$2.33 Billion is the total value of BARINGS LLC's 934 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 2.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BABSON CAPITAL GLOBAL INV FUND | $101,399,000 | +2.5% | 1,000,000 | 0.0% | 4.35% | -2.2% | ||
| CHESAPEAKE ENERGY CORPORATIONconv | $70,397,000 | +4.5% | 72,017,174 | 0.0% | 3.02% | -0.2% | ||
| IWV | ISHARES TRUSTetf | $60,208,000 | +4.9% | 595,289 | 0.0% | 2.58% | +0.2% | |
| AMGEN INC.conv | $37,538,000 | 0.0% | 47,142,857 | 0.0% | 1.61% | -4.6% | ||
| ARCHSTONE-SMITH TRUSTconv | $28,650,000 | 0.0% | 30,000,000 | 0.0% | 1.23% | -4.6% | ||
| MANOR CARE, INC.conv | $28,069,000 | 0.0% | 20,833,333 | 0.0% | 1.20% | -4.5% | ||
| TCPC | TCP CAPITAL CORP | $26,007,000 | -3.3% | 1,603,372 | 0.0% | 1.12% | -7.6% | |
| ADVANCED MICRO DEVICES INC.conv | $25,938,000 | +1.6% | 25,000,000 | 0.0% | 1.11% | -3.0% | ||
| INTEL CORPORATIONconv | $24,879,000 | -0.5% | 22,983,000 | 0.0% | 1.07% | -5.0% | ||
| GPK | GRAPHIC PACKAGING HOLDING CO. | $20,957,000 | +10.6% | 2,448,300 | 0.0% | 0.90% | +5.5% | |
| CHESAPEAKE ENERGY CORP.conv | $19,537,000 | +4.3% | 19,885,000 | 0.0% | 0.84% | -0.4% | ||
| XSTRATA CAPITAL CORPORATION A.V.V.conv | $17,733,000 | 0.0% | 17,733,000 | 0.0% | 0.76% | -4.5% | ||
| MELCO CROWN SPV LTDconv | $17,562,000 | 0.0% | 17,142,857 | 0.0% | 0.75% | -4.6% | ||
| AK STEEL CORP.conv | $10,596,000 | +9.8% | 11,250,000 | 0.0% | 0.45% | +4.6% | ||
| VTGDF | VANTAGE DRILLING COMPANY | $9,589,000 | -15.2% | 5,543,000 | 0.0% | 0.41% | -19.1% | |
| BECKMAN COULTER INC.conv | $9,565,000 | 0.0% | 8,000,000 | 0.0% | 0.41% | -4.7% | ||
| QLTY | QUALITY DISTRIBUTION INC. | $9,240,000 | +4.5% | 1,000,000 | 0.0% | 0.40% | -0.3% | |
| NABORS INDUSTRIES INC.conv | $8,307,000 | 0.0% | 8,307,373 | 0.0% | 0.36% | -4.6% | ||
| MEDTRONIC INC.conv | $8,020,000 | 0.0% | 8,000,000 | 0.0% | 0.34% | -4.4% | ||
| NOVC | NOVATION CO INCreit | $7,318,000 | -7.3% | 19,258,775 | 0.0% | 0.31% | -11.3% | |
| CHIQUITA BRANDS INTERNATIONAL INC.conv | $6,351,000 | +2.5% | 6,485,000 | 0.0% | 0.27% | -2.2% | ||
| MASSEY ENERGY CO.conv | $6,311,000 | +3.3% | 6,750,000 | 0.0% | 0.27% | -1.1% | ||
| DETOUR GOLD CORPORATIONconv | $5,515,000 | +0.1% | 6,280,000 | 0.0% | 0.24% | -4.5% | ||
| SOLECTRON CORPORATIONconv | $5,440,000 | 0.0% | 8,000,000 | 0.0% | 0.23% | -4.5% | ||
