FIRST TR EXCH TRD ALPHA FD I shareholder history

Current and past FIRST TR EXCH TRD ALPHA FD I shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
MORGAN STANLEY 42420.01%0.01%0.03%Q2 2013Q3 202342
ROYAL BANK OF CANADA 42420.00%0.00%0.01%Q2 2013Q3 202342
LPL Financial LLC 42420.00%0.02%0.09%Q2 2013Q3 202342
WELLS FARGO & COMPANY/MN 42420.00%0.01%0.02%Q2 2013Q3 202342
D.A. DAVIDSON & CO. 42420.00%0.02%0.04%Q2 2013Q3 202342
ENVESTNET ASSET MANAGEMENT INC 2070.00%0.01%0.02%Q2 2013Q3 202339
STIFEL FINANCIAL CORP 38380.00%0.01%0.02%Q2 2014Q3 202338
UBS Group AG 36360.00%0.01%0.03%Q4 2014Q3 202336
BANK OF AMERICA CORP /DE/ 3210.00%0.00%0.01%Q2 2013Q3 202336
RAYMOND JAMES & ASSOCIATES 3410.00%0.01%0.02%Q2 2013Q3 202335
PNC FINANCIAL SERVICES GROUP, INC. 35350.00%0.00%0.00%Q1 2015Q3 202335
Cambridge Investment Research Advisors, Inc. 2690.01%0.02%0.09%Q4 2013Q3 202335
CITIGROUP INC 34340.00%0.00%0.00%Q2 2015Q3 202334
Raymond James Financial Services Advisors, Inc. 2210.00%0.06%0.19%Q2 2013Q3 202333
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1010.00%0.00%0.01%Q2 2013Q3 202332
Geneos Wealth Management Inc. 31310.00%0.00%0.02%Q1 2016Q3 202331
M&R CAPITAL MANAGEMENT INC 31310.00%0.00%0.00%Q2 2016Q4 202331
JANE STREET GROUP, LLC 1310.00%0.01%0.03%Q1 2014Q3 202331
IFP Advisors, Inc 17140.00%0.03%0.13%Q4 2015Q3 202331
Janney Montgomery Scott LLC 2920.00%0.02%0.10%Q4 2015Q3 202331
Chicago Partners Investment Group LLC 2280.02%0.04%0.12%Q4 2014Q2 202230
Frontier Wealth Management LLC 30300.01%0.12%0.23%Q1 2015Q2 202230
BENJAMIN F. EDWARDS & COMPANY, INC. 1410.00%0.17%0.46%Q2 2013Q3 202330
Winslow, Evans & Crocker, Inc. 29290.03%0.09%0.16%Q4 2013Q4 202029
LVZ, Inc. 1430.04%0.18%0.37%Q3 2015Q3 202329
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2610.00%0.00%0.01%Q1 2015Q3 202327
Baird Financial Group, Inc. 27270.00%0.05%0.11%Q2 2015Q4 202127
MML INVESTORS SERVICES, LLC 26260.00%0.04%0.19%Q2 2017Q3 202326
FIRST TRUST ADVISORS LP 26260.00%0.12%0.44%Q2 2017Q3 202326
Citadel Advisors 910.00%0.00%0.01%Q2 2015Q3 202326
Plante Moran Financial Advisors, LLC 26260.01%0.01%0.03%Q2 2017Q3 202326
Steward Partners Investment Advisory, LLC 24240.00%0.06%0.38%Q4 2017Q3 202324
HL FINANCIAL SERVICES LLC 24240.07%0.10%0.15%Q2 2013Q1 201924
COMMONWEALTH EQUITY SERVICES, LLC 24240.01%0.03%0.05%Q4 2017Q3 202324
OLD MISSION CAPITAL LLC 610.01%0.11%0.28%Q4 2014Q3 202323
LADENBURG THALMANN FINANCIAL SERVICES INC. 23230.00%0.01%0.02%Q2 2014Q4 201923
RPg Family Wealth Advisory, LLC 930.01%0.21%0.45%Q4 2016Q3 202323
HighTower Advisors, LLC 23230.00%0.01%0.04%Q3 2016Q1 202223
