Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
NWAM LLC | 20 | 3 | 0.04% | 0.35% | 0.73% | Q2 2012 | Q3 2020 | 32 |
CAMBRIDGE TRUST CO | 30 | 30 | 0.01% | 0.02% | 0.04% | Q2 2013 | Q3 2020 | 30 |
ROYAL BANK OF CANADA | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 30 |
MORGAN STANLEY | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 30 |
BANK OF AMERICA CORP /DE/ | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 30 |
WELLS FARGO & COMPANY/MN | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 30 |
FIFTH THIRD BANCORP | 30 | 30 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 30 |
WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 24 | 2 | 0.32% | 0.76% | 1.13% | Q1 2014 | Q3 2020 | 26 |
SMITH, MOORE & CO. | 15 | 10 | 0.06% | 0.12% | 0.20% | Q1 2014 | Q3 2020 | 25 |
STIFEL FINANCIAL CORP | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2020 | 24 |
UBS Group AG | 24 | 24 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q3 2020 | 24 |
VAN ECK ASSOCIATES CORP | 23 | 23 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2018 | 23 |
Chicago Partners Investment Group LLC | 22 | 22 | 0.02% | 0.10% | 0.26% | Q2 2015 | Q3 2020 | 22 |
PNC FINANCIAL SERVICES GROUP, INC. | 17 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2020 | 21 |
LPL Financial LLC | 21 | 21 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q2 2018 | 21 |
CENTRAL TRUST Co | 21 | 21 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2018 | 21 |
RAYMOND JAMES & ASSOCIATES | 12 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 21 |
Lehman Financial Resources, Inc. | 20 | 20 | 0.14% | 1.66% | 2.51% | Q4 2013 | Q3 2018 | 20 |
Alpha Omega Wealth Management LLC | 20 | 20 | 0.02% | 0.08% | 0.16% | Q4 2015 | Q3 2020 | 20 |
Whitegate Investment Counselors, Inc. | 18 | 1 | 0.03% | 0.07% | 0.10% | Q1 2014 | Q3 2020 | 19 |
CITIZENS FINANCIAL GROUP INC/RI | 19 | 19 | 0.01% | 0.01% | 0.01% | Q4 2015 | Q2 2020 | 19 |
CIBC BANK USA | 19 | 19 | 0.01% | 0.03% | 0.05% | Q2 2013 | Q4 2017 | 19 |
Evercore Wealth Management, LLC | 12 | 6 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2017 | 18 |
Commonwealth Equity Services, Inc | 18 | 18 | 0.01% | 0.01% | 0.02% | Q2 2013 | Q3 2017 | 18 |
Jacobi Capital Management LLC | 18 | 18 | 0.12% | 0.21% | 0.35% | Q2 2016 | Q3 2020 | 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 17 | 17 | 0.00% | 0.00% | 0.01% | Q4 2015 | Q4 2019 | 17 |
AMERIPRISE FINANCIAL INC | 15 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2020 | 17 |
MSI Financial Services Inc | 15 | 15 | 0.00% | 0.01% | 0.01% | Q2 2013 | Q4 2016 | 15 |
Raymond James Financial Services Advisors, Inc. | 10 | 5 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2020 | 15 |
Edge Wealth Management LLC | 15 | 15 | 0.03% | 0.07% | 0.15% | Q4 2016 | Q2 2020 | 15 |
Proficio Capital Partners LLC | 15 | 15 | 0.03% | 0.12% | 0.21% | Q1 2017 | Q3 2020 | 15 |
NEXT Financial Group, Inc | 11 | 1 | 0.00% | 0.01% | 0.02% | Q2 2014 | Q2 2019 | 15 |
Sowell Financial Services LLC | 8 | 5 | 0.01% | 0.05% | 0.10% | Q4 2016 | Q3 2020 | 13 |
Avior Wealth Management, LLC | 13 | 13 | 0.02% | 0.03% | 0.04% | Q1 2014 | Q1 2017 | 13 |
Wealthstreet Investment Advisors, LLC | 13 | 13 | 0.02% | 0.03% | 0.06% | Q1 2018 | Q1 2021 | 13 |
Janney Montgomery Scott LLC | 11 | 1 | 0.00% | 0.00% | 0.01% | Q3 2014 | Q1 2019 | 12 |
