 0.04% | Q1 2023 | Q2 2023 | 2 |
One Capital Management, LLC | 2 | 2 | 0.14% | 0.21% | 0.28% | Q4 2022 | Q1 2023 | 2 |
OneAscent Financial Services LLC | 2 | 2 | 0.10% | 0.11% | 0.12% | Q2 2022 | Q3 2022 | 2 |
Valeo Financial Advisors, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
RFG Advisory, LLC | 1 | 1 | 0.05% | 0.91% | 1.77% | Q1 2016 | Q4 2019 | 2 |
BENJAMIN EDWARDS INC | 2 | 2 | 0.00% | 0.01% | 0.01% | Q1 2020 | Q2 2020 | 2 |
AMERIPRISE FINANCIAL INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2016 | Q1 2022 | 2 |
Commonwealth Financial Services, LLC | 2 | 2 | 0.05% | 0.05% | 0.05% | Q4 2016 | Q1 2017 | 2 |
IAMS WEALTH MANAGEMENT, LLC | 2 | 2 | 0.21% | 0.21% | 0.22% | Q1 2023 | Q2 2023 | 2 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1 | 1 | 0.01% | 0.02% | 0.03% | Q4 2016 | Q3 2023 | 2 |
Concert Wealth Management Inc. | 2 | 2 | 0.49% | 1.22% | 1.95% | Q2 2017 | Q3 2017 | 2 |
SILVER OAK SECURITIES, INCORPORATED | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2022 | Q3 2023 | 2 |
Tower Research Capital LLC (TRC) | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 2 |
SYNOVUS FINANCIAL CORP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q1 2020 | 2 |
Integrated Wealth Concepts LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q3 2023 | 2 |
Premia Global Advisors, LLC | 1 | 1 | 0.06% | 0.07% | 0.08% | Q2 2018 | Q1 2019 | 2 |
Virtu KCG Holdings LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q2 2017 | 2 |
FDx Advisors, Inc. | 2 | 2 | 0.50% | 0.64% | 0.77% | Q2 2023 | Q3 2023 | 2 |
Richard P Slaughter Associates Inc | 2 | 2 | 0.07% | 0.34% | 0.62% | Q3 2023 | Q4 2023 | 2 |
Lloyd Advisory Services, LLC. | 2 | 2 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q1 2020 | 2 |
ASSETMARK, INC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q3 2023 | 2 |
Envestnet Portfolio Solutions, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
BB&T SECURITIES, LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2019 | Q3 2019 | 1 |
Walkner Condon Financial Advisors LLC | 1 | 1 | 0.20% | 0.20% | 0.20% | Q4 2019 | Q4 2019 | 1 |
BlackRock Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Joseph Group Capital Management | 1 | 1 | 0.07% | 0.07% | 0.07% | Q4 2022 | Q4 2022 | 1 |
US BANCORP \DE\ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
SII INVESTMENTS INC/WI | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2016 | Q1 2016 | 1 |
Truadvice, LLC | 1 | 1 | 0.12% | 0.12% | 0.12% | Q2 2022 | Q2 2022 | 1 |
First Command Financial Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
FIRST TRUST ADVISORS LP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Kowal Investment Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Simplicity Solutions, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
Balboa Wealth Partners | 1 | 1 | 0.08% | 0.08% | 0.08% | Q1 2023 | Q1 2023 | 1 |
Lee Financial Co | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
Vestpro Financial Partners, Inc. dba CPF Texas | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Avior Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q1 2023 | 1 |
WealthOne, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2017 | Q1 2017 | 1 |
Strategic Capital Alternatives LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q3 2015 | Q3 2015 | 1 |
Cerity Partners LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2023 | Q2 2023 | 1 |
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Avestar Capital, LLC | 1 | 1 | 0.29% | 0.29% | 0.29% | Q3 2023 | Q3 2023 | 1 |
Fortis Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
EverSource Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
FSB PREMIER WEALTH MANAGEMENT, INC. | 1 | 1 | 0.04% | 0.04% | 0.04% | Q4 2021 | Q4 2021 | 1 |
CWM, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2023 | Q3 2023 | 1 |
WEDBUSH SECURITIES INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2022 | Q3 2022 | 1 |
Fermata Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q3 2023 | Q3 2023 | 1 |
tru Independence LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
NBC SECURITIES, INC. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2023 | Q3 2023 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Whitnell & Co. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2017 | Q4 2017 | 1 |
Harvest Investment Services, LLC | 1 | 1 | 0.42% | 0.42% | 0.42% | Q3 2023 | Q3 2023 | 1 |
Almanack Investment Partners, LLC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
Ameliora Wealth Management Ltd. | 1 | 1 | 1.19% | 1.19% | 1.19% | Q4 2021 | Q4 2021 | 1 |
Lucia Wealth Services, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q1 2019 | Q1 2019 | 1 |
Laidlaw Wealth Management LLC | 1 | 1 | 0.32% | 0.32% | 0.32% | Q3 2023 | Q3 2023 | 1 |
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Veritable, L.P. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
Penserra Capital Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
RMB Capital Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
VIAWEALTH, LLC | 1 | 1 | 0.42% | 0.42% | 0.42% | Q3 2023 | Q3 2023 | 1 |
Harbour Capital Advisors, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Resurgent Financial Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2022 | Q4 2022 | 1 |
Private Ocean, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
First Command Advisory Services, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
PFG Private Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q4 2022 | 1 |
Camarda Financial Advisors, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q4 2015 | Q4 2015 | 1 |
Carroll Financial Associates, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2019 | Q3 2019 | 1 |
HHM Wealth Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2022 | Q2 2022 | 1 |
CITIGROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
Onyx Bridge Wealth Group LLC | 1 | 1 | 0.16% | 0.16% | 0.16% | Q4 2022 | Q4 2022 | 1 |
CITIZENS FINANCIAL GROUP INC/RI | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2023 | Q3 2023 | 1 |
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC | 1 | 1 | 0.68% | 0.68% | 0.68% | Q3 2022 | Q3 2022 | 1 |
BCWM, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2021 | Q1 2021 | 1 |
Stegent Equity Advisors, Inc. | 1 | 1 | 0.74% | 0.74% | 0.74% | Q3 2023 | Q3 2023 | 1 |
Riverwater Partners LLC | 1 | 1 | 1.16% | 1.16% | 1.16% | Q4 2022 | Q4 2022 | 1 |
GHP Investment Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
RELIANCE TRUST CO OF DELAWARE | 1 | 1 | 0.04% | 0.04% | 0.04% | Q1 2019 | Q1 2019 | 1 |
Cornerstone Wealth Management, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q3 2023 | Q3 2023 | 1 |
WEALTHSOURCE PARTNERS, LLC | 1 | 1 | 0.03% | 0.03% | 0.03% | Q3 2022 | Q3 2022 | 1 |
Edge Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
HRT FINANCIAL LP | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2020 | Q1 2020 | 1 |
External links
This page lists all the filers that currently own FIRST TR EXCH TRADED FD III or have owned FIRST TR EXCH TRADED FD III in the past.