Period | Weighting | Quarter | ||||||
---|---|---|---|---|---|---|---|---|
Company | Longest | Shortest | Min. | Avg. | Max. | First | Latest | ↓ Count |
VAN ECK ASSOCIATES CORP | 16 | 16 | 0.01% | 0.02% | 0.02% | Q2 2013 | Q1 2017 | 16 |
Edgemoor Investment Advisors, Inc. | 16 | 16 | 0.24% | 0.29% | 0.35% | Q2 2013 | Q1 2017 | 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
BANK OF MONTREAL /CAN/ | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
Pinnacle Holdings, LLC | 16 | 16 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2017 | 16 |
PNC FINANCIAL SERVICES GROUP, INC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
LOOMIS SAYLES & CO L P | 16 | 16 | 0.04% | 0.07% | 0.20% | Q2 2013 | Q1 2017 | 16 |
Neuberger Berman Group LLC | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
FIRST MANHATTAN CO. LLC. | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
EVERETT HARRIS & CO /CA/ | 16 | 16 | 0.03% | 0.04% | 0.04% | Q2 2013 | Q1 2017 | 16 |
Bruce & Co., Inc. | 16 | 16 | 0.54% | 0.64% | 0.78% | Q2 2013 | Q1 2017 | 16 |
GLENMEDE TRUST CO NA | 16 | 16 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q2 2017 | 16 |
SECURITY NATIONAL TRUST CO | 16 | 16 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 16 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16 | 16 | 0.04% | 0.07% | 0.13% | Q2 2013 | Q1 2017 | 16 |
Avenir Corp | 16 | 16 | 0.07% | 0.08% | 0.10% | Q2 2013 | Q1 2017 | 16 |
WELLS FARGO & COMPANY/MN | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
D.A. DAVIDSON & CO. | 16 | 16 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q1 2017 | 16 |
BANK OF AMERICA CORP /DE/ | 16 | 16 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 16 |
ROYAL BANK OF CANADA | 13 | 1 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 15 |
JPMORGAN CHASE & CO | 9 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 15 |
Cutter & CO Brokerage, Inc. | 13 | 2 | 0.37% | 0.58% | 0.96% | Q2 2013 | Q1 2017 | 15 |
Creative Planning | 8 | 7 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q1 2017 | 15 |
GABELLI FUNDS LLC | 14 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 15 |
KELLEHER FINANCIAL ADVISORS | 15 | 15 | 0.54% | 0.59% | 0.69% | Q2 2013 | Q4 2016 | 15 |
FEDERATED HERMES, INC. | 15 | 15 | 0.02% | 0.04% | 0.05% | Q2 2013 | Q4 2016 | 15 |
A. D. Beadell Investment Counsel, Inc. | 15 | 15 | 0.76% | 1.13% | 1.57% | Q3 2013 | Q1 2017 | 15 |
Allianz Asset Management GmbH | 8 | 7 | 0.00% | 0.02% | 0.04% | Q2 2013 | Q1 2017 | 15 |
WFG Advisors, LP | 14 | 14 | 0.04% | 0.10% | 0.18% | Q2 2013 | Q3 2016 | 14 |
STIFEL FINANCIAL CORP | 13 | 13 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2017 | 13 |
DAVIS SELECTED ADVISERS | 13 | 13 | 0.02% | 0.02% | 0.03% | Q2 2013 | Q2 2016 | 13 |
DEUTSCHE BANK AG\ | 12 | 1 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q1 2017 | 13 |
Crosspoint Capital Strategies, LLC | 8 | 5 | 0.03% | 0.05% | 0.11% | Q4 2013 | Q1 2017 | 13 |
Essex Financial Services, Inc. | 13 | 13 | 0.19% | 0.23% | 0.28% | Q2 2013 | Q2 2016 | 13 |
LPL Financial LLC | 7 | 6 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q4 2016 | 13 |
MORGAN STANLEY | 11 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2017 | 12 |
AMERICAN INTERNATIONAL GROUP, INC. | 12 | 12 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2016 | 12 |
ROTHSCHILD INVESTMENT LLC /IL | 11 | 11 | 0.14% | 0.16% | 0.20% | Q2 2013 | Q4 2015 | 11 |