| EFA | ISHARES TRUSTetf | $4,684,000 | +11.2% | 73,430 | 0.0% | 0.20% | +6.3% | |
| XLF | SELECT SPDR FINANCIAL SECTORetf | $3,294,000 | +2.2% | 165,381 | 0.0% | 0.14% | -2.8% | |
| ENS | ENERSYS | $3,274,000 | +23.6% | 54,000 | 0.0% | 0.14% | +17.6% | |
| TTE | TOTAL FINA ELF SA | $3,139,000 | +18.9% | 54,200 | 0.0% | 0.14% | +13.4% | |
| BHP | B H P BILLITON LTDadr | $3,106,000 | +15.3% | 46,700 | 0.0% | 0.13% | +9.9% | |
| FRGI | FIESTA RESTAURANT GROUP | $3,036,000 | +9.5% | 80,618 | 0.0% | 0.13% | +4.8% | |
| CATM | CARDTRONICS INC. | $2,968,000 | +34.4% | 80,000 | 0.0% | 0.13% | +28.3% | |
| VEA | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $2,962,000 | +11.1% | 74,840 | 0.0% | 0.13% | +5.8% | |
| BK | BANK OF NEW YORK MELLON CORP. | $2,809,000 | +7.6% | 93,052 | 0.0% | 0.12% | +2.6% | |
| CIT | CIT GROUP, INC. | $2,741,000 | +4.6% | 56,209 | 0.0% | 0.12% | 0.0% | |
| CLNE | CLEAN ENERGY FUELS CORP. | $2,556,000 | -3.2% | 200,000 | 0.0% | 0.11% | -7.6% | |
| CCK | CROWN HOLDINGS INC. | $2,414,000 | +2.8% | 57,100 | 0.0% | 0.10% | -1.9% | |
| SON | SONOCO PRODUCTS CO. | $2,362,000 | +12.6% | 60,667 | 0.0% | 0.10% | +7.4% | |
| MFRI | M F R I, INC. | $2,232,000 | +0.4% | 195,472 | 0.0% | 0.10% | -4.0% | |
| LKQ | LKQ CORPORATION | $2,103,000 | +23.7% | 66,000 | 0.0% | 0.09% | +18.4% | |
| CHESAPEAKE ENERGY CORP.conv | $1,825,000 | +4.1% | 2,000,000 | 0.0% | 0.08% | -1.3% | ||
| NEENAH ENTERPRISES, INC. | $1,713,000 | +5.7% | 154,333 | 0.0% | 0.07% | 0.0% | ||
| ESL | ESTERLINE TECHNOLOGIES CORPORATION | $1,694,000 | +10.5% | 21,200 | 0.0% | 0.07% | +5.8% | |
| NEWARK GROUP INC., THE | $1,673,000 | +28.3% | 546,783 | 0.0% | 0.07% | +22.0% | ||
| UGP | ULTRAPAR PARTICIPACOES SAadr | $1,561,000 | +2.7% | 63,500 | 0.0% | 0.07% | -1.5% | |
| REGENT BROADCASTING LLCwar | $1,430,000 | 0.0% | 704,626 | 0.0% | 0.06% | -4.7% | ||
| MTB | M&T BANK CORP. | $1,363,000 | +0.2% | 12,174 | 0.0% | 0.06% | -4.9% | |
| GMWSA | GENERAL MOTORS COwar | $1,288,000 | +10.1% | 48,744 | 0.0% | 0.06% | +3.8% | |
| AGU | AGRIUM, INC. | $1,286,000 | -3.3% | 15,300 | 0.0% | 0.06% | -8.3% | |
| CASY | CASEY'S GENERAL STORES INC | $1,117,000 | +22.2% | 15,200 | 0.0% | 0.05% | +17.1% | |
| PGR | PROGRESSIVE CORP., THE | $1,112,000 | +7.1% | 40,848 | 0.0% | 0.05% | +2.1% | |
| POOL | POOL CORPORATION | $1,089,000 | +7.1% | 19,400 | 0.0% | 0.05% | +2.2% | |
