$143 Million is the total value of DOLIVER ADVISORS, LP's 223 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 71.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CAF | Buy | MS CHINA A SHARE FD | $3,146,000 | +158.1% | 103,593 | +106.3% | 2.20% | +161.9% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $2,982,000 | +1547.5% | 442,496 | +1741.1% | 2.08% | +1577.4% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $2,936,000 | +328.0% | 223,684 | +360.3% | 2.05% | +333.9% |
| ETW | New | EATON VANCE TXMGD GBL BUYWR O | $2,758,000 | – | 250,291 | +100.0% | 1.92% | – |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $2,729,000 | +255.8% | 281,153 | +311.7% | 1.90% | +261.3% |
| FAX | New | ABERDEEN ASIA-PACIFIC INC | $2,382,000 | – | 429,290 | +100.0% | 1.66% | – |
| NXJ | Buy | NUVEEN NJ DIV ADVANTAGE MUN | $2,340,000 | +237.2% | 173,757 | +236.4% | 1.63% | +242.1% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $2,303,000 | +2093.3% | 242,736 | +2212.4% | 1.61% | +2130.6% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $2,120,000 | +200.7% | 150,153 | +210.5% | 1.48% | +204.9% |
| HQH | Buy | H&Q HEALTHCARE INVESTORSsh ben int | $2,112,000 | +337.3% | 67,077 | +294.6% | 1.47% | +343.7% |
| EDF | New | STONE HBR EMERG MRKTS INC FD | $2,009,000 | – | 129,485 | +100.0% | 1.40% | – |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $1,967,000 | +1114.2% | 162,479 | +1177.0% | 1.37% | +1136.0% |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $1,965,000 | – | 184,337 | +100.0% | 1.37% | – |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $1,884,000 | – | 226,560 | +100.0% | 1.31% | – |
| NFJ | New | AALLIANZGI NFJ DIVID INT & PR | $1,842,000 | – | 115,159 | +100.0% | 1.28% | – |
| TY | Sell | TRI CONTL CORP | $1,686,000 | -20.5% | 78,758 | -22.5% | 1.18% | -19.3% |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $1,682,000 | – | 104,068 | +100.0% | 1.17% | – |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $1,612,000 | +1392.6% | 230,379 | +1873.3% | 1.12% | +1418.9% |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $1,522,000 | – | 136,337 | +100.0% | 1.06% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $1,466,000 | – | 85,003 | +100.0% | 1.02% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $1,429,000 | – | 102,294 | +100.0% | 1.00% | – |
| DRA | Sell | DIVERSIFIED REAL ASSET INCOME FUND | $1,401,000 | -37.8% | 80,797 | -36.4% | 0.98% | -36.9% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $1,385,000 | +1405.4% | 170,646 | +1416.9% | 0.97% | +1433.3% |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $1,351,000 | – | 180,933 | +100.0% | 0.94% | – |
| LDP | New | COHEN & STEERS LTD DUR PFD I | $1,333,000 | – | 58,849 | +100.0% | 0.93% | – |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD | $1,309,000 | +123.8% | 105,346 | +144.8% | 0.91% | +127.1% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $1,293,000 | -6.9% | 244,536 | -15.1% | 0.90% | -5.5% |
| PEO | Buy | PETROLEUM & RES CORP | $1,257,000 | +85.1% | 52,730 | +123.8% | 0.88% | +87.8% |
| GAB | New | GABELLI EQUITY TR INC | $1,251,000 | – | 193,414 | +100.0% | 0.87% | – |
| DPG | New | DUFF & PHELPS GLB UTIL INC FD | $1,231,000 | – | 56,918 | +100.0% | 0.86% | – |
| ETV | Buy | EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIE FD | $1,231,000 | +377.1% | 87,613 | +403.4% | 0.86% | +385.3% |
| DNP | New | DNP SELECT INCOME FD | $1,192,000 | – | 112,951 | +100.0% | 0.83% | – |
| QQQX | New | NASDAQ PREM INCM & GRW FD IN | $1,186,000 | – | 61,655 | +100.0% | 0.83% | – |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $1,159,000 | -35.3% | 69,857 | -42.4% | 0.81% | -34.4% |
| AOD | Buy | ALPINE TOTAL DYNAMIC DIVID FD | $1,157,000 | +161.2% | 136,353 | +161.8% | 0.81% | +164.6% |
| MXE | New | MEXICO EQUITY & INCOME FD | $1,135,000 | – | 54,606 | +100.0% | 0.79% | – |
| RVT | Buy | ROYCE VALUE TR INC | $1,131,000 | +150.2% | 78,972 | +153.5% | 0.79% | +153.7% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $1,127,000 | +241.5% | 49,640 | +248.5% | 0.79% | +246.3% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $1,077,000 | – | 69,857 | +100.0% | 0.75% | – |
| FAM | Buy | FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD | $1,050,000 | +197.5% | 87,237 | +236.5% | 0.73% | +201.2% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD 2 | $1,045,000 | +53.2% | 46,575 | -40.6% | 0.73% | +55.4% |
