$4.02 Billion is the total value of TOCQUEVILLE ASSET MANAGEMENT L.P.'s 638 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 30.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HD | Buy | HOME DEPOT INC | $282,255,000 | -12.4% | 1,511,727 | +2.5% | 7.01% | +48.0% |
| MSFT | Sell | MICROSOFT CORP | $132,102,000 | -5.9% | 837,624 | -6.0% | 3.28% | +58.9% |
| AAPL | Sell | APPLE INC | $106,188,000 | -14.5% | 417,587 | -1.3% | 2.64% | +44.4% |
| AMZN | Buy | AMAZON COM INC | $105,920,000 | +23.0% | 54,326 | +16.6% | 2.63% | +107.9% |
| NEE | Sell | NEXTERA ENERGY INC | $66,185,000 | -4.6% | 275,059 | -4.0% | 1.64% | +61.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $63,748,000 | -3.4% | 486,145 | +7.4% | 1.58% | +63.1% |
| GOOG | Buy | ALPHABET INC | $62,780,000 | -12.7% | 53,990 | +0.4% | 1.56% | +47.6% |
| GOOGL | Buy | ALPHABET INC | $61,281,000 | -8.5% | 52,740 | +5.4% | 1.52% | +54.6% |
| MRK | Sell | MERCK & CO. INC | $59,271,000 | -17.5% | 770,351 | -2.5% | 1.47% | +39.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $52,349,000 | -11.0% | 974,290 | +1.7% | 1.30% | +50.4% |
| IAU | Sell | ISHARES GOLD TRUST | $51,356,000 | +1.9% | 3,407,805 | -1.9% | 1.28% | +72.2% |
| NVDA | Sell | NVIDIA CORP | $50,891,000 | +8.8% | 193,060 | -2.9% | 1.26% | +83.7% |
| Sell | The Tocqueville Fund | $50,417,000 | -27.6% | 1,733,145 | -6.5% | 1.25% | +22.2% | |
| PFE | Buy | PFIZER INC | $49,335,000 | -5.9% | 1,511,495 | +13.0% | 1.23% | +59.0% |
| PG | Sell | PROCTER & GAMBLE CO | $48,350,000 | -16.7% | 439,543 | -5.4% | 1.20% | +40.6% |
| BIIB | Buy | BIOGEN INC | $48,182,000 | +19.6% | 152,291 | +12.1% | 1.20% | +101.9% |
| INTC | Sell | INTEL CORP | $46,345,000 | -12.6% | 856,334 | -3.4% | 1.15% | +47.6% |
| DIS | Sell | DISNEY WALT CO | $43,179,000 | -41.9% | 446,987 | -13.0% | 1.07% | -1.8% |
| EBAY | Buy | EBAY INC | $42,360,000 | +90.0% | 1,409,178 | +128.2% | 1.05% | +220.7% |
| MCD | Sell | MCDONALDS CORP | $41,717,000 | -20.2% | 252,297 | -4.6% | 1.04% | +34.7% |
| NTR | Buy | NUTRIEN LTD | $39,610,000 | -23.8% | 1,167,050 | +7.6% | 0.98% | +28.8% |
| PYPL | Buy | PAYPAL HLDGS INC | $38,754,000 | +24.0% | 404,789 | +40.1% | 0.96% | +109.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL | $38,044,000 | +52.2% | 208,084 | +88.5% | 0.94% | +156.8% |
| CAT | Buy | CATERPILLAR INC DEL | $36,943,000 | -12.5% | 318,368 | +11.4% | 0.92% | +47.8% |
| WY | Buy | WEYERHAEUSER CO | $35,197,000 | -37.5% | 2,076,492 | +11.4% | 0.87% | +5.6% |
| DE | Buy | DEERE & CO | $33,548,000 | -20.0% | 242,822 | +0.3% | 0.83% | +35.2% |
| WMT | Sell | WALMART INC | $33,510,000 | -7.8% | 294,928 | -3.6% | 0.83% | +55.7% |
