Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
MORGAN STANLEY | 42 | 42 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2023 | 42 |
WELLS FARGO & COMPANY/MN | 37 | 37 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q3 2023 | 37 |
BANK OF AMERICA CORP /DE/ | 31 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 36 |
ROYAL BANK OF CANADA | 22 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2023 | 35 |
JANE STREET GROUP, LLC | 18 | 1 | 0.00% | 0.00% | 0.02% | Q1 2014 | Q3 2023 | 34 |
UBS Group AG | 27 | 4 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2023 | 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2022 | 27 |
Citadel Advisors | 10 | 3 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2023 | 27 |
RAYMOND JAMES & ASSOCIATES | 14 | 3 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2022 | 24 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 21 | 21 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2023 | 21 |
OLD MISSION CAPITAL LLC | 7 | 1 | 0.01% | 0.04% | 0.13% | Q4 2014 | Q3 2023 | 20 |
Parallax Volatility Advisers, L.P. | 19 | 19 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q2 2019 | 19 |
ACG Wealth | 19 | 19 | 0.04% | 1.03% | 1.67% | Q1 2014 | Q3 2018 | 19 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 12 | 1 | 0.00% | 0.06% | 0.12% | Q2 2015 | Q3 2023 | 19 |
IFP Advisors, Inc | 10 | 1 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q4 2022 | 15 |
LPL Financial LLC | 6 | 2 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2021 | 14 |
JPMORGAN CHASE & CO | 14 | 14 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q4 2016 | 14 |
PNC FINANCIAL SERVICES GROUP, INC. | 13 | 13 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2018 | 13 |
HighTower Advisors, LLC | 9 | 4 | 0.00% | 0.03% | 0.06% | Q1 2016 | Q2 2022 | 13 |
FIRST TRUST ADVISORS LP | 8 | 4 | 0.02% | 0.18% | 0.49% | Q3 2014 | Q2 2022 | 12 |
Virtu KCG Holdings LLC | 8 | 1 | 0.01% | 0.02% | 0.06% | Q3 2013 | Q2 2017 | 11 |
MSI Financial Services Inc | 10 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2016 | 11 |
AlphaMark Advisors, LLC | 10 | 10 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q3 2023 | 10 |
Retirement Group, LLC | 6 | 4 | 0.00% | 0.00% | 0.00% | Q1 2021 | Q3 2023 | 10 |
WFG Advisors, LP | 10 | 10 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2017 | 10 |
Transamerica Financial Advisors, Inc. | 9 | 1 | 0.00% | 0.05% | 0.16% | Q2 2015 | Q3 2023 | 10 |
Walkner Condon Financial Advisors LLC | 9 | 9 | 0.07% | 0.12% | 0.27% | Q3 2021 | Q3 2023 | 9 |
STIFEL FINANCIAL CORP | 4 | 1 | 0.00% | 0.00% | 0.01% | Q1 2014 | Q1 2022 | 9 |
CREDIT SUISSE AG/ | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2022 | 9 |
Rathbones Group PLC | 8 | 8 | 0.00% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
PGIM Custom Harvest LLC | 4 | 4 | 0.04% | 0.10% | 0.15% | Q4 2020 | Q3 2023 | 8 |
COTTONWOOD CAPITAL ADVISORS, LLC | 8 | 8 | 0.26% | 0.36% | 0.43% | Q4 2021 | Q3 2023 | 8 |
ATWOOD & PALMER INC | 8 | 8 | 0.01% | 1.57% | 2.57% | Q2 2014 | Q1 2016 | 8 |
AMERIPRISE FINANCIAL INC | 7 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 8 |
MTM Investment Management, LLC | 8 | 8 | 0.01% | 0.01% | 0.01% | Q4 2021 | Q3 2023 | 8 |
OSAIC HOLDINGS, INC. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q2 2021 | Q1 2023 | 8 |
SG Americas Securities, LLC | 7 | 1 | 0.00% | 0.02% | 0.05% | Q4 2014 | Q2 2017 | 8 |
CITIGROUP INC | 6 | 2 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q2 2016 | 8 |
Tower Research Capital LLC (TRC) | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2022 | 7 |
Kore Private Wealth LLC | 7 | 7 | 0.03% | 0.04% | 0.04% | Q1 2020 | Q3 2021 | 7 |
Cribstone Capital Management, LLC | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q4 2017 | 7 |
BB&T SECURITIES, LLC | 5 | 2 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q2 2019 | 7 |
Janney Montgomery Scott LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q4 2014 | Q1 2016 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Close Asset Management Ltd | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
Gradient Investments LLC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q1 2017 | 6 |
DEUTSCHE BANK AG\ | 6 | 6 | 0.00% | 0.00% | 0.01% | Q3 2013 | Q4 2014 | 6 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 5 | 5 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2018 | 5 |
Keel Point, LLC | 5 | 5 | 0.14% | 1.33% | 2.28% | Q1 2015 | Q1 2016 | 5 |
EPG Wealth Management LLC | 3 | 2 | 0.00% | 0.01% | 0.02% | Q4 2019 | Q1 2022 | 5 |
Snowden Capital Advisors LLC | 3 | 1 | 0.00% | 0.00% | 0.01% | Q2 2019 | Q4 2021 | 4 |
Sowell Financial Services LLC | 4 | 4 | 0.08% | 0.11% | 0.13% | Q1 2021 | Q4 2021 | 4 |
Legacy Capital Wealth Partners, LLC | 4 | 4 | 0.12% | 2.33% | 3.25% | Q1 2022 | Q4 2022 | 4 |
NewEdge Advisors, LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2022 | Q3 2023 | 4 |
