CARDICA INC shareholder history

Current and past CARDICA INC shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
KEYBANK NATIONAL ASSOCIATION/OH 11110.00%0.00%0.00%Q4 2012Q2 201511
Teton Advisors, Inc. 11110.00%0.00%0.00%Q2 2013Q4 201511
GEODE CAPITAL MANAGEMENT, LLC 11110.00%0.00%0.00%Q2 2013Q4 201511
BLACKROCK ADVISORS LLC 11110.00%0.00%0.00%Q2 2013Q4 201511
MORGAN STANLEY 11110.00%0.00%0.00%Q2 2013Q4 201511
WELLS FARGO & COMPANY/MN 11110.00%0.00%0.00%Q2 2013Q4 201511
PRIMECAP MANAGEMENT CO/CA/ 11110.00%0.00%0.01%Q2 2013Q4 201511
PATHSTONE FAMILY OFFICE, LLC 11110.04%0.12%0.32%Q2 2013Q4 201511
DAFNA Capital Management LLC 11110.19%1.01%1.73%Q2 2013Q4 201511
VANGUARD GROUP INC 11110.00%0.00%0.01%Q2 2013Q4 201511
MANUFACTURERS LIFE INSURANCE COMPANY, THE 11110.00%0.00%0.00%Q2 2013Q4 201511
PERKINS CAPITAL MANAGEMENT INC 11110.20%0.92%1.70%Q2 2013Q4 201511
Broadfin Capital, LLC 11110.06%0.56%1.10%Q2 2013Q4 201511
NORTHERN TRUST CORP 11110.00%0.00%0.00%Q2 2013Q4 201511
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11110.00%0.00%0.00%Q2 2013Q4 201511
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 10100.21%0.39%0.55%Q2 2013Q3 201510
ALLEN HOLDING INC /NY 10100.03%0.08%0.13%Q2 2013Q3 201510
US BANCORP \DE\ 10100.00%0.00%0.00%Q3 2013Q4 201510
Grandeur Peak Global Advisors, LLC 10100.03%0.19%0.37%Q2 2013Q3 201510
Bank of New York Mellon Corp 910.00%0.00%0.00%Q2 2013Q4 201510
GUGGENHEIM CAPITAL LLC 550.00%0.00%0.00%Q2 2013Q4 201510
WASATCH ADVISORS LP 990.01%0.03%0.04%Q2 2013Q2 20159
Virtu KCG Holdings LLC 720.00%0.00%0.00%Q3 2013Q4 20159
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20148
KING LUTHER CAPITAL MANAGEMENT CORP 880.00%0.00%0.00%Q1 2014Q4 20158
Citadel Advisors 620.00%0.00%0.00%Q3 2013Q4 20158
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 770.00%0.01%0.01%Q2 2014Q4 20157
UBS ASSET MANAGEMENT AMERICAS INC 770.00%0.00%0.00%Q1 2014Q3 20157
BRIDGEWAY CAPITAL MANAGEMENT, LLC 770.00%0.00%0.00%Q2 2013Q4 20147
SABBY MANAGEMENT, LLC 610.02%0.06%0.10%Q2 2013Q4 20157
BANK OF AMERICA CORP /DE/ 430.00%0.00%0.00%Q2 2013Q4 20157
Camber Capital Management LP 770.08%0.40%0.84%Q2 2014Q4 20157
STATE STREET CORP 660.00%0.00%0.00%Q2 2013Q3 20146
BlackRock Fund Advisors 410.00%0.00%0.00%Q2 2013Q4 20155
ACUTA CAPITAL PARTNERS, LLC 550.09%0.52%0.96%Q4 2014Q4 20155
Creative Planning 550.00%0.00%0.00%Q1 2014Q1 20155
UBS Group AG 550.00%0.00%0.00%Q4 2014Q4 20155
DIMENSIONAL FUND ADVISORS LP 550.00%0.00%0.00%Q2 2013Q2 20145
LADENBURG THALMANN FINANCIAL SERVICES INC. 550.00%0.00%0.00%Q4 2014Q4 20155
Renaissance Technologies 410.00%0.00%0.00%Q2 2013Q4 20155
Private Wealth Partners, LLC 550.00%0.00%0.00%Q4 2013Q4 20145
Rotella Capital Management, Inc. 310.04%0.05%0.07%Q2 2013Q3 20144
WEDBUSH SECURITIES INC 310.00%0.00%0.00%Q3 2014Q4 20154
Strategic Capital Group LLC 440.00%0.01%0.01%Q2 2013Q1 20144
GROUP ONE TRADING, L.P. 440.00%0.00%0.00%Q1 2014Q4 20144
CITIGROUP INC 440.00%0.00%0.00%Q1 2015Q4 20154
Verition Fund Management LLC 330.01%0.02%0.03%Q2 2013Q4 20133
BNP PARIBAS FINANCIAL MARKETS 330.00%0.00%0.00%Q4 2013Q2 20143
ROYCE & ASSOCIATES LP 330.00%0.00%0.00%Q1 2014Q3 20143
Tower Research Capital LLC (TRC) 210.00%0.00%0.00%Q2 2014Q4 20153
JANE STREET GROUP, LLC 330.00%0.00%0.00%Q1 2014Q3 20143
MILLENNIUM MANAGEMENT LLC 210.00%0.00%0.00%Q2 2013Q3 20143
FEDERATED HERMES, INC. 220.03%0.03%0.03%Q2 2014Q3 20142
YCG, LLC 220.00%0.00%0.00%Q3 2013Q4 20132
THOMPSON DAVIS & CO., INC. 220.00%0.00%0.00%Q1 2014Q2 20142
KMS FINANCIAL SERVICES, INC 220.00%0.00%0.00%Q2 2014Q3 20142
Weiss Multi-Strategy Advisers LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Mitsubishi UFJ Asset Management Co., Ltd. 220.00%0.00%0.00%Q2 2013Q3 20132
DEUTSCHE BANK AG\ 110.00%0.00%0.00%Q3 2013Q4 20152
KSA CAPITAL MANAGEMENT, LLC 220.02%0.03%0.05%Q4 2014Q1 20152
SUSQUEHANNA INTERNATIONAL GROUP, LLP 220.00%0.00%0.00%Q4 2013Q1 20142
Northeast Financial Consultants Inc 110.01%0.01%0.01%Q4 2013Q4 20131
SIMPLEX TRADING, LLC 110.00%0.00%0.00%Q1 2015Q1 20151
MSI Financial Services Inc 110.00%0.00%0.00%Q4 2015Q4 20151
Coe Capital Management, LLC 110.20%0.20%0.20%Q3 2014Q3 20141
NOMURA HOLDINGS INC 110.00%0.00%0.00%Q1 2015Q1 20151
AMERIPRISE FINANCIAL INC 110.00%0.00%0.00%Q3 2014Q3 20141
Anson Funds Management LP 110.04%0.04%0.04%Q4 2015Q4 20151
PNC FINANCIAL SERVICES GROUP, INC. 110.00%0.00%0.00%Q3 2014Q3 20141
Edge Wealth Management LLC 110.00%0.00%0.00%Q1 2014Q1 20141
KNIGHT CAPITAL GROUP LLC 110.00%0.00%0.00%Q2 2013Q2 20131
GOLDMAN SACHS GROUP INC 110.00%0.00%0.00%Q4 2015Q4 20151
External links

This page lists all the filers that currently own CARDICA INC or have owned CARDICA INC in the past.