BARINGS LLC - Q4 2020 holdings

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$3.9 Billion is the total value of BARINGS LLC's 706 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 89.4% .

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New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
IVV BuyISHARES TRcore s&p500 etf$526,163,000
+115.5%
1,401,644
+92.9%
13.48%
+140.2%
QQQ NewINVESCO QQQ TRunit ser 1$247,760,000–789,700
+100.0%
6.35%–
PDD BuyPINDUODUO INCsponsored ads$116,903,000
+239.6%
657,979
+41.7%
2.99%
+278.5%
YNDX BuyYANDEX N V$68,435,000
+15.5%
983,538
+8.3%
1.75%
+28.7%
EDU BuyNEW ORIENTAL ED & TECHNOLOGYspon adr$54,289,000
+26.6%
292,179
+1.9%
1.39%
+41.2%
LI BuyLI AUTO INCsponsored ads$45,000,000
+71.9%
1,560,886
+3.7%
1.15%
+91.8%
BIDU BuyBAIDU INCspon adr rep a$37,452,000
+8041.7%
173,198
+4670.0%
0.96%
+8618.2%
CWB BuySPDR SER TRblmbrg brc cnvrt$32,864,000
+142.3%
396,965
+101.6%
0.84%
+169.9%
IEV BuyISHARES TReurope etf$31,482,000
+19.7%
656,967
+4.5%
0.81%
+33.2%
ITUB BuyITAU UNIBANCO HLDG S Aspon adr rep pfd$27,372,000
+62.2%
4,494,625
+6.0%
0.70%
+80.7%
IVW BuyISHARES TRs&p 500 grwt etf$26,274,000
-23.2%
411,698
+178.2%
0.67%
-14.4%
XPEV BuyXPENG INCads$26,123,000
+133.9%
609,931
+9.6%
0.67%
+160.3%
VLUE NewISHARES TRmsci usa value$24,197,000–278,416
+100.0%
0.62%–
VGT BuyVANGUARD WORLD FDSinf tech etf$18,248,000
+50.9%
51,580
+32.8%
0.47%
+68.0%
ICVT BuyISHARES TRconv bd etf$17,297,000
+136.8%
179,149
+98.1%
0.44%
+163.7%
NewAVAYA HLDGS CORPnote 2.250% 6/1$16,104,000–15,549,000
+100.0%
0.41%–
YSG NewYATSEN HLDG LTDads$15,991,000–940,656
+100.0%
0.41%–
LIN BuyLINDE PLC$15,161,000
+11.2%
57,537
+0.5%
0.39%
+24.0%
ENB BuyENBRIDGE INC$14,794,000
+313.8%
462,450
+277.7%
0.38%
+362.2%
BBD BuyBANCO BRADESCO S Asp adr pfd new$14,250,000
+169.5%
2,709,196
+75.7%
0.36%
+201.7%
IVE NewISHARES TRs&p 500 val etf$13,138,000–102,626
+100.0%
0.34%–
TRP BuyTC ENERGY CORP$13,069,000
+265.5%
320,952
+277.1%
0.34%
+308.5%
ICLK BuyICLICK INTERACTIVE ASIA GROUsponsored adr$13,018,000
+56.7%
1,524,395
+22.3%
0.33%
+74.3%
VTV NewVANGUARD INDEX FDSvalue etf$13,014,000–109,399
+100.0%
0.33%–
ET BuyENERGY TRANSFER LP$12,617,000
+37.9%
2,041,561
+21.0%
0.32%
+53.8%
QUAL BuyISHARES TRmsci usa qlt fct$11,863,000
+223.9%
102,077
+189.1%
0.30%
+261.9%
IYJ BuyISHARES TRus industrials$11,592,000
-4.3%
119,386
+64.7%
0.30%
+6.8%
IEDI BuyISHARES U S ETF TRdiscretionary$11,371,000
+30.5%
282,904
+19.1%
0.29%
+45.5%
MXI BuyISHARES TRglobal mater etf$11,339,000
+58.7%
139,289
+36.2%
0.29%
+76.8%
VIG BuyVANGUARD SPECIALIZED FUNDSdiv app etf$11,101,000
+61.1%
