$496 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 129 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 15.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMR | Buy | EMERSON ELEC CO | $33,676,000 | +3.9% | 563,620 | +33.1% | 6.79% | +15.2% |
| XOM | Buy | EXXON MOBIL CORP | $28,675,000 | -16.9% | 420,529 | +3.6% | 5.78% | -7.8% |
| GLW | Sell | CORNING INC | $19,828,000 | -15.9% | 656,337 | -1.7% | 4.00% | -6.7% |
| PFE | Sell | PFIZER INC | $19,409,000 | -1.9% | 444,672 | -0.9% | 3.92% | +8.9% |
| GVA | Buy | GRANITE CONSTRUCTION | $16,460,000 | +34.9% | 408,634 | +53.0% | 3.32% | +49.7% |
| MRK | Sell | MERCK & CO INC | $15,053,000 | -15.3% | 197,011 | -21.3% | 3.04% | -6.0% |
| INTC | Sell | INTEL CORP | $14,796,000 | -1.7% | 315,288 | -0.9% | 2.98% | +9.1% |
| NVS | Sell | NOVARTIS AGadr | $13,886,000 | -0.8% | 161,825 | -0.4% | 2.80% | +10.0% |
| ABT | Sell | ABBOTT LABORATORIES | $12,695,000 | -3.4% | 175,517 | -2.1% | 2.56% | +7.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $12,437,000 | -10.5% | 96,371 | -4.2% | 2.51% | -0.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $12,309,000 | +18.6% | 236,799 | +41.7% | 2.48% | +31.7% |
| OGE | Sell | OGE ENERGY CORP | $11,572,000 | +7.0% | 295,293 | -0.8% | 2.33% | +18.8% |
| LNN | Sell | LINDSAY CORP | $11,157,000 | -4.9% | 115,920 | -0.9% | 2.25% | +5.5% |
| EEMV | Buy | ISHR EDG MSCI MIN VOL EMG MKTetf | $10,893,000 | +30.7% | 194,981 | +38.7% | 2.20% | +44.9% |
| MSFT | Sell | MICROSOFT CORP | $9,941,000 | -13.5% | 97,879 | -2.6% | 2.00% | -4.0% |
| BCE | Buy | BCE INC | $9,453,000 | -2.3% | 239,145 | +0.1% | 1.91% | +8.4% |
| CIEN | Sell | CIENA CORP | $9,118,000 | +6.1% | 268,900 | -2.2% | 1.84% | +17.7% |
| EVRG | Sell | EVERGY INC | $9,095,000 | +1.1% | 160,208 | -2.2% | 1.84% | +12.2% |
| FLS | Buy | FLOWSERVE CORP | $8,989,000 | -11.4% | 236,435 | +27.5% | 1.81% | -1.7% |
| IR | Sell | INGERSOLL RAND PLC F | $8,469,000 | -13.0% | 92,833 | -2.4% | 1.71% | -3.5% |
| MDU | Buy | M D U RESOURCES GRP | $8,442,000 | -6.3% | 354,121 | +1.0% | 1.70% | +4.0% |
| XRAY | Buy | DENTSPLY SIRONA INC | $8,391,000 | +57.1% | 225,500 | +59.4% | 1.69% | +74.4% |
| AMSWA | Buy | AMERICAN SOFTWARE INC | $8,308,000 | +18.8% | 795,121 | +37.9% | 1.68% | +31.8% |
| GSK | Buy | GLAXOSMITHKLINE PLC | $7,669,000 | +77.5% | 200,700 | +86.6% | 1.55% | +97.1% |
| WTS | Buy | WATTS WATER TECH INC CLASS A | $7,267,000 | -18.8% | 112,608 | +4.4% | 1.47% | -10.0% |
| HON | Sell | HONEYWELL INTL INC | $6,518,000 | -21.7% | 49,335 | -1.4% | 1.32% | -13.1% |
| BNS | Buy | BANK OF NOVA SCOTIA | $6,520,000 | +4.8% | 130,734 | +25.2% | 1.32% | +16.2% |
