JOHN G ULLMAN & ASSOCIATES INC - Q3 2013 holdings

$491 Million is the total value of JOHN G ULLMAN & ASSOCIATES INC's 151 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 6.0% .

 Value Shares↓ Weighting
JNJ SellJOHNSON & JOHNSON$27,662,000
-3.8%
319,096
-4.7%
5.63%
-6.2%
XOM BuyEXXON MOBIL CORP$19,376,000
-1.2%
225,200
+3.8%
3.95%
-3.6%
GLW SellCORNING INC$19,215,000
+2.0%
1,316,986
-0.5%
3.91%
-0.5%
EMR SellEMERSON ELEC CO$15,668,000
+18.0%
242,165
-0.6%
3.19%
+15.1%
BMY SellBRISTOL MYERS SQUIBB CO$13,989,000
+1.4%
302,264
-2.1%
2.85%
-1.1%
SLB SellSCHLUMBERGER LTD$12,973,000
+22.3%
146,824
-0.8%
2.64%
+19.3%
KO BuyCOCA COLA CO$12,594,000
+3.6%
332,458
+9.7%
2.56%
+1.0%
PLL SellPALL CORP$12,170,000
+12.1%
157,964
-3.3%
2.48%
+9.4%
INTC BuyINTEL CORP$11,678,000
-0.3%
509,481
+5.4%
2.38%
-2.7%
PFE BuyPFIZER INC$10,156,000
+11.0%
353,555
+8.3%
2.07%
+8.3%
GSK SellGLAXOSMITHKLINE PLCsponsored adr$9,732,000
-0.4%
193,980
-0.8%
1.98%
-2.9%
GXP BuyGREAT PLAINS ENERGY INC$9,722,000
+5.4%
437,950
+7.1%
1.98%
+2.9%
MRK SellMERCK & CO INC NEW$9,570,000
+1.8%
201,002
-0.7%
1.95%
-0.8%
IDA SellIDACORP INC$8,953,000
-0.8%
184,975
-2.1%
1.82%
-3.2%
MSFT SellMICROSOFT CORP$8,852,000
-4.2%
265,984
-0.5%
1.80%
-6.5%
HON SellHONEYWELL INTL INC$8,583,000
-0.5%
103,359
-4.9%
1.75%
-2.9%
GVA BuyGRANITE CONSTR INC$8,008,000
+9.7%
261,692
+6.7%
1.63%
+7.0%
AMGN SellAMGEN INC$7,820,000
-9.6%
69,865
-20.3%
1.59%
-11.8%
MMM Sell3M CO$7,709,000
+8.1%
64,555
-1.0%
1.57%
+5.4%
EXC BuyEXELON CORP$7,025,000
+1.5%
237,000
+5.8%
1.43%
-1.0%
BCE SellBCE INC$7,006,000
+1.0%
164,078
-3.0%
1.43%
-1.5%
DUK SellDUKE ENERGY CORP NEW$7,001,000
-15.5%
104,832
-14.6%
1.43%
-17.6%
NVS SellNOVARTIS A Gsponsored adr$6,800,000
-4.6%
88,649
-12.0%
1.38%
-6.9%
IBM BuyINTERNATIONAL BUSINESS MACHS$6,803,000
+126.5%
36,738
+133.7%
1.38%
+120.9%
ADI SellANALOG DEVICES INC$5,970,000
+2.4%
126,891
-1.9%
1.22%
-0.1%
DRC SellDRESSER-RAND GROUP INC$5,888,000
+0.8%
94,360
-3.1%
1.20%
-1.6%
NEE SellNEXTERA ENERGY INC$5,202,000
-3.5%
64,900
-1.9%
1.06%
-6.0%
MDU SellMDU RES GROUP INC$5,160,000
+5.1%
184,500
-2.6%
1.05%
+2.5%
BRKS BuyBROOKS AUTOMATION INC$5,156,000
+1.9%
553,788
+6.5%
1.05%
-0.6%
CSCO SellCISCO SYS INC$5,048,000
-5.2%
215,423
-1.6%
1.03%
-7.6%
SIAL SellSIGMA ALDRICH CORP$4,706,000
+2.3%
55,175
-3.5%
0.96%
-0.2%
EWS BuyISHARES INCmsci singapore$4,433,000
+4.9%
332,025
+0.5%
0.90%
+2.4%