| GDL | Sell | GDL FUND | $1,025,000 | -23.2% | 100,261 | -20.7% | 0.72% | -22.0% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $1,024,000 | -12.0% | 74,320 | -12.7% | 0.71% | -10.8% |
| TEI | Buy | TEMPLETON EMERGING MARKETS INCOME FD | $1,020,000 | +193.1% | 90,030 | +229.0% | 0.71% | +197.9% |
| NNJ | Buy | NUVEEN NJ PREM INCOME MUN FD | $1,013,000 | +24.9% | 77,818 | +30.9% | 0.71% | +26.9% |
| ADX | Sell | ADAMS EXPRESS CO | $997,000 | -56.8% | 72,933 | -56.0% | 0.70% | -56.2% |
| SWZ | Buy | SWISS HELVETIA FD | $997,000 | +22.0% | 89,523 | +48.2% | 0.70% | +23.7% |
| RMRM | Buy | RMR REAL ESTATE INCOME FUND | $987,000 | +11.0% | 47,415 | +0.3% | 0.69% | +12.6% |
| ECF | Sell | ELLSWORTH FD LTD | $971,000 | -4.1% | 111,565 | -4.7% | 0.68% | -2.7% |
| SGL | Sell | STRATEGIC GLOBAL INCOME FD | $945,000 | -24.3% | 111,516 | -21.1% | 0.66% | -23.2% |
| GAM | Sell | GENERAL AMERN INVS INC | $937,000 | -49.2% | 26,787 | -46.2% | 0.65% | -48.4% |
| DHG | New | DWS HIGH INCOME OPPORT FD INsh ben int | $925,000 | – | 65,958 | +100.0% | 0.64% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $915,000 | – | 90,824 | +100.0% | 0.64% | – |
| CHN | Buy | CHINA FD | $899,000 | +143.6% | 49,352 | +178.8% | 0.63% | +146.9% |
| BCV | Sell | BANCROFT FUND LTD | $885,000 | -12.9% | 44,124 | -14.1% | 0.62% | -11.6% |
| AVK | Sell | ADVENT CLAY CONV SEC INC FD | $860,000 | -14.1% | 52,628 | -8.8% | 0.60% | -12.8% |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $830,000 | – | 115,450 | +100.0% | 0.58% | – |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $827,000 | -1.3% | 41,488 | +18.4% | 0.58% | +0.2% |
| BTZ | Buy | BLACKROCK CREDIT ALLCTN INC TR | $808,000 | +8.3% | 62,592 | +11.6% | 0.56% | +9.9% |
| RIT | Buy | LMP REAL ESTATE INCOME FD IN | $808,000 | +21.3% | 64,449 | +8.7% | 0.56% | +23.1% |
| NTC | Sell | NUVEEN CONN PREM INCOME MUN | $779,000 | -27.2% | 62,188 | -27.7% | 0.54% | -26.2% |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $773,000 | +76.5% | 48,329 | +88.8% | 0.54% | +79.1% |
| BGX | Sell | BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD | $769,000 | -20.4% | 49,545 | -14.4% | 0.54% | -19.3% |
| HTY | New | HANCOCK JOHN INV TRUSTtax adv glb sh | $752,000 | – | 67,069 | +100.0% | 0.52% | – |
| NMZ | New | NUVEEN MUNIC HIGH INCOME OPPORTUNITY FD | $753,000 | – | 59,539 | +100.0% | 0.52% | – |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $742,000 | -32.9% | 54,860 | -33.8% | 0.52% | -31.8% |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $719,000 | +77.1% | 51,328 | +75.3% | 0.50% | +79.9% |
| HQL | Buy | H&Q LIFE SCIENCES INVESTORSsh ben int | $712,000 | +20.7% | 28,657 | +7.3% | 0.50% | +22.4% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $699,000 | +59.6% | 44,139 | +72.1% | 0.49% | +62.1% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEB | $692,000 | -0.7% | 76,172 | +6.0% | 0.48% | +0.8% |
| EDI | New | STONE HBR EMERG MKTS TL INC | $689,000 | – | 45,239 | +100.0% | 0.48% | – |
| PCN | Buy | PIMCO CORPORATE & INCOME STRATEGY FD | $688,000 | +58.2% | 45,543 | +65.5% | 0.48% | +60.5% |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $684,000 | +7.9% | 108,610 | +16.4% | 0.48% | +9.4% |
| EOD | New | WELLS FARGO ADV GLB DIV OPP | $660,000 | – | 88,211 | +100.0% | 0.46% | – |
| E103PS | Buy | WESTERN ASSET EMRG MKT INCM | $649,000 | +74.5% | 59,287 | +91.8% | 0.45% | +77.0% |
| DHY | Buy | CREDIT SUISSE HIGH YLD BND Fsh ben int | $646,000 | +1645.9% | 230,983 | +1839.4% | 0.45% | +1704.0% |
| PPR | New | ING PRIME RATE TRUSTsh ben int | $613,000 | – | 115,565 | +100.0% | 0.43% | – |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $603,000 | -44.2% | 45,800 | -45.1% | 0.42% | -43.3% |
| MSP | Sell | MADISON STRTG SECTOR PREM FD | $582,000 | -6.9% | 49,057 | -2.8% | 0.41% | -5.6% |
| NVG | Sell | NUVEEN DIVID ADVANTAGE MUN I | $581,000 | -32.5% | 41,177 | -32.5% | 0.40% | -31.6% |
| CFD | Buy | NUVEEN DIVERSIFIED COMMODTY | $577,000 | +68.7% | 44,987 | +81.4% | 0.40% | +71.1% |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD | $575,000 | -50.9% | 43,493 | -53.5% | 0.40% | -50.1% |
| RNP | Buy | COHEN & STEERS REIT & PFD IN | $574,000 | +81.1% | 30,278 | +66.9% | 0.40% | +83.5% |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $567,000 | +171.3% | 48,187 | +168.0% | 0.40% | +175.0% |