| AREXQ | APPROACH RESOURCES, INC. | $1,039,000 | +6.9% | 39,546 | 0.0% | 0.04% | +2.3% | |
| CNQ | CANADIAN NATURAL RESOURCES LTD | $1,031,000 | +11.2% | 32,800 | 0.0% | 0.04% | +4.8% | |
| LVNTA | LIBERTY INTERACTIVE CORPORATION | $935,000 | +3.8% | 10,600 | 0.0% | 0.04% | 0.0% | |
| GMWSB | GENERAL MOTORS COwar | $907,000 | +13.8% | 48,744 | 0.0% | 0.04% | +8.3% | |
| HK | HALCON RESOURCES CORPORATION | $886,000 | -21.9% | 200,000 | 0.0% | 0.04% | -25.5% | |
| TEL | TE CONNECTIVITY LTD. | $870,000 | +13.7% | 16,800 | 0.0% | 0.04% | +8.8% | |
| KSS | KOHL'S CORP. | $848,000 | +2.4% | 16,391 | 0.0% | 0.04% | -2.7% | |
| WTI | W T OFFSHORE INC | $840,000 | +24.1% | 47,400 | 0.0% | 0.04% | +20.0% | |
| OCR | OMNICARE, INC. | $816,000 | +16.4% | 14,700 | 0.0% | 0.04% | +12.9% | |
| BTUI | B T U INTERNATIONAL, INC. | $807,000 | +24.5% | 269,856 | 0.0% | 0.04% | +20.7% | |
| VC | VISTEON CORP. | $779,000 | +19.8% | 10,300 | 0.0% | 0.03% | +13.8% | |
| GOLD | RANDGOLD RESOURCES LTDadr | $770,000 | +11.6% | 10,770 | 0.0% | 0.03% | +6.5% | |
| GVP | GSE SYSTEMS INC | $741,000 | +3.9% | 472,100 | 0.0% | 0.03% | 0.0% | |
| NVE | NV ENERGY INC. | $741,000 | +0.5% | 31,400 | 0.0% | 0.03% | -3.0% | |
| DW | DREW INDUSTRIES, INC. | $747,000 | +15.8% | 16,400 | 0.0% | 0.03% | +10.3% | |
| CMS | CMS ENERGY CORP. | $716,000 | -3.1% | 27,213 | 0.0% | 0.03% | -6.1% | |
| NYCB | NEW YORK COMMUNITY BANCORP, INC | $730,000 | +7.8% | 48,340 | 0.0% | 0.03% | +3.3% | |
| NSM | NATIONSTAR MORTGAGE HOLDINGS INC | $697,000 | +50.2% | 12,400 | 0.0% | 0.03% | +42.9% | |
| TXRH | TEXAS ROADHOUSE, INC. | $675,000 | +5.0% | 25,700 | 0.0% | 0.03% | 0.0% | |
| RAI | REYNOLDS AMERICAN INC. | $636,000 | +0.8% | 13,042 | 0.0% | 0.03% | -3.6% | |
| AGNC | AMERICAN CAPITAL AGENCY CORPreit | $603,000 | -1.8% | 26,700 | 0.0% | 0.03% | -7.1% | |
| WCC | WESCO INTERNATIONAL INC. | $582,000 | +12.8% | 7,600 | 0.0% | 0.02% | +8.7% | |
| RE | EVEREST RE GROUP LTD. | $558,000 | +13.2% | 3,840 | 0.0% | 0.02% | +9.1% | |
| NWL | NEWELL RUBBERMAID INC. | $534,000 | +4.7% | 19,421 | 0.0% | 0.02% | 0.0% | |
| RCI | ROGERS COMMUNICATIONS, INC. | $529,000 | +9.8% | 12,292 | 0.0% | 0.02% | +4.5% | |
| SQM | SOCIEDAD QUIMICA Y MINERA DE Cadr | $538,000 | -24.3% | 17,600 | 0.0% | 0.02% | -28.1% | |
| FNF | FIDELITY NATIONAL FINANCIAL INC. | $529,000 | +11.6% | 19,900 | 0.0% | 0.02% | +9.5% | |
