JOHN G ULLMAN & ASSOCIATES INC - Q4 2013 holdings

$524 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 149 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 9.3% .

 Value Shares↓ Weighting
JNJ BuyJOHNSON & JOHNSON$29,466,000
+6.5%
321,721
+0.8%
5.62%
-0.1%
XOM BuyEXXON MOBIL CORP$23,573,000
+21.7%
232,934
+3.4%
4.50%
+14.0%
GLW SellCORNING INC$22,879,000
+19.1%
1,283,908
-2.5%
4.37%
+11.6%
EMR BuyEMERSON ELEC CO$16,998,000
+8.5%
242,205
+0.0%
3.24%
+1.7%
KO BuyCOCA COLA CO$14,086,000
+11.8%
340,982
+2.6%
2.69%
+4.8%
INTC BuyINTEL CORP$13,342,000
+14.2%
514,031
+0.9%
2.55%
+7.1%
BMY SellBRISTOL MYERS SQUIBB CO$12,954,000
-7.4%
243,722
-19.4%
2.47%
-13.2%
PLL SellPALL CORP$12,855,000
+5.6%
150,611
-4.7%
2.45%
-1.0%
SLB SellSCHLUMBERGER LTD$11,871,000
-8.5%
131,734
-10.3%
2.27%
-14.2%
MRK BuyMERCK & CO INC NEW$10,670,000
+11.5%
213,184
+6.1%
2.04%
+4.5%
IBM BuyINTERNATIONAL BUSINESS MACHS$10,617,000
+56.1%
56,603
+54.1%
2.03%
+46.4%
PFE SellPFIZER INC$10,412,000
+2.5%
339,926
-3.9%
1.99%
-3.9%
GSK SellGLAXOSMITHKLINE PLCsponsored adr$10,163,000
+4.4%
190,356
-1.9%
1.94%
-2.1%
MSFT SellMICROSOFT CORP$9,790,000
+10.6%
261,684
-1.6%
1.87%
+3.7%
GXP SellGREAT PLAINS ENERGY INC$9,749,000
+0.3%
402,200
-8.2%
1.86%
-6.0%
IDA SellIDACORP INC$9,460,000
+5.7%
182,475
-1.4%
1.81%
-0.9%
GVA BuyGRANITE CONSTR INC$9,423,000
+17.7%
269,392
+2.9%
1.80%
+10.3%
HON SellHONEYWELL INTL INC$9,133,000
+6.4%
99,959
-3.3%
1.74%
-0.3%
MMM Sell3M CO$8,872,000
+15.1%
63,257
-2.0%
1.69%
+7.9%
AMGN SellAMGEN INC$7,859,000
+0.5%
68,890
-1.4%
1.50%
-5.8%
BCE BuyBCE INC$7,558,000
+7.9%
174,599
+6.4%
1.44%
+1.1%
DUK SellDUKE ENERGY CORP NEW$7,036,000
+0.5%
101,959
-2.7%
1.34%
-5.8%
NVS SellNOVARTIS A Gsponsored adr$6,897,000
+1.4%
85,799
-3.2%
1.32%
-4.9%
ADI SellANALOG DEVICES INC$6,265,000
+4.9%
123,016
-3.1%
1.20%
-1.6%
EXC SellEXELON CORP$6,198,000
-11.8%
226,300
-4.5%
1.18%
-17.3%
DRC BuyDRESSER-RAND GROUP INC$6,128,000
+4.1%
102,760
+8.9%
1.17%
-2.4%
BRKS BuyBROOKS AUTOMATION INC$5,964,000
+15.7%
568,538
+2.7%
1.14%
+8.5%
LNN BuyLINDSAY CORP$5,811,000
+50.6%
70,228
+48.5%
1.11%
+41.1%
MDU SellMDU RES GROUP INC$5,449,000
+5.6%
178,350
-3.3%
1.04%
-1.0%
NEE SellNEXTERA ENERGY INC$5,411,000
+4.0%
63,200
-2.6%
1.03%
-2.5%
SIAL SellSIGMA ALDRICH CORP$4,957,000
+5.3%
52,725
-4.4%
0.95%
-1.3%
CSCO SellCISCO SYS INC$4,810,000
-4.7%
214,433
-0.5%
0.92%
-10.7%
MDT SellMEDTRONIC INC$4,631,000
