$552 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 128 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 8.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMR | Buy | EMERSON ELEC CO | $39,344,000 | +16.8% | 574,620 | +2.0% | 7.12% | +4.9% |
| XOM | Sell | EXXON MOBIL CORP | $32,086,000 | +11.9% | 397,110 | -5.6% | 5.81% | +0.4% |
| GVA | Buy | GRANITE CONSTRUCTION | $22,382,000 | +36.0% | 518,725 | +26.9% | 4.05% | +22.0% |
| GLW | Sell | CORNING INC | $21,577,000 | +8.8% | 651,882 | -0.7% | 3.91% | -2.3% |
| PFE | Sell | PFIZER INC | $18,639,000 | -4.0% | 438,878 | -1.3% | 3.38% | -13.8% |
| INTC | Sell | INTEL CORP | $16,701,000 | +12.9% | 311,003 | -1.4% | 3.02% | +1.3% |
| NVS | Sell | NOVARTIS AGadr | $15,322,000 | +10.3% | 159,375 | -1.5% | 2.77% | -1.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $13,427,000 | +8.0% | 96,052 | -0.3% | 2.43% | -3.1% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $12,784,000 | +3.9% | 267,957 | +13.2% | 2.32% | -6.8% |
| OGE | Sell | OGE ENERGY CORP | $12,664,000 | +9.4% | 293,703 | -0.5% | 2.29% | -1.8% |
| EEMV | Buy | ISHR EDG MSCI MIN VOL EMG MKTetf | $12,576,000 | +15.5% | 212,189 | +8.8% | 2.28% | +3.6% |
| MRK | Sell | MERCK & CO INC | $11,650,000 | -22.6% | 140,075 | -28.9% | 2.11% | -30.5% |
| MSFT | Sell | MICROSOFT CORP | $11,413,000 | +14.8% | 96,769 | -1.1% | 2.07% | +3.0% |
| LNN | Sell | LINDSAY CORP | $11,119,000 | -0.3% | 114,873 | -0.9% | 2.01% | -10.5% |
| XRAY | Sell | DENTSPLY SIRONA INC | $11,092,000 | +32.2% | 223,675 | -0.8% | 2.01% | +18.6% |
| FLS | Sell | FLOWSERVE CORP | $10,650,000 | +18.5% | 235,935 | -0.2% | 1.93% | +6.3% |
| BCE | Sell | BCE INC | $10,587,000 | +12.0% | 238,494 | -0.3% | 1.92% | +0.5% |
| ABT | Sell | ABBOTT LABORATORIES | $10,386,000 | -18.2% | 129,922 | -26.0% | 1.88% | -26.6% |
| GSK | Buy | GLAXOSMITHKLINE PLC | $10,301,000 | +34.3% | 246,500 | +22.8% | 1.86% | +20.6% |
| MDU | Buy | M D U RESOURCES GRP | $10,163,000 | +20.4% | 393,471 | +11.1% | 1.84% | +8.0% |
| IR | Sell | INGERSOLL RAND PLC F | $9,836,000 | +16.1% | 91,116 | -1.8% | 1.78% | +4.3% |
| AMSWA | Sell | AMERICAN SOFTWARE INC | $9,488,000 | +14.2% | 794,051 | -0.1% | 1.72% | +2.5% |
| EVRG | Sell | EVERGY INC | $9,124,000 | +0.3% | 157,180 | -1.9% | 1.65% | -10.0% |
| WTS | Sell | WATTS WATER TECH INC CLASS A | $8,926,000 | +22.8% | 110,442 | -1.9% | 1.62% | +10.2% |