| LPX | LOUISIANA-PACIFIC CORPORATION | $522,000 | +18.9% | 29,700 | 0.0% | 0.02% | +10.0% | |
| ATSG | AIR TRANSPORT SVCS GROUP, INC. | $524,000 | +13.2% | 70,000 | 0.0% | 0.02% | +4.8% | |
| PLL | PALL CORP. | $502,000 | +15.9% | 6,522 | 0.0% | 0.02% | +15.8% | |
| PAG | PENSKE AUTO GROUP INC | $504,000 | +40.0% | 11,800 | 0.0% | 0.02% | +37.5% | |
| OII | OCEANEERING INTL, INC. | $479,000 | +12.4% | 5,900 | 0.0% | 0.02% | +10.5% | |
| CRMT | AMERICA'S CAR-MART, INC. | $501,000 | +4.4% | 11,100 | 0.0% | 0.02% | -4.5% | |
| MDSO | MEDIDATA SOLUTIONS INC | $485,000 | +27.6% | 4,900 | 0.0% | 0.02% | +23.5% | |
| NOG | NORTHERN OIL AND GAS INC | $483,000 | +8.1% | 33,500 | 0.0% | 0.02% | +5.0% | |
| MANH | MANHATTAN ASSOCIATES INC | $458,000 | +23.8% | 4,800 | 0.0% | 0.02% | +17.6% | |
| MNST | MONSTER BEVERAGE CORPORATION | $470,000 | -14.1% | 9,000 | 0.0% | 0.02% | -20.0% | |
| RDC | ROWAN COS. INC. | $437,000 | +7.6% | 11,908 | 0.0% | 0.02% | +5.6% | |
| RYN | RAYONIER, INC.reit | $443,000 | +0.5% | 7,965 | 0.0% | 0.02% | -5.0% | |
| USNA | USANA HEALTH SCIENCES | $443,000 | +20.1% | 5,100 | 0.0% | 0.02% | +11.8% | |
| TEO | TELECOM ARGENTINA SAadr | $445,000 | +20.6% | 24,800 | 0.0% | 0.02% | +11.8% | |
| AUXL | AUXILIUM PHARMACEUTICALS, INC. | $423,000 | +9.6% | 23,198 | 0.0% | 0.02% | +5.9% | |
| PBCT | PEOPLE'S UNITED FINANCIAL INC | $410,000 | -3.5% | 28,510 | 0.0% | 0.02% | -5.3% | |
| LORL | LORAL SPACE & COMMUNICATIONS, INC. | $406,000 | +12.8% | 5,998 | 0.0% | 0.02% | +6.2% | |
| MTLQU | MOTORS LIQUIDATION CO GUC TRUS | $380,000 | +15.5% | 10,729 | 0.0% | 0.02% | +6.7% | |
| JAH | JARDEN CORP. | $370,000 | +10.4% | 7,650 | 0.0% | 0.02% | +6.7% | |
| SNX | SYNNEX CORP. | $375,000 | +45.3% | 6,100 | 0.0% | 0.02% | +33.3% | |
| AMG | AFFILIATED MANAGERS GROUP, INC. | $340,000 | +11.5% | 1,860 | 0.0% | 0.02% | +7.1% | |
| CPRT | COPART, INC. | $353,000 | +3.2% | 11,100 | 0.0% | 0.02% | 0.0% | |
| ACI | ARCH COAL, INC. | $346,000 | +8.8% | 84,100 | 0.0% | 0.02% | +7.1% | |
| ADS | ALLIANCE DATA SYSTEMS CORPORATION | $351,000 | +16.6% | 1,660 | 0.0% | 0.02% | +7.1% | |
| MWE | MARKWEST ENERGY OPERATING CO | $323,000 | +8.0% | 4,470 | 0.0% | 0.01% | +7.7% | |
| OCN | OCWEN FINANCIAL CORP. | $335,000 | +35.6% | 6,000 | 0.0% | 0.01% | +27.3% | |
| TRI | THOMSON REUTERS CORP. | $326,000 | +7.6% | 9,300 | 0.0% | 0.01% | 0.0% | |
| AAP | ADVANCE AUTO STORES CO., INC. | $326,000 | +1.9% | 3,940 | 0.0% | 0.01% | 0.0% | |