| PEP | Buy | PEPSICO INC | $31,163,000 | -10.2% | 259,476 | +2.2% | 0.77% | +51.8% |
| QCOM | Buy | QUALCOMM INC | $30,353,000 | -21.4% | 448,682 | +2.6% | 0.75% | +32.7% |
| FB | Sell | Facebook Inc. | $28,962,000 | -24.6% | 173,635 | -7.2% | 0.72% | +27.4% |
| ADBE | Buy | ADOBE INC | $28,366,000 | +52.5% | 89,133 | +58.1% | 0.70% | +157.3% |
| CL | Buy | COLGATE PALMOLIVE CO | $27,973,000 | +26.9% | 421,535 | +31.7% | 0.70% | +114.5% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $27,946,000 | -23.5% | 204,462 | -4.6% | 0.69% | +29.0% |
| BABA | Sell | ALIBABA GROUP HLDG LTD | $27,502,000 | -11.1% | 141,414 | -3.1% | 0.68% | +50.1% |
| ABT | Sell | ABBOTT LABS | $27,441,000 | -14.2% | 347,751 | -5.6% | 0.68% | +45.1% |
| CSCO | Buy | CISCO SYS INC | $25,446,000 | +77.0% | 647,323 | +116.0% | 0.63% | +199.5% |
| FDX | Buy | FEDEX CORP | $25,235,000 | -2.2% | 208,107 | +21.9% | 0.63% | +65.0% |
| AMAT | Sell | APPLIED MATLS INC | $24,951,000 | -25.1% | 544,537 | -0.3% | 0.62% | +26.5% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $24,245,000 | -15.8% | 434,967 | -3.1% | 0.60% | +42.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $24,234,000 | -18.0% | 85,451 | -6.0% | 0.60% | +38.7% |
| NVS | Sell | NOVARTIS A G | $23,296,000 | -12.9% | 282,543 | -0.0% | 0.58% | +47.0% |
| HON | Buy | HONEYWELL INTL INC | $23,250,000 | +190.6% | 173,780 | +284.4% | 0.58% | +389.8% |
| RDSB | Buy | ROYAL DUTCH SHELL PLC | $22,902,000 | -38.9% | 701,239 | +12.1% | 0.57% | +3.1% |
| SIEGY | Sell | Siemens AG-SPONS ADR | $22,185,000 | -48.9% | 528,204 | -20.9% | 0.55% | -13.6% |
| UN | Sell | UNILEVER N V | $21,496,000 | -17.0% | 440,591 | -2.2% | 0.53% | +40.2% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $21,462,000 | -6.0% | 227,519 | +49.2% | 0.53% | +58.6% |
| MDLZ | Sell | MONDELEZ INTL INC | $21,287,000 | -9.3% | 425,053 | -0.2% | 0.53% | +53.3% |
| T | Buy | AT&T INC | $20,923,000 | -22.5% | 717,774 | +3.9% | 0.52% | +31.0% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $20,480,000 | -78.5% | 743,925 | -76.8% | 0.51% | -63.7% |
| CVX | Buy | CHEVRON CORP NEW | $20,444,000 | -22.5% | 282,139 | +29.0% | 0.51% | +30.9% |
| ABBV | Sell | ABBVIE INC | $20,382,000 | -19.8% | 267,521 | -6.9% | 0.51% | +35.3% |
| V | Buy | VISA INC | $20,310,000 | +35.7% | 126,056 | +58.3% | 0.50% | +129.5% |
| UL | Buy | UNILEVER PLC | $19,330,000 | +136.5% | 382,250 | +167.4% | 0.48% | +300.0% |
| BAC | Sell | BK OF AMERICA CORP | $18,501,000 | -58.6% | 871,438 | -31.4% | 0.46% | -30.1% |
| RTN | Buy | RAYTHEON CO | $18,069,000 | -35.3% | 137,772 | +8.4% | 0.45% | +9.2% |