MDT SellMEDTRONIC INC$4,371,000
-0.2%
82,089
-3.5%
0.89%
-2.6%
POR SellPORTLAND GEN ELEC CO$4,274,000
-9.9%
151,385
-2.3%
0.87%
-12.1%
TMP SellTOMPKINS FINANCIAL CORPORATI$3,973,000
+1.0%
85,950
-1.2%
0.81%
-1.5%
ECA SellENCANA CORP$3,889,000
-6.8%
224,400
-8.9%
0.79%
-9.2%
PG SellPROCTER & GAMBLE CO$3,859,000
-3.6%
51,057
-1.8%
0.79%
-6.0%
LNN SellLINDSAY CORP$3,859,000
+7.7%
47,278
-1.0%
0.79%
+5.1%
STE SellSTERIS CORP$3,831,000
-30.5%
89,170
-30.6%
0.78%
-32.2%
ZOLT SellZOLTEK COS INC$3,770,000
+22.9%
225,901
-4.9%
0.77%
+20.0%
TMO SellTHERMO FISHER SCIENTIFIC INC$3,727,000
+7.2%
40,450
-1.6%
0.76%
+4.5%
FLS SellFLOWSERVE CORP$3,590,000
-22.1%
57,535
-32.6%
0.73%
-24.0%
XRAY SellDENTSPLY INTL INC NEW$3,527,000
-2.0%
81,240
-7.6%
0.72%
-4.5%
EWZ SellISHARES INCmsci brazil capp$3,467,000
-2.5%
72,365
-10.7%
0.71%
-4.9%
YAO SellCLAYMORE EXCHANGE-TRD FD TRgugg china allcp$3,423,000
+11.9%
132,019
-3.0%
0.70%
+9.1%
GOOGL BuyGOOGLE INCcl a$3,383,000
-0.4%
3,862
+0.1%
0.69%
-2.8%
EPU BuyISHARES TRmsci peru cap$3,306,000
-0.6%
101,350
+4.0%
0.67%
-3.0%
IAF SellABERDEEN AUSTRALIA EQTY FD I$3,265,000
-17.7%
315,770
-23.1%
0.66%
-19.7%
MON SellMONSANTO CO NEW$3,025,000
-8.1%
28,985
-13.0%
0.62%
-10.3%
DIS SellDISNEY WALT CO$2,801,000
-1.5%
43,427
-3.6%
0.57%
-4.0%
CHL BuyCHINA MOBILE LIMITEDsponsored adr$2,770,000
+47.6%
49,085
+35.4%
0.56%
+43.9%
AAPL BuyAPPLE INC$2,753,000
+21.7%
5,774
+1.2%
0.56%
+18.9%
DLB SellDOLBY LABORATORIES INC$2,681,000
+1.4%
77,700
-1.6%
0.55%
-1.1%
FCX BuyFREEPORT-MCMORAN COPPER & GO$2,598,000
+40.7%
78,525
+17.4%
0.53%
+37.0%
ADM SellARCHER DANIELS MIDLAND CO$2,538,000
-47.9%
68,900
-52.1%
0.52%
-49.2%
AMAT SellAPPLIED MATLS INC$2,510,000
+12.9%
143,164
-4.0%
0.51%
+10.1%
LG SellLACLEDE GROUP INC$2,462,000
-2.1%
54,700
-0.7%
0.50%
-4.6%
IR SellINGERSOLL-RAND PLC$2,231,000
+9.6%
34,360
-6.3%
0.45%
+6.8%
JPM SellJPMORGAN CHASE & CO$2,211,000
-6.0%
42,766
-4.0%
0.45%
-8.4%
MENT SellMENTOR GRAPHICS CORP$2,152,000
+14.7%
92,100
-4.1%
0.44%
+11.7%
GE BuyGENERAL ELECTRIC CO$2,148,000
+36.8%
89,933
+32.9%
0.44%
+33.2%
BRXX SellEGA EMERGING GLOBAL SHS TRegs braz inf etf$2,144,000
-8.8%
117,745
-13.2%
0.44%
-11.0%
WTS SellWATTS WATER TECHNOLOGIES INCcl a$2,147,000
+21.4%
38,089
-2.4%
0.44%
+18.4%
ECF SellELLSWORTH FUND LTD$2,069,000
-6.8%
262,838
-9.4%
0.42%
-9.3%
PBR BuyPETROLEO BRASILEIRO SA PETROsponsored adr$1,985,000
+41.1%
128,150
+22.2%
0.40%
+37.4%