| TEL | Sell | TE CONNECTIVITY LTD F | $6,081,000 | -14.6% | 80,400 | -0.7% | 1.23% | -5.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $5,900,000 | -9.6% | 26,364 | -1.4% | 1.19% | +0.3% |
| HAL | Buy | HALLIBURTON CO HLDG | $5,725,000 | +9.7% | 215,400 | +67.2% | 1.16% | +21.7% |
| ESBK | Buy | ELMIRA SAVINGS BANK F S | $5,038,000 | +1.4% | 288,724 | +18.5% | 1.02% | +12.5% |
| IBM | Sell | IBM CORP | $5,002,000 | -60.9% | 44,006 | -48.0% | 1.01% | -56.6% |
| CGW | Sell | INVSC S P GLOBAL WATER INDEX Eetf | $4,995,000 | -11.9% | 160,416 | -1.3% | 1.01% | -2.2% |
| IDA | Sell | IDACORP INC | $4,315,000 | -6.8% | 46,364 | -0.6% | 0.87% | +3.3% |
| DGX | Sell | QUEST DIAGNOSTIC INC | $3,955,000 | -23.2% | 47,496 | -0.4% | 0.80% | -14.7% |
| LNDC | Sell | LANDEC CORP | $3,920,000 | -19.8% | 331,109 | -2.4% | 0.79% | -10.9% |
| BRKS | Sell | BROOKS AUTOMATION | $3,846,000 | -26.0% | 146,920 | -1.0% | 0.78% | -17.9% |
| DUK | Buy | DUKE ENERGY CORP | $3,799,000 | +8.1% | 44,020 | +0.2% | 0.77% | +19.9% |
| ORBK | Sell | ORBOTECH LTD | $3,737,000 | -5.9% | 66,092 | -1.1% | 0.75% | +4.4% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $3,721,000 | -16.5% | 56,534 | -2.1% | 0.75% | -7.3% |
| NEE | Sell | NEXTERA ENERGY INC | $3,445,000 | -49.9% | 19,821 | -51.7% | 0.70% | -44.4% |
| EWX | Buy | SPDR S&P EM MKTS SM CPetf | $3,421,000 | +58.7% | 83,506 | +73.6% | 0.69% | +76.0% |
| EPU | Buy | ISHARES:MSCI PERUetf | $3,303,000 | +3.6% | 93,056 | +7.8% | 0.67% | +14.8% |
| ACM | Sell | AECOM TECHNOLOGY CORP | $3,274,000 | -51.2% | 123,550 | -39.9% | 0.66% | -45.9% |
| EWC | Buy | ISHARES MSCI CANADA ETFetf | $3,247,000 | -10.3% | 135,533 | +7.7% | 0.66% | -0.5% |
| EWA | Buy | ISHARES MSCI AUSTRALIA ETFetf | $3,195,000 | +37.4% | 165,950 | +57.9% | 0.64% | +52.2% |
| AGX | Buy | ARGAN INC | $3,167,000 | +32.7% | 83,694 | +50.8% | 0.64% | +47.2% |
| PEG | Sell | PUB SVC ENTERPISE GP | $3,057,000 | -1.6% | 58,735 | -0.2% | 0.62% | +9.2% |
| TPC | Buy | TUTOR PERINI CORP | $2,943,000 | +66.9% | 184,300 | +96.6% | 0.59% | +85.0% |
| EWS | Sell | ISHARES MSCI SINGAPORE ETFetf | $2,853,000 | -9.7% | 129,075 | -0.9% | 0.58% | 0.0% |
| DWDP | Buy | DOWDUPONT INC | $2,555,000 | +1110.9% | 47,778 | +1357.5% | 0.52% | +1255.3% |
| VIAV | Sell | VIAVI SOLUTIONS INC | $2,450,000 | -13.0% | 243,800 | -1.8% | 0.49% | -3.5% |
| OC | Buy | OWENS CORNING FIBERGLAS | $2,423,000 | -15.1% | 55,100 | +4.8% | 0.49% | -5.8% |
| CAMP | Sell | CALAMP CORP | $2,340,000 | -49.3% | 179,850 | -6.5% | 0.47% | -43.7% |
| ASTE | New | ASTEC INDUSTRIES INC | $2,252,000 | – | 74,600 | +100.0% | 0.45% | – |
| AMGN | Sell | AMGEN INC. | $2,248,000 | -6.8% | 11,550 | -0.8% | 0.45% | +3.2% |
| SWK | Sell | STANLEY BLACK & DECK | $2,227,000 | -21.0% | 18,600 | -3.4% | 0.45% | -12.5% |