| DNIF | New | DIVIDEND & INCOME FD | $563,000 | – | 37,294 | +100.0% | 0.39% | – |
| ICB | Sell | MORGAN STANLEY TRUSTS | $552,000 | -28.9% | 30,817 | -29.1% | 0.38% | -27.8% |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $528,000 | -28.0% | 39,948 | -28.2% | 0.37% | -27.0% |
| VFL | Sell | DELAWARE INVT NAT MUNI INC Fsh ben int | $522,000 | -14.1% | 39,920 | -16.2% | 0.36% | -12.9% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $518,000 | -47.6% | 86,655 | -48.9% | 0.36% | -46.8% |
| MYM | Sell | BLACKROCK MUNIYLD MICH QLTY | $514,000 | -33.5% | 40,038 | -35.0% | 0.36% | -32.4% |
| GLV | Sell | CLOUGH GLOBAL ALLOCATION FUN | $509,000 | -16.6% | 34,517 | -19.1% | 0.36% | -15.3% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FD | $499,000 | -60.8% | 56,081 | -60.7% | 0.35% | -60.3% |
| MIN | Buy | MFS INTERMEDIATE INCOME TRUSTsh ben int | $496,000 | +76.5% | 103,926 | +85.2% | 0.35% | +79.3% |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $495,000 | -16.7% | 38,967 | -18.7% | 0.34% | -15.4% |
| BKT | New | BLACKROCK INCOME TR INC | $486,000 | – | 76,063 | +100.0% | 0.34% | – |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $483,000 | -29.0% | 34,602 | -30.3% | 0.34% | -27.8% |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $479,000 | – | 19,388 | +100.0% | 0.33% | – |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $475,000 | -60.1% | 30,178 | -57.8% | 0.33% | -59.5% |
| VVR | Buy | INVESCO SENIOR INCOME TRUST | $473,000 | +19.4% | 103,737 | +24.3% | 0.33% | +21.3% |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $470,000 | +16.6% | 52,893 | +24.4% | 0.33% | +18.4% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $465,000 | -71.2% | 36,329 | -73.2% | 0.32% | -70.8% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $461,000 | -15.7% | 32,673 | -13.5% | 0.32% | -14.4% |
| NRK | Sell | NUVEEN INSURED N Y TAX FREE ADV MUNIC FD | $462,000 | -51.2% | 35,849 | -51.5% | 0.32% | -50.5% |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $459,000 | -40.8% | 32,486 | -38.5% | 0.32% | -40.0% |
| IAF | Buy | ABERDEEN AUSTRALIA EQUITY FD | $459,000 | +285.7% | 66,939 | +339.7% | 0.32% | +290.2% |
| GHI | Buy | GLOBAL HIGH INCOME FUND INC | $453,000 | +36.4% | 43,405 | +26.4% | 0.32% | +38.6% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $449,000 | +17.5% | 39,418 | +26.2% | 0.31% | +19.0% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $436,000 | -71.8% | 38,669 | -71.0% | 0.30% | -71.4% |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $433,000 | -46.6% | 30,260 | -47.5% | 0.30% | -45.8% |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $426,000 | – | 33,208 | +100.0% | 0.30% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $426,000 | – | 43,503 | +100.0% | 0.30% | – |
| KST | New | DWS STRATEGIC INCOME TR | $423,000 | – | 36,671 | +100.0% | 0.30% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $422,000 | – | 31,531 | +100.0% | 0.29% | – |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $417,000 | – | 44,599 | +100.0% | 0.29% | – |
| MFT | Sell | BLACKROCK MUNIYLD INVST QLTY | $415,000 | -41.5% | 30,184 | -43.3% | 0.29% | -40.8% |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $411,000 | – | 35,963 | +100.0% | 0.29% | – |
| FIF | Buy | FIRST TRUST ENERGY INFRASTRUCTURE FD | $411,000 | +12.6% | 17,300 | +13.0% | 0.29% | +14.3% |
| HEQ | New | JOHN HANCOCK HDG EQ & INC FD | $402,000 | – | 24,691 | +100.0% | 0.28% | – |
| PDT | Buy | HANCOCK JOHN PREMUIM DIV FD | $392,000 | +34.7% | 28,553 | +29.0% | 0.27% | +36.5% |
| TAI | Sell | TRANSAMERICA INCOME SHARES | $390,000 | -38.0% | 19,315 | -37.4% | 0.27% | -37.0% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $390,000 | -58.6% | 24,776 | -55.0% | 0.27% | -58.0% |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $379,000 | -56.4% | 32,744 | -56.6% | 0.26% | -55.9% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $376,000 | -56.4% | 27,546 | -56.9% | 0.26% | -55.8% |
| AYN | Sell | ALLIANCE NEW YORK MUN INC FD | $372,000 | -51.3% | 27,692 | -54.4% | 0.26% | -50.7% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $370,000 | -2.6% | 16,015 | +0.1% | 0.26% | -1.1% |
| BAF | Sell | BLACKROCK MUNI INCOME INV QL | $368,000 | -47.4% | 25,722 | -48.0% | 0.26% | -46.6% |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $364,000 | -14.6% | 18,753 | -15.6% | 0.25% | -13.3% |