| HON | Sell | HONEYWELL INTL INC | $7,787,000 | +19.5% | 49,002 | -0.7% | 1.41% | +7.2% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $7,101,000 | +20.4% | 25,944 | -1.6% | 1.29% | +8.1% |
| IBM | Buy | IBM CORP | $6,973,000 | +39.4% | 49,416 | +12.3% | 1.26% | +25.1% |
| BNS | Sell | BANK OF NOVA SCOTIA | $6,942,000 | +6.5% | 130,300 | -0.3% | 1.26% | -4.4% |
| HAL | Buy | HALLIBURTON CO HLDG | $6,546,000 | +14.3% | 223,400 | +3.7% | 1.18% | +2.6% |
| TEL | Sell | TE CONNECTIVITY LTD F | $6,432,000 | +5.8% | 79,650 | -0.9% | 1.16% | -5.1% |
| EWX | Buy | SPDR S&P EM MKTS SM CPetf | $5,879,000 | +71.9% | 131,900 | +58.0% | 1.06% | +54.2% |
| CGW | Sell | INVSC S P GLOBAL WATER INDEX Eetf | $5,605,000 | +12.2% | 158,250 | -1.4% | 1.02% | +0.7% |
| ASTE | Buy | ASTEC INDUSTRIES INC | $4,878,000 | +116.6% | 129,200 | +73.2% | 0.88% | +94.5% |
| CNDT | Buy | CONDUENT INC | $4,762,000 | +117.1% | 344,360 | +66.9% | 0.86% | +95.0% |
| ESBK | Sell | ELMIRA SAVINGS BANK F S | $4,738,000 | -6.0% | 282,850 | -2.0% | 0.86% | -15.6% |
| IDA | Sell | IDACORP INC | $4,583,000 | +6.2% | 46,039 | -0.7% | 0.83% | -4.6% |
| SLB | Buy | SCHLUMBERGER LTD F | $4,539,000 | +143.4% | 104,175 | +101.5% | 0.82% | +118.6% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $4,531,000 | +21.8% | 55,726 | -1.4% | 0.82% | +9.2% |
| ACM | Buy | AECOM TECHNOLOGY CORP | $4,428,000 | +35.2% | 149,250 | +20.8% | 0.80% | +21.5% |
| LNDC | Buy | LANDEC CORP | $4,341,000 | +10.7% | 353,525 | +6.8% | 0.79% | -0.6% |
| DGX | Buy | QUEST DIAGNOSTIC INC | $4,302,000 | +8.8% | 47,846 | +0.7% | 0.78% | -2.4% |
| BRKS | Sell | BROOKS AUTOMATION | $4,283,000 | +11.4% | 146,045 | -0.6% | 0.78% | -0.1% |
| AGX | Buy | ARGAN INC | $4,221,000 | +33.3% | 84,500 | +1.0% | 0.76% | +19.6% |
| EWA | Buy | ISHARES MSCI AUSTRALIA ETFetf | $4,169,000 | +30.5% | 193,750 | +16.8% | 0.76% | +17.2% |
| DUK | Sell | DUKE ENERGY CORP | $3,959,000 | +4.2% | 43,990 | -0.1% | 0.72% | -6.4% |
| TPC | Buy | TUTOR PERINI CORP | $3,903,000 | +32.6% | 227,975 | +23.7% | 0.71% | +19.0% |
| NEE | Sell | NEXTERA ENERGY INC | $3,783,000 | +9.8% | 19,571 | -1.3% | 0.68% | -1.4% |
| EWC | Sell | ISHARES MSCI CANADA ETFetf | $3,693,000 | +13.7% | 133,601 | -1.4% | 0.67% | +2.1% |
| EPU | Buy | ISHARES:MSCI PERUetf | $3,694,000 | +11.8% | 94,031 | +1.0% | 0.67% | +0.5% |
| PEG | Sell | PUB SVC ENTERPISE GP | $3,450,000 | +12.9% | 58,075 | -1.1% | 0.62% | +1.3% |
| DWDP | Buy | DOWDUPONT INC | $3,320,000 | +29.9% | 62,278 | +30.3% | 0.60% | +16.7% |