| CNDT | Sell | CONDUENT INC | $2,193,000 | -53.0% | 206,300 | -0.5% | 0.44% | -47.9% |
| XRX | Buy | XEROX CORP | $2,109,000 | -10.8% | 106,714 | +21.8% | 0.42% | -1.2% |
| KMI | New | KINDER MORGAN INC | $1,906,000 | – | 123,900 | +100.0% | 0.38% | – |
| SLB | Sell | SCHLUMBERGER LTD F | $1,865,000 | -89.3% | 51,693 | -81.9% | 0.38% | -88.1% |
| MOS | Sell | THE MOSAIC CO | $1,691,000 | -12.5% | 57,900 | -2.7% | 0.34% | -2.8% |
| GOOGL | ALPHABET INC. CLASS A | $1,650,000 | -13.4% | 1,579 | 0.0% | 0.33% | -4.0% | |
| GE | Sell | GENERAL ELECTRIC CO | $1,595,000 | -68.6% | 210,655 | -53.2% | 0.32% | -65.2% |
| SBNY | Sell | SIGNATURE BANK | $1,501,000 | -19.8% | 14,600 | -10.4% | 0.30% | -10.9% |
| AGG | Sell | ISHARES CORE US AGGREGATE BONDetf | $1,456,000 | -24.8% | 13,672 | -25.5% | 0.29% | -16.5% |
| EAF | New | GRAFTECH INTERNATIONAL LTD | $1,308,000 | – | 114,379 | +100.0% | 0.26% | – |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $1,212,000 | +31.3% | 5,274 | +52.6% | 0.24% | +45.2% |
| XBI | New | SPDR S&P BIOTECH ETFetf | $1,148,000 | – | 16,000 | +100.0% | 0.23% | – |
| ZBH | Sell | ZIMMER BIOMET HOLDINGS INC | $1,116,000 | -24.1% | 10,757 | -3.9% | 0.22% | -15.7% |
| BSV | Buy | VANGUARD SHORT-TERM BOND ETFetf | $1,091,000 | +10.5% | 13,891 | +9.8% | 0.22% | +22.9% |
| AAPL | Buy | APPLE INC | $1,085,000 | -25.5% | 6,879 | +6.6% | 0.22% | -17.4% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,027,000 | -10.5% | 23,700 | +0.4% | 0.21% | -1.0% |
| ADM | New | ARCHER DANIELS MIDLAND CO | $994,000 | – | 24,260 | +100.0% | 0.20% | – |
| PBW | INVSC WILDERHILL CLEAN ENERGYetf | $982,000 | -13.7% | 45,900 | 0.0% | 0.20% | -4.3% | |
| MMM | Sell | 3M CO | $930,000 | -11.7% | 4,881 | -2.3% | 0.19% | -1.6% |
| VAW | Buy | VANGUARD MATERIALS ETFetf | $927,000 | +135.9% | 8,360 | +178.7% | 0.19% | +163.4% |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $887,000 | -68.0% | 94,275 | -64.7% | 0.18% | -64.4% |
| WMT | Sell | WAL-MART STORES | $859,000 | -1.4% | 9,217 | -0.7% | 0.17% | +9.5% |
| KO | THE COCA-COLA CO | $855,000 | +2.5% | 18,056 | 0.0% | 0.17% | +13.2% | |
| BRKB | Buy | BERKSHIRE HATHAWAY CLASS B | $730,000 | +4.1% | 3,575 | +9.2% | 0.15% | +15.7% |
| GOOG | Buy | ALPHABET INC. CLASS C | $638,000 | +4.6% | 616 | +20.5% | 0.13% | +16.2% |
| KRE | SPDR S&P REGIONAL BANKING ETFetf | $604,000 | -21.3% | 12,900 | 0.0% | 0.12% | -12.2% | |
| DHR | Sell | DANAHER CORP | $536,000 | -5.3% | 5,200 | -0.2% | 0.11% | +4.9% |
| T | Sell | A T & T INC | $510,000 | -24.3% | 17,875 | -10.9% | 0.10% | -16.3% |
| DSI | ISHARES:MSCI KLD 400 SOCetf | $484,000 | -12.8% | 5,200 | 0.0% | 0.10% | -3.0% | |
| BP | Buy | BP PLC F SPONSORED ADR 1 ADR Radr | $461,000 | +3.6% | 12,150 | +25.9% | 0.09% | +14.8% |