NEXT Financial Group, Inc 910.00%0.04%0.35%Q2 2015Q4 202122
Cetera Investment Advisers 1210.01%0.07%0.34%Q3 2016Q3 202321
CONCOURSE FINANCIAL GROUP SECURITIES, INC. 21210.01%0.03%0.06%Q3 2018Q3 202321
COMERICA SECURITIES INC 21210.08%0.19%0.41%Q4 2013Q4 201821
Private Advisor Group, LLC 710.00%0.01%0.04%Q4 2013Q3 202320
Towerpoint Wealth, LLC 20200.17%0.51%0.81%Q4 2018Q3 202320
Cetera Advisors LLC 1540.01%0.02%0.03%Q3 2018Q3 202319
Camelot Portfolios, LLC 19190.11%0.51%1.49%Q4 2017Q2 202219
Parallax Volatility Advisers, L.P. 19190.00%0.00%0.00%Q4 2014Q2 201919
CWM, LLC 1010.00%0.05%0.13%Q3 2018Q3 202319
Stratos Wealth Partners, LTD. 1450.01%0.02%0.04%Q3 2016Q3 202319
Pinnacle Family Advisors, LLC 1270.12%0.87%4.20%Q4 2016Q3 202319
IFC Holdings Incorporated/FL 1530.02%0.12%0.23%Q2 2013Q4 201718
Cornerstone Wealth Management, LLC 1530.04%0.18%0.30%Q3 2016Q2 202118
American Portfolios Advisors 18180.00%0.00%0.01%Q2 2018Q3 202218
Regal Investment Advisors LLC 1530.09%0.24%0.67%Q1 2014Q4 201918
FLOW TRADERS U.S. LLC 610.00%0.11%0.38%Q3 2016Q3 202318
COMERICA SECURITIES,INC. 1440.01%0.04%0.10%Q1 2019Q3 202318
First Allied Advisory Services, Inc. 820.01%0.06%0.18%Q2 2014Q3 202018
JPMORGAN CHASE & CO 710.00%0.00%0.00%Q3 2014Q3 202317
Sigma Planning Corp 1430.01%0.04%0.13%Q1 2018Q3 202317
Rockefeller Capital Management L.P. 17170.00%0.00%0.01%Q3 2019Q3 202317
AMERIPRISE FINANCIAL INC 17170.00%0.00%0.00%Q2 2013Q2 201717
Larson Financial Group LLC 17170.02%0.53%2.34%Q3 2019Q3 202317
US BANCORP \DE\ 910.00%0.00%0.01%Q2 2014Q3 202316
STEPHENS INC /AR/ 1210.01%0.04%0.09%Q2 2013Q3 202016
TRUIST FINANCIAL CORP 16160.01%0.01%0.03%Q4 2019Q3 202316
Advisory Services Network, LLC 1210.00%0.03%0.16%Q2 2017Q1 202316
Element Wealth, LLC 16160.18%0.27%0.37%Q4 2019Q3 202316
PARAMETRIC PORTFOLIO ASSOCIATES LLC 16160.00%0.00%0.00%Q2 2018Q1 202216
EPG Wealth Management LLC 16160.09%0.53%3.29%Q4 2019Q3 202316
First Horizon Advisors, Inc. 1210.00%0.18%0.61%Q3 2013Q4 201915
Prospera Financial Services Inc 710.00%0.10%0.30%Q3 2016Q3 202315
OSAIC HOLDINGS, INC. 15150.01%0.02%0.03%Q1 2020Q3 202315
Advisor Group, Inc. 15150.01%0.03%0.05%Q2 2016Q4 201915
WEALTHSOURCE PARTNERS, LLC 1130.03%0.13%0.18%Q2 2019Q3 202314
StoneX Group Inc. 620.04%0.19%0.39%Q2 2017Q3 202314
Global Retirement Partners, LLC 770.00%0.00%0.02%Q4 2017Q3 202314
WFG Advisors, LP 14140.00%0.02%0.04%Q1 2014Q2 201714
BENJAMIN EDWARDS INC 14140.02%0.04%0.07%Q2 2020Q3 202314
AE Wealth Management LLC 14140.00%0.01%0.02%Q2 2020Q3 202314
FMR LLC 710.00%0.00%0.00%Q4 2018Q3 202313