| BCPC | BALCHEM CORP. | $295,000 | +15.7% | 5,700 | 0.0% | 0.01% | +18.2% | |
| RMD | RESMED INC. | $312,000 | +17.3% | 5,900 | 0.0% | 0.01% | +8.3% | |
| NEEB | NEEBO INC. | $314,000 | +56.2% | 88,055 | 0.0% | 0.01% | +44.4% | |
| HEINY | HEINEKEN NVadr | $308,000 | +11.2% | 8,700 | 0.0% | 0.01% | +8.3% | |
| GFI | GOLD FIELDS LTDadr | $298,000 | -12.9% | 65,200 | 0.0% | 0.01% | -13.3% | |
| MWIV | M W I VETERINARY SUPPLY, INC. | $314,000 | +21.2% | 2,100 | 0.0% | 0.01% | +8.3% | |
| TWO | TWO HARBORS INVESTMENT CORPreit | $304,000 | -5.3% | 31,300 | 0.0% | 0.01% | -7.1% | |
| ZBRA | ZEBRA TECHNOLOGIES CORP. | $285,000 | +4.8% | 6,250 | 0.0% | 0.01% | 0.0% | |
| BZH | BEAZER HOMES U S A, INC. | $290,000 | +2.8% | 16,100 | 0.0% | 0.01% | -7.7% | |
| CNC | CENTENE CORPORATION | $281,000 | +21.6% | 4,400 | 0.0% | 0.01% | +20.0% | |
| SIAL | SIGMA-ALDRICH CORP. | $270,000 | +6.3% | 3,165 | 0.0% | 0.01% | +9.1% | |
| PIR | PIER 1 IMPORTS | $285,000 | -16.9% | 14,600 | 0.0% | 0.01% | -20.0% | |
| KOF | COCA-COLA FEMSA SA DE CVadr | $277,000 | -10.4% | 2,200 | 0.0% | 0.01% | -14.3% | |
| PZE | PETROBRAS ARGENTINA SAadr | $282,000 | +55.8% | 50,000 | 0.0% | 0.01% | +50.0% | |
| POM | PEPCO HOLDINGS INC. | $273,000 | -8.4% | 14,799 | 0.0% | 0.01% | -7.7% | |
| CREE | CREE, INC. | $289,000 | -5.9% | 4,800 | 0.0% | 0.01% | -14.3% | |
| WR | WESTAR ENERGY INC. | $285,000 | -4.0% | 9,300 | 0.0% | 0.01% | -7.7% | |
| FCNCA | FIRST CITIZENS BANCSHARES, INC. | $271,000 | +7.1% | 1,318 | 0.0% | 0.01% | +9.1% | |
| BVN | CIA DE MINAS BUENAVENTURA SAadr | $258,000 | -20.6% | 22,000 | 0.0% | 0.01% | -26.7% | |
| LNT | ALLIANT ENERGY CORP. | $258,000 | -1.5% | 5,200 | 0.0% | 0.01% | -8.3% | |
| CSH | CASH AMERICA INTL, INC. | $263,000 | -0.4% | 5,800 | 0.0% | 0.01% | -8.3% | |
| SLW | SILVER WHEATON CORPORATION | $263,000 | +25.8% | 10,600 | 0.0% | 0.01% | +22.2% | |
| EL | ESTEE LAUDER COMPANIES INC., THE | $249,000 | +6.0% | 3,566 | 0.0% | 0.01% | 0.0% | |
| MKL | MARKEL CORPORATION | $253,000 | -1.6% | 488 | 0.0% | 0.01% | -8.3% | |
| SRCL | STERICYCLE, INC. | $247,000 | +4.2% | 2,144 | 0.0% | 0.01% | 0.0% | |
| STWD | STARWOOD PROPERTY TRUST INC.reit | $242,000 | -3.2% | 10,100 | 0.0% | 0.01% | -9.1% | |
| RGA | REINSURANCE GROUP OF AMERICA, INC. | $244,000 | -3.2% | 3,643 | 0.0% | 0.01% | -9.1% | |