Coppell Advisory Solutions LLC | 2 | 1 | 0.00% | 0.03% | 0.11% | Q4 2020 | Q3 2023 | 4 |
Waverton Investment Management Ltd | 4 | 4 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q3 2023 | 4 |
PRUDENTIAL FINANCIAL INC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2021 | Q3 2022 | 4 |
FLOW TRADERS U.S. LLC | 3 | 1 | 0.01% | 0.01% | 0.02% | Q2 2015 | Q2 2016 | 4 |
Accuvest Global Advisors | 4 | 4 | 1.04% | 1.55% | 1.94% | Q3 2014 | Q2 2015 | 4 |
Corient Private Wealth LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2023 | Q3 2023 | 3 |
CIBC WORLD MARKET INC. | 2 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q2 2021 | 3 |
V Wealth Advisors LLC | 3 | 3 | 0.09% | 0.10% | 0.11% | Q1 2021 | Q3 2021 | 3 |
BREWIN DOLPHIN LTD | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2021 | Q2 2022 | 3 |
Stratos Wealth Advisors, LLC | 3 | 3 | 0.02% | 0.02% | 0.03% | Q4 2021 | Q2 2022 | 3 |
Pinnacle Advisory Group, Inc. | 3 | 3 | 0.02% | 0.02% | 0.02% | Q4 2018 | Q2 2019 | 3 |
Advisor Group, Inc. | 3 | 3 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q3 2019 | 3 |
CWM, LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q4 2018 | 3 |
COOKSON PEIRCE & CO INC | 2 | 1 | 0.03% | 0.11% | 0.15% | Q1 2014 | Q2 2018 | 3 |
Arkadios Wealth Advisors | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2020 | Q2 2021 | 3 |
BAIRD ROBERT W & CO INC /WI/ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q4 2013 | 2 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2015 | 2 |
F-Squared Investment Management, LLC | 1 | 1 | 2.46% | 3.23% | 4.01% | Q3 2014 | Q2 2015 | 2 |
Dunhill Financial, LLC | 2 | 2 | 0.82% | 0.89% | 0.97% | Q2 2023 | Q3 2023 | 2 |
Clal Insurance Enterprises Holdings Ltd | 2 | 2 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2015 | 2 |
Creative Planning | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2022 | 2 |
ENVESTNET ASSET MANAGEMENT INC | 1 | 1 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q2 2015 | 2 |
Winslow, Evans & Crocker, Inc. | 2 | 2 | 0.00% | 0.01% | 0.01% | Q3 2014 | Q4 2014 | 2 |
StoneX Group Inc. | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2021 | Q4 2021 | 2 |
MANAGED ACCOUNT ADVISORS LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Jefferies Group LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q1 2015 | 1 |
Wagner Wealth Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2022 | Q3 2022 | 1 |
KNIGHT CAPITAL GROUP LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q2 2013 | 1 |
BANK OF MONTREAL /CAN/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2023 | Q2 2023 | 1 |
LifePlan Financial Group, Inc | 1 | 1 | 1.30% | 1.30% | 1.30% | Q2 2015 | Q2 2015 | 1 |
MUFG Americas Holdings Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
Cetera Advisors LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2019 | Q4 2019 | 1 |
Homrich & Berg | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2017 | Q2 2017 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
Beacon Capital Management, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Shamrock Asset Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2014 | Q3 2014 | 1 |
Placemark Investments, Inc. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2014 | Q3 2014 | 1 |
CPWM, LLC | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2022 | Q2 2022 | 1 |
AMERICAN INTERNATIONAL GROUP, INC. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2013 | 1 |
Harbour Capital Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
Kovack Advisors, Inc. | 1 | 1 | 0.21% | 0.21% | 0.21% | Q2 2016 | Q2 2016 | 1 |
SOCIETE GENERALE | 1 | 1 | 0.04% | 0.04% | 0.04% | Q2 2016 | Q2 2016 | 1 |
Jane Street Holding, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2013 | Q2 2013 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Brinker Capital Investments, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2018 | Q4 2018 | 1 |
Proficio Capital Partners LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2015 | 1 |
Coppell Advisory Solutions Corp. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2022 | Q4 2022 | 1 |
Raymond James Financial Services Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2021 | Q3 2021 | 1 |
Belpointe Asset Management LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2021 | Q2 2021 | 1 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Wealth Quarterback LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q4 2019 | 1 |
Retirement Planning Group, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q2 2022 | Q2 2022 | 1 |
Legacy Private Trust Co. | 1 | 1 | 0.09% | 0.09% | 0.09% | Q2 2013 | Q2 2013 | 1 |
James Hambro & Partners | 1 | 1 | 0.04% | 0.04% | 0.04% | Q3 2022 | Q3 2022 | 1 |
Private Advisor Group, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
External links
This page lists all the filers that currently own FIRST TR EXCH TRD ALPHA FD I or have owned FIRST TR EXCH TRD ALPHA FD I in the past.