Stratos Wealth Partners, LTD. | 12 | 12 | 0.01% | 0.03% | 0.05% | Q1 2017 | Q4 2019 | 12 |
COMMONWEALTH EQUITY SERVICES, LLC | 12 | 12 | 0.00% | 0.00% | 0.01% | Q4 2017 | Q3 2020 | 12 |
Roundview Capital LLC | 12 | 12 | 0.12% | 0.19% | 0.32% | Q4 2017 | Q3 2020 | 12 |
Silver Lake Advisory, LLC | 11 | 1 | 0.36% | 0.74% | 0.99% | Q2 2015 | Q4 2018 | 12 |
First Horizon Advisors, Inc. | 12 | 12 | 0.02% | 0.06% | 0.13% | Q4 2012 | Q3 2015 | 12 |
Ledyard National Bank | 11 | 11 | 0.04% | 0.05% | 0.06% | Q3 2017 | Q1 2020 | 11 |
BlackRock Inc. | 11 | 11 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q2 2018 | 11 |
Steward Partners Investment Advisory, LLC | 6 | 4 | 0.00% | 0.00% | 0.02% | Q4 2017 | Q3 2020 | 10 |
Advisor Group, Inc. | 10 | 10 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q4 2019 | 10 |
IFP Advisors, Inc | 5 | 1 | 0.00% | 0.00% | 0.00% | Q4 2015 | Q4 2018 | 10 |
Prospera Financial Services Inc | 6 | 4 | 0.03% | 0.06% | 0.09% | Q1 2018 | Q3 2020 | 10 |
Cetera Investment Advisers | 9 | 9 | 0.02% | 0.03% | 0.04% | Q2 2018 | Q2 2020 | 9 |
CITIGROUP INC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 9 |
Covington Capital Management | 9 | 9 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2019 | 9 |
Tower Research Capital LLC (TRC) | 6 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q2 2017 | 9 |
Creative Planning | 8 | 1 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q2 2017 | 9 |
Narwhal Capital Management | 9 | 9 | 0.03% | 0.05% | 0.06% | Q3 2018 | Q3 2020 | 9 |
CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 9 | 9 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q3 2020 | 9 |
Lehman & Derafelo Financial Resources LLC | 8 | 8 | 0.42% | 0.62% | 0.91% | Q4 2018 | Q3 2020 | 8 |
NatWest Group plc | 8 | 8 | 0.00% | 0.01% | 0.02% | Q2 2013 | Q1 2015 | 8 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6 | 2 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q3 2020 | 8 |
Concert Wealth Management Inc. | 8 | 8 | 0.04% | 0.05% | 0.09% | Q4 2014 | Q3 2016 | 8 |
US BANCORP \DE\ | 5 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2016 | 7 |
Magnus Financial Group LLC | 7 | 7 | 0.04% | 0.09% | 0.17% | Q1 2019 | Q3 2020 | 7 |
AdvisorNet Financial, Inc | 7 | 7 | 0.00% | 0.01% | 0.02% | Q1 2019 | Q3 2020 | 7 |
Lantz Financial LLC | 7 | 7 | 0.38% | 0.49% | 0.62% | Q1 2019 | Q3 2020 | 7 |
PINNACLE ASSOCIATES LTD | 7 | 7 | 0.00% | 0.01% | 0.01% | Q2 2018 | Q4 2019 | 7 |
THOMPSON DAVIS & CO., INC. | 6 | 6 | 0.02% | 0.02% | 0.03% | Q4 2013 | Q1 2015 | 6 |
NORTHERN TRUST CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q2 2020 | 6 |
Invesco Ltd. | 6 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2014 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
SeaCrest Wealth Management, LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q4 2017 | Q1 2019 | 6 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 4 | 1 | 0.00% | 0.00% | 0.00% | Q3 2017 | Q3 2020 | 6 |
Advisory Services Network, LLC | 4 | 2 | 0.00% | 0.11% | 0.19% | Q4 2015 | Q2 2017 | 6 |
AMERICAN INTERNATIONAL GROUP, INC. | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Rehmann Capital Advisory Group | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2019 | 6 |
Integrated Wealth Concepts LLC | 6 | 6 | 0.01% | 0.02% | 0.02% | Q2 2019 | Q3 2020 | 6 |