| PEP | Sell | PEPSICO INC | $446,000 | -2.2% | 4,038 | -0.9% | 0.09% | +8.4% |
| BLBD | Sell | BLUE BIRD CORP | $443,000 | -32.1% | 24,355 | -8.4% | 0.09% | -25.2% |
| LLY | LILLY ELI & CO | $434,000 | +7.7% | 3,751 | 0.0% | 0.09% | +20.5% | |
| USCR | New | U S CONCRETE INC | $416,000 | – | 11,800 | +100.0% | 0.08% | – |
| DIS | WALT DISNEY CO | $395,000 | -6.4% | 3,606 | 0.0% | 0.08% | +3.9% | |
| PSX | Sell | PHILLIPS 66 | $395,000 | -24.5% | 4,585 | -1.1% | 0.08% | -15.8% |
| TSM | TAIWAN SEMICONDUCTR F SPONSOREadr | $391,000 | -16.5% | 10,600 | 0.0% | 0.08% | -7.1% | |
| BLK | Sell | BLACKROCK INC | $393,000 | -17.6% | 1,000 | -1.1% | 0.08% | -9.2% |
| IQV | IQVIA HOLDINGS INC | $393,000 | -10.5% | 3,385 | 0.0% | 0.08% | -1.2% | |
| RDSA | ROYAL DUTCH SHELL F SPONSORED | $364,000 | -14.4% | 6,243 | 0.0% | 0.07% | -5.2% | |
| TYG | Sell | TORTOISE ENERGY INF CORPcef | $363,000 | -90.1% | 18,250 | -86.6% | 0.07% | -89.0% |
| LH | Sell | LAB CO OF AMER HLDG | $346,000 | -28.7% | 2,742 | -1.8% | 0.07% | -20.5% |
| HPE | Buy | HEWLETT PACKARD ENTERPRI | $346,000 | -10.8% | 26,200 | +10.1% | 0.07% | -1.4% |
| CI | New | CIGNA CORP | $342,000 | – | 1,800 | +100.0% | 0.07% | – |
| REGN | REGENERON PHARMS INC | $336,000 | -7.7% | 900 | 0.0% | 0.07% | +3.0% | |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $332,000 | -13.1% | 8,500 | -4.5% | 0.07% | -2.9% |
| CELG | Sell | CELGENE CORP | $321,000 | -36.1% | 5,008 | -10.7% | 0.06% | -28.6% |
| GM | Sell | GENERAL MOTORS CO | $319,000 | -2.7% | 9,550 | -2.1% | 0.06% | +6.7% |
| AGCO | New | A G C O CORP | $301,000 | – | 5,400 | +100.0% | 0.06% | – |
| SHW | SHERWIN WILLIAMS CO | $288,000 | -13.5% | 731 | 0.0% | 0.06% | -4.9% | |
| EXC | Sell | EXELON CORP | $282,000 | -93.2% | 6,250 | -93.4% | 0.06% | -92.4% |
| MU | Sell | MICRON TECHNOLOGY | $276,000 | -29.8% | 8,685 | -0.2% | 0.06% | -21.1% |
| MCD | Sell | MC DONALDS CORP | $267,000 | +1.5% | 1,505 | -4.1% | 0.05% | +12.5% |
| VZ | Buy | VERIZON COMMUNICATN | $264,000 | +6.9% | 4,703 | +1.6% | 0.05% | +17.8% |
| ST | SENSATA TECH F | $256,000 | -9.2% | 5,700 | 0.0% | 0.05% | +2.0% | |
| HOLX | Buy | HOLOGIC INC | $259,000 | +2.0% | 6,300 | +1.6% | 0.05% | +13.0% |
| QQQ | INVSC QQQ TRUST SRS 1 ETFetf | $251,000 | -16.9% | 1,624 | 0.0% | 0.05% | -7.3% | |
| ON | Buy | ON SEMICONDUCTOR CO | $251,000 | +12.6% | 15,200 | +25.6% | 0.05% | +24.4% |
| CHL | CHINA MOBILE LTD F SPONSORED Aadr | $250,000 | -1.6% | 5,200 | 0.0% | 0.05% | +8.7% | |
| PAYX | Sell | PAYCHEX INC | $249,000 | -13.5% | 3,825 | -2.2% | 0.05% | -3.8% |
| CNIG | Buy | CORNING NAT GAS HLDG | $245,000 | +12.9% | 13,448 | +11.6% | 0.05% | +25.6% |
| IIVI | Buy | II-VI INC | $237,000 | -28.4% | 7,300 | +4.3% | 0.05% | -20.0% |