Jacobi Capital Management LLC 13130.03%0.10%0.22%Q3 2017Q3 202013
HUNTINGTON NATIONAL BANK 1210.00%0.00%0.00%Q2 2018Q3 202313
Kestra Advisory Services, LLC 13130.02%0.02%0.03%Q3 2020Q3 202313
AVANTAX ADVISORY SERVICES, INC. 13130.01%0.04%0.07%Q3 2020Q3 202313
Risk Paradigm Group, LLC 1010.53%1.02%2.37%Q1 2015Q4 201813
VSR Financial Services, Inc. 12120.04%0.11%0.21%Q3 2013Q2 201612
Ausdal Financial Partners, Inc. 930.03%0.13%0.82%Q3 2020Q3 202312
Kingsview Wealth Management, LLC 660.04%0.22%0.43%Q3 2020Q3 202312
HAYS ADVISORY LLC 931.58%3.12%6.74%Q2 2013Q3 201812
WEDBUSH SECURITIES INC 12120.02%0.11%0.22%Q4 2017Q3 202012
Simplicity Solutions, LLC 660.01%0.03%0.06%Q2 2020Q2 202312
CREATIVE FINANCIAL DESIGNS INC /ADV 1110.00%0.01%0.01%Q4 2019Q3 202312
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
TUCKER ASSET MANAGEMENT LLC 12120.01%0.02%0.02%Q4 2020Q3 202312
Cetera Advisor Networks LLC 1110.00%0.01%0.02%Q2 2020Q3 202312
Financial Advocates Investment Management 840.01%0.10%0.29%Q4 2017Q3 202112
Waterfront Wealth Inc. 12120.18%0.23%0.35%Q4 2020Q3 202312
LEVEL FOUR ADVISORY SERVICES, LLC 12120.02%1.20%2.35%Q4 2017Q3 202012
Concorde Asset Management, LLC 1110.14%0.20%0.41%Q2 2020Q2 202312
MTM Investment Management, LLC 12120.02%0.03%0.05%Q4 2020Q3 202312
Snowden Capital Advisors LLC 830.01%0.13%0.31%Q4 2017Q3 202311
Commonwealth Equity Services, Inc 11110.00%0.00%0.01%Q1 2015Q3 201711
Integrated Wealth Concepts LLC 11110.05%0.07%0.10%Q1 2021Q3 202311
Golden State Wealth Management, LLC 710.05%0.12%0.19%Q1 2019Q1 202211
Petix & Botte Co 810.08%0.16%0.26%Q4 2019Q3 202311
Clearview Wealth Advisors LLC 11110.01%0.01%0.02%Q4 2020Q2 202311
TRUEWEALTH LLC 11110.01%0.01%0.02%Q4 2017Q2 202011
Wealthcare Advisory Partners LLC 1010.00%0.01%0.02%Q4 2017Q1 202111
Bank of New York Mellon Corp 1010.00%0.00%0.00%Q1 2019Q3 202311
First Heartland Consultants, Inc. 510.10%0.40%0.60%Q2 2013Q4 201911
B. Riley Wealth Advisors, Inc. 11110.01%0.02%0.02%Q1 2021Q3 202311
Arkadios Wealth Advisors 430.00%0.05%0.13%Q4 2019Q3 202311
Family Legacy, Inc. 11110.19%0.75%2.80%Q2 2018Q4 202011
BB&T SECURITIES, LLC 1010.02%0.10%0.19%Q2 2015Q3 201911
SUNTRUST BANKS INC 11110.03%0.04%0.05%Q1 2017Q3 201911
Spire Wealth Management 640.00%0.00%0.01%Q1 2021Q3 202310
HARBOUR INVESTMENTS, INC. 640.01%0.02%0.05%Q1 2021Q3 202310
LifePlan Financial Group, Inc 10100.01%0.04%0.07%Q1 2018Q2 202010
KESTRA PRIVATE WEALTH SERVICES, LLC 910.01%0.08%0.18%Q3 2020Q3 202310
SG Americas Securities, LLC 410.00%0.01%0.03%Q3 2014Q4 201810
Wagner Wealth Management, LLC 420.00%0.01%0.02%Q4 2017Q3 202210