+5.9%
80,689
-1.7%
0.88%
-0.7%
POR SellPORTLAND GEN ELEC CO$4,530,000
+6.0%
149,985
-0.9%
0.86%
-0.6%
TMO SellTHERMO FISHER SCIENTIFIC INC$4,398,000
+18.0%
39,500
-2.3%
0.84%
+10.7%
EWS  ISHARESmsci singap etf$4,373,000
-1.4%
332,0250.0%0.84%
-7.5%
TMP SellTOMPKINS FINANCIAL CORPORATI$4,340,000
+9.2%
84,450
-1.7%
0.83%
+2.3%
FLS SellFLOWSERVE CORP$4,291,000
+19.5%
54,435
-5.4%
0.82%
+12.0%
STE SellSTERIS CORP$4,156,000
+8.5%
86,500
-3.0%
0.79%
+1.7%
PG SellPROCTER & GAMBLE CO$4,071,000
+5.5%
50,007
-2.1%
0.78%
-1.1%
GOOGL SellGOOGLE INCcl a$4,030,000
+19.1%
3,596
-6.9%
0.77%
+11.6%
XRAY SellDENTSPLY INTL INC NEW$3,735,000
+5.9%
77,050
-5.2%
0.71%
-0.7%
ECA SellENCANA CORP$3,598,000
-7.5%
199,350
-11.2%
0.69%
-13.3%
YAO SellCLAYMORE EXCHANGE-TRD FD TRgugg china allcp$3,586,000
+4.8%
131,519
-0.4%
0.68%
-1.7%
LLY BuyLILLY ELI & CO$3,511,000
+115.7%
68,838
+112.8%
0.67%
+101.8%
ZOLT SellZOLTEK COS INC$3,340,000
-11.4%
199,401
-11.7%
0.64%
-16.9%
CHL BuyCHINA MOBILE LIMITEDsponsored adr$3,323,000
+20.0%
63,550
+29.5%
0.63%
+12.4%
DIS SellDISNEY WALT CO$3,241,000
+15.7%
42,427
-2.3%
0.62%
+8.6%
AAPL SellAPPLE INC$3,185,000
+15.7%
5,678
-1.7%
0.61%
+8.4%
ITRI BuyITRON INC$3,174,000
+132.4%
76,600
+140.1%
0.61%
+118.0%
FCX SellFREEPORT-MCMORAN COPPER & GO$2,922,000
+12.5%
77,425
-1.4%
0.56%
+5.5%
DLB SellDOLBY LABORATORIES INC$2,886,000
+7.6%
74,850
-3.7%
0.55%
+0.9%
MON SellMONSANTO CO NEW$2,656,000
-12.2%
22,785
-21.4%
0.51%
-17.7%
GE BuyGENERAL ELECTRIC CO$2,639,000
+22.9%
94,133
+4.7%
0.50%
+15.3%
EWZ SellISHARESmsci brz cap etf$2,588,000
-25.4%
57,925
-20.0%
0.49%
-30.0%
AMAT BuyAPPLIED MATLS INC$2,535,000
+1.0%
143,364
+0.1%
0.48%
-5.3%
JPM SellJPMORGAN CHASE & CO$2,487,000
+12.5%
42,532
-0.5%
0.48%
+5.6%
LG SellLACLEDE GROUP INC$2,423,000
-1.6%
53,200
-2.7%
0.46%
-7.6%
XYL SellXYLEM INC$2,337,000
+20.5%
67,550
-2.7%
0.45%
+12.9%
WTS SellWATTS WATER TECHNOLOGIES INCcl a$2,326,000
+8.3%
37,589
-1.3%
0.44%
+1.6%
EPU SellISHARESall peru cap etf$2,299,000
-30.5%
68,300
-32.6%
0.44%
-34.8%
IR BuyINGERSOLL-RAND PLC$2,249,000
+0.8%
36,510
+6.3%
0.43%
-5.5%
TYC BuyTYCO INTERNATIONAL LTD$2,221,000
+34.6%
54,111
+14.7%
0.42%
+26.2%
NEOG BuyNEOGEN CORP$2,124,000
+9.6%
46,486
+45.6%
0.40%
+2.5%
EEM BuyISHARESmsci emg mkt etf$2,067,000
+137.6%
49,450
+131.6%
0.40%
+123.2%
IAF SellABERDEEN AUSTRALIA EQTY FD I$2,008,000
-38.5%
237,911
-24.7%
0.38%
-42.4%