| FNV | Sell | FRANCO NEVADA CORP | $17,960,000 | -82.7% | 180,470 | -82.1% | 0.45% | -70.9% |
| FIS | Buy | FIDELITY NATL INFORMATION SV | $17,888,000 | +148.4% | 147,060 | +184.0% | 0.44% | +318.9% |
| Buy | Applus Services SA | $17,811,000 | -47.2% | 2,774,696 | +5.2% | 0.44% | -10.9% | |
| XLV | SELECT SECTOR SPDR TR | $17,526,000 | -13.0% | 197,852 | 0.0% | 0.44% | +47.0% | |
| JPM | Sell | JPMORGAN CHASE & CO | $17,289,000 | -36.8% | 192,036 | -2.2% | 0.43% | +6.7% |
| BG | Buy | BUNGE LIMITED | $17,238,000 | -14.6% | 420,136 | +19.8% | 0.43% | +44.1% |
| Sell | Tocqueville Opportunity Fund | $17,140,000 | -25.2% | 682,592 | -12.5% | 0.43% | +26.4% | |
| AFL | Sell | AFLAC INC | $16,850,000 | -56.2% | 492,110 | -32.3% | 0.42% | -25.8% |
| KO | Sell | COCA COLA CO | $16,426,000 | -43.1% | 371,218 | -28.8% | 0.41% | -4.0% |
| XOM | Sell | EXXON MOBIL CORP | $16,296,000 | -61.0% | 429,181 | -28.4% | 0.40% | -34.1% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $15,987,000 | -22.7% | 24,430 | -1.1% | 0.40% | +30.6% |
| PANW | Buy | PALO ALTO NETWORKS INC | $14,821,000 | +10.9% | 90,395 | +56.4% | 0.37% | +86.8% |
| USB | Sell | US BANCORP DEL | $14,674,000 | -42.6% | 425,948 | -1.2% | 0.36% | -2.9% |
| TCEHY | Buy | Tencent Hldgs Ltd Adr | $14,228,000 | +88.1% | 289,845 | +83.9% | 0.35% | +218.9% |
| VMC | Sell | VULCAN MATLS CO | $14,157,000 | -35.8% | 131,000 | -14.4% | 0.35% | +8.6% |
| MCHI | Sell | ISHARES TR | $13,915,000 | -12.8% | 243,058 | -2.4% | 0.35% | +47.2% |
| WM | Buy | WASTE MGMT INC DEL | $13,532,000 | -5.7% | 146,194 | +16.1% | 0.34% | +59.2% |
| IONS | Sell | IONIS PHARMACEUTICALS INC | $13,458,000 | -44.6% | 284,642 | -29.2% | 0.33% | -6.4% |
| ORCL | Sell | ORACLE CORP | $13,388,000 | -43.2% | 277,016 | -37.7% | 0.33% | -4.0% |
| STZ | Buy | CONSTELLATION BRANDS INC | $13,408,000 | +39.6% | 93,527 | +84.8% | 0.33% | +136.2% |
| MPC | Buy | MARATHON PETE CORP | $13,358,000 | +72.5% | 565,542 | +340.0% | 0.33% | +191.2% |
| SLB | Sell | SCHLUMBERGER LTD | $12,907,000 | -71.2% | 956,776 | -14.1% | 0.32% | -51.2% |
| MA | Sell | MASTERCARD INC | $12,749,000 | -29.5% | 52,779 | -12.8% | 0.32% | +19.2% |
| CRM | Buy | SALESFORCE COM INC | $12,698,000 | +39.6% | 88,192 | +57.7% | 0.32% | +135.1% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $12,164,000 | -19.0% | 109,654 | -2.2% | 0.30% | +36.7% |
| Buy | Nikon Corp | $12,081,000 | -18.9% | 1,306,830 | +8.5% | 0.30% | +37.0% | |
| DEO | Sell | DIAGEO P L C | $11,587,000 | -26.6% | 91,154 | -2.8% | 0.29% | +24.1% |
| NOK | Sell | NOKIA CORP | $11,338,000 | -26.9% | 3,657,360 | -12.5% | 0.28% | +23.7% |
