BARINGS LLC - Q1 2021 holdings

$4.04 Billion is the total value of BARINGS LLC's 720 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 36.5% .

 Value Shares↓ Weighting
IVV BuyISHARES TRcore s&p500 etf$563,781,000
+7.1%
1,417,176
+1.1%
13.95%
+3.5%
BABA BuyALIBABA GROUP HLDG LTDsponsored ads$276,188,000
+1.6%
1,218,132
+4.3%
6.83%
-1.8%
QQQ BuyINVESCO QQQ TRunit ser 1$265,740,000
+7.3%
832,700
+5.4%
6.57%
+3.6%
IGSB BuyISHARES TR$110,273,000
+984.5%
2,016,700
+994.2%
2.73%
+949.2%
VCSH BuyVANGUARD SCOTTSDALE FDSshrt trm corp bd$109,207,000
+3.0%
1,323,733
+4.0%
2.70%
-0.5%
YNDX BuyYANDEX N V$89,004,000
+30.1%
1,389,381
+41.3%
2.20%
+25.6%
BIDU BuyBAIDU INCspon adr rep a$82,350,000
+119.9%
378,532
+118.6%
2.04%
+112.4%
SOXX BuyISHARES TRphlx semicnd etf$67,016,000
+2783.6%
158,062
+2478.9%
1.66%
+2663.3%
GDS BuyGDS HLDGS LTDsponsored ads$56,145,000
-6.3%
692,383
+8.2%
1.39%
-9.5%
LI BuyLI AUTO INCsponsored ads$48,060,000
+6.8%
1,922,411
+23.2%
1.19%
+3.1%
VLUE BuyISHARES TRmsci usa value$46,716,000
+93.1%
455,940
+63.8%
1.16%
+86.5%
EDU BuyNEW ORIENTAL ED & TECHNOLOGYspon adr$39,957,000
-26.4%
2,854,110
+876.8%
0.99%
-28.9%
DQ NewDAQO NEW ENERGY CORPspnsrd ads new$32,946,000436,371
+100.0%
0.82%
IWM BuyISHARES TRrussell 2000 etf$32,650,000
+74.7%
147,775
+55.1%
0.81%
+68.7%
IVE BuyISHARES TRs&p 500 val etf$30,396,000
+131.4%
215,208
+109.7%
0.75%
+123.1%
ZH NewZHIHU INCads$30,177,0003,720,904
+100.0%
0.75%
XPEV BuyXPENG INCads$23,309,000
-10.8%
638,424
+4.7%
0.58%
-13.8%
MXI BuyISHARES TRglobal mater etf$22,326,000
+96.9%
257,289
+84.7%
0.55%
+90.3%
VNET Buy21VIANET GROUP INCsponsored ads a$21,814,000
+30.4%
675,352
+40.1%
0.54%
+26.2%
EWJ NewISHARES INCmsci jpn etf new$21,237,000309,942
+100.0%
0.52%
BKLN BuyINVESCO EXCH TRADED FD TR IIsr ln etf$21,047,000
+229.8%
951,052
+232.0%
0.52%
+219.6%
VTV BuyVANGUARD INDEX FDSvalue etf$20,243,000
+55.5%
153,985
+40.8%
0.50%
+50.5%
TUYA NewTUYA INCsponsered ads$20,002,000946,187
+100.0%
0.50%
TRP BuyTC ENERGY CORP$18,494,000
+41.5%
404,236
+25.9%
0.46%
+36.7%
YSG BuyYATSEN HLDG LTDads$17,845,000
+11.6%
1,444,900
+53.6%
0.44%
+7.6%
CTVA BuyCORTEVA INC$15,390,000
+41.9%
330,136
+17.9%
0.38%
+37.1%
IYF NewISHARES TRu.s. finls etf$14,566,000194,552
+100.0%
0.36%
VCR BuyVANGUARD WORLD FDSconsum dis etf$13,050,000
+31.7%
44,180
+22.7%
0.32%
+27.2%
AMZN BuyAMAZON COM INC$12,673,000
-4.2%
4,096
+0.9%
0.31%
-7.4%
COP BuyCONOCOPHILLIPS$12,646,000
+3403.0%
238,743
+2540.1%