| MMV | Sell | EATON VANCE MA MUNI INCOME Tsh ben int | $363,000 | -33.5% | 26,573 | -35.9% | 0.25% | -32.5% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $358,000 | -54.3% | 25,837 | -51.9% | 0.25% | -53.5% |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN F | $353,000 | -51.0% | 25,781 | -51.2% | 0.25% | -50.3% |
| CMK | New | MFS INTERMARKET INCOME TRUSTsh ben int | $351,000 | – | 42,141 | +100.0% | 0.24% | – |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $351,000 | -58.7% | 28,841 | -58.0% | 0.24% | -58.0% |
| EXD | New | EATON VANCE TAX-ADV BD & OPT | $350,000 | – | 27,646 | +100.0% | 0.24% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD | $350,000 | – | 24,404 | +100.0% | 0.24% | – |
| JHP | Sell | NUVEEN QUALITY PFD INC FD 3 | $346,000 | -60.8% | 41,625 | -60.5% | 0.24% | -60.2% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $344,000 | +64.6% | 23,923 | +65.3% | 0.24% | +66.7% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $342,000 | – | 26,152 | +100.0% | 0.24% | – |
| JMM | Sell | NUVEEN MULTI MARKET INCOME FUND INC | $341,000 | -43.3% | 44,487 | -44.1% | 0.24% | -42.4% |
| GLQ | Sell | CLOUGH GLOBAL EQUITY FD | $338,000 | -0.9% | 23,366 | -1.8% | 0.24% | +0.9% |
| FCO | New | ABERDEEN GLOBAL INCOME | $335,000 | – | 34,903 | +100.0% | 0.23% | – |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $329,000 | -31.7% | 26,185 | -33.0% | 0.23% | -30.8% |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $320,000 | -19.2% | 39,784 | -18.0% | 0.22% | -18.0% |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $316,000 | – | 17,819 | +100.0% | 0.22% | – |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $316,000 | – | 15,160 | +100.0% | 0.22% | – |
| NJV | Sell | NUVEEN NEW JERSEY MUN VALUE | $315,000 | -22.8% | 21,582 | -25.1% | 0.22% | -21.4% |
| FT | Sell | FRANKLIN UNVL TRsh ben int | $316,000 | -37.2% | 44,584 | -37.8% | 0.22% | -36.4% |
| IRL | Sell | NEW IRELAND FUND INC | $312,000 | -3.1% | 24,733 | -2.8% | 0.22% | -1.4% |
| MNE | Sell | BLACKROCK MUNI N Y INTER DUR | $311,000 | -30.9% | 22,212 | -32.2% | 0.22% | -29.8% |
| DEX | Sell | DELAWARE ENHANCED GBL DIV &sh ben int | $307,000 | -12.8% | 27,275 | -6.8% | 0.21% | -11.6% |
| AEF | New | ABERDEEN CHILE FD | $305,000 | – | 41,095 | +100.0% | 0.21% | – |
| KMM | New | DWS MULTI MKT INCOME TR | $303,000 | – | 35,619 | +100.0% | 0.21% | – |
| RGT | Sell | ROYCE GLOBAL VALUE TRUST | $301,000 | -17.3% | 37,560 | -10.0% | 0.21% | -16.0% |
| EVP | Sell | EATON VANCE PA MUNI INCOME Tsh ben int | $289,000 | -25.1% | 23,772 | -25.8% | 0.20% | -23.8% |
| JGV | Buy | NUVEEN GBL VL OPPORTUNITIES | $289,000 | +45.2% | 22,236 | +49.6% | 0.20% | +47.4% |
| GGE | New | GUGGENHEIM ENHANCED EQUITY S | $284,000 | – | 16,025 | +100.0% | 0.20% | – |
| BSE | Sell | BLACKROCK NY MUNI INC QLTY T | $284,000 | -47.2% | 21,464 | -48.1% | 0.20% | -46.5% |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $277,000 | – | 30,902 | +100.0% | 0.19% | – |
| ERH | New | WELLS FARGO ADVANTAGE UTILS | $269,000 | – | 21,092 | +100.0% | 0.19% | – |
| FEO | Sell | FIRST TR ABERDEEN EMERG OPT | $265,000 | -49.6% | 16,152 | -45.4% | 0.18% | -48.9% |
| JHS | Sell | HANCOCK JOHN INCOME SECS TR | $265,000 | -49.8% | 18,562 | -50.4% | 0.18% | -49.0% |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $258,000 | – | 19,051 | +100.0% | 0.18% | – |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $256,000 | -63.7% | 18,804 | -62.8% | 0.18% | -63.1% |
| PHD | Sell | PIONEER FLOATING RATE TRUST | $257,000 | -29.4% | 22,603 | -27.0% | 0.18% | -28.4% |
| BGH | New | BABSON CAP GLB SHT DURHGH YL | $257,000 | – | 12,745 | +100.0% | 0.18% | – |
| NSL | Buy | NUVEEN SENIOR INCOME FD | $255,000 | +119.8% | 38,945 | +124.6% | 0.18% | +122.5% |
| IID | New | VOYA INTL HIGH DIVID EQTY IN | $246,000 | – | 30,538 | +100.0% | 0.17% | – |
| FPT | Sell | FEDERATED PREM INTR MUN INC | $244,000 | -36.6% | 19,157 | -36.1% | 0.17% | -35.8% |
| CCA | Sell | MFS CALIF MUN FD | $237,000 | -23.5% | 21,770 | -24.4% | 0.16% | -22.5% |
| EFR | New | EATON VANCE SR FLTG RTE TR | $228,000 | – | 16,673 | +100.0% | 0.16% | – |
| INB | New | COHEN & STEERS GLOBAL INC BL | $227,000 | – | 19,396 | +100.0% | 0.16% | – |
| UTG | New | REAVES UTIL INCOME FD | $225,000 | – | 6,858 | +100.0% | 0.16% | – |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $218,000 | -49.9% | 15,491 | -50.4% | 0.15% | -49.2% |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $214,000 | -9.7% | 16,487 | -5.6% | 0.15% | -8.6% |