| HCC | HCC INSURANCE HOLDINGS INC. | $244,000 | +1.7% | 5,566 | 0.0% | 0.01% | -9.1% | |
| RJF | RAYMOND JAMES FINANCIAL, INC. | $233,000 | -3.3% | 5,600 | 0.0% | 0.01% | -9.1% | |
| FBHS | FORTUNE BRANDS HOME & SECURITY INC | $237,000 | +7.2% | 5,700 | 0.0% | 0.01% | 0.0% | |
| WRLD | WORLD ACCEPTANCE CORP | $225,000 | +3.7% | 2,500 | 0.0% | 0.01% | 0.0% | |
| PDCO | PATTERSON COMPANIES, INC. | $231,000 | +6.9% | 5,747 | 0.0% | 0.01% | 0.0% | |
| WTM | WHITE MOUNTAINS INSURANCE GROUP LTD. | $231,000 | -1.3% | 407 | 0.0% | 0.01% | -9.1% | |
| RHI | ROBERT HALF INTERNATIONAL, INC. | $244,000 | +17.3% | 6,261 | 0.0% | 0.01% | +11.1% | |
| BRSWQ | BRISTOW GROUP, INC. | $226,000 | +11.9% | 3,100 | 0.0% | 0.01% | +11.1% | |
| RSO | RESOURCE CAPITAL CORPORATION | $208,000 | -3.3% | 35,000 | 0.0% | 0.01% | -10.0% | |
| WPC | WP CAREY INCreit | $207,000 | -2.4% | 3,200 | 0.0% | 0.01% | -10.0% | |
| MNRO | MONRO MUFFLER BRAKE | $219,000 | -3.1% | 4,700 | 0.0% | 0.01% | -10.0% | |
| MED | MEDIFAST INC | $212,000 | +3.9% | 7,900 | 0.0% | 0.01% | 0.0% | |
| AEO | AMERICAN EAGLE OUTFITTERS INC | $192,000 | -23.2% | 13,700 | 0.0% | 0.01% | -27.3% | |
| TE | TECO ENERGY INC. | $191,000 | -3.5% | 11,523 | 0.0% | 0.01% | -11.1% | |
| TER | TERADYNE INC | $181,000 | -5.7% | 10,930 | 0.0% | 0.01% | -11.1% | |
| CCS MEDICAL HOLDINGS INC | $171,000 | +20.4% | 14,236 | 0.0% | 0.01% | +16.7% | ||
| DDR | DDR CORP.reit | $162,000 | -5.3% | 10,300 | 0.0% | 0.01% | -12.5% | |
| ON | ON SEMICONDUCTOR CORP. | $128,000 | -9.9% | 17,600 | 0.0% | 0.01% | -16.7% | |
| ASTX | ASTEX PHARMACEUTICALS, INC. | $106,000 | +107.8% | 12,500 | 0.0% | 0.01% | +150.0% | |
| CARIBE MEDIA INC | $111,000 | -33.5% | 11,105 | 0.0% | 0.01% | -28.6% | ||
| SCLN | SCICLONE PHARMACEUTICALS INC | $90,000 | +2.3% | 17,700 | 0.0% | 0.00% | 0.0% | |
| LINC | LINCOLN EDUCATIONAL SERVICES | $88,000 | -12.9% | 19,100 | 0.0% | 0.00% | -20.0% | |
| SBGL | SIBANYE GOLD LTDadr | $85,000 | +77.1% | 16,300 | 0.0% | 0.00% | +100.0% | |
| MDR | MCDERMOTT INTERNATIONAL INC. | $92,000 | -8.9% | 12,400 | 0.0% | 0.00% | -20.0% | |
| DIAL | DIAL GLOBAL INC. | $73,000 | -31.1% | 407,635 | 0.0% | 0.00% | -40.0% | |
| ELNK | EARTHLINK, INC. | $75,000 | -20.2% | 15,200 | 0.0% | 0.00% | -25.0% | |
| ECRO | E C C CAPITAL CORP.reit | $80,000 | +1.3% | 1,200,000 | 0.0% | 0.00% | -25.0% | |