| XRX | Sell | XEROX CORP | $3,062,000 | +45.2% | 95,739 | -10.3% | 0.55% | +30.4% |
| VIAV | Sell | VIAVI SOLUTIONS INC | $2,967,000 | +21.1% | 239,700 | -1.7% | 0.54% | +8.7% |
| EWS | Sell | ISHARES MSCI SINGAPORE ETFetf | $2,949,000 | +3.4% | 124,275 | -3.7% | 0.53% | -7.1% |
| OC | Buy | OWENS CORNING FIBERGLAS | $2,940,000 | +21.3% | 62,400 | +13.2% | 0.53% | +8.8% |
| CAMP | Buy | CALAMP CORP | $2,814,000 | +20.3% | 223,707 | +24.4% | 0.51% | +7.8% |
| SWK | Buy | STANLEY BLACK & DECK | $2,628,000 | +18.0% | 19,300 | +3.8% | 0.48% | +6.0% |
| KMI | Sell | KINDER MORGAN INC | $2,475,000 | +29.9% | 123,700 | -0.2% | 0.45% | +16.7% |
| GE | Buy | GENERAL ELECTRIC CO | $2,325,000 | +45.8% | 232,754 | +10.5% | 0.42% | +30.7% |
| AMGN | Sell | AMGEN INC. | $2,175,000 | -3.2% | 11,450 | -0.9% | 0.39% | -13.0% |
| KMX | New | CARMAX INC | $2,129,000 | – | 30,500 | +100.0% | 0.38% | – |
| GOOGL | ALPHABET INC. CLASS A | $1,858,000 | +12.6% | 1,579 | 0.0% | 0.34% | +0.9% | |
| SBNY | Sell | SIGNATURE BANK | $1,812,000 | +20.7% | 14,150 | -3.1% | 0.33% | +8.3% |
| EAF | Buy | GRAFTECH INTERNATIONAL LTD | $1,672,000 | +27.8% | 130,711 | +14.3% | 0.30% | +14.8% |
| MOS | Sell | THE MOSAIC CO | $1,540,000 | -8.9% | 56,400 | -2.6% | 0.28% | -18.2% |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $1,491,000 | +23.0% | 5,746 | +8.9% | 0.27% | +10.7% |
| AGG | Sell | ISHARES CORE US AGGREGATE BONDetf | $1,376,000 | -5.5% | 12,615 | -7.7% | 0.25% | -15.3% |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $1,365,000 | +22.3% | 10,690 | -0.6% | 0.25% | +9.8% |
| AAPL | Buy | APPLE INC | $1,326,000 | +22.2% | 6,979 | +1.5% | 0.24% | +9.6% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,301,000 | +26.7% | 24,100 | +1.7% | 0.24% | +14.0% |
| PBW | Sell | INVSC WILDERHILL CLEAN ENERGYetf | $1,206,000 | +22.8% | 45,030 | -1.9% | 0.22% | +10.1% |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP INC | $1,167,000 | +31.6% | 100,875 | +7.0% | 0.21% | +17.9% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $1,014,000 | +2.0% | 23,500 | -3.1% | 0.18% | -8.0% |
| MMM | Sell | 3M CO | $992,000 | +6.7% | 4,773 | -2.2% | 0.18% | -4.3% |
| TYG | Buy | TORTOISE ENERGY INF CORPcef | $944,000 | +160.1% | 40,150 | +120.0% | 0.17% | +134.2% |
| BSV | Sell | VANGUARD SHORT-TERM BOND ETFetf | $941,000 | -13.7% | 11,827 | -14.9% | 0.17% | -22.7% |
| VAW | Sell | VANGUARD MATERIALS ETFetf | $918,000 | -1.0% | 7,460 | -10.8% | 0.17% | -11.2% |