FLAGSTAR ADVISORS INC 990.13%0.35%0.52%Q3 2021Q3 20239
Keystone Financial Group 990.12%0.67%1.11%Q1 2018Q1 20209
AdvisorNet Financial, Inc 990.00%0.00%0.00%Q3 2021Q3 20239
HBK Sorce Advisory LLC 610.41%0.85%1.08%Q3 2016Q1 20199
DB Wealth Management Group, LLC 540.00%0.00%0.00%Q4 2020Q3 20239
Sowell Financial Services LLC 720.00%0.01%0.04%Q4 2018Q1 20219
USCA RIA LLC 990.07%0.09%0.12%Q4 2017Q4 20199
Cedar Brook Financial Partners, LLC 990.07%0.30%0.64%Q4 2018Q4 20209
Walkner Condon Financial Advisors LLC 710.10%0.15%0.16%Q3 2020Q3 20239
IFG Advisory, LLC 720.04%0.07%0.08%Q3 2019Q3 20239
GREAT VALLEY ADVISOR GROUP, INC. 990.01%0.02%0.03%Q3 2021Q3 20239
CAPTRUST FINANCIAL ADVISORS 410.00%0.00%0.00%Q2 2018Q3 20239
NAVELLIER & ASSOCIATES INC 510.01%0.04%0.09%Q3 2012Q2 20189
MSI Financial Services Inc 880.00%0.01%0.03%Q1 2015Q4 20168
Kowal Investment Group, LLC 880.08%0.18%0.34%Q4 2020Q3 20228
WealthTrust Fairport, LLC 880.03%0.05%0.07%Q2 2017Q1 20198
Lloyd Advisory Services, LLC. 880.00%0.00%0.01%Q2 2020Q1 20228
SFI Advisors, LLC 880.65%0.89%1.00%Q4 2021Q3 20238
Tower Research Capital LLC (TRC) 410.00%0.00%0.00%Q4 2013Q1 20228
NewEdge Advisors, LLC 880.01%0.02%0.05%Q4 2021Q3 20238
FSB PREMIER WEALTH MANAGEMENT, INC. 880.07%1.53%1.97%Q4 2021Q3 20238
American Financial Network Advisory Services LLC 880.34%3.51%6.74%Q3 2017Q2 20198
RFG Advisory, LLC 620.01%0.03%0.09%Q3 2020Q3 20238
Atria Wealth Solutions, Inc. 770.02%0.02%0.03%Q1 2022Q3 20237
GOLDMAN SACHS GROUP INC 610.00%0.00%0.00%Q2 2013Q2 20187
SignalPoint Asset Management, LLC 770.74%0.91%1.04%Q1 2022Q3 20237
SII INVESTMENTS INC/WI 410.03%0.10%0.26%Q2 2015Q4 20177
TRANSCEND CAPITAL ADVISORS, LLC 770.02%0.02%0.03%Q1 2022Q3 20237
TWO SIGMA SECURITIES, LLC 410.00%0.05%0.34%Q3 2015Q2 20237
Migdal Insurance & Financial Holdings Ltd. 770.00%0.01%0.02%Q1 2022Q3 20237
Visionary Asset Management, Inc. 610.08%0.12%0.31%Q3 2016Q3 20187
Transamerica Financial Advisors, Inc. 610.00%0.07%0.10%Q1 2018Q2 20207
BAIRD ROBERT W & CO INC /WI/ 770.01%0.03%0.04%Q3 2013Q1 20157
NewSquare Capital LLC 770.00%0.00%0.00%Q3 2021Q1 20237
Ameritas Investment Company, LLC 610.05%0.11%0.17%Q4 2018Q4 20207
SeaCrest Wealth Management, LLC 660.01%0.01%0.01%Q4 2017Q1 20196
Fulcrum Equity Management 310.00%0.22%0.76%Q2 2019Q3 20216
Horizon Investments, LLC 420.01%0.02%0.02%Q2 2017Q2 20196
TOTAL INVESTMENT MANAGEMENT INC 665.56%9.96%13.48%Q1 2018Q2 20196
Savior LLC 660.00%0.00%0.01%Q1 2020Q2 20216
FOUNDERS FINANCIAL SECURITIES LLC 420.11%0.12%0.12%Q2 2017Q2 20196
RVW Wealth, LLC 510.02%1.69%2.59%Q1 2019Q3 20236