EWC SellISHARES INCmsci cda index$1,952,000
+5.5%
68,960
-2.5%
0.40%
+2.8%
NEOG SellNEOGEN CORP$1,938,000
+0.3%
31,919
-8.2%
0.40%
-2.2%
XYL BuyXYLEM INC$1,940,000
+74.9%
69,450
+68.8%
0.40%
+70.3%
AEGN NewAEGION CORP$1,849,00077,950
+100.0%
0.38%
CGW BuyCLAYMORE EXCHANGE TRD FD TRgugg s&p gbl wtr$1,840,000
+70.4%
71,700
+54.9%
0.38%
+66.7%
FXI SellISHARES TRftse china25 idx$1,799,000
+8.1%
48,525
-5.2%
0.37%
+5.5%
CCC BuyCALGON CARBON CORP$1,774,000
+31.7%
93,400
+15.7%
0.36%
+28.5%
STJ SellST JUDE MED INC$1,674,000
+16.5%
31,199
-1.0%
0.34%
+13.7%
SYT SellSYNGENTA AGsponsored adr$1,661,000
+0.7%
20,428
-3.5%
0.34%
-1.7%
TYC SellTYCO INTERNATIONAL LTD$1,650,000
-0.1%
47,161
-5.9%
0.34%
-2.6%
DAR SellDARLING INTL INC$1,645,000
-25.1%
77,750
-34.0%
0.34%
-27.0%
TXN SellTEXAS INSTRS INC$1,636,000
+11.4%
40,600
-3.7%
0.33%
+8.5%
LLY BuyLILLY ELI & CO$1,628,000
+120.3%
32,348
+115.0%
0.33%
+115.6%
PGJ SellPOWERSHARES ETF TRUSTgolden drg china$1,608,000
+31.9%
56,100
-3.2%
0.33%
+28.2%
AGX SellARGAN INC$1,602,000
+32.0%
72,917
-6.3%
0.33%
+28.9%
ZBH SellZIMMER HLDGS INC$1,555,000
-9.0%
18,935
-17.0%
0.32%
-11.2%
EMC BuyE M C CORP MASS$1,552,000
+30.0%
60,720
+20.1%
0.32%
+26.9%
VALE BuyVALE S Aadr$1,537,000
+70.4%
98,450
+43.5%
0.31%
+66.5%
OGE SellOGE ENERGY CORP$1,527,000
-61.1%
42,300
-26.6%
0.31%
-62.1%
LNDC SellLANDEC CORP$1,451,000
-12.7%
118,900
-5.5%
0.30%
-15.0%
TLM SellTALISMAN ENERGY INC$1,434,000
-1.6%
124,660
-2.2%
0.29%
-3.9%
EWA SellISHARES INCmsci australia$1,414,000
+7.7%
55,950
-3.8%
0.29%
+5.1%
ASTE SellASTEC INDS INC$1,411,000
+0.9%
39,250
-3.8%
0.29%
-1.7%
TRP SellTRANSCANADA CORP$1,398,000
-2.2%
31,820
-4.0%
0.28%
-4.4%
ESBK SellELMIRA SVGS BK ELMIRA N Y$1,381,000
+10.5%
56,893
-1.9%
0.28%
+7.7%
BAX SellBAXTER INTL INC$1,366,000
-16.8%
20,795
-12.2%
0.28%
-19.0%
ITRI NewITRON INC$1,366,00031,900
+100.0%
0.28%
F113PS SellCOVIDIEN PLC$1,283,000
-9.8%
21,050
-7.1%
0.26%
-12.1%
AMSWA BuyAMERICAN SOFTWARE INCcl a$1,271,000
+23.0%
148,773
+25.1%
0.26%
+19.9%
ABT BuyABBOTT LABS$1,252,000
+131.9%
37,722
+143.8%
0.26%
+125.7%
XRTX SellXYRATEX LTD$1,210,000
+6.2%
108,750
-3.9%
0.25%
+3.4%
ACAS BuyAMERICAN CAP LTD$1,201,000
+118.0%
87,358
+100.9%
0.24%
+113.0%
CBST SellCUBIST PHARMACEUTICALS INC$1,201,000
+17.2%
18,905
-11.0%
0.24%
+14.5%
ADT BuyTHE ADT CORPORATION$1,200,000
+11.3%
29,505
+9.1%
0.24%
+8.4%
BNS SellBANK N S HALIFAX$1,166,000
-2.8%
20,350