0.31%
+3377.8%
YUMC BuyYUM CHINA HLDGS INC$12,328,000
+29.8%
208,208
+25.1%
0.30%
+25.5%
RAAS NewCLOOPEN GROUP HOLDING LIMITEads$10,676,000777,553
+100.0%
0.26%
IFF BuyINTERNATIONAL FLAVORS&FRAGRA$9,908,000
+159.0%
70,967
+101.9%
0.24%
+150.0%
DOW BuyDOW INC$9,539,000
+36.7%
149,198
+18.7%
0.24%
+31.8%
MPLX BuyMPLX LP$9,170,000
+29.6%
357,794
+9.5%
0.23%
+25.4%
FMX BuyFOMENTO ECONOMICO MEXICANO Sspon adr units$8,957,000
+12.4%
118,905
+13.0%
0.22%
+8.8%
STIP BuyISHARES TR0-5 yr tips etf$8,809,000
+165.4%
83,326
+162.2%
0.22%
+156.5%
ECL BuyECOLAB INC$7,381,000
+161.4%
34,481
+164.2%
0.18%
+154.2%
LYB BuyLYONDELLBASELL INDUSTRIES N$7,253,000
+97.7%
69,709
+74.2%
0.18%
+90.4%
EWH NewISHARES INCmsci hong kg etf$6,862,000258,150
+100.0%
0.17%
UNH BuyUNITEDHEALTH GROUP INC$6,763,000
+21.4%
18,178
+14.5%
0.17%
+16.8%
PPG BuyPPG INDS INC$6,644,000
+24.2%
44,218
+19.2%
0.16%
+19.7%
APD BuyAIR PRODS & CHEMS INC$6,465,000
+752.9%
22,979
+728.7%
0.16%
+742.1%
BLL BuyBALL CORP$5,518,000
+6.9%
65,118
+17.6%
0.14%
+3.8%
CEMB BuyISHARES INCjp mrg em crp bd$5,328,000
+54.4%
102,520
+57.8%
0.13%
+50.0%
IRBO NewISHARES TRrobotics artif$5,323,000123,405
+100.0%
0.13%
VMC BuyVULCAN MATLS CO$5,142,000
+58.6%
30,473
+39.4%
0.13%
+53.0%
VB BuyVANGUARD INDEX FDSsmall cp etf$5,001,000
+49.8%
23,359
+36.2%
0.12%
+45.9%
NTCO BuyNATURA &CO HLDG S Aads$4,910,000
+2.5%
288,982
+20.6%
0.12%
-1.6%
SQM BuySOCIEDAD QUIMICA Y MINERA DEspon adr ser b$4,702,000
+85.0%
88,603
+71.2%
0.12%
+78.5%
VFH NewVANGUARD WORLD FDSfinancials etf$4,350,00051,475
+100.0%
0.11%
MCD BuyMCDONALDS CORP$3,800,000
+21.9%
16,955
+16.7%
0.09%
+17.5%
FIS BuyFIDELITY NATL INFORMATION SV$3,721,000
+21.2%
26,460
+21.9%
0.09%
+16.5%
BG BuyBUNGE LIMITED$3,598,000
+28.1%
45,395
+6.0%
0.09%
+23.6%
MOS BuyMOSAIC CO NEW$3,517,000
+45.7%
111,254
+6.0%
0.09%
+40.3%
HON BuyHONEYWELL INTL INC$2,667,000
+6.1%
12,283
+3.9%
0.07%
+3.1%
MS BuyMORGAN STANLEY$2,414,000
+52.7%
31,080
+34.7%
0.06%
+50.0%
C BuyCITIGROUP INC$2,342,000
+33.2%
32,183
+12.9%
0.06%
+28.9%
CX NewCEMEX SAB DE CVspon adr new$2,245,000322,034
+100.0%
0.06%
WFC BuyWELLS FARGO CO NEW$2,010,000
+50.0%
51,453
+15.9%
0.05%
+47.1%
PAGS NewPAGSEGURO DIGITAL LTD$1,984,00042,850
+100.0%
0.05%
VZ BuyVERIZON COMMUNICATIONS INC$1,942,000
+29.0%
33,399
+30.3%
0.05%
+23.1%
EWT NewISHARES INCmsci taiwan etf$1,949,00032,500
+100.0%
0.05%
ABT BuyABBOTT LABS$1,881,000
+43.8%
15,694
+31.3%
0.05%
+38.2%
RTX BuyRAYTHEON TECHNOLOGIES CORP$1,799,000