| SGF | New | ABERDEEN SINGAPORE FD | $202,000 | – | 16,993 | +100.0% | 0.14% | – |
| DCA | New | VIRTUS TOTAL RETURN FD | $200,000 | – | 44,318 | +100.0% | 0.14% | – |
| LBF | New | DWS GLOBAL HIGH INCOME FD | $200,000 | – | 25,530 | +100.0% | 0.14% | – |
| GRR | Sell | ASIA TIGERS FD | $192,000 | -28.1% | 17,194 | -23.5% | 0.13% | -27.2% |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $192,000 | – | 18,545 | +100.0% | 0.13% | – |
| VTN | Sell | INVESCO TR INVT GRADE MUNS | $190,000 | -78.3% | 13,924 | -78.6% | 0.13% | -77.9% |
| BZM | Sell | BLACKROCK MARYAND MUNICIPAL BOND | $189,000 | -30.0% | 13,022 | -31.0% | 0.13% | -29.0% |
| DHF | Sell | DELAWARE INVTS GLOBAL DIV & INCOME FD | $189,000 | -68.9% | 52,437 | -68.0% | 0.13% | -68.3% |
| NKG | Sell | NUVEEN GA DIV ADV MUN FD 2 | $186,000 | -36.1% | 14,804 | -35.2% | 0.13% | -35.0% |
| PPT | Buy | PUTNAM PREMIER INCOME TRUSTsh ben int | $186,000 | +97.9% | 35,465 | +106.0% | 0.13% | +100.0% |
| TKF | Sell | TURKISH INVESTMENT FD | $185,000 | +3.4% | 16,812 | -2.2% | 0.13% | +4.9% |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $185,000 | – | 13,472 | +100.0% | 0.13% | – |
| MCN | New | MADISON CVRED CALL & EQ STR | $182,000 | – | 22,390 | +100.0% | 0.13% | – |
| LEO | New | DREYFUS STRATEGIC MUN BD FD | $182,000 | – | 22,333 | +100.0% | 0.13% | – |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $181,000 | -50.7% | 13,594 | -50.2% | 0.13% | -50.0% |
| MHY | New | WESTERN ASSET MGD HI INCM FD | $180,000 | – | 35,416 | +100.0% | 0.13% | – |
| NUM | Sell | NUVEEN MICH QUALITY INCOME M | $178,000 | -14.0% | 13,070 | -13.8% | 0.12% | -12.7% |
| FUND | Buy | ROYCE FOCUS TR | $176,000 | +38.6% | 24,221 | +49.6% | 0.12% | +41.4% |
| BFY | Sell | BLACKROCK NY MUN INCOME TR I | $177,000 | -43.8% | 12,083 | -46.5% | 0.12% | -43.3% |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $171,000 | – | 10,970 | +100.0% | 0.12% | – |
| AWP | Sell | ALPINE GLOBAL PREMIER PROPERTIES FD | $164,000 | -47.4% | 22,813 | -49.8% | 0.11% | -46.7% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $164,000 | -63.1% | 18,341 | -65.5% | 0.11% | -62.7% |
| NYV | Sell | NUVEEN NEW YORK MUN VALUE FD | $161,000 | -30.6% | 10,960 | -31.7% | 0.11% | -29.6% |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM | $161,000 | – | 18,656 | +100.0% | 0.11% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $156,000 | – | 13,569 | +100.0% | 0.11% | – |
| JSD | Sell | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FD | $155,000 | -65.3% | 13,792 | -47.2% | 0.11% | -64.8% |
| EVO | Sell | EATON VANCE OH MUNI INCOME Tsh ben int | $155,000 | -14.8% | 11,372 | -16.0% | 0.11% | -13.6% |
| APB | Sell | ASIA PACIFIC FD | $153,000 | -44.0% | 13,610 | -43.7% | 0.11% | -43.1% |
| BPS | Sell | BLACKROCK PA STRATEGIC MUN T | $150,000 | -25.0% | 11,776 | -26.5% | 0.10% | -23.4% |
| AGD | Sell | ALPINE GLOBAL DYNAMIC DIVIDEND FUND | $150,000 | -50.7% | 15,289 | -50.2% | 0.10% | -49.8% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $150,000 | -49.2% | 10,155 | -50.5% | 0.10% | -48.3% |
| VMM | Sell | DELAWARE INV MN MUN INC FD I | $145,000 | -46.9% | 10,917 | -46.0% | 0.10% | -46.3% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $136,000 | -83.9% | 15,520 | -79.1% | 0.10% | -83.6% |
| DDF | Sell | DELAWARE INVTS DIV & INCOME | $136,000 | -38.2% | 13,870 | -37.9% | 0.10% | -37.1% |
| NYH | Sell | EATON VANCE N Y MUN BD FD II | $134,000 | -18.8% | 11,194 | -19.7% | 0.09% | -17.7% |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $130,000 | – | 15,708 | +100.0% | 0.09% | – |
| IAE | Sell | VOYA ASIA PAC DIVID EQUITY I | $126,000 | -50.6% | 11,042 | -45.3% | 0.09% | -49.7% |
| DSM | Buy | DREYFUS STRATEGIC MUNICIPAL BOND FD | $125,000 | +33.0% | 15,810 | +34.8% | 0.09% | +33.8% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $116,000 | -85.7% | 31,287 | -85.3% | 0.08% | -85.5% |
| EHI | New | WESTERN ASSET GLB HI INCOME | $112,000 | – | 10,094 | +100.0% | 0.08% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD | $109,000 | – | 21,218 | +100.0% | 0.08% | – |
| NCV | Sell | AALIANC GI CONV & INCOME FD | $105,000 | -51.8% | 11,151 | -51.1% | 0.07% | -51.3% |
| FGB | Sell | FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD | $103,000 | -41.5% | 13,152 | -37.7% | 0.07% | -40.5% |