-9.2%
0.24%
-5.6%
SYK SellSTRYKER CORP$1,146,000
-2.3%
16,950
-6.5%
0.23%
-4.9%
CHXX SellEGA EMERGING GLOBAL SHS TRegs chin inf etf$1,072,000
+10.7%
60,675
-2.9%
0.22%
+7.9%
NWE  NORTHWESTERN CORP$1,067,000
+12.6%
23,7500.0%0.22%
+9.6%
ROP SellROPER INDS INC NEW$1,031,000
-0.7%
7,759
-7.2%
0.21%
-3.2%
GSVC BuyGSV CAP CORP$1,027,000
+89.5%
69,300
+0.6%
0.21%
+85.0%
CVGW SellCALAVO GROWERS INC$975,000
-6.2%
32,250
-15.6%
0.20%
-8.3%
TTEK SellTETRA TECH INC NEW$948,000
+0.5%
36,631
-8.7%
0.19%
-2.0%
TEL SellTE CONNECTIVITY LTD$875,000
+11.7%
16,900
-1.7%
0.18%
+9.2%
EEM BuyISHARES TRmsci emerg mkt$870,000
+19.2%
21,350
+12.7%
0.18%
+16.4%
SWZ SellSWISS HELVETIA FD INC$843,000
+11.4%
59,250
-3.6%
0.17%
+8.9%
ECNS SellISHARES TRmsci chin smcp$840,000
+6.6%
19,400
-1.5%
0.17%
+3.6%
CHMG  CHEMUNG FINL CORP$836,000
+3.3%
24,1420.0%0.17%
+0.6%
HDNG SellHARDINGE INC$819,000
+2.9%
53,006
-1.6%
0.17%
+0.6%
ENDP SellENDO HEALTH SOLUTIONS INC$806,000
+8.8%
17,740
-12.0%
0.16%
+5.8%
GXC SellSPDR INDEX SHS FDSs&p china etf$740,000
+12.1%
10,000
-2.9%
0.15%
+9.4%
SNHY BuySUN HYDRAULICS CORP$741,000
+42.5%
20,438
+22.8%
0.15%
+38.5%
WX SellWUXI PHARMATECH CAYMAN INC$688,000
-19.5%
25,100
-38.3%
0.14%
-21.8%
MOS NewMOSAIC CO NEW$645,00015,000
+100.0%
0.13%
PWE SellPENN WEST PETE LTD NEW$632,000
+1.4%
56,750
-3.7%
0.13%
-0.8%
MKSI SellMKS INSTRUMENT INC$634,000
-6.4%
23,850
-6.5%
0.13%
-8.5%
CVE SellCENOVUS ENERGY INC$629,000
-2.0%
21,066
-6.4%
0.13%
-4.5%
SU SellSUNCOR ENERGY INC NEW$612,000
+7.6%
17,095
-11.4%
0.12%
+5.0%
HAL SellHALLIBURTON CO$602,000
+13.6%
12,500
-1.6%
0.12%
+10.8%
PEP BuyPEPSICO INC$595,000
+17.8%
7,478
+21.0%
0.12%
+15.2%
BSV SellVANGUARD BD INDEX FD INCshort trm bond$587,000
-0.3%
7,300
-0.7%
0.12%
-2.4%
BZF SellWISDOMTREE TRUSTbraziln rl etf$590,000
-19.0%
32,550
-21.1%
0.12%
-21.1%
REGN SellREGENERON PHARMACEUTICALS$490,000
+35.0%
1,565
-3.1%
0.10%
+31.6%
VNM SellMARKET VECTORS ETF TRvietnam etf$453,000
-4.0%
25,300
-0.4%
0.09%
-7.1%
CVD SellCOVANCE INC$394,000
+4.0%
4,557
-8.4%
0.08%
+1.3%
T SellAT&T INC$372,000
-6.5%
11,012
-1.9%
0.08%
-8.4%
PNR SellPENTAIR LTD$356,000
-20.9%
5,483
-29.7%
0.07%
-23.4%
CIEN SellCIENA CORP$331,000
-10.1%
13,250
-30.1%
0.07%
-13.0%
TYG SellTORTOISE ENERGY INFRSTRCTR C$294,000
-9.8%
6,407
-8.6%
0.06%
-11.8%
VZ SellVERIZON COMMUNICATIONS INC$295,000
-12.7%
6,331
-5.7%
0.06%
-15.5%
CHK SellCHESAPEAKE ENERGY CORP$294,000