78,634
+46.8%
0.28%
+79.7%
NTES BuyNETEASE INCsponsored ads$11,054,000
-73.1%
115,425
+27.6%
0.28%
-70.1%
AAXJ BuyISHARES TRmsci ac asia etf$11,017,000
+81.5%
122,948
+56.3%
0.28%
+102.9%
EMLC BuyVANECK VECTORS ETF TRjp morgan mkts$9,945,000
+250.5%
298,923
+225.0%
0.26%
+292.3%
VCR NewVANGUARD WORLD FDSconsum dis etf$9,911,000–36,017
+100.0%
0.25%–
YUMC BuyYUM CHINA HLDGS INC$9,499,000
+22.6%
166,392
+13.7%
0.24%
+36.5%
QLTA BuyISHARES TRa rate cp bd etf$8,171,000
+9.4%
139,625
+8.1%
0.21%
+21.5%
EOG BuyEOG RES INC$8,179,000
+72.9%
164,009
+24.6%
0.21%
+91.7%
HES BuyHESS CORP$7,989,000
+79.8%
151,331
+39.4%
0.20%
+101.0%
FMX BuyFOMENTO ECONOMICO MEXICANO Sspon adr units$7,970,000
+159.7%
105,185
+92.6%
0.20%
+187.3%
EXI BuyISHARES TRglob indstrl etf$7,156,000
+39.5%
67,055
+21.8%
0.18%
+55.1%
AON BuyAON PLC$6,686,000
+44.9%
31,648
+41.5%
0.17%
+61.3%
PSXP BuyPHILLIPS 66 PARTNERS LP$5,363,000
+99.5%
203,054
+74.0%
0.14%
+121.0%
BLL BuyBALL CORP$5,162,000
+15.5%
55,395
+3.0%
0.13%
+28.2%
GGB BuyGERDAU SAspon adr rep pfd$4,987,000
+31.8%
1,067,892
+4.4%
0.13%
+47.1%
CIB NewBANCOLOMBIA S Aspon adr pref$4,620,000–114,988
+100.0%
0.12%–
OZON NewOZON HLDGS PLCsponsored ads$4,141,000–100,000
+100.0%
0.11%–
LYB BuyLYONDELLBASELL INDUSTRIES N$3,668,000
+145.2%
40,016
+88.6%
0.09%
+176.5%
PAA BuyPLAINS ALL AMERN PIPELINE Lunit ltd partn$3,686,000
+44.0%
447,309
+4.5%
0.09%
+59.3%
TCP BuyTC PIPELINES LP$3,504,000
+226.9%
118,978
+184.0%
0.09%
+260.0%
CEMB NewISHARES INCjp mrg em crp bd$3,450,000–64,970
+100.0%
0.09%–
VB BuyVANGUARD INDEX FDSsmall cp etf$3,338,000
+128.5%
17,147
+80.5%
0.08%
+150.0%
STIP BuyISHARES TR0-5 yr tips etf$3,319,000
+18.1%
31,782
+17.6%
0.08%
+30.8%
PBR BuyPETROLEO BRASILEIRO SA PETROsponsored adr$3,315,000
+232.5%
295,176
+110.8%
0.08%
+269.6%
ABEV BuyAMBEV SAsponsored adr$3,234,000
+100.0%
1,056,986
+47.7%
0.08%
+124.3%
VMC BuyVULCAN MATLS CO$3,242,000
+16.3%
21,859
+6.3%
0.08%
+29.7%
VIV NewTELEFONICA BRASIL SAnew adr$3,184,000–359,726
+100.0%
0.08%–
BSMX NewBANCO SANTANDER MEXICO SAsponsored ads b$3,073,000–596,699
+100.0%
0.08%–
FIS BuyFIDELITY NATL INFORMATION SV$3,071,000
-3.7%
21,704
+0.2%
0.08%
+8.2%
BG BuyBUNGE LIMITED$2,808,000
+57.3%
42,809
+9.6%
0.07%
+75.6%
BHP NewBHP GROUP LTDsponsored ads$2,562,000–39,214
+100.0%
0.07%–
SQM NewSOCIEDAD QUIMICA Y MINERA DEspon adr ser b$2,541,000–51,766
+100.0%
0.06%–
RIO NewRIO TINTO PLCsponsored adr$2,512,000–33,391
+100.0%
0.06%–
MOS NewMOSAIC CO NEW$2,414,000–104,930
+100.0%
0.06%–
VGK NewVANGUARD INTL EQUITY INDEX Fftse europe etf$2,378,000–39,478
+100.0%
0.06%–
SHLX BuySHELL MIDSTREAM PARTNERS L Punit ltd int$2,082,000