| XBI | Sell | SPDR SER TR | $11,311,000 | -22.6% | 146,065 | -5.0% | 0.28% | +30.7% |
| MLM | Buy | MARTIN MARIETTA MATLS INC | $11,283,000 | -19.6% | 59,628 | +18.8% | 0.28% | +35.9% |
| D | Sell | DOMINION ENERGY INC | $11,148,000 | -12.9% | 154,429 | -0.0% | 0.28% | +47.3% |
| PGR | Buy | PROGRESSIVE CORP OHIO | $11,161,000 | +2.0% | 151,155 | +0.0% | 0.28% | +72.0% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $11,042,000 | -24.7% | 137,505 | +0.1% | 0.27% | +26.9% |
| ROK | Buy | ROCKWELL AUTOMATION INC | $10,994,000 | +35.9% | 72,850 | +82.6% | 0.27% | +129.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $10,762,000 | +42.1% | 43,157 | +67.6% | 0.27% | +140.5% |
| New | Vivendi SA | $10,665,000 | – | 497,800 | +100.0% | 0.26% | – | |
| DUK | Buy | DUKE ENERGY CORP NEW | $10,663,000 | -11.2% | 131,835 | +0.1% | 0.26% | +49.7% |
| SCHW | Sell | SCHWAB CHARLES CORP | $10,219,000 | -53.7% | 303,945 | -34.5% | 0.25% | -21.8% |
| INTU | Sell | INTUIT | $10,205,000 | -17.0% | 44,371 | -5.5% | 0.25% | +40.3% |
| DAL | Sell | DELTA AIR LINES INC DEL | $10,112,000 | -56.5% | 354,434 | -10.9% | 0.25% | -26.6% |
| RSG | Sell | REPUBLIC SVCS INC | $9,862,000 | -20.7% | 131,389 | -5.3% | 0.24% | +33.9% |
| SBUX | Buy | STARBUCKS CORP | $9,484,000 | -23.7% | 144,265 | +2.0% | 0.24% | +29.0% |
| LOW | Sell | LOWES COS INC | $9,510,000 | -29.9% | 110,512 | -2.4% | 0.24% | +18.6% |
| BK | Sell | BANK NEW YORK MELLON CORP | $9,451,000 | -54.1% | 280,600 | -31.4% | 0.24% | -22.4% |
| SYK | Buy | STRYKER CORP | $9,427,000 | +538.7% | 56,624 | +705.6% | 0.23% | +963.6% |
| MU | Sell | MICRON TECHNOLOGY INC | $9,400,000 | -25.3% | 223,485 | -4.5% | 0.23% | +26.5% |
| DD | Sell | DUPONT DE NEMOURS INC | $9,333,000 | -51.4% | 273,689 | -8.5% | 0.23% | -17.7% |
| XLF | Sell | SELECT SECTOR SPDR TR | $9,340,000 | -36.9% | 448,614 | -6.8% | 0.23% | +6.4% |
| GLD | Buy | SPDR GOLD TRUST | $9,314,000 | +20.5% | 62,908 | +16.3% | 0.23% | +102.6% |
| MMM | Sell | 3M CO | $9,306,000 | -56.6% | 68,173 | -43.9% | 0.23% | -26.7% |
| MTB | Sell | M & T BK CORP | $9,170,000 | -54.4% | 88,663 | -25.2% | 0.23% | -23.0% |
| LVS | Buy | LAS VEGAS SANDS CORP | $9,053,000 | -21.6% | 213,172 | +27.5% | 0.22% | +32.4% |
| COF | Sell | CAPITAL ONE FINL CORP | $8,930,000 | -55.5% | 177,112 | -9.2% | 0.22% | -24.7% |
| SPY | Buy | SPDR S&P 500 ETF TR | $8,840,000 | -8.6% | 34,296 | +14.1% | 0.22% | +54.9% |
| Tokyo Broadcasting | $8,809,000 | -18.9% | 632,300 | 0.0% | 0.22% | +36.9% | ||
| KRE | Sell | SPDR SER TR | $8,675,000 | -53.1% | 266,201 | -16.2% | 0.22% | -20.6% |