| ANVGQ | ALLIED NEVADA GOLD CORP | $54,000 | -34.9% | 12,800 | 0.0% | 0.00% | -50.0% | |
| REGENT BROADCASTING LLCwar | $35,000 | -93.1% | 704,626 | 0.0% | 0.00% | -91.3% | ||
| BMNM | BIMINI CAPITAL MGMT, INC.reit | $39,000 | -36.1% | 211,628 | 0.0% | 0.00% | -33.3% | |
| AXAS | ABRAXAS PETROLEUM CORP | $26,000 | +23.8% | 10,130 | 0.0% | 0.00% | 0.0% | |
| GMET | GEOMET, INC. | $10,000 | -28.6% | 85,857 | 0.0% | 0.00% | -100.0% | |
| GEO SPECIALTY CHEMICALS, INC. | $0 | – | 80,750 | 0.0% | 0.00% | – | ||
| ACPIQ | ANTHRACITE CAPITAL, INC.reit | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| VERTIS HOLDINGS INC. | $0 | – | 70,450 | 0.0% | 0.00% | – | ||
| WHLT | CHASE PACKAGING CORP. | $0 | -100.0% | 19,082 | 0.0% | 0.00% | – | |
| ADPAS | ADELPHIA RECOVERY TRUST | $0 | – | 1,783,299 | 0.0% | 0.00% | – | |
| SCIE | SPECTRASCIENCE, INC. | $6,000 | -25.0% | 157,715 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE, INC. | 42 | Q3 2023 | 2.1% |
| MICROSOFT CORPORATION | 42 | Q3 2023 | 2.2% |
| EXXONMOBIL CORP. | 42 | Q3 2023 | 1.4% |
| AMAZON.COM INC. | 42 | Q3 2023 | 1.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.0% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 0.9% |
| JPMORGAN CHASE & CO. | 42 | Q3 2023 | 0.8% |
| UNITEDHEALTH GROUP INCORPORATED | 42 | Q3 2023 | 0.6% |
| CONOCOPHILLIPS | 42 | Q3 2023 | 0.7% |
| MASTERCARD INCORPORATED | 42 | Q3 2023 | 0.6% |
View BARINGS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ClearBridge MLP & Midstream Fund Inc. | July 25, 2023 | 43 | 22.0% |
| Barings BDC, Inc. | February 12, 2019 | 13,356,159 | 26.0% |
| LAYNE CHRISTENSEN COSold out | February 12, 2019 | 0 | 0.0% |
| TCP Capital Corp. | February 17, 2015 | 1,603,372 | 3.3% |
| MFRI INCSold out | February 05, 2014 | 0 | 0.0% |
| GSE SYSTEMS INC | February 12, 2010 | 472,100 | 2.5% |
| KEITHLEY INSTRUMENTS INC | February 12, 2010 | 534,200 | 3.4% |
| MICRONETICS INC | February 12, 2010 | 166,600 | 3.7% |
| UROPLASTY INCSold out | February 12, 2010 | 0 | 0.0% |
| CARRIAGE SERVICES INCSold out | June 03, 2009 | 0 | 0.0% |
View BARINGS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-08 |
| 40-APP/A | 2023-12-04 |
| 13F-HR | 2023-11-13 |
| 40-APP/A | 2023-10-25 |
| 13F-HR | 2023-08-08 |
| SC 13D | 2023-07-25 |
| SC 13D | 2023-07-25 |
| 40-APP | 2023-07-20 |
| 13F-HR | 2023-05-09 |
View BARINGS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.