| ITW | Sell | ILLINOIS TOOL WORKS | $228,000 | -29.8% | 1,800 | -21.8% | 0.05% | -22.0% |
| CRUS | New | CIRRUS LOGIC INC | $216,000 | – | 6,500 | +100.0% | 0.04% | – |
| GILD | Buy | GILEAD SCIENCES INC | $213,000 | -13.8% | 3,400 | +6.2% | 0.04% | -4.4% |
| PLOW | DOUGLAS DYNAMICS INC | $201,000 | -18.3% | 5,600 | 0.0% | 0.04% | -8.9% | |
| TEO | TELECOM ARGENTNA SA F SPONSOREadr | $179,000 | -10.5% | 11,500 | 0.0% | 0.04% | 0.0% | |
| FAN | Sell | FRST TRST ISE GLB WND ENG INXetf | $174,000 | -12.6% | 15,200 | -5.0% | 0.04% | -2.8% |
| FNB | New | F N B CORP PA | $156,000 | – | 15,857 | +100.0% | 0.03% | – |
| XON | Buy | INTREXON | $136,000 | -47.3% | 20,800 | +38.7% | 0.03% | -42.6% |
| MHTX | MANHATTAN SCIENTIFICS INC | $1,000 | -50.0% | 145,000 | 0.0% | 0.00% | – | |
| AVLNF | AVALON ADVANCED MATERIALS INC | $1,000 | 0.0% | 18,750 | 0.0% | 0.00% | – | |
| HD | Exit | HOME DEPOT INC | $0 | – | -978 | -100.0% | -0.04% | – |
| Exit | CANADIAN WESTERN BANK | $0 | – | -7,700 | -100.0% | -0.04% | – | |
| AQUA | Exit | EVOQUA WATER TECHNOLOGIES CORP | $0 | – | -12,500 | -100.0% | -0.04% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -1,514 | -100.0% | -0.04% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -40,600 | -100.0% | -0.07% | – |
| CI | Exit | CIGNA CORP | $0 | – | -1,800 | -100.0% | -0.07% | – |
| AOS | Exit | A. O. SMITH CORP | $0 | – | -8,100 | -100.0% | -0.08% | – |
| BKR | Exit | BAKER HUGHES A GE CO | $0 | – | -16,000 | -100.0% | -0.10% | – |
| JCI | Exit | JOHNSON CONTROLS INTERNATIONAL | $0 | – | -16,816 | -100.0% | -0.11% | – |
| SWZ | Exit | SWISS HELVETIA FUND INC | $0 | – | -294,636 | -100.0% | -0.46% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EMERSON ELECTRIC CO EMR | 42 | Q3 2023 | 7.8% |
| CORNING INC GLW | 42 | Q3 2023 | 4.8% |
| EXXON MOBIL CORP XOM | 42 | Q3 2023 | 6.3% |
| PFIZER INC PFE | 42 | Q3 2023 | 5.2% |
| BRISTOL-MYERS SQUIBB CO BMY | 42 | Q3 2023 | 6.1% |
| INTEL CORP INTC | 42 | Q3 2023 | 3.5% |
| INTL BUSINESS MACHINES CORP IB | 42 | Q3 2023 | 3.1% |
| NOVARTIS AG-SPONSORED ADR NVS | 42 | Q3 2023 | 3.3% |
| MERCK & CO. INC. MRK | 42 | Q3 2023 | 3.2% |
| OGE ENERGY CORP OGE | 42 | Q3 2023 | 4.5% |
View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELMIRA SAVINGS & LOAN FA /TA | January 30, 2018 | 174,000 | 6.7% |
| EGA Emerging Global Shares Trust | August 05, 2010 | 43,925 | 8.0% |
| DETECTION SYSTEMS INC | February 08, 2000 | 344,371 | 5.7% |
View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-21 |
| 13F-HR | 2023-05-05 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-26 |
| 13F-HR | 2021-11-02 |
View JOHN G ULLMAN & ASSOCIATES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.