+21.1%
23,281
+12.1%
0.04%
+18.4%
CMCSA BuyCOMCAST CORP NEWcl a$1,684,000
+18.5%
31,130
+14.7%
0.04%
+16.7%
WY BuyWEYERHAEUSER CO MTN BE$1,649,000
+22.5%
46,312
+15.4%
0.04%
+20.6%
IQV BuyIQVIA HLDGS INC$1,617,000
+20.9%
8,372
+12.2%
0.04%
+17.6%
XLY BuySELECT SECTOR SPDR TRsbi cons discr$1,569,000
+24.8%
9,336
+19.4%
0.04%
+21.9%
GS BuyGOLDMAN SACHS GROUP INC$1,549,000
+43.8%
4,738
+16.0%
0.04%
+35.7%
KO BuyCOCA COLA CO$1,496,000
+14.4%
28,381
+19.0%
0.04%
+8.8%
BLK BuyBLACKROCK INC$1,451,000
+8.5%
1,925
+3.9%
0.04%
+5.9%
QCOM BuyQUALCOMM INC$1,396,000
-7.8%
10,529
+5.9%
0.04%
-10.3%
SCHW BuySCHWAB CHARLES CORP$1,410,000
+25.2%
21,639
+1.9%
0.04%
+20.7%
MRK BuyMERCK & CO. INC$1,386,000
+3.4%
17,981
+9.8%
0.03%0.0%
SWK NewSTANLEY BLACK & DECKER INC$1,276,0006,388
+100.0%
0.03%
LW BuyLAMB WESTON HLDGS INC$1,245,000
+346.2%
16,065
+352.9%
0.03%
+342.9%
TTWO BuyTAKE-TWO INTERACTIVE SOFTWAR$1,177,000
-9.9%
6,660
+6.0%
0.03%
-12.1%
EMR BuyEMERSON ELEC CO$1,120,000
+32.9%
12,415
+18.3%
0.03%
+27.3%
UPS BuyUNITED PARCEL SERVICE INCcl b$1,089,000
+24.9%
6,404
+23.8%
0.03%
+22.7%
DHR BuyDANAHER CORPORATION$1,068,000
+7.2%
4,749
+6.0%
0.03%0.0%
LNG NewCHENIERE ENERGY INC$992,00013,770
+100.0%
0.02%
CTSH BuyCOGNIZANT TECHNOLOGY SOLUTIOcl a$981,000
+12.0%
12,549
+17.3%
0.02%
+9.1%
LRCX BuyLAM RESEARCH CORP$941,000
+53.3%
1,581
+21.6%
0.02%
+43.8%
USB BuyUS BANCORP DEL$928,000
+25.2%
16,774
+5.4%
0.02%
+21.1%
AXP BuyAMERICAN EXPRESS CO$841,000
+23.3%
5,941
+5.4%
0.02%
+23.5%
TROW BuyPRICE T ROWE GROUP INC$839,000
+34.2%
4,887
+18.4%
0.02%
+31.2%
FISV BuyFISERV INC$814,000
+27.2%
6,846
+21.7%
0.02%
+25.0%
EMBD NewGLOBAL X FDSx emerging mkt$793,00030,000
+100.0%
0.02%
BYND NewBEYOND MEAT INC$770,0005,920
+100.0%
0.02%
AGNC BuyAGNC INVT CORP$780,000
+173.7%
46,530
+154.4%
0.02%
+171.4%
LNC BuyLINCOLN NATL CORP IND$712,000
+126.8%
11,446
+83.6%
0.02%
+125.0%
MET BuyMETLIFE INC$725,000
+84.0%
11,929
+42.1%
0.02%
+80.0%
CNXC NewCONCENTRIX CORP$675,0004,510
+100.0%
0.02%
NEE BuyNEXTERA ENERGY INC$701,000
+13.4%
9,282
+16.0%
0.02%
+6.2%
KEYS BuyKEYSIGHT TECHNOLOGIES INC$696,000
+35.4%
4,853
+24.8%
0.02%
+30.8%
NTAP BuyNETAPP INC$649,000
+16.5%
8,928
+6.2%
0.02%
+14.3%
EMN BuyEASTMAN CHEM CO$651,000
+66.9%
5,907
+51.9%
0.02%
+60.0%
COST BuyCOSTCO WHSL CORP NEW$627,000
+34.0%
1,781
+43.6%
0.02%
+33.3%
CDNS BuyCADENCE DESIGN SYSTEM INC$652,000
+4.3%
4,758
+3.9%
0.02%0.0%
APTV BuyAPTIV PLC$618,000
+136.8%
4,481