| WMT | Sell | WAL-MART STORES | $892,000 | +3.8% | 9,150 | -0.7% | 0.16% | -6.9% |
| DHR | Buy | DANAHER CORP | $766,000 | +42.9% | 5,800 | +11.5% | 0.14% | +28.7% |
| KRE | Buy | SPDR S&P REGIONAL BANKING ETFetf | $739,000 | +22.4% | 14,400 | +11.6% | 0.13% | +9.8% |
| GOOG | ALPHABET INC. CLASS C | $723,000 | +13.3% | 616 | 0.0% | 0.13% | +1.6% | |
| BRKB | BERKSHIRE HATHAWAY CLASS B | $718,000 | -1.6% | 3,575 | 0.0% | 0.13% | -11.6% | |
| DSI | Buy | ISHARES:MSCI KLD 400 SOCetf | $665,000 | +37.4% | 6,300 | +21.2% | 0.12% | +22.4% |
| T | Buy | A T & T INC | $649,000 | +27.3% | 20,701 | +15.8% | 0.12% | +14.6% |
| TSM | Buy | TAIWAN SEMICONDUCTR F SPONSOREadr | $553,000 | +41.4% | 13,500 | +27.4% | 0.10% | +26.6% |
| LH | Buy | LAB CO OF AMER HLDG | $514,000 | +48.6% | 3,358 | +22.5% | 0.09% | +32.9% |
| IQV | Buy | IQVIA HOLDINGS INC | $503,000 | +28.0% | 3,500 | +3.4% | 0.09% | +15.2% |
| LLY | Sell | LILLY ELI & CO | $480,000 | +10.6% | 3,700 | -1.4% | 0.09% | -1.1% |
| CELG | Sell | CELGENE CORP | $463,000 | +44.2% | 4,908 | -2.0% | 0.08% | +29.2% |
| HPE | Buy | HEWLETT PACKARD ENTERPRI | $449,000 | +29.8% | 29,100 | +11.1% | 0.08% | +15.7% |
| PSX | PHILLIPS 66 | $436,000 | +10.4% | 4,585 | 0.0% | 0.08% | -1.2% | |
| PEP | Sell | PEPSICO INC | $430,000 | -3.6% | 3,510 | -13.1% | 0.08% | -13.3% |
| BLK | BLACKROCK INC | $427,000 | +8.7% | 1,000 | 0.0% | 0.08% | -2.5% | |
| AGCO | Buy | A G C O CORP | $403,000 | +33.9% | 5,800 | +7.4% | 0.07% | +19.7% |
| BLBD | Sell | BLUE BIRD CORP | $402,000 | -9.3% | 23,723 | -2.6% | 0.07% | -18.0% |
| DIS | Sell | WALT DISNEY CO | $399,000 | +1.0% | 3,596 | -0.3% | 0.07% | -10.0% |
| LITE | New | LUMENTUM HOLDINGS INC | $395,000 | – | 6,984 | +100.0% | 0.07% | – |
| RDSA | Sell | ROYAL DUTCH SHELL F SPONSORED | $389,000 | +6.9% | 6,223 | -0.3% | 0.07% | -4.1% |
| IIVI | Buy | II-VI INC | $376,000 | +58.6% | 10,100 | +38.4% | 0.07% | +41.7% |
| KO | Sell | THE COCA-COLA CO | $375,000 | -56.1% | 8,006 | -55.7% | 0.07% | -60.5% |
| REGN | REGENERON PHARMS INC | $370,000 | +10.1% | 900 | 0.0% | 0.07% | -1.5% | |
| EEM | ISHARES MSCI EMERGING MARKETSetf | $365,000 | +9.9% | 8,500 | 0.0% | 0.07% | -1.5% | |
| VZ | Buy | VERIZON COMMUNICATN | $359,000 | +36.0% | 6,079 | +29.3% | 0.06% | +22.6% |
| MU | MICRON TECHNOLOGY | $359,000 | +30.1% | 8,685 | 0.0% | 0.06% | +16.1% | |
| GM | GENERAL MOTORS CO | $354,000 | +11.0% | 9,550 | 0.0% | 0.06% | 0.0% | |
| ON | Buy | ON SEMICONDUCTOR CO | $350,000 | +39.4% | 17,000 | +11.8% | 0.06% | +23.5% |