Eudaimonia Partners, LLC 660.01%0.01%0.02%Q4 2019Q1 20216
Quad-Cities Investment Group, LLC 660.02%0.04%0.05%Q2 2018Q3 20196
UBS AG 660.01%0.01%0.02%Q2 2013Q3 20146
ACG Wealth 660.03%0.23%0.34%Q4 2018Q1 20206
Vectors Research Management, LLC 660.00%0.01%0.01%Q4 2018Q1 20206
Sound Income Strategies, LLC 550.00%0.00%0.00%Q1 2022Q1 20235
HERITAGE WEALTH MANAGEMENT, LLC 320.01%0.02%0.03%Q1 2021Q2 20225
S.C. Financial Services, Inc. 550.89%0.97%1.13%Q4 2021Q4 20225
NORTHWEST WEALTH MANAGEMENT, LLC 550.01%0.08%0.23%Q1 2018Q1 20195
BANK OF MONTREAL /CAN/ 210.00%0.00%0.00%Q4 2018Q3 20235
RDA Financial Network 550.14%0.23%0.27%Q1 2019Q1 20205
Holloway Wealth Management, LLC 550.04%0.09%0.12%Q1 2021Q1 20225
TPG Financial Advisors, LLC 550.83%0.95%1.06%Q3 2022Q3 20235
Shamrock Asset Management LLC 550.00%1.52%7.49%Q2 2016Q2 20175
BALDWIN BROTHERS LLC/MA 550.00%0.00%0.00%Q2 2018Q2 20195
SILVER OAK SECURITIES, INCORPORATED 310.03%0.11%0.21%Q1 2022Q3 20235
Endurance Wealth Management, Inc. 550.00%0.00%0.00%Q3 2018Q3 20195
Coppell Advisory Solutions LLC 410.42%1.26%1.92%Q4 2020Q3 20235
FIFTH THIRD BANCORP 220.00%0.00%0.00%Q2 2014Q2 20164
MONEY CONCEPTS CAPITAL CORP 440.01%0.03%0.06%Q1 2022Q4 20224
Madden Advisory Services, Inc. 440.01%0.01%0.01%Q4 2013Q3 20144
MANUFACTURERS LIFE INSURANCE COMPANY, THE 440.00%0.00%0.00%Q4 2017Q3 20184
Clarus Wealth Advisors 440.04%0.08%0.11%Q2 2018Q1 20194
Acorn Wealth Advisors, LLC 440.14%0.20%0.26%Q4 2017Q3 20184
Horan Securities, Inc. 440.00%0.00%0.00%Q3 2022Q2 20234
EATON VANCE MANAGEMENT 440.00%0.00%0.00%Q1 2021Q4 20214
Patriot Financial Group Insurance Agency, LLC 440.00%0.01%0.01%Q2 2017Q1 20184
SEI INVESTMENTS CO 310.00%0.00%0.00%Q3 2015Q2 20184
Strategic Blueprint, LLC 310.00%0.84%2.02%Q1 2019Q2 20214
Legacy Private Trust Co. 440.02%0.04%0.07%Q4 2017Q3 20184
Colonial Trust Advisors 440.00%0.00%0.00%Q4 2022Q3 20234
Independent Portfolio Consultants, Inc. 440.00%0.01%0.02%Q3 2016Q2 20174
COMERICA BANK 310.01%0.01%0.01%Q1 2020Q3 20234
Orion Portfolio Solutions, LLC 440.01%0.01%0.01%Q4 2022Q3 20234
IAMS WEALTH MANAGEMENT, LLC 440.97%1.44%1.99%Q4 2022Q3 20234
Farther Finance Advisors, LLC 440.01%0.02%0.03%Q4 2022Q3 20234
Mainsail Financial Group, LLC 443.04%3.15%3.24%Q4 2022Q3 20234
Cyndeo Wealth Partners, LLC 440.05%0.05%0.06%Q4 2022Q3 20234
Gateway Wealth Partners, LLC 440.08%0.12%0.15%Q4 2022Q3 20234
MUFG Americas Holdings Corp 440.00%0.00%0.00%Q4 2021Q3 20224
Good Life Advisors, LLC 440.07%0.07%0.07%Q1 2019Q4 20194
Apollon Wealth Management, LLC 210.02%0.07%0.11%Q4 2021Q3 20233