| FN | Sell | FABRINET | $8,685,000 | -29.2% | 159,189 | -15.8% | 0.22% | +20.0% |
| BHP | Sell | BHP GROUP LTD | $8,668,000 | -33.1% | 236,238 | -0.2% | 0.22% | +13.2% |
| UBS | Sell | UBS GROUP AG | $8,652,000 | -47.5% | 934,318 | -28.7% | 0.22% | -11.2% |
| APD | Sell | AIR PRODS & CHEMS INC | $8,625,000 | -42.6% | 43,211 | -32.4% | 0.21% | -3.2% |
| AXP | Buy | AMERICAN EXPRESS CO | $8,571,000 | -30.1% | 100,116 | +1.6% | 0.21% | +18.3% |
| Buy | Citigroup Inc. | $8,518,000 | -11.8% | 9,011,000 | +1.5% | 0.21% | +49.3% | |
| SQ | Buy | SQUARE INC | $8,362,000 | +26.3% | 159,634 | +50.8% | 0.21% | +114.4% |
| PH | Sell | PARKER HANNIFIN CORP | $8,058,000 | -37.0% | 62,110 | -0.1% | 0.20% | +6.4% |
| KMB | Sell | KIMBERLY CLARK CORP | $8,014,000 | -7.6% | 62,672 | -0.6% | 0.20% | +55.5% |
| GRA | Sell | GRACE W R & CO DEL NEW | $7,959,000 | -67.8% | 223,577 | -36.8% | 0.20% | -45.5% |
| EMR | Sell | EMERSON ELEC CO | $7,953,000 | -38.8% | 166,908 | -2.1% | 0.20% | +3.7% |
| TGNA | Sell | TEGNA INC | $7,343,000 | -41.9% | 676,125 | -10.7% | 0.18% | -2.2% |
| PHG | Sell | KONINKLIJKE PHILIPS N V | $7,273,000 | -20.3% | 181,102 | -3.2% | 0.18% | +35.1% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $7,111,000 | -33.0% | 37,700 | -17.2% | 0.18% | +13.5% |
| AMGN | Sell | AMGEN INC | $7,090,000 | -25.8% | 34,971 | -11.7% | 0.18% | +25.7% |
| Buy | Huntington Bancshares Inc. | $7,028,000 | -20.5% | 8,785,000 | +2.9% | 0.18% | +34.6% | |
| SYY | Sell | SYSCO CORP | $6,872,000 | -49.2% | 150,606 | -4.8% | 0.17% | -14.1% |
| RHHBY | Buy | Roche Holdings LTD | $6,844,000 | -0.2% | 168,701 | +0.1% | 0.17% | +68.3% |
| SON | Sell | SONOCO PRODS CO | $6,820,000 | -26.4% | 147,147 | -1.9% | 0.17% | +24.3% |
| UNP | Sell | UNION PAC CORP | $6,822,000 | -32.0% | 48,367 | -12.9% | 0.17% | +14.2% |
| TTMI | Sell | TTM TECHNOLOGIES INC | $6,761,000 | -36.4% | 653,900 | -7.4% | 0.17% | +7.7% |
| CYBR | Buy | CYBERARK SOFTWARE LTD | $6,678,000 | +286.0% | 78,047 | +426.1% | 0.17% | +564.0% |
| J | Sell | JACOBS ENGR GROUP INC | $6,698,000 | -14.4% | 84,493 | -3.0% | 0.17% | +44.3% |
| ALC | Buy | ALCON INC | $6,641,000 | +151.1% | 130,675 | +179.5% | 0.16% | +323.1% |
| New | Merger Fund Institutional Cl | $6,526,000 | – | 390,803 | +100.0% | 0.16% | – | |
| Sell | Fidelity Concord Str TR 500 ID | $6,508,000 | -20.8% | 72,251 | -1.5% | 0.16% | +33.9% | |
| COST | Buy | COSTCO WHSL CORP NEW | $6,432,000 | +1240.0% | 22,557 | +1281.3% | 0.16% | +2185.7% |
| SHOP | Sell | SHOPIFY INC | $6,411,000 | -13.4% | 15,377 | -17.4% | 0.16% | +45.9% |
| NOW | Sell | SERVICENOW INC | $6,302,000 | -1.9% | 21,990 | -3.3% | 0.16% | +67.0% |
