AES TR III shareholder history

Current and past AES TR III shareholders
Period Weighting Quarter
CompanyLongestShortestMin.Avg.Max.FirstLatest↓ Count
VAN ECK ASSOCIATES CORP 16160.01%0.02%0.02%Q2 2013Q1 201716
Edgemoor Investment Advisors, Inc. 16160.24%0.29%0.35%Q2 2013Q1 201716
LADENBURG THALMANN FINANCIAL SERVICES INC. 16160.00%0.00%0.00%Q2 2013Q1 201716
BANK OF MONTREAL /CAN/ 16160.00%0.00%0.00%Q2 2013Q1 201716
Pinnacle Holdings, LLC 16160.01%0.01%0.01%Q2 2013Q1 201716
PNC FINANCIAL SERVICES GROUP, INC. 16160.00%0.00%0.00%Q2 2013Q1 201716
LOOMIS SAYLES & CO L P 16160.04%0.07%0.20%Q2 2013Q1 201716
Neuberger Berman Group LLC 16160.00%0.00%0.00%Q2 2013Q1 201716
FIRST MANHATTAN CO. LLC. 16160.00%0.00%0.00%Q2 2013Q1 201716
EVERETT HARRIS & CO /CA/ 16160.03%0.04%0.04%Q2 2013Q1 201716
Bruce & Co., Inc. 16160.54%0.64%0.78%Q2 2013Q1 201716
GLENMEDE TRUST CO NA 16160.00%0.00%0.00%Q3 2013Q2 201716
SECURITY NATIONAL TRUST CO 16160.00%0.00%0.01%Q2 2013Q1 201716
UNITED CAPITAL FINANCIAL ADVISORS, LLC 16160.04%0.07%0.13%Q2 2013Q1 201716
Avenir Corp 16160.07%0.08%0.10%Q2 2013Q1 201716
WELLS FARGO & COMPANY/MN 16160.00%0.00%0.00%Q2 2013Q1 201716
D.A. DAVIDSON & CO. 16160.01%0.01%0.01%Q2 2013Q1 201716
BANK OF AMERICA CORP /DE/ 16160.00%0.00%0.00%Q2 2013Q1 201716
ROYAL BANK OF CANADA 1310.00%0.00%0.01%Q2 2013Q1 201715
JPMORGAN CHASE & CO 960.00%0.00%0.00%Q2 2013Q1 201715
Cutter & CO Brokerage, Inc. 1320.37%0.58%0.96%Q2 2013Q1 201715
Creative Planning 870.00%0.00%0.01%Q2 2013Q1 201715
GABELLI FUNDS LLC 1410.00%0.00%0.00%Q2 2013Q1 201715
KELLEHER FINANCIAL ADVISORS 15150.54%0.59%0.69%Q2 2013Q4 201615
FEDERATED HERMES, INC. 15150.02%0.04%0.05%Q2 2013Q4 201615
A. D. Beadell Investment Counsel, Inc. 15150.76%1.13%1.57%Q3 2013Q1 201715
Allianz Asset Management GmbH 870.00%0.02%0.04%Q2 2013Q1 201715
WFG Advisors, LP 14140.04%0.10%0.18%Q2 2013Q3 201614
STIFEL FINANCIAL CORP 13130.00%0.00%0.00%Q1 2014Q1 201713
DAVIS SELECTED ADVISERS 13130.02%0.02%0.03%Q2 2013Q2 201613
DEUTSCHE BANK AG\ 1210.00%0.00%0.00%Q3 2013Q1 201713
Crosspoint Capital Strategies, LLC 850.03%0.05%0.11%Q4 2013Q1 201713
Essex Financial Services, Inc. 13130.19%0.23%0.28%Q2 2013Q2 201613
LPL Financial LLC 760.00%0.00%0.01%Q2 2013Q4 201613
MORGAN STANLEY 1110.00%0.00%0.00%Q1 2014Q1 201712
AMERICAN INTERNATIONAL GROUP, INC. 12120.00%0.00%0.00%Q2 2013Q1 201612
ROTHSCHILD INVESTMENT LLC /IL 11110.14%0.16%0.20%Q2 2013Q4 201511