+137.7%
206,542
+123.1%
0.05%
+165.0%
CNHI NewCNH INDL N V$1,966,000–153,148
+100.0%
0.05%–
GOLD NewBARRICK GOLD CORP$1,807,000–79,339
+100.0%
0.05%–
FALN NewISHARES TRfaln angls usd$1,627,000–55,300
+100.0%
0.04%–
ENBL BuyENABLE MIDSTREAM PARTNERS LP$1,612,000
+64.5%
306,535
+29.5%
0.04%
+78.3%
NUE BuyNUCOR CORP$1,507,000
+234.9%
28,329
+182.4%
0.04%
+290.0%
CBRE BuyCBRE GROUP INCcl a$1,496,000
+187.1%
23,845
+115.1%
0.04%
+216.7%
IEMG NewISHARES INCcore msci emkt$1,428,000–23,012
+100.0%
0.04%–
HEP BuyHOLLY ENERGY PARTNERS L P$1,336,000
+229.1%
94,108
+181.0%
0.03%
+277.8%
XLY NewSELECT SECTOR SPDR TRsbi cons discr$1,257,000–7,818
+100.0%
0.03%–
GPN BuyGLOBAL PMTS INC$1,204,000
+123.8%
5,594
+84.9%
0.03%
+158.3%
TFC BuyTRUIST FINL CORP$1,025,000
+50.1%
21,408
+19.2%
0.03%
+62.5%
NBLX BuyNOBLE MIDSTREAM PARTNERS LP$976,000
+118.8%
93,625
+53.7%
0.02%
+150.0%
PKX NewPOSCOsponsored adr$935,000–15,013
+100.0%
0.02%–
FDX NewFEDEX CORP$818,000–3,151
+100.0%
0.02%–
AEM NewAGNICO EAGLE MINES LTD$776,000–11,002
+100.0%
0.02%–
TEL BuyTE CONNECTIVITY LTD$726,000
+41.5%
5,995
+14.2%
0.02%
+58.3%
UBER BuyUBER TECHNOLOGIES INC$728,000
+98.9%
14,275
+42.3%
0.02%
+137.5%
APD BuyAIR PRODS & CHEMS INC$758,000
+17.9%
2,773
+28.4%
0.02%
+26.7%
SMLP NewSUMMIT MIDSTREAM PARTNERS LP$735,000–58,813
+100.0%
0.02%–
KL NewKIRKLAND LAKE GOLD LTD$718,000–17,409
+100.0%
0.02%–
JLL NewJONES LANG LASALLE INC$684,000–4,610
+100.0%
0.02%–
BIPC NewBROOKFIELD INFRASTRUCTURE CO$709,000–9,800
+100.0%
0.02%–
SBSW NewSIBANYE STILLWATER LTDsponsored adr$653,000–41,067
+100.0%
0.02%–
NEE BuyNEXTERA ENERGY INC$618,000
-68.4%
8,004
+13.4%
0.02%
-64.4%
FISV NewFISERV INC$640,000–5,626
+100.0%
0.02%–
AGI NewALAMOS GOLD INC NEW$513,000–58,712
+100.0%
0.01%–
GLW BuyCORNING INC$453,000
+32.5%
12,585
+19.3%
0.01%
+50.0%
ARW BuyARROW ELECTRS INC$442,000
+24.2%
4,547
+0.4%
0.01%
+37.5%
GFI NewGOLD FIELDS LTDsponsored adr$444,000–47,879
+100.0%
0.01%–
RBA NewRITCHIE BROS AUCTIONEERS$362,000–5,200
+100.0%
0.01%–
STLD NewSTEEL DYNAMICS INC$351,000–9,518
+100.0%
0.01%–
GPC BuyGENUINE PARTS CO$342,000
+21.3%
3,404
+14.9%
0.01%
+50.0%
DKL NewDELEK LOGISTICS PARTNERS LP$322,000–10,072
+100.0%
0.01%–
AU NewANGLOGOLD ASHANTI LIMITEDsponsored adr$326,000–14,427
+100.0%
0.01%–
PXD NewPIONEER NAT RES CO$315,000–2,762
+100.0%
0.01%–
WCN NewWASTE CONNECTIONS INC$313,000–3,046
+100.0%
0.01%–
DRD NewDRDGOLD LIMITEDspon adr repstg$314,000–26,728
+100.0%
0.01%–
VAR NewVARIAN MED SYS INC$293,000–1,677
+100.0%
0.01%–
SVM NewSILVERCORP METALS INC$311,000–46,504
+100.0%
0.01%–
AGNC BuyAGNC INVT CORP$285,000