+21.5%
11,367
-4.2%
0.06%
+17.6%
ELP NewCOMPANHIA PARANAENSE ENERG Cspon adr pfd$279,00020,000
+100.0%
0.06%
ITT SellITT CORP NEW$273,000
+11.4%
7,590
-8.7%
0.06%
+9.8%
NETC SellNET SERVICOS DE COMUNICACAOsponsd adr new$263,000
-34.6%
21,350
-24.2%
0.05%
-35.7%
COP BuyCONOCOPHILLIPS$262,000
+25.4%
3,767
+9.0%
0.05%
+20.5%
VRSN SellVERISIGN INC$247,000
-2.0%
4,850
-14.2%
0.05%
-5.7%
DGX SellQUEST DIAGNOSTICS INC$225,000
-5.9%
3,636
-7.6%
0.05%
-8.0%
CEW SellWISDOMTREE TRUSTdryfs curr etf$203,000
-7.3%
10,100
-7.3%
0.04%
-10.9%
SVU  SUPERVALU INC$82,000
+32.3%
10,0000.0%0.02%
+30.8%
ACI NewARCH COAL INC$83,00020,100
+100.0%
0.02%
OCLR SellOCLARO INC$73,000
+46.0%
40,975
-3.5%
0.02%
+50.0%
TLAB SellTELLABS INC$57,000
+14.0%
25,000
-0.8%
0.01%
+20.0%
EQU  EQUAL ENERGY LTD$52,000
+18.2%
11,0000.0%0.01%
+22.2%
AMD  ADVANCED MICRO DEVICES INC$38,000
-7.3%
10,0000.0%0.01%
-11.1%
IPAS  IPASS INC$34,000
+6.2%
16,8000.0%0.01%0.0%
SONS  SONUS NETWORKS INC$34,000
+13.3%
10,0000.0%0.01%
+16.7%
XIDEQ  EXIDE TECHNOLOGIES$4,000
+300.0%
10,0000.0%0.00%
ALD ExitWISDOMTREE TRasia lc dbt fd$0-13,750
-100.0%
-0.14%
ATVI ExitACTIVISION BLIZZARD INC$0-47,950
-100.0%
-0.14%
AFK ExitMARKET VECTORS ETF TRafrica etf$0-29,500
-100.0%
-0.17%
BCV ExitBANCROFT FUND LTD$0-188,503
-100.0%
-0.68%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-11-04
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
EMERSON ELECTRIC CO EMR42Q3 20237.8%
CORNING INC GLW42Q3 20234.8%
EXXON MOBIL CORP XOM42Q3 20236.3%
PFIZER INC PFE42Q3 20235.2%
BRISTOL-MYERS SQUIBB CO BMY42Q3 20236.1%
INTEL CORP INTC42Q3 20233.5%
INTL BUSINESS MACHINES CORP IB42Q3 20233.1%
NOVARTIS AG-SPONSORED ADR NVS42Q3 20233.3%
MERCK & CO. INC. MRK42Q3 20233.2%
OGE ENERGY CORP OGE42Q3 20234.5%

View JOHN G ULLMAN & ASSOCIATES INC's complete holdings history.

Latest significant ownerships (13-D/G)
JOHN G ULLMAN & ASSOCIATES INC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ELMIRA SAVINGS & LOAN FA /TAJanuary 30, 2018174,0006.7%
EGA Emerging Global Shares TrustAugust 05, 201043,9258.0%
DETECTION SYSTEMS INCFebruary 08, 2000344,3715.7%

View JOHN G ULLMAN & ASSOCIATES INC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-01-31
13F-HR2023-11-01
13F-HR2023-08-21
13F-HR2023-05-05
13F-HR2023-02-08
13F-HR2022-10-19
13F-HR2022-07-27
13F-HR2022-04-29
13F-HR2022-01-26
13F-HR2021-11-02

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