| QQQ | Buy | INVSC QQQ TRUST SRS 1 ETFetf | $346,000 | +37.8% | 1,924 | +18.5% | 0.06% | +23.5% |
| JCI | New | JOHNSON CONTROLS INTER F | $329,000 | – | 8,903 | +100.0% | 0.06% | – |
| ST | Buy | SENSATA TECH F | $333,000 | +30.1% | 7,400 | +29.8% | 0.06% | +15.4% |
| PAYX | PAYCHEX INC | $307,000 | +23.3% | 3,825 | 0.0% | 0.06% | +12.0% | |
| AOS | New | A. O. SMITH CORP | $309,000 | – | 5,800 | +100.0% | 0.06% | – |
| XLU | New | SELECT SECTOR UTI SELECT SPDRetf | $302,000 | – | 5,200 | +100.0% | 0.06% | – |
| HOLX | HOLOGIC INC | $305,000 | +17.8% | 6,300 | 0.0% | 0.06% | +5.8% | |
| SHW | Sell | SHERWIN WILLIAMS CO | $301,000 | +4.5% | 700 | -4.2% | 0.05% | -6.9% |
| MCD | Sell | MC DONALDS CORP | $285,000 | +6.7% | 1,500 | -0.3% | 0.05% | -3.7% |
| CI | CIGNA CORP | $289,000 | -15.5% | 1,800 | 0.0% | 0.05% | -24.6% | |
| ITW | Buy | ILLINOIS TOOL WORKS | $287,000 | +25.9% | 2,000 | +11.1% | 0.05% | +13.0% |
| CRUS | Buy | CIRRUS LOGIC INC | $282,000 | +30.6% | 6,700 | +3.1% | 0.05% | +15.9% |
| FNB | Buy | F N B CORP PA | $270,000 | +73.1% | 25,457 | +60.5% | 0.05% | +58.1% |
| CHL | CHINA MOBILE LTD F SPONSORED Aadr | $265,000 | +6.0% | 5,200 | 0.0% | 0.05% | -4.0% | |
| USCR | Sell | U S CONCRETE INC | $257,000 | -38.2% | 6,200 | -47.5% | 0.05% | -44.0% |
| CNIG | CORNING NAT GAS HLDG | $261,000 | +6.5% | 13,448 | 0.0% | 0.05% | -4.1% | |
| PLOW | DOUGLAS DYNAMICS INC | $213,000 | +6.0% | 5,600 | 0.0% | 0.04% | -4.9% | |
| GILD | Sell | GILEAD SCIENCES INC | $208,000 | -2.3% | 3,200 | -5.9% | 0.04% | -11.6% |
| CIEN | Sell | CIENA CORP | $205,000 | -97.8% | 5,500 | -98.0% | 0.04% | -98.0% |
| FAN | FRST TRST ISE GLB WND ENG INXetf | $198,000 | +13.8% | 15,200 | 0.0% | 0.04% | +2.9% | |
| MHTX | MANHATTAN SCIENTIFICS INC | $2,000 | +100.0% | 145,000 | 0.0% | 0.00% | – | |
| AVLNF | AVALON ADVANCED MATERIALS INC | $1,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
| XON | Exit | INTREXON | $0 | – | -20,800 | -100.0% | -0.03% | – |
| TEO | Exit | TELECOM ARGENTNA SA F SPONSOREadr | $0 | – | -11,500 | -100.0% | -0.04% | – |
| EXC | Exit | EXELON CORP | $0 | – | -6,250 | -100.0% | -0.06% | – |
| BP | Exit | BP PLC F SPONSORED ADR 1 ADR Radr | $0 | – | -12,150 | -100.0% | -0.09% | – |
| XBI | Exit | SPDR S&P BIOTECH ETFetf | $0 | – | -16,000 | -100.0% | -0.23% | – |
| ORBK | Exit | ORBOTECH LTD | $0 | – | -66,092 | -100.0% | -0.75% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.