+31.3%
18,293
+17.1%
0.01%
+40.0%
WPM NewWHEATON PRECIOUS METALS CORP$274,000–6,574
+100.0%
0.01%–
SPLK NewSPLUNK INC$279,000–1,645
+100.0%
0.01%–
LEA NewLEAR CORP$282,000–1,773
+100.0%
0.01%–
CCL NewCARNIVAL CORPunit 99/99/9999$274,000–12,654
+100.0%
0.01%–
MLM NewMARTIN MARIETTA MATLS INC$273,000–962
+100.0%
0.01%–
CGNX NewCOGNEX CORP$288,000–3,591
+100.0%
0.01%–
BRKR NewBRUKER CORP$276,000–5,099
+100.0%
0.01%–
SBAC BuySBA COMMUNICATIONS CORP NEWcl a$275,000
+26.7%
974
+42.8%
0.01%
+40.0%
MELI NewMERCADOLIBRE INC$225,000–134
+100.0%
0.01%–
HBAN BuyHUNTINGTON BANCSHARES INC$229,000
+84.7%
18,175
+34.7%
0.01%
+100.0%
IPGP NewIPG PHOTONICS CORP$226,000–1,008
+100.0%
0.01%–
INGR BuyINGREDION INC$242,000
+18.0%
3,072
+13.6%
0.01%
+20.0%
ST NewSENSATA TECHNOLOGIES HLDG PL$247,000–4,688
+100.0%
0.01%–
DOCU NewDOCUSIGN INC$212,000–955
+100.0%
0.01%–
WEX NewWEX INC$203,000–996
+100.0%
0.01%–
ATH NewATHENE HOLDING LTDcl a$204,000–4,716
+100.0%
0.01%–
BTG NewB2GOLD CORP$213,000–38,059
+100.0%
0.01%–
EXPE NewEXPEDIA GROUP INC$204,000–1,538
+100.0%
0.01%–
XLK NewSELECT SECTOR SPDR TRtechnology$126,000–971
+100.0%
0.00%–
JILL NewJ JILL INC$66,000–17,591
+100.0%
0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-02-16
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE, INC.42Q3 20232.1%
MICROSOFT CORPORATION42Q3 20232.2%
EXXONMOBIL CORP.42Q3 20231.4%
AMAZON.COM INC.42Q3 20231.3%
JOHNSON & JOHNSON42Q3 20231.0%
CHEVRON CORPORATION42Q3 20230.9%
JPMORGAN CHASE & CO.42Q3 20230.8%
UNITEDHEALTH GROUP INCORPORATED42Q3 20230.6%
CONOCOPHILLIPS42Q3 20230.7%
MASTERCARD INCORPORATED42Q3 20230.6%

View BARINGS LLC's complete holdings history.

Latest significant ownerships (13-D/G)
BARINGS LLC Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ClearBridge MLP & Midstream Fund Inc.July 25, 20234322.0%
Barings BDC, Inc.February 12, 201913,356,15926.0%
LAYNE CHRISTENSEN COSold outFebruary 12, 201900.0%
TCP Capital Corp.February 17, 20151,603,3723.3%
MFRI INCSold outFebruary 05, 201400.0%
GSE SYSTEMS INCFebruary 12, 2010472,1002.5%
KEITHLEY INSTRUMENTS INCFebruary 12, 2010534,2003.4%
MICRONETICS INCFebruary 12, 2010166,6003.7%
UROPLASTY INCSold outFebruary 12, 201000.0%
CARRIAGE SERVICES INCSold outJune 03, 200900.0%

View BARINGS LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-08
40-APP/A2023-12-04
13F-HR2023-11-13
40-APP/A2023-10-25
13F-HR2023-08-08
SC 13D2023-07-25
SC 13D2023-07-25
40-APP2023-07-20
13F-HR2023-05-09
13F-HR2023-02-13

View BARINGS LLC's complete filings history.

All filings

View complete filings history.

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