| MFV | New | MFS SPL VALUE TRsh ben int | $97,000 | – | 13,478 | +100.0% | 0.07% | – |
| GNT | New | GAMCO NAT RESOURCES, GOLD & INCOME TRUSTsh ben int | $96,000 | – | 11,959 | +100.0% | 0.07% | – |
| Sell | WESTERN ASSET HIGH INCOME OPPORTUNITY FD | $95,000 | -50.0% | 17,750 | -45.9% | 0.07% | -49.6% | |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $90,000 | – | 20,718 | +100.0% | 0.06% | – |
| MFM | Sell | MFS MUNIC INCOME TRUSTsh ben int | $85,000 | -23.4% | 12,831 | -24.5% | 0.06% | -22.4% |
| JEQ | New | ABERDEEN JAPAN EQUITY FD INC | $78,000 | – | 11,635 | +100.0% | 0.05% | – |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $63,000 | -78.1% | 10,149 | -77.0% | 0.04% | -77.8% |
| HYF | Exit | MANAGED HIGH YIELD PLUS FD | $0 | – | -35,320 | -100.0% | -0.05% | – |
| OIA | Exit | INVESCO MUNIC INCOME OPPORTUNITIES TRUST | $0 | – | -10,787 | -100.0% | -0.05% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -14,917 | -100.0% | -0.06% | – |
| MHF | Exit | WESTERN ASSET MUNIC HIGH INCOME FD | $0 | – | -11,620 | -100.0% | -0.06% | – |
| EEA | Exit | EUROPEAN EQUITY FD | $0 | – | -11,514 | -100.0% | -0.06% | – |
| CHW | Exit | CALAMOS GLOBAL DYNAMIC INCM FD | $0 | – | -11,139 | -100.0% | -0.07% | – |
| PIM | Exit | PUTNAM MASTER INTERMEDIATE INCOME TRUSTsh ben int | $0 | – | -22,316 | -100.0% | -0.08% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FD | $0 | – | -11,592 | -100.0% | -0.08% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FD | $0 | – | -10,517 | -100.0% | -0.09% | – |
| FAV | Exit | FIRST TR ACTIVE DIVID INCOME | $0 | – | -14,612 | -100.0% | -0.09% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -12,953 | -100.0% | -0.09% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QUALITY FUND FD III | $0 | – | -10,525 | -100.0% | -0.10% | – |
| NPV | Exit | NUVEEN VA PREM INCOME MUN FD | $0 | – | -11,349 | -100.0% | -0.10% | – |
| RQI | Exit | COHEN & STEERS QUALITY REALTY | $0 | – | -14,480 | -100.0% | -0.11% | – |
| EOI | Exit | EATON VANCE ENHANCED EQUITY INCOME FD | $0 | – | -11,284 | -100.0% | -0.11% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -15,788 | -100.0% | -0.11% | – |
| NTX | Exit | NUVEEN TEX QUALITY INCOM MU | $0 | – | -11,546 | -100.0% | -0.12% | – |
| NEA | Exit | NUVEEN AMT-FREE MUN INCOME F | $0 | – | -12,720 | -100.0% | -0.12% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIF FD | $0 | – | -11,592 | -100.0% | -0.12% | – |
| BSL | Exit | BLACKSTONE GSO FLOATING RTE FU | $0 | – | -10,311 | -100.0% | -0.12% | – |
| PMM | Exit | PUTNAM MANAGED MUNIC INCOME TRUST | $0 | – | -25,306 | -100.0% | -0.12% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -11,630 | -100.0% | -0.12% | – |
| ABE | Exit | ABERDEEN EMERGING MRKT TELECOMMUN FD | $0 | – | -13,887 | -100.0% | -0.13% | – |
| SPXX | Exit | NUVEEN EQUITY PREM & GROWTH | $0 | – | -13,845 | -100.0% | -0.13% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -57,136 | -100.0% | -0.13% | – |
| BHK | Exit | BLACKROCK CORE BOND T | $0 | – | -15,153 | -100.0% | -0.14% | – |
| MFD | Exit | MACQUARIE/FIRST TR GLO INFRA UTIL DIV & INCOME FD | $0 | – | -12,199 | -100.0% | -0.14% | – |
| PCF | Exit | PUTNAM HIGH INCOME SECURITIES FD | $0 | – | -24,701 | -100.0% | -0.14% | – |
| NAC | Exit | NUVEEN CA DIVIDEND ADV MUN F | $0 | – | -14,615 | -100.0% | -0.14% | – |
| BSD | Exit | BLACKROCK STRATEGIC MUN TR | $0 | – | -16,283 | -100.0% | -0.15% | – |
| BLE | Exit | BLACKROCK MUNI INCOME TR II | $0 | – | -15,647 | -100.0% | -0.16% | – |
| DTF | Exit | DTF TAX-FREE INCOME INC | $0 | – | -14,937 | -100.0% | -0.16% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD | $0 | – | -14,144 | -100.0% | -0.16% | – |
| MSF | Exit | MORGAN STANLEY EMERGING MARKETS FD | $0 | – | -14,826 | -100.0% | -0.16% | – |
| PAI | Exit | WESTERN ASSET INCOME FD | $0 | – | -17,456 | -100.0% | -0.16% | – |
| NUV | Exit | NUVEEN MUNIC VALUE FD | $0 | – | -24,958 | -100.0% | -0.16% | – |
| NPT | Exit | NUVEEN PREMIUM INCOME MUNIC FD 4 | $0 | – | -18,995 | -100.0% | -0.17% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -19,750 | -100.0% | -0.18% | – |
| NCZ | Exit | ALLIANZ GI CONV & INCOME FD II | $0 | – | -28,566 | -100.0% | -0.18% | – |
| TTF | Exit | THAI FD | $0 | – | -21,554 | -100.0% | -0.18% | – |
| NAD | Exit | NUVEEN DIVID ADVANTAGE MUN F | $0 | – | -19,330 | -100.0% | -0.18% | – |
| HYT | Exit | BLACKROCK CORP HI YIELD FD | $0 | – | -23,167 | -100.0% | -0.19% | – |