OneAscent Financial Services LLC 330.20%0.25%0.32%Q1 2023Q3 20233
Pine Valley Investments Ltd Liability Co 330.05%0.06%0.08%Q1 2023Q3 20233
MOODY NATIONAL BANK TRUST DIVISION 330.00%0.01%0.01%Q1 2019Q3 20193
Polaris Wealth Advisory Group, LLC 330.01%0.01%0.01%Q1 2018Q3 20183
Atria Investments, Inc 330.02%0.02%0.02%Q1 2023Q3 20233
Beaumont Financial Partners, LLC 210.05%0.11%0.16%Q3 2013Q2 20143
Glassman Wealth Services 330.02%0.05%0.07%Q2 2018Q4 20183
Kraft, Davis & Associates, LLC 210.08%0.35%0.48%Q4 2022Q3 20233
NewEdge Wealth, LLC 330.02%0.04%0.04%Q1 2023Q3 20233
Kavar Capital Partners, LLC 210.01%0.01%0.01%Q1 2018Q2 20193
SIGNATUREFD, LLC 330.00%0.00%0.00%Q1 2018Q3 20183
Cypress Wealth Services, LLC 330.06%0.06%0.07%Q1 2019Q3 20193
CoreCap Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20223
ABLE Financial Group, LLC 330.27%0.29%0.30%Q1 2023Q3 20233
Householder Group Estate & Retirement Specialist, LLC 110.00%0.00%0.00%Q3 2022Q3 20233
Renaissance Technologies 210.00%0.00%0.00%Q1 2018Q1 20193
PARK AVENUE SECURITIES LLC 330.01%0.01%0.02%Q1 2023Q3 20233
M&T BANK CORP 210.00%0.00%0.00%Q3 2014Q4 20203
Peterson Wealth Advisors, LLC 330.15%0.16%0.18%Q1 2018Q3 20183
OneDigital Investment Advisors LLC 330.02%0.04%0.06%Q4 2018Q2 20193
Allworth Financial LP 210.00%0.00%0.00%Q4 2018Q2 20233
ICA Group Wealth Management, LLC 330.00%0.00%0.00%Q4 2022Q2 20233
Koshinski Asset Management, Inc. 330.01%0.01%0.01%Q3 2021Q1 20223
Brookstone Capital Management 330.11%0.17%0.28%Q4 2017Q2 20183
Financial Partners Group, Inc 330.06%0.06%0.06%Q1 2021Q3 20213
Avior Wealth Management, LLC 330.02%0.04%0.05%Q1 2023Q3 20233
Jane Street Holding, LLC 330.01%0.02%0.03%Q2 2013Q4 20133
STIFEL NICOLAUS & CO INC \MO\ 220.01%0.01%0.01%Q2 2013Q3 20132
Colonial River Wealth Management, LLC 220.16%0.16%0.16%Q4 2021Q1 20222
SFMG, LLC 226.93%7.11%7.28%Q1 2018Q2 20182
FLAGSHIP HARBOR ADVISORS, LLC 220.01%0.01%0.01%Q2 2018Q3 20182
AXXCESS WEALTH MANAGEMENT, LLC 220.02%0.02%0.02%Q1 2022Q2 20222
LexAurum Advisors, LLC 220.17%1.07%1.97%Q1 2018Q2 20182
Catalyst Wealth Management, LLC 220.88%1.00%1.11%Q4 2022Q1 20232
1776 Wealth LLC 220.12%0.12%0.12%Q2 2023Q3 20232
IHT Wealth Management, LLC 220.00%0.00%0.00%Q4 2017Q1 20182
1834 INVESTMENT ADVISORS CO 220.00%0.00%0.00%Q4 2017Q1 20182
Destiny Wealth Partners, LLC 220.01%0.01%0.01%Q4 2020Q1 20212
Fluent Financial, LLC 221.15%1.16%1.17%Q2 2018Q3 20182
SouthState Corp 220.00%0.00%0.00%Q1 2023Q2 20232
ASSETMARK, INC 220.00%0.01%0.01%Q2 2023Q3 20232
Royal Fund Management, LLC 220.00%0.00%0.00%Q3 2019Q4 20192