MENT SellMENTOR GRAPHICS CORP$2,003,000
-6.9%
83,200
-9.7%
0.38%
-12.8%
ABT BuyABBOTT LABS$1,983,000
+58.4%
51,747
+37.2%
0.38%
+48.6%
AGX SellARGAN INC$1,974,000
+23.2%
71,617
-1.8%
0.38%
+15.6%
EWC SellISHARESmsci cda etf$1,970,000
+0.9%
67,560
-2.0%
0.38%
-5.3%
VALE BuyVALE S Aadr$1,966,000
+27.9%
128,950
+31.0%
0.38%
+19.8%
CGW SellCLAYMORE EXCHANGE TRD FD TRgugg s&p gbl wtr$1,949,000
+5.9%
70,500
-1.7%
0.37%
-0.8%
STJ SellST JUDE MED INC$1,908,000
+14.0%
30,799
-1.3%
0.36%
+6.7%
AEGN BuyAEGION CORP$1,871,000
+1.2%
85,450
+9.6%
0.36%
-5.3%
EWA BuyISHARESmsci aust etf$1,852,000
+31.0%
76,000
+35.8%
0.35%
+22.9%
CCC SellCALGON CARBON CORP$1,848,000
+4.2%
89,850
-3.8%
0.35%
-2.2%
FXI SellISHARESchina lg-cap etf$1,813,000
+0.8%
47,245
-2.6%
0.35%
-5.5%
PBR BuyPETROLEO BRASILEIRO SA PETROsponsored adr$1,800,000
-9.3%
130,650
+2.0%
0.34%
-14.9%
LNDC BuyLANDEC CORP$1,756,000
+21.0%
144,900
+21.9%
0.34%
+13.6%
ZBH SellZIMMER HLDGS INC$1,739,000
+11.8%
18,658
-1.5%
0.33%
+4.7%
TRP BuyTRANSCANADA CORP$1,640,000
+17.3%
35,920
+12.9%
0.31%
+9.8%
BRXX SellEGA EMERGING GLOBAL SHS TRegs braz inf etf$1,613,000
-24.8%
94,695
-19.6%
0.31%
-29.5%
EMC BuyE M C CORP MASS$1,598,000
+3.0%
63,520
+4.6%
0.30%
-3.5%
TXN SellTEXAS INSTRS INC$1,568,000
-4.2%
35,700
-12.1%
0.30%
-10.2%
SYT SellSYNGENTA AGsponsored adr$1,565,000
-5.8%
19,574
-4.2%
0.30%
-11.5%
ESBK BuyELMIRA SVGS BK ELMIRA N Y$1,559,000
+12.9%
61,882
+8.8%
0.30%
+6.0%
AMSWA BuyAMERICAN SOFTWARE INCcl a$1,485,000
+16.8%
150,473
+1.1%
0.28%
+9.3%
OGE BuyOGE ENERGY CORP$1,444,000
-5.4%
42,600
+0.7%
0.28%
-11.3%
ASTE SellASTEC INDS INC$1,439,000
+2.0%
37,250
-5.1%
0.28%
-4.2%
TLM SellTALISMAN ENERGY INC$1,419,000
-1.0%
121,760
-2.3%
0.27%
-7.2%
BAX SellBAXTER INTL INC$1,381,000
+1.1%
19,861
-4.5%
0.26%
-5.0%
ACAS SellAMERICAN CAP LTD$1,343,000
+11.8%
85,858
-1.7%
0.26%
+4.5%
ADT BuyTHE ADT CORPORATION$1,333,000
+11.1%
32,937
+11.6%
0.25%
+4.1%
EME NewEMCOR GROUP INC$1,328,00031,300
+100.0%
0.25%
XRTX SellXYRATEX LTD$1,330,000
+9.9%
100,100
-8.0%
0.25%
+3.3%
F113PS SellCOVIDIEN PLC$1,325,000
+3.3%
19,450
-7.6%
0.25%
-3.1%
SYK SellSTRYKER CORP$1,240,000
+8.2%
16,500
-2.7%
0.24%
+1.7%
BNS SellBANK N S HALIFAX$1,204,000
+3.3%
19,250
-5.4%
0.23%
-3.0%
CBST SellCUBIST PHARMACEUTICALS INC$1,202,000
+0.1%
17,455
-7.7%
0.23%
-6.5%
ENDP SellENDO HEALTH SOLUTIONS INC$1,116,000
+38.5%
16,540
-6.8%
0.21%
+29.9%
