| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2021-08-13 | B. Riley Financial, Inc. | Charah Solutions, Inc. | 2,888,889 | 8.6% | EDGAR |
| SC 13G/A | 2021-07-22 | B. Riley Financial, Inc. | Franchise Group, Inc. | 1,557,201 | 3.9% | EDGAR |
| SC 13D | 2021-07-06 | B. Riley Financial, Inc. | SYNCHRONOSS TECHNOLOGIES INC | 13,826,538 | 16.7% | EDGAR |
| SC 13D/A | 2021-06-17 | B. Riley Financial, Inc. | B. Riley Principal 250 Merger Corp. | 4,912,500 | 22.2% | EDGAR |
| SC 13D | 2021-05-21 | B. Riley Financial, Inc. | B. Riley Principal 250 Merger Corp. | 4,867,500 | 24.5% | EDGAR |
| SC 13G/A | 2021-05-07 | BlackRock Inc. | B. Riley Financial, Inc. | 3,370,256 | 12.4% | EDGAR |
| SC 13D/A | 2021-04-28 | B. Riley Financial, Inc. | QUANTUM CORP /DE/ | 7,607,611 | 13.4% | EDGAR |
| SC 13G/A | 2021-04-14 | B. Riley Financial, Inc. | Global Ship Lease, Inc. | 3,039,824 | 8.4% | EDGAR |
| SC 13D/A | 2021-03-26 | B. Riley Financial, Inc. | Babcock & Wilcox Enterprises, Inc. | 28,958,104 | 33.2% | EDGAR |
| SC 13D/A | 2021-03-23 | B. Riley Financial, Inc. | ALTA EQUIPMENT GROUP INC. | 6,216,362 | 19.2% | EDGAR |
| SC 13D/A | 2021-03-16 | B. Riley Financial, Inc. | SONIM TECHNOLOGIES INC | 10,439,577 | 15.7% | EDGAR |
| SC 13D | 2021-03-05 | B. Riley Financial, Inc. | B. Riley Principal 150 Merger Corp. | 4,832,500 | 21.9% | EDGAR |
| SC 13D/A | 2021-03-04 | B. Riley Financial, Inc. | TILE SHOP HOLDINGS, INC. | 4,367,545 | 8.4% | EDGAR |
| SC 13G/A | 2021-02-16 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | B. Riley Financial, Inc. | 1,176,188 | 4.6% | EDGAR |
| SC 13G/A | 2021-02-12 | SUBIN NEIL S | B. Riley Financial, Inc. | - | - | EDGAR |
| SC 13D/A | 2021-02-10 | B. Riley Financial, Inc. | Babcock & Wilcox Enterprises, Inc. | 18,237,319 | 32.5% | EDGAR |
| SC 13D/A | 2021-02-08 | B. Riley Financial, Inc. | QUANTUM CORP /DE/ | 8,547,611 | 15.6% | EDGAR |
| SC 13G | 2021-02-02 | BlackRock Inc. | B. Riley Financial, Inc. | 1,438,856 | 5.7% | EDGAR |
| SC 13D/A | 2021-02-01 | B. Riley Financial, Inc. | TILE SHOP HOLDINGS, INC. | 4,360,145 | 8.4% | EDGAR |
| SC 13G/A | 2021-01-29 | B. Riley Financial, Inc. | Global Ship Lease, Inc. | 2,189,824 | 7.1% | EDGAR |