Focused Wealth Management, Inc 11110.00%0.01%0.02%Q3 2014Q1 201711
Cove Street Capital, LLC 730.03%0.05%0.07%Q2 2013Q4 201510
MID CONTINENT CAPITAL LLC/IL 10100.70%0.84%1.06%Q2 2013Q3 201510
TCW GROUP INC 10100.00%0.00%0.01%Q2 2013Q3 201510
Janney Montgomery Scott LLC 820.01%0.01%0.02%Q3 2013Q1 201610
UBS Group AG 10100.00%0.00%0.00%Q4 2014Q1 201710
DELTA ASSET MANAGEMENT LLC/TN 990.00%0.00%0.01%Q1 2015Q1 20179
RAYMOND JAMES & ASSOCIATES 530.00%0.00%0.01%Q4 2013Q1 20178
Welch Group, LLC 880.04%0.04%0.05%Q2 2014Q1 20168
Moors & Cabot, Inc. 880.06%0.06%0.08%Q1 2014Q4 20158
MSI Financial Services Inc 880.00%0.00%0.00%Q1 2015Q4 20168
Baltimore-Washington Financial Advisors, Inc. 880.00%0.00%0.00%Q4 2013Q3 20158
STATE STREET CORP 320.00%0.00%0.00%Q2 2013Q1 20177
FIFTH THIRD BANCORP 610.00%0.00%0.00%Q1 2014Q1 20167
Bank of New York Mellon Corp 770.00%0.00%0.00%Q2 2013Q4 20147
Commonwealth Equity Services, Inc 770.00%0.00%0.01%Q3 2015Q1 20177
AMERIPRISE FINANCIAL INC 660.00%0.00%0.00%Q2 2013Q3 20146
Tarbox Family Office, Inc. 660.05%0.06%0.06%Q4 2013Q1 20156
NICOLET BANKSHARES INC 660.14%0.17%0.25%Q4 2015Q1 20176
CITIGROUP INC 310.00%0.00%0.00%Q2 2013Q3 20156
UBS AG 660.00%0.00%0.00%Q2 2013Q3 20146
Elite Wealth Management, Inc. 660.03%0.04%0.06%Q2 2013Q3 20146
FineMark National Bank & Trust 660.01%0.01%0.01%Q2 2013Q3 20146
Cannell & Co. 510.01%0.01%0.01%Q3 2015Q1 20176
US BANCORP \DE\ 310.00%0.00%0.00%Q2 2013Q2 20176
Capital Asset Advisory Services LLC 660.15%0.27%0.34%Q4 2015Q1 20176
M&T BANK CORP 550.00%0.00%0.00%Q2 2013Q2 20145
Advisory Services Network, LLC 550.00%0.00%0.00%Q3 2015Q3 20165
Wellington Shields & Co., LLC 320.03%0.47%0.69%Q2 2013Q3 20145
PUTNAM INVESTMENTS LLC 550.00%0.00%0.00%Q2 2013Q2 20145
Chevy Chase Trust Holdings, LLC 550.00%0.00%0.00%Q3 2013Q3 20145
MANAGED ACCOUNT ADVISORS LLC 550.00%0.00%0.00%Q2 2013Q2 20145
Advisor Group, Inc. 440.00%0.00%0.00%Q2 2016Q1 20174
BRADLEY FOSTER & SARGENT INC/CT 440.01%0.01%0.02%Q2 2014Q1 20154
Partnervest Advisory Services LLC 440.00%0.00%0.00%Q2 2013Q1 20144
NEW ENGLAND SECURITIES CORP /MA/ 440.00%0.00%0.00%Q1 2014Q4 20144
WESTPORT RESOURCES MANAGEMENT INC 330.01%0.01%0.01%Q2 2015Q4 20153
Raymond James Financial Services Advisors, Inc. 210.00%0.00%0.01%Q1 2016Q1 20173
FMR LLC 330.00%0.00%0.00%Q2 2013Q4 20133
LORD, ABBETT & CO. LLC 330.00%0.00%0.00%Q2 2013Q4 20133
MANUFACTURERS LIFE INSURANCE COMPANY, THE 330.01%0.01%0.01%Q3 2016Q1 20173
Wellington Shields Capital Management, LLC 220.05%0.06%0.06%Q2 2013Q3 20132