BARCLAYS PLC | 4 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2015 | 6 |
REGIONS FINANCIAL CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q1 2019 | 6 |
M&T BANK CORP | 6 | 6 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q2 2018 | 6 |
Private Advisor Group, LLC | 3 | 2 | 0.00% | 0.01% | 0.01% | Q3 2017 | Q4 2018 | 5 |
BENJAMIN F. EDWARDS & COMPANY, INC. | 5 | 5 | 0.00% | 0.00% | 0.01% | Q3 2019 | Q3 2020 | 5 |
Carroll Financial Associates, Inc. | 5 | 5 | 0.01% | 0.01% | 0.01% | Q3 2019 | Q3 2020 | 5 |
SG Americas Securities, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q4 2017 | 5 |
DEUTSCHE BANK AG\ | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2016 | 5 |
Center for Financial Planning, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q4 2019 | Q3 2020 | 4 |
Pinnacle Wealth Management Advisory Group, LLC | 4 | 4 | 0.07% | 0.08% | 0.09% | Q2 2018 | Q1 2019 | 4 |
Otter Creek Advisors, LLC | 4 | 4 | 0.36% | 2.15% | 3.18% | Q4 2019 | Q3 2020 | 4 |
D.A. DAVIDSON & CO. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q2 2017 | 4 |
Cambridge Investment Research Advisors, Inc. | 4 | 4 | 0.00% | 0.00% | 0.01% | Q4 2019 | Q3 2020 | 4 |
GUGGENHEIM CAPITAL LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
ARS Investment Partners, LLC | 4 | 4 | 0.02% | 0.03% | 0.03% | Q4 2016 | Q3 2017 | 4 |
Realta Investment Advisors | 4 | 4 | 0.13% | 0.15% | 0.22% | Q1 2019 | Q4 2019 | 4 |
Biltmore Capital Advisors LLC | 4 | 4 | 0.08% | 0.27% | 0.36% | Q4 2019 | Q3 2020 | 4 |
HUNTINGTON NATIONAL BANK | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2018 | Q3 2020 | 4 |
Sigma Planning Corp | 3 | 1 | 0.01% | 0.01% | 0.01% | Q4 2018 | Q4 2019 | 4 |
MANAGED ACCOUNT SERVICES INC | 4 | 4 | 0.11% | 0.14% | 0.18% | Q1 2019 | Q4 2019 | 4 |
Baird Financial Group, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2019 | Q1 2020 | 4 |
BlackRock Investment Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q2 2015 | 3 |
FNY Investment Advisers, LLC | 2 | 1 | 0.00% | 0.02% | 0.06% | Q2 2018 | Q1 2020 | 3 |
FIRST TRUST ADVISORS LP | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2018 | 3 |
Karpus Management, Inc. | 3 | 3 | 0.32% | 0.89% | 1.20% | Q1 2020 | Q3 2020 | 3 |
Geneva Partners, LLC | 2 | 1 | 0.30% | 0.33% | 0.37% | Q2 2016 | Q4 2017 | 3 |
PALLADIUM PARTNERS LLC | 2 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 3 |
SEI INVESTMENTS CO | 3 | 3 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q2 2018 | 3 |
SANDERS MORRIS HARRIS LLC | 3 | 3 | 0.00% | 0.08% | 0.15% | Q1 2020 | Q3 2020 | 3 |
Procyon Advisors, LLC | 3 | 3 | 0.04% | 0.04% | 0.05% | Q4 2019 | Q2 2020 | 3 |
StoneX Group Inc. | 3 | 3 | 0.14% | 0.16% | 0.19% | Q2 2018 | Q4 2018 | 3 |
FIRST FOUNDATION ADVISORS | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2019 | Q4 2019 | 3 |
OSAIC HOLDINGS, INC. | 3 | 3 | 0.00% | 0.00% | 0.01% | Q1 2020 | Q3 2020 | 3 |
Maltin Wealth Management, Inc. | 3 | 3 | 2.26% | 2.43% | 2.62% | Q1 2020 | Q3 2020 | 3 |
EATON VANCE MANAGEMENT | 3 | 3 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q3 2020 | 3 |
SIGNET FINANCIAL MANAGEMENT, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q2 2018 | 2 |
COMERICA BANK | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Wellspring Financial Advisors, LLC | 2 | 2 | 0.07% | 0.07% | 0.08% | Q2 2020 | Q3 2020 | 2 |