| EAD | Exit | WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FD | $0 | – | -30,388 | -100.0% | -0.19% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -20,973 | -100.0% | -0.19% | – |
| LBF | Exit | DEUTSCHE GLOBAL HIGH INCOME | $0 | – | -34,829 | -100.0% | -0.19% | – |
| MJI | Exit | BLACKROCK MUNIYIELD NJ QLTY | $0 | – | -20,380 | -100.0% | -0.20% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CREDIT FD | $0 | – | -17,085 | -100.0% | -0.20% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -25,476 | -100.0% | -0.20% | – |
| BTA | Exit | BLACKROCK LONG-TERM MUNI ADV | $0 | – | -26,353 | -100.0% | -0.20% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -24,186 | -100.0% | -0.21% | – |
| PMO | Exit | PUTNAM MUNIC OPPORTUNITIES TRUSTsh ben int | $0 | – | -25,946 | -100.0% | -0.21% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -24,258 | -100.0% | -0.21% | – |
| BQH | Exit | BLACKROCK N Y MUNIC BOND TRUST | $0 | – | -22,294 | -100.0% | -0.21% | – |
| MTS | Exit | MONTGOMERY STR INCOME SECS I | $0 | – | -19,010 | -100.0% | -0.21% | – |
| NHS | Exit | NEUBERGER BERMAN HIGH YIELD STRATEGIES FD | $0 | – | -24,522 | -100.0% | -0.22% | – |
| IQI | Exit | INVESCO QUALITY MUNI INC TRS | $0 | – | -26,325 | -100.0% | -0.22% | – |
| FMY | Exit | FIRST TRUST MORTAGE INCOME FD | $0 | – | -21,485 | -100.0% | -0.22% | – |
| BBF | Exit | BLACKROCK MUNIC INCM INVST Tsh ben int | $0 | – | -23,862 | -100.0% | -0.22% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -27,843 | -100.0% | -0.23% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPPORTUNITY FD | $0 | – | -19,563 | -100.0% | -0.23% | – |
| KHI | Exit | DEUTSCHE HIGH INCOME TR | $0 | – | -40,687 | -100.0% | -0.25% | – |
| VMO | Exit | INVESCO MUNIC OPPORTUNITY TRUST | $0 | – | -29,141 | -100.0% | -0.25% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD N J FD I | $0 | – | -25,362 | -100.0% | -0.25% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -28,753 | -100.0% | -0.26% | – |
| EIM | Exit | EATON VANCE INSURED MUNIC BOND FD | $0 | – | -30,217 | -100.0% | -0.26% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -28,070 | -100.0% | -0.26% | – |
| EOT | Exit | EATON VANCE NATL MUN OPPORT | $0 | – | -19,502 | -100.0% | -0.27% | – |
| MIY | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -29,600 | -100.0% | -0.27% | – |
| VCV | Exit | INVESCO CALIF VALUE MUNIC INCOME TRUST | $0 | – | -32,312 | -100.0% | -0.27% | – |
| MHN | Exit | BLACKROCK MUNIHLDGS NY QLTY | $0 | – | -29,866 | -100.0% | -0.27% | – |
| MQT | Exit | BLACKROCK MUNIY QUALITY FD I | $0 | – | -31,388 | -100.0% | -0.28% | – |
| CEV | Exit | EATON VANCE CA MUNI INCOME Tsh ben int | $0 | – | -33,026 | -100.0% | -0.28% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -22,621 | -100.0% | -0.28% | – |
| BQY | Exit | BLACKROCK DIVIDEND INCOME TRUST | $0 | – | -31,684 | -100.0% | -0.28% | – |
| ISD | Exit | PRUDENTIAL SHORT DURATION HIGH YIELD FD | $0 | – | -25,607 | -100.0% | -0.29% | – |
| NNP | Exit | NUVEEN NY PERFORM PLUS MUN F | $0 | – | -30,788 | -100.0% | -0.30% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD | $0 | – | -39,405 | -100.0% | -0.30% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -31,787 | -100.0% | -0.30% | – |
| NPP | Exit | NUVEEN PERFOMANCE PLUS MUNIC FD | $0 | – | -30,821 | -100.0% | -0.31% | – |
| AFT | Exit | APOLLO SENIOR FLOATING RATE FUND | $0 | – | -26,630 | -100.0% | -0.31% | – |
| NVX | Exit | NUVEEN CA DIV ADVANTG MUN FD | $0 | – | -33,430 | -100.0% | -0.32% | – |
| BCF | Exit | BLACKROCK REAL ASSET EQUITY | $0 | – | -58,887 | -100.0% | -0.34% | – |
| NKX | Exit | NUVEEN CAL AMT-FREE MUN INC | $0 | – | -35,909 | -100.0% | -0.34% | – |
| BFK | Exit | BLACKROCK MUNICIPAL INCOME Tbric etf | $0 | – | -37,029 | -100.0% | -0.35% | – |
| CEE | Exit | CENTRAL EUROPE, RUSSIA & TURKEY FD | $0 | – | -20,609 | -100.0% | -0.35% | – |
| MUS | Exit | BLACROCK MUNIHOLDNGS QLTY I | $0 | – | -40,184 | -100.0% | -0.36% | – |
| GDF | Exit | WESTERN ASSET GLOBAL PARTNERS INCOME FD | $0 | – | -50,719 | -100.0% | -0.36% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -38,627 | -100.0% | -0.37% | – |
| BNA | Exit | BLACKROCK INCOME OPP TRUST I | $0 | – | -52,447 | -100.0% | -0.37% | – |
| NZH | Exit | NUVEEN CA DIV ADV MUNI FD 3 | $0 | – | -42,591 | -100.0% | -0.37% | – |
| NQS | Exit | NUVEEN SELECT QUALITY MUN FD | $0 | – | -40,525 | -100.0% | -0.38% | – |