ROP SellROPER INDS INC NEW$1,048,000
+1.6%
7,559
-2.6%
0.20%
-4.8%
CHXX SellEGA EMERGING GLOBAL SHS TRegs chin inf etf$1,044,000
-2.6%
56,650
-6.6%
0.20%
-8.7%
NWE SellNORTHWESTERN CORP$1,016,000
-4.8%
23,450
-1.3%
0.19%
-10.6%
TTEK SellTETRA TECH INC NEW$973,000
+2.6%
34,781
-5.1%
0.19%
-3.6%
CVGW SellCALAVO GROWERS INC$921,000
-5.5%
30,450
-5.6%
0.18%
-11.6%
TEL SellTE CONNECTIVITY LTD$882,000
+0.8%
16,000
-5.3%
0.17%
-5.6%
ADM SellARCHER DANIELS MIDLAND CO$877,000
-65.4%
20,200
-70.7%
0.17%
-67.7%
ECNS SellISHARESchina sm-cap etf$864,000
+2.9%
18,600
-4.1%
0.16%
-3.5%
HDNG BuyHARDINGE INC$860,000
+5.0%
59,406
+12.1%
0.16%
-1.8%
GSVC BuyGSV CAP CORP$854,000
-16.8%
70,600
+1.9%
0.16%
-22.0%
SNHY SellSUN HYDRAULICS CORP$826,000
+11.5%
20,238
-1.0%
0.16%
+4.6%
CHMG  CHEMUNG FINL CORP$825,000
-1.3%
24,1420.0%0.16%
-7.6%
SWZ SellSWISS HELVETIA FD INC$775,000
-8.1%
55,550
-6.2%
0.15%
-14.0%
PEP BuyPEPSICO INC$767,000
+28.9%
9,253
+23.7%
0.15%
+20.7%
PWE BuyPENN WEST PETE LTD NEW$747,000
+18.2%
89,305
+57.4%
0.14%
+10.9%
GXC SellSPDR INDEX SHS FDSs&p china etf$733,000
-0.9%
9,400
-6.0%
0.14%
-7.3%
MOS SellMOSAIC CO NEW$704,000
+9.1%
14,900
-0.7%
0.13%
+2.3%
MKSI SellMKS INSTRUMENT INC$687,000
+8.4%
22,950
-3.8%
0.13%
+1.6%
WX SellWUXI PHARMATECH CAYMAN INC$628,000
-8.7%
16,350
-34.9%
0.12%
-14.3%
HAL SellHALLIBURTON CO$619,000
+2.8%
12,200
-2.4%
0.12%
-4.1%
CVE SellCENOVUS ENERGY INC$598,000
-4.9%
20,866
-0.9%
0.11%
-10.9%
BSV BuyVANGUARD BD INDEX FD INCshort trm bond$594,000
+1.2%
7,435
+1.8%
0.11%
-5.8%
SU SellSUNCOR ENERGY INC NEW$547,000
-10.6%
15,612
-8.7%
0.10%
-16.8%
VNM BuyMARKET VECTORS ETF TRvietnam etf$528,000
+16.6%
28,100
+11.1%
0.10%
+9.8%
ALLE NewALLEGION PUB LTD CO$488,00011,043
+100.0%
0.09%
CVD BuyCOVANCE INC$412,000
+4.6%
4,676
+2.6%
0.08%
-1.2%
ELP BuyCOMPANHIA PARANAENSE ENERG Cspon adr pfd$388,000
+39.1%
29,500
+47.5%
0.07%
+29.8%
T SellAT&T INC$375,000
+0.8%
10,662
-3.2%
0.07%
-5.3%
REGN SellREGENERON PHARMACEUTICALS$376,000
-23.3%
1,365
-12.8%
0.07%
-28.0%
ITT SellITT CORP NEW$305,000
+11.7%
7,015
-7.6%
0.06%
+3.6%
CHK SellCHESAPEAKE ENERGY CORP$303,000
+3.1%
11,167
-1.8%
0.06%
-3.3%
PNR SellPENTAIR LTD$289,000
-18.8%
3,725
-32.1%
0.06%
-23.6%
COP  CONOCOPHILLIPS$266,000
+1.5%
3,7670.0%0.05%
-3.8%
VZ SellVERIZON COMMUNICATIONS INC$267,000
-9.5%
5,431
-14.2%
0.05%
-15.0%
TYG SellTORTOISE ENERGY INFRSTRCTR C$263,000
-10.5%
5,507
-14.0%
0.05%
-16.7%