+123.8%
0.02%
+114.3%
DG BuyDOLLAR GEN CORP NEW$619,000
+155.8%
3,058
+166.1%
0.02%
+150.0%
CHX NewCHAMPIONX CORPORATION$547,00025,160
+100.0%
0.01%
PH BuyPARKER-HANNIFIN CORP$565,000
+65.7%
1,790
+43.2%
0.01%
+55.6%
CB BuyCHUBB LIMITED$555,000
+10.1%
3,517
+7.4%
0.01%
+7.7%
CE BuyCELANESE CORP DEL$579,000
+15.6%
3,869
+0.3%
0.01%
+7.7%
COF BuyCAPITAL ONE FINL CORP$576,000
+78.3%
4,528
+38.8%
0.01%
+75.0%
LMT BuyLOCKHEED MARTIN CORP$557,000
+35.2%
1,507
+29.9%
0.01%
+27.3%
XLF NewSELECT SECTOR SPDR TRsbi int-finl$507,00014,892
+100.0%
0.01%
STLD BuySTEEL DYNAMICS INC$543,000
+54.7%
10,695
+12.4%
0.01%
+44.4%
HCA BuyHCA HEALTHCARE INC$469,000
+53.8%
2,490
+34.1%
0.01%
+50.0%
HUM BuyHUMANA INC$439,000
+8.4%
1,049
+6.2%
0.01%
+10.0%
PRU BuyPRUDENTIAL FINL INC$449,000
+39.0%
4,929
+19.2%
0.01%
+37.5%
BBY NewBEST BUY INC$462,0004,023
+100.0%
0.01%
IPG BuyINTERPUBLIC GROUP COS INC$454,000
+31.2%
15,561
+5.9%
0.01%
+22.2%
APH BuyAMPHENOL CORP NEWcl a$453,000
-43.8%
6,864
+11.4%
0.01%
-47.6%
NLY NewANNALY CAPITAL MANAGEMENT IN$433,00050,327
+100.0%
0.01%
GD BuyGENERAL DYNAMICS CORP$446,000
+62.2%
2,456
+33.0%
0.01%
+57.1%
LHX BuyL3HARRIS TECHNOLOGIES INC$436,000
+46.3%
2,155
+36.7%
0.01%
+37.5%
GRMN BuyGARMIN LTD$415,000
+50.4%
3,148
+36.6%
0.01%
+42.9%
GL BuyGLOBE LIFE INC$386,000
+26.1%
3,988
+23.7%
0.01%
+25.0%
KLAC BuyKLA CORP$385,000
+83.3%
1,164
+43.7%
0.01%
+100.0%
CLX NewCLOROX CO DEL$403,0002,091
+100.0%
0.01%
PKG BuyPACKAGING CORP AMER$371,000
+41.6%
2,762
+45.4%
0.01%
+28.6%
SBAC BuySBA COMMUNICATIONS CORP NEWcl a$353,000
+28.4%
1,274
+30.8%
0.01%
+28.6%
MNST NewMONSTER BEVERAGE CORP NEW$360,0003,949
+100.0%
0.01%
SYF NewSYNCHRONY FINANCIAL$383,0009,394
+100.0%
0.01%
CNC BuyCENTENE CORP DEL$366,000
+43.0%
5,715
+34.3%
0.01%
+28.6%
HBAN BuyHUNTINGTON BANCSHARES INC$351,000
+53.3%
22,323
+22.8%
0.01%
+50.0%
LEA BuyLEAR CORP$378,000
+34.0%
2,083
+17.5%
0.01%
+28.6%
EL BuyLAUDER ESTEE COS INCcl a$366,000
+75.1%
1,256
+59.8%
0.01%
+80.0%
ATH BuyATHENE HOLDING LTDcl a$328,000
+60.8%
6,500
+37.8%
0.01%
+60.0%
MPC NewMARATHON PETE CORP$313,0005,854
+100.0%
0.01%
CHRW BuyC H ROBINSON WORLDWIDE INC$311,000
+47.4%
3,258
+45.1%
0.01%
+60.0%
NVT NewNVENT ELECTRIC PLC$321,00011,500
+100.0%
0.01%
NXPI NewNXP SEMICONDUCTORS N V$324,0001,609
+100.0%
0.01%
STT BuySTATE STR CORP$323,000
+51.6%
3,843
+31.5%
0.01%
+60.0%
REGN BuyREGENERON PHARMACEUTICALS$323,000
+0.3%
683
+2.6%
0.01%0.0%
TDG BuyTRANSDIGM GROUP INC$335,000