Focused Wealth Management, Inc | 11 | 11 | 0.00% | 0.01% | 0.02% | Q3 2014 | Q1 2017 | 11 |
Cove Street Capital, LLC | 7 | 3 | 0.03% | 0.05% | 0.07% | Q2 2013 | Q4 2015 | 10 |
MID CONTINENT CAPITAL LLC/IL | 10 | 10 | 0.70% | 0.84% | 1.06% | Q2 2013 | Q3 2015 | 10 |
TCW GROUP INC | 10 | 10 | 0.00% | 0.00% | 0.01% | Q2 2013 | Q3 2015 | 10 |
Janney Montgomery Scott LLC | 8 | 2 | 0.01% | 0.01% | 0.02% | Q3 2013 | Q1 2016 | 10 |
UBS Group AG | 10 | 10 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q1 2017 | 10 |
DELTA ASSET MANAGEMENT LLC/TN | 9 | 9 | 0.00% | 0.00% | 0.01% | Q1 2015 | Q1 2017 | 9 |
RAYMOND JAMES & ASSOCIATES | 5 | 3 | 0.00% | 0.00% | 0.01% | Q4 2013 | Q1 2017 | 8 |
Welch Group, LLC | 8 | 8 | 0.04% | 0.04% | 0.05% | Q2 2014 | Q1 2016 | 8 |
Moors & Cabot, Inc. | 8 | 8 | 0.06% | 0.06% | 0.08% | Q1 2014 | Q4 2015 | 8 |
MSI Financial Services Inc | 8 | 8 | 0.00% | 0.00% | 0.00% | Q1 2015 | Q4 2016 | 8 |
Baltimore-Washington Financial Advisors, Inc. | 8 | 8 | 0.00% | 0.00% | 0.00% | Q4 2013 | Q3 2015 | 8 |
STATE STREET CORP | 3 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2017 | 7 |
FIFTH THIRD BANCORP | 6 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q1 2016 | 7 |
Bank of New York Mellon Corp | 7 | 7 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2014 | 7 |
Commonwealth Equity Services, Inc | 7 | 7 | 0.00% | 0.00% | 0.01% | Q3 2015 | Q1 2017 | 7 |
AMERIPRISE FINANCIAL INC | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Tarbox Family Office, Inc. | 6 | 6 | 0.05% | 0.06% | 0.06% | Q4 2013 | Q1 2015 | 6 |
NICOLET BANKSHARES INC | 6 | 6 | 0.14% | 0.17% | 0.25% | Q4 2015 | Q1 2017 | 6 |
CITIGROUP INC | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2015 | 6 |
UBS AG | 6 | 6 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2014 | 6 |
Elite Wealth Management, Inc. | 6 | 6 | 0.03% | 0.04% | 0.06% | Q2 2013 | Q3 2014 | 6 |
FineMark National Bank & Trust | 6 | 6 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2014 | 6 |
Cannell & Co. | 5 | 1 | 0.01% | 0.01% | 0.01% | Q3 2015 | Q1 2017 | 6 |
US BANCORP \DE\ | 3 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2017 | 6 |
Capital Asset Advisory Services LLC | 6 | 6 | 0.15% | 0.27% | 0.34% | Q4 2015 | Q1 2017 | 6 |
M&T BANK CORP | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Advisory Services Network, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2015 | Q3 2016 | 5 |
Wellington Shields & Co., LLC | 3 | 2 | 0.03% | 0.47% | 0.69% | Q2 2013 | Q3 2014 | 5 |
PUTNAM INVESTMENTS LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Chevy Chase Trust Holdings, LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q3 2013 | Q3 2014 | 5 |
MANAGED ACCOUNT ADVISORS LLC | 5 | 5 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2014 | 5 |
Advisor Group, Inc. | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q1 2017 | 4 |
BRADLEY FOSTER & SARGENT INC/CT | 4 | 4 | 0.01% | 0.01% | 0.02% | Q2 2014 | Q1 2015 | 4 |
Partnervest Advisory Services LLC | 4 | 4 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q1 2014 | 4 |
NEW ENGLAND SECURITIES CORP /MA/ | 4 | 4 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q4 2014 | 4 |
WESTPORT RESOURCES MANAGEMENT INC | 3 | 3 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q4 2015 | 3 |
Raymond James Financial Services Advisors, Inc. | 2 | 1 | 0.00% | 0.00% | 0.01% | Q1 2016 | Q1 2017 | 3 |
FMR LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