WealthPLAN Partners, LLC 110.00%0.02%0.04%Q2 2016Q1 20172
Stratos Wealth Partners, LTD. 220.01%0.01%0.01%Q4 2016Q1 20172
Jacobi Capital Management LLC 220.01%0.01%0.02%Q4 2016Q1 20172
Cribstone Capital Management, LLC 220.03%0.03%0.03%Q2 2016Q3 20162
REILLY FINANCIAL ADVISORS, LLC 220.00%0.00%0.00%Q2 2015Q3 20152
Virtu KCG Holdings LLC 110.00%0.00%0.00%Q1 2014Q3 20142
Allworth Financial LP 220.00%0.00%0.00%Q3 2016Q4 20162
STIFEL NICOLAUS & CO INC \MO\ 220.01%0.01%0.01%Q2 2013Q3 20132
Baltimore-Washington Financial Advisors Inc. 220.00%0.00%0.00%Q2 2013Q3 20132
Alexandria Capital, LLC 220.00%0.00%0.00%Q2 2013Q3 20132
Clearstead Trust, LLC 220.01%0.01%0.01%Q4 2016Q1 20172
WEBSTER BANK, N. A. 220.01%0.01%0.01%Q4 2016Q1 20172
B. Riley Wealth Advisors, Inc. 110.00%0.00%0.00%Q2 2014Q4 20142
Patten Group, Inc. 110.01%0.01%0.01%Q2 2015Q2 20151
RIVERHEAD CAPITAL MANAGEMENT LLC 110.00%0.00%0.00%Q3 2016Q3 20161
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 110.00%0.00%0.00%Q2 2016Q2 20161
WealthTrust Fairport, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
Heritage Trust Co 110.02%0.02%0.02%Q1 2017Q1 20171
Ledyard National Bank 110.00%0.00%0.00%Q1 2017Q1 20171
BB&T SECURITIES, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
LifePlan Financial Group, Inc 110.01%0.01%0.01%Q1 2014Q1 20141
Nuveen Asset Management, LLC 110.00%0.00%0.00%Q4 2014Q4 20141
BLAIR WILLIAM & CO/IL 110.01%0.01%0.01%Q1 2017Q1 20171
Citadel Advisors 110.00%0.00%0.00%Q2 2013Q2 20131
Ground Swell Capital, LLC 110.02%0.02%0.02%Q2 2014Q2 20141
FLOW TRADERS U.S. LLC 110.00%0.00%0.00%Q3 2016Q3 20161
Steward Partners Investment Advisory, LLC 110.06%0.06%0.06%Q1 2017Q1 20171
CREDIT SUISSE AG/ 110.00%0.00%0.00%Q1 2017Q1 20171
RAYMOND JAMES TRUST N.A. 110.02%0.02%0.02%Q3 2016Q3 20161
Plante Moran Financial Advisors, LLC 110.00%0.00%0.00%Q2 2013Q2 20131
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 110.01%0.01%0.01%Q1 2017Q1 20171
Sharkey, Howes & Javer 110.02%0.02%0.02%Q4 2015Q4 20151
WHITTIER TRUST CO 110.00%0.00%0.00%Q2 2013Q2 20131
NATIONAL PLANNING CORP 110.01%0.01%0.01%Q4 2014Q4 20141
Gradient Investments LLC 110.00%0.00%0.00%Q2 2015Q2 20151
Transamerica Financial Advisors, Inc. 110.01%0.01%0.01%Q1 2016Q1 20161
Johnson Financial Group, Inc. 110.00%0.00%0.00%Q4 2014Q4 20141
External links

This page lists all the filers that currently own AES TR III or have owned AES TR III in the past.