Dakota Wealth Management | 2 | 2 | 0.04% | 0.05% | 0.05% | Q2 2020 | Q3 2020 | 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2 | 2 | 0.02% | 0.10% | 0.18% | Q1 2020 | Q2 2020 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2014 | Q4 2016 | 2 |
KCS Wealth Advisory | 2 | 2 | 0.16% | 0.20% | 0.25% | Q1 2020 | Q2 2020 | 2 |
Wealthspire Advisors, L.P. | 2 | 2 | 0.02% | 0.02% | 0.02% | Q3 2018 | Q4 2018 | 2 |
TWO SIGMA SECURITIES, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2019 | 2 |
Anchor Investment Management, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q3 2016 | Q4 2016 | 2 |
SENTINEL TRUST CO LBA | 2 | 2 | 0.08% | 0.09% | 0.10% | Q1 2020 | Q2 2020 | 2 |
DOLIVER ADVISORS, LP | 1 | 1 | 0.13% | 0.26% | 0.39% | Q1 2013 | Q4 2016 | 2 |
MASSMUTUAL TRUST CO FSB/ADV | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2018 | Q4 2018 | 2 |
WOLVERINE ASSET MANAGEMENT LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q1 2016 | Q2 2016 | 2 |
1607 Capital Partners, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Cetera Advisors LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2018 | Q3 2018 | 1 |
Virtu Financial LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2019 | Q2 2019 | 1 |
SIT INVESTMENT ASSOCIATES INC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2020 | Q1 2020 | 1 |
Alexandria Capital, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Magnetar Financial LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Windsor Capital Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2015 | 1 |
DUBUQUE BANK & TRUST CO | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
Indie Asset Partners, LLC | 1 | 1 | 0.18% | 0.18% | 0.18% | Q1 2020 | Q1 2020 | 1 |
AllSquare Wealth Management LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2018 | Q1 2018 | 1 |
GOLDMAN SACHS GROUP INC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2020 | Q1 2020 | 1 |
REILLY FINANCIAL ADVISORS, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2018 | Q2 2018 | 1 |
RMB Capital Management, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2016 | Q2 2016 | 1 |
CREATIVE FINANCIAL DESIGNS INC /ADV | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2020 | Q2 2020 | 1 |
CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2020 | Q3 2020 | 1 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
Bank of New York Mellon Corp | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2017 | Q2 2017 | 1 |
Squarepoint Ops LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2017 | Q4 2017 | 1 |
MILLENNIUM MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2019 | Q1 2019 | 1 |
Samalin Investment Counsel, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2019 | Q4 2019 | 1 |
NEWGATE CAPITAL MANAGEMENT LLC | 1 | 1 | 0.32% | 0.32% | 0.32% | Q1 2016 | Q1 2016 | 1 |
GOODWIN DANIEL L | 1 | 1 | 0.01% | 0.01% | 0.01% | Q3 2013 | Q3 2013 | 1 |
MARINER INVESTMENT GROUP LLC | 1 | 1 | 0.07% | 0.07% | 0.07% | Q2 2015 | Q2 2015 | 1 |
JNBA Financial Advisors | 1 | 1 | 0.08% | 0.08% | 0.08% | Q3 2018 | Q3 2018 | 1 |
GFS Advisors, LLC | 1 | 1 | 0.05% | 0.05% | 0.05% | Q1 2016 | Q1 2016 | 1 |
Capital Wealth Alliance, LLC | 1 | 1 | 0.09% | 0.09% | 0.09% | Q4 2019 | Q4 2019 | 1 |
External links
This page lists all the filers that currently own BLACKROCK MUN 2020 TERM TR or have owned BLACKROCK MUN 2020 TERM TR in the past.