LORD, ABBETT & CO. LLC | 3 | 3 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q4 2013 | 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3 | 3 | 0.01% | 0.01% | 0.01% | Q3 2016 | Q1 2017 | 3 |
Wellington Shields Capital Management, LLC | 2 | 2 | 0.05% | 0.06% | 0.06% | Q2 2013 | Q3 2013 | 2 |
WealthPLAN Partners, LLC | 1 | 1 | 0.00% | 0.02% | 0.04% | Q2 2016 | Q1 2017 | 2 |
Stratos Wealth Partners, LTD. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
Jacobi Capital Management LLC | 2 | 2 | 0.01% | 0.01% | 0.02% | Q4 2016 | Q1 2017 | 2 |
Cribstone Capital Management, LLC | 2 | 2 | 0.03% | 0.03% | 0.03% | Q2 2016 | Q3 2016 | 2 |
REILLY FINANCIAL ADVISORS, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q3 2015 | 2 |
Virtu KCG Holdings LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2014 | Q3 2014 | 2 |
Allworth Financial LP | 2 | 2 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q4 2016 | 2 |
STIFEL NICOLAUS & CO INC \MO\ | 2 | 2 | 0.01% | 0.01% | 0.01% | Q2 2013 | Q3 2013 | 2 |
Baltimore-Washington Financial Advisors Inc. | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Alexandria Capital, LLC | 2 | 2 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q3 2013 | 2 |
Clearstead Trust, LLC | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
WEBSTER BANK, N. A. | 2 | 2 | 0.01% | 0.01% | 0.01% | Q4 2016 | Q1 2017 | 2 |
B. Riley Wealth Advisors, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2014 | Q4 2014 | 2 |
Patten Group, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q2 2015 | Q2 2015 | 1 |
RIVERHEAD CAPITAL MANAGEMENT LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2016 | Q2 2016 | 1 |
WealthTrust Fairport, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Heritage Trust Co | 1 | 1 | 0.02% | 0.02% | 0.02% | Q1 2017 | Q1 2017 | 1 |
Ledyard National Bank | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
BB&T SECURITIES, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
LifePlan Financial Group, Inc | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2014 | Q1 2014 | 1 |
Nuveen Asset Management, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
BLAIR WILLIAM & CO/IL | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Citadel Advisors | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
Ground Swell Capital, LLC | 1 | 1 | 0.02% | 0.02% | 0.02% | Q2 2014 | Q2 2014 | 1 |
FLOW TRADERS U.S. LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q3 2016 | Q3 2016 | 1 |
Steward Partners Investment Advisory, LLC | 1 | 1 | 0.06% | 0.06% | 0.06% | Q1 2017 | Q1 2017 | 1 |
CREDIT SUISSE AG/ | 1 | 1 | 0.00% | 0.00% | 0.00% | Q1 2017 | Q1 2017 | 1 |
RAYMOND JAMES TRUST N.A. | 1 | 1 | 0.02% | 0.02% | 0.02% | Q3 2016 | Q3 2016 | 1 |
Plante Moran Financial Advisors, LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2017 | Q1 2017 | 1 |
Sharkey, Howes & Javer | 1 | 1 | 0.02% | 0.02% | 0.02% | Q4 2015 | Q4 2015 | 1 |
WHITTIER TRUST CO | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2013 | Q2 2013 | 1 |
NATIONAL PLANNING CORP | 1 | 1 | 0.01% | 0.01% | 0.01% | Q4 2014 | Q4 2014 | 1 |
Gradient Investments LLC | 1 | 1 | 0.00% | 0.00% | 0.00% | Q2 2015 | Q2 2015 | 1 |
Transamerica Financial Advisors, Inc. | 1 | 1 | 0.01% | 0.01% | 0.01% | Q1 2016 | Q1 2016 | 1 |
Johnson Financial Group, Inc. | 1 | 1 | 0.00% | 0.00% | 0.00% | Q4 2014 | Q4 2014 | 1 |
External links
This page lists all the filers that currently own AES TR III or have owned AES TR III in the past.