Vantage Investment Advisors, LLC 220.01%0.01%0.01%Q2 2018Q3 20182
Asset Dedication, LLC 110.00%0.01%0.01%Q2 2017Q1 20202
MILLENNIUM MANAGEMENT LLC 220.00%0.00%0.00%Q3 2019Q4 20192
OLD MISSION CAPITAL, LLC 110.02%0.12%0.22%Q4 2016Q4 20202
Human Investing LLC 220.02%0.02%0.02%Q2 2020Q3 20202
BESSEMER GROUP INC 220.00%0.00%0.00%Q2 2018Q3 20182
BANK OF NOVA SCOTIA 220.01%0.05%0.08%Q1 2018Q2 20182
INVESTMENT CENTERS OF AMERICA INC 220.05%0.07%0.09%Q2 2017Q3 20172
Coppell Advisory Solutions Corp. 221.37%1.64%1.92%Q4 2022Q1 20232
Belpointe Asset Management LLC 220.01%0.01%0.01%Q4 2022Q1 20232
WealthShield Partners, LLC 220.00%0.00%0.00%Q1 2021Q2 20212
NEW ENGLAND SECURITIES CORP /MA/ 220.02%0.02%0.02%Q2 2014Q3 20142
Qube Research & Technologies Ltd 110.00%0.01%0.02%Q4 2019Q2 20202
Realta Investment Advisors 220.00%0.01%0.01%Q1 2019Q2 20192
Gladstone Institutional Advisory LLC 220.08%0.12%0.15%Q4 2018Q1 20192
L & S Advisors Inc 220.18%0.23%0.27%Q2 2023Q3 20232
ATLAS CAPITAL ADVISORS LLC 110.03%0.03%0.03%Q2 2019Q2 20191
Ground Swell Capital, LLC 110.04%0.04%0.04%Q3 2014Q3 20141
PROVENCE WEALTH MANAGEMENT GROUP 110.03%0.03%0.03%Q3 2023Q3 20231
Founders Financial Alliance, LLC 110.00%0.00%0.00%Q3 2020Q3 20201
CENTAURUS FINANCIAL, INC. 110.00%0.00%0.00%Q2 2018Q2 20181
Whitnell & Co. 110.02%0.02%0.02%Q4 2017Q4 20171
TFO Wealth Partners, LLC 110.01%0.01%0.01%Q3 2020Q3 20201
Kore Private Wealth LLC 110.00%0.00%0.00%Q4 2018Q4 20181
ARS Wealth Advisors Group, LLC 110.03%0.03%0.03%Q2 2022Q2 20221
Halpern Financial, Inc. 110.01%0.01%0.01%Q1 2021Q1 20211
Aptus Capital Advisors, LLC 110.04%0.04%0.04%Q1 2019Q1 20191
Argent Advisors, Inc. 110.36%0.36%0.36%Q4 2019Q4 20191
BRIDGES INVESTMENT MANAGEMENT INC 110.01%0.01%0.01%Q4 2019Q4 20191
AVIANCE CAPITAL MANAGEMENT, LLC 110.00%0.00%0.00%Q1 2018Q1 20181
PINNACLE ASSOCIATES LTD 110.01%0.01%0.01%Q1 2019Q1 20191
DEUTSCHE BANK AG\ 110.00%0.00%0.00%Q2 2019Q2 20191
Pinnacle Wealth Management Advisory Group, LLC 110.10%0.10%0.10%Q1 2019Q1 20191
Heritage Trust Co 110.00%0.00%0.00%Q4 2017Q4 20171
Johnson Financial Group, Inc. 110.01%0.01%0.01%Q2 2018Q2 20181
BDO Wealth Advisors, LLC 110.00%0.00%0.00%Q3 2017Q3 20171
VERUS CAPITAL PARTNERS, LLC 110.00%0.00%0.00%Q4 2019Q4 20191
Claro Advisors LLC 110.01%0.01%0.01%Q4 2018Q4 20181
MATTERN CAPITAL MANAGEMENT, LLC 110.56%0.56%0.56%Q4 2019Q4 20191
B. Riley Wealth Management, Inc. 110.08%0.08%0.08%Q1 2014Q1 20141
Keebeck Wealth Management, LLC 110.00%0.00%0.00%Q2 2020Q2 20201
Oxler Private Wealth LLC 110.55%0.55%0.55%Q3 2022Q3 20221
MCF Advisors LLC 110.01%0.01%0.01%Q1 2017Q1 20171