CIEN SellCIENA CORP$264,000
-20.2%
11,050
-16.6%
0.05%
-25.4%
VRSN SellVERISIGN INC$260,000
+5.3%
4,350
-10.3%
0.05%0.0%
CBU NewCOMMUNITY BK SYS INC$232,0005,846
+100.0%
0.04%
WFC NewWELLS FARGO & CO NEW$209,0004,606
+100.0%
0.04%
NETC SellNET SERVICOS DE COMUNICACAOsponsd adr new$159,000
-39.5%
16,500
-22.7%
0.03%
-44.4%
ECF SellELLSWORTH FUND LTD$111,000
-94.6%
13,500
-94.9%
0.02%
-95.0%
OCLR  OCLARO INC$102,000
+39.7%
40,9750.0%0.02%
+26.7%
ACI  ARCH COAL INC$89,000
+7.2%
20,1000.0%0.02%0.0%
SVU  SUPERVALU INC$73,000
-11.0%
10,0000.0%0.01%
-17.6%
PBW NewPOWERSHARES ETF TRUSTwndrhll cln en$64,00010,000
+100.0%
0.01%
EQU  EQUAL ENERGY LTD$59,000
+13.5%
11,0000.0%0.01%0.0%
AMD  ADVANCED MICRO DEVICES INC$39,000
+2.6%
10,0000.0%0.01%
-12.5%
IPAS  IPASS INC$26,000
-23.5%
16,8000.0%0.01%
-28.6%
AVLNF NewAVALON RARE METALS INC$10,00018,750
+100.0%
0.00%
XIDEQ ExitEXIDE TECHNOLOGIES$0-10,000
-100.0%
-0.00%
SONS ExitSONUS NETWORKS INC$0-10,000
-100.0%
-0.01%
TLAB ExitTELLABS INC$0-25,000
-100.0%
-0.01%
CEW ExitWISDOMTREE TRUSTdryfs curr etf$0-10,100
-100.0%
-0.04%
DGX ExitQUEST DIAGNOSTICS INC$0-3,636
-100.0%
-0.05%
BZF ExitWISDOMTREE TRUSTbraziln rl etf$0-32,550
-100.0%
-0.12%
PGJ ExitPOWERSHARES ETF TRUSTgolden drg china$0-56,100
-100.0%
-0.33%
DAR ExitDARLING INTL INC$0-77,750
-100.0%
-0.34%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2014-02-03
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
EMERSON ELECTRIC CO EMR42Q3 20237.8%
CORNING INC GLW42Q3 20234.8%
EXXON MOBIL CORP XOM42Q3 20236.3%
PFIZER INC PFE42Q3 20235.2%
BRISTOL-MYERS SQUIBB CO BMY42Q3 20236.1%
INTEL CORP INTC42Q3 20233.5%
INTL BUSINESS MACHINES CORP IB42Q3 20233.1%
NOVARTIS AG-SPONSORED ADR NVS42Q3 20233.3%
MERCK & CO. INC. MRK42Q3 20233.2%
OGE ENERGY CORP OGE42Q3 20234.5%

View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.

Latest significant ownerships (13-D/G)
JOHN G ULLMAN & ASSOCIATES INC Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ELMIRA SAVINGS & LOAN FA /TAJanuary 30, 2018174,0006.7%
EGA Emerging Global Shares TrustAugust 05, 201043,9258.0%
DETECTION SYSTEMS INCFebruary 08, 2000344,3715.7%

View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-06
13F-HR2024-01-31
13F-HR2023-11-01
13F-HR2023-08-21
13F-HR2023-05-05
13F-HR2023-02-08
13F-HR2022-10-19
13F-HR2022-07-27
13F-HR2022-04-29
13F-HR2022-01-26

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