| Sell | American Beacon Tocqueville In | $6,284,000 | -23.8% | 506,758 | -0.5% | 0.16% | +28.9% | |
| Sell | American Beacon Tocqueville In | $6,286,000 | -35.8% | 504,504 | -16.2% | 0.16% | +8.3% | |
| MAG | Sell | MAG SILVER CORP | $6,144,000 | -93.9% | 800,000 | -90.6% | 0.15% | -89.7% |
| Sell | MetLife Inc. Perp | $6,160,000 | -14.3% | 7,080,000 | -0.2% | 0.15% | +44.3% | |
| DG | Sell | DOLLAR GEN CORP NEW | $6,062,000 | -11.8% | 40,145 | -8.9% | 0.15% | +49.5% |
| IWP | Buy | ISHARES TR | $6,042,000 | +52.2% | 49,695 | +90.9% | 0.15% | +158.6% |
| CMCSA | Sell | COMCAST CORP NEW | $6,042,000 | -25.3% | 175,744 | -2.3% | 0.15% | +26.1% |
| Sell | Truist Financial Corporation S | $6,012,000 | -31.6% | 6,755,000 | -21.6% | 0.15% | +15.5% | |
| VBR | Buy | VANGUARD INDEX FDS | $5,905,000 | +32.5% | 66,493 | +104.5% | 0.15% | +122.7% |
| FLEX | Sell | FLEX LTD | $5,930,000 | -36.8% | 708,030 | -4.7% | 0.15% | +6.5% |
| LITE | Sell | LUMENTUM HLDGS INC | $5,812,000 | -29.2% | 78,860 | -23.8% | 0.14% | +19.0% |
| BX | Buy | BLACKSTONE GROUP INC | $5,698,000 | +22.5% | 125,035 | +50.4% | 0.14% | +108.8% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $5,676,000 | -60.8% | 68,978 | -44.0% | 0.14% | -33.8% |
| APOG | Buy | APOGEE ENTERPRISES INC | $5,676,000 | -20.5% | 272,625 | +24.1% | 0.14% | +34.3% |
| AYI | Sell | ACUITY BRANDS INC | $5,636,000 | -41.5% | 65,795 | -5.8% | 0.14% | -1.4% |
| FISV | Buy | FISERV INC | $5,630,000 | -10.8% | 59,268 | +8.5% | 0.14% | +50.5% |
| NEM | Sell | NEWMONT CORP | $5,604,000 | -87.0% | 123,758 | -87.5% | 0.14% | -78.1% |
| TGT | Sell | TARGET CORP | $5,320,000 | -34.6% | 57,228 | -9.8% | 0.13% | +10.0% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $5,301,000 | -73.8% | 53,010 | -56.5% | 0.13% | -55.6% |
| Sell | American FD Europacific GWTH F | $5,184,000 | -24.3% | 120,565 | -2.3% | 0.13% | +27.7% | |
| L100PS | Sell | ARCONIC INC | $5,185,000 | -73.9% | 322,869 | -50.0% | 0.13% | -55.8% |
| SPLK | Sell | SPLUNK INC | $5,176,000 | -15.8% | 41,005 | -0.1% | 0.13% | +43.3% |
| Charles Schwab | $5,142,000 | -11.9% | 5,650,000 | 0.0% | 0.13% | +48.8% | ||
| Sell | American Beacon Tocqueville In | $5,131,000 | -77.6% | 413,104 | -70.7% | 0.13% | -62.2% | |
| ALB | Buy | ALBEMARLE CORP | $5,068,000 | +23.7% | 89,903 | +60.2% | 0.13% | +110.0% |
| Buy | Tocqueville Phoenix Fund | $4,955,000 | -36.9% | 379,687 | +2.0% | 0.12% | +7.0% | |
| ANTM | New | ANTHEM INC | $4,836,000 | – | 21,300 | +100.0% | 0.12% | – |
| Depository Trust & Clearing Co | $4,730,000 | -14.9% | 5,500,000 | 0.0% | 0.12% | +43.9% | ||