+42.6%
570
+50.4%
0.01%
+33.3%
BK NewBANK NEW YORK MELLON CORP$283,0005,995
+100.0%
0.01%
OMC BuyOMNICOM GROUP INC$298,000
+25.7%
4,016
+5.4%
0.01%
+16.7%
AKAM BuyAKAMAI TECHNOLOGIES INC$299,000
+35.3%
2,935
+39.4%
0.01%
+16.7%
TRMB NewTRIMBLE INC$262,0003,369
+100.0%
0.01%
URI NewUNITED RENTALS INC$245,000745
+100.0%
0.01%
BHF NewBRIGHTHOUSE FINL INC$239,0005,400
+100.0%
0.01%
VOYA NewVOYA FINANCIAL INC$228,0003,584
+100.0%
0.01%
CCI NewCROWN CASTLE INTL CORP NEW$240,0001,395
+100.0%
0.01%
DTE NewDTE ENERGY CO$252,0001,893
+100.0%
0.01%
SYY NewSYSCO CORP$254,0003,219
+100.0%
0.01%
CMS NewCMS ENERGY CORP$254,0004,146
+100.0%
0.01%
THO NewTHOR INDS INC$225,0001,669
+100.0%
0.01%
PK NewPARK HOTELS & RESORTS INC$209,0009,700
+100.0%
0.01%
EQH NewEQUITABLE HLDGS INC$212,0006,503
+100.0%
0.01%
MXIM NewMAXIM INTEGRATED PRODS INC$200,0002,191
+100.0%
0.01%
MCHP NewMICROCHIP TECHNOLOGY INC.$220,0001,418
+100.0%
0.01%
BGH BuyBARINGS GLOBAL SHORT DURATION$157,000
+24.6%
9,767
+16.2%
0.00%
+33.3%
LILA NewLIBERTY LATIN AMERICA LTD$172,00013,400
+100.0%
0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-05-11
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE, INC.42Q3 20232.1%
MICROSOFT CORPORATION42Q3 20232.2%
EXXONMOBIL CORP.42Q3 20231.4%
AMAZON.COM INC.42Q3 20231.3%
JOHNSON & JOHNSON42Q3 20231.0%
CHEVRON CORPORATION42Q3 20230.9%
JPMORGAN CHASE & CO.42Q3 20230.8%
UNITEDHEALTH GROUP INCORPORATED42Q3 20230.6%
CONOCOPHILLIPS42Q3 20230.7%
MASTERCARD INCORPORATED42Q3 20230.6%

View BARINGS LLC's complete holdings history.

Latest significant ownerships (13-D/G)
BARINGS LLC Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ClearBridge MLP & Midstream Fund Inc.July 25, 20234322.0%
Barings BDC, Inc.February 12, 201913,356,15926.0%
LAYNE CHRISTENSEN COSold outFebruary 12, 201900.0%
TCP Capital Corp.February 17, 20151,603,3723.3%
MFRI INCSold outFebruary 05, 201400.0%
GSE SYSTEMS INCFebruary 12, 2010472,1002.5%
KEITHLEY INSTRUMENTS INCFebruary 12, 2010534,2003.4%
MICRONETICS INCFebruary 12, 2010166,6003.7%
UROPLASTY INCSold outFebruary 12, 201000.0%
CARRIAGE SERVICES INCSold outJune 03, 200900.0%

View BARINGS LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-08
40-APP/A2023-12-04
13F-HR2023-11-13
40-APP/A2023-10-25
13F-HR2023-08-08
SC 13D2023-07-25
SC 13D2023-07-25
40-APP2023-07-20
13F-HR2023-05-09
13F-HR2023-02-13

View BARINGS LLC's complete filings history.

Compare quarters

Export BARINGS LLC's holdings