SOCIETE GENERALE 110.02%0.02%0.02%Q2 2016Q2 20161
Capital Asset Advisory Services LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Kovack Advisors, Inc. 110.09%0.09%0.09%Q1 2018Q1 20181
THRIVENT FINANCIAL FOR LUTHERANS 110.00%0.00%0.00%Q4 2019Q4 20191
Rehmann Capital Advisory Group 110.00%0.00%0.00%Q2 2019Q2 20191
Astor Investment Management LLC 110.12%0.12%0.12%Q1 2014Q1 20141
PCG Wealth Advisors, LLC 110.14%0.14%0.14%Q4 2021Q4 20211
Luken Investment Analytics, LLC 110.00%0.00%0.00%Q4 2020Q4 20201
Ameritas Advisory Services, LLC 110.00%0.00%0.00%Q1 2023Q1 20231
Virtue Capital Management, LLC 110.11%0.11%0.11%Q3 2019Q3 20191
True Link Financial Advisors, LLC 110.00%0.00%0.00%Q4 2021Q4 20211
THOROUGHBRED FINANCIAL SERVICES, LLC 110.09%0.09%0.09%Q1 2019Q1 20191
Bridgeworth, LLC 110.02%0.02%0.02%Q2 2018Q2 20181
WOODWARD DIVERSIFIED CAPITAL, LLC 110.15%0.15%0.15%Q4 2021Q4 20211
NBC SECURITIES, INC. 110.11%0.11%0.11%Q3 2023Q3 20231
Total Clarity Wealth Management, Inc. 110.00%0.00%0.00%Q2 2022Q2 20221
Camarda Financial Advisors, LLC 110.01%0.01%0.01%Q2 2019Q2 20191
FolioMetrix LLC 110.05%0.05%0.05%Q2 2015Q2 20151
Nachman Norwood & Parrott, Inc 110.01%0.01%0.01%Q3 2020Q3 20201
MANAGED ACCOUNT ADVISORS LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Sunbelt Securities, Inc. 110.01%0.01%0.01%Q1 2023Q1 20231
GFS Advisors, LLC 110.00%0.00%0.00%Q1 2016Q1 20161
SEARCY FINANCIAL SERVICES INC /ADV 110.35%0.35%0.35%Q4 2018Q4 20181
HM PAYSON & CO 110.00%0.00%0.00%Q2 2019Q2 20191
F3Logic, LLC 110.07%0.07%0.07%Q3 2020Q3 20201
HHM Wealth Advisors, LLC 110.00%0.00%0.00%Q2 2022Q2 20221
SYNOVUS FINANCIAL CORP 110.00%0.00%0.00%Q1 2020Q1 20201
Virtu KCG Holdings LLC 110.01%0.01%0.01%Q2 2017Q2 20171
Ruggie Capital Group 110.01%0.01%0.01%Q1 2019Q1 20191
Jefferies Group LLC 110.00%0.00%0.00%Q1 2014Q1 20141
REGIONS FINANCIAL CORP 110.00%0.00%0.00%Q4 2017Q4 20171
Fortitude Advisory Group L.L.C. 110.00%0.00%0.00%Q4 2021Q4 20211
Verition Fund Management LLC 110.01%0.01%0.01%Q3 2019Q3 20191
Measured Wealth Private Client Group, LLC 110.01%0.01%0.01%Q3 2018Q3 20181
Waterloo Capital, L.P. 110.28%0.28%0.28%Q3 2023Q3 20231
Independent Advisor Alliance 110.06%0.06%0.06%Q1 2017Q1 20171
KNIGHT CAPITAL GROUP LLC 110.01%0.01%0.01%Q2 2013Q2 20131
SSI INVESTMENT MANAGEMENT LLC 110.16%0.16%0.16%Q1 2018Q1 20181
Creative Planning 110.00%0.00%0.00%Q4 2022Q4 20221
Envestnet Portfolio Solutions, Inc. 110.01%0.01%0.01%Q3 2023Q3 20231
External links

This page lists all the filers that currently own FIRST TR EXCH TRD ALPHA FD I or have owned FIRST TR EXCH TRD ALPHA FD I in the past.