| DUC | Exit | DUFF & PHELPS UTILITY & CORP BOND TRUST | $0 | – | -57,448 | -100.0% | -0.39% | – |
| NPF | Exit | NUVEEN PREMIER MUN INCOME FD | $0 | – | -42,665 | -100.0% | -0.40% | – |
| NIE | Exit | ALLIANZGI EQUITY & CONV INCO | $0 | – | -29,256 | -100.0% | -0.40% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -42,201 | -100.0% | -0.40% | – |
| BQR | Exit | BLACKROCK ECOSOLUTIONS INVT | $0 | – | -77,931 | -100.0% | -0.41% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OP | $0 | – | -45,951 | -100.0% | -0.41% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -51,515 | -100.0% | -0.43% | – |
| NMO | Exit | NUVEEN MUN MKT OPPORTUNITY F | $0 | – | -47,583 | -100.0% | -0.43% | – |
| BLW | Exit | BLACKROCK LIMITED DURATION INCOME T | $0 | – | -39,752 | -100.0% | -0.44% | – |
| NMT | Exit | NUVEEN MASS PREM INCOME MUN | $0 | – | -50,778 | -100.0% | -0.46% | – |
| PHK | Exit | PIMCO HIGH INCOME FD | $0 | – | -59,054 | -100.0% | -0.47% | – |
| MYN | Exit | BLACKROCK MUNIYIELD NY QLTY | $0 | – | -53,898 | -100.0% | -0.48% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -48,439 | -100.0% | -0.48% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -53,253 | -100.0% | -0.49% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -86,169 | -100.0% | -0.52% | – |
| NUJ | Exit | NUVEEN NEW JERSEY DIVID | $0 | – | -58,243 | -100.0% | -0.53% | – |
| JGT | Exit | NUVEEN DIVER CURRENCY OPPOR | $0 | – | -76,552 | -100.0% | -0.56% | – |
| NQJ | Exit | NUVEEN NJ INVT QUALITY MUN F | $0 | – | -63,559 | -100.0% | -0.58% | – |
| DHG | Exit | DEUTSCHE HIGH INCOME OPPORT | $0 | – | -57,880 | -100.0% | -0.58% | – |
| MCR | Exit | MFS CHARTER INCOME TRUSTsh ben int | $0 | – | -96,466 | -100.0% | -0.59% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QUALITY FD | $0 | – | -58,929 | -100.0% | -0.59% | – |
| BBN | Exit | BLACKROCK BUILD AMERICA BOND TRUST | $0 | – | -43,728 | -100.0% | -0.63% | – |
| MUC | Exit | BLACKROCK MUNIHOLDINGS CALI QL | $0 | – | -65,616 | -100.0% | -0.64% | – |
| EDD | Exit | MORGAN STANLEY EM MKTS DM DE | $0 | – | -79,944 | -100.0% | -0.65% | – |
| BWG | Exit | LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FD | $0 | – | -57,713 | -100.0% | -0.67% | – |
| JPC | Exit | NUVEEN PFD INCOME OPPRTNY FD | $0 | – | -116,833 | -100.0% | -0.74% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME FD | $0 | – | -110,160 | -100.0% | -0.86% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL RETURN FD | $0 | – | -55,450 | -100.0% | -0.88% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -43,140 | -100.0% | -0.94% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPPORTUNITY FD | $0 | – | -56,811 | -100.0% | -0.95% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD | $0 | – | -108,799 | -100.0% | -2.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BlackRock Resources & Commodit | 33 | Q4 2021 | 2.1% |
| CBRE GBL REAL ESTATE INC FD | 32 | Q2 2023 | 1.7% |
| GAMCO Global Gold Natural Reso | 29 | Q1 2023 | 2.2% |
| Royce Micro-Cap Trust Inc | 29 | Q3 2020 | 0.9% |
| ADAMS EXPRESS CO | 28 | Q3 2021 | 2.0% |
| BLACKROCK INTL GRWTH & INC T | 28 | Q2 2022 | 2.1% |
| EXXON MOBIL CORP | 27 | Q4 2023 | 46.5% |
| PHILIP MORRIS INTL INC | 27 | Q4 2023 | 1.7% |
| ALTRIA GROUP INC | 27 | Q4 2023 | 1.6% |
| SUPERCOM LTD NEW | 27 | Q4 2023 | 1.5% |
View DOLIVER ADVISORS, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BOULDER GROWTH & INCOME FUND | August 29, 2012 | 1,048,089 | 4.1% |
| CORNERSTONE PROGRESSIVE RETURN FUND | October 14, 2010 | 417,000 | 4.5% |
| FORT DEARBORN INCOME SECURITIES INC | September 14, 2010 | 206,974 | 2.4% |
| RIVUS BOND FUND | June 10, 2009 | 18,295 | 0.4% |
| FIRST TRUST VALUE LINE R 100 FUNDSold out | August 07, 2007 | 0 | 0.0% |
| FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDSold out | August 06, 2007 | 0 | 0.0% |
| PIONEER INTEREST SHARES | April 10, 2007 | 1,696,100 | 22.9% |
| BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC | February 14, 2007 | 637,800 | 5.0% |
| RIVUS BOND FUND | February 14, 2007 | 253,700 | 5.2% |
| CORNERSTONE STRATEGIC VALUE FUND INC/ NEW | April 03, 2006 | 319,490 | 1.3% |
View DOLIVER ADVISORS, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-01-03 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-07 |
View DOLIVER ADVISORS, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.