| RUSHA | Buy | RUSH ENTERPRISES INC | $4,748,000 | -25.5% | 148,750 | +8.6% | 0.12% | +25.5% |
| PLXS | Sell | PLEXUS CORP | $4,760,000 | -38.4% | 87,250 | -13.1% | 0.12% | +3.5% |
| Sell | Europacific Growth Fund F3 | $4,705,000 | -22.9% | 109,088 | -0.6% | 0.12% | +30.0% | |
| BA | Sell | BOEING CO | $4,722,000 | -70.7% | 31,662 | -35.9% | 0.12% | -50.6% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTD | $4,618,000 | -69.6% | 96,630 | -63.0% | 0.12% | -48.4% |
| DHR | Sell | DANAHER CORPORATION | $4,632,000 | -11.8% | 33,467 | -2.2% | 0.12% | +49.4% |
| BDX | Sell | BECTON DICKINSON & CO | $4,626,000 | -25.3% | 20,132 | -11.6% | 0.12% | +26.4% |
| HSC | Sell | HARSCO CORP | $4,636,000 | -71.4% | 665,120 | -5.5% | 0.12% | -51.7% |
| EXPD | New | EXPEDITORS INTL WASH INC | $4,596,000 | – | 68,890 | +100.0% | 0.11% | – |
| IHI | New | ISHARES TR | $4,507,000 | – | 20,000 | +100.0% | 0.11% | – |
| CR | Buy | CRANE CO | $4,450,000 | -41.2% | 90,475 | +3.3% | 0.11% | 0.0% |
| PCTY | Sell | PAYLOCITY HLDG CORP | $4,442,000 | -27.5% | 50,290 | -0.8% | 0.11% | +22.2% |
| EPAM | Sell | EPAM SYS INC | $4,372,000 | -34.9% | 23,550 | -25.6% | 0.11% | +10.1% |
| PAHC | Sell | PHIBRO ANIMAL HEALTH CORP | $4,335,000 | -38.0% | 179,335 | -36.3% | 0.11% | +4.9% |
| MHK | Sell | MOHAWK INDS INC | $4,366,000 | -79.7% | 57,260 | -63.6% | 0.11% | -65.8% |
| AMN | New | AMN HEALTHCARE SVCS INC | $4,355,000 | – | 75,341 | +100.0% | 0.11% | – |
| VGK | Sell | VANGUARD INTL EQUITY INDEX F | $4,299,000 | -41.5% | 99,330 | -20.8% | 0.11% | -0.9% |
| F | Sell | FORD MTR CO DEL | $4,254,000 | -77.5% | 880,673 | -56.7% | 0.11% | -61.9% |
| ISRG | Buy | INTUITIVE SURGICAL INC | $4,259,000 | +29.1% | 8,601 | +54.1% | 0.11% | +116.3% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $4,226,000 | -41.4% | 29,738 | -26.0% | 0.10% | -0.9% |
| DTEGY | Buy | Deutsche Telekom AG F ADR | $4,127,000 | -16.4% | 318,910 | +5.2% | 0.10% | +41.1% |
| JCOM | J2 GLOBAL INC | $4,072,000 | -20.1% | 54,400 | 0.0% | 0.10% | +34.7% | |
| DXC | Buy | DXC TECHNOLOGY CO | $4,064,000 | -60.5% | 311,450 | +13.9% | 0.10% | -33.1% |
| PAAS | Sell | PAN AMERN SILVER CORP | $4,041,000 | -96.4% | 282,000 | -94.1% | 0.10% | -94.0% |
| Buy | Goldman Sachs Group Inc. | $4,041,000 | -4.9% | 4,541,000 | +9.7% | 0.10% | +61.3% | |
| AVGO | New | BROADCOM INC | $4,042,000 | – | 17,048 | +100.0% | 0.10% | – |
| PVH | Buy | PVH CORPORATION | $4,036,000 | -63.3% | 107,230 | +2.7% | 0.10% | -38.3% |
| Buy | Centerpoint Energy Inc | $3,927,000 | -20.1% | 4,909,000 | +5.8% | 0.10% | +36.1% | |
| MKC | MCCORMICK & CO INC | $3,950,000 | -16.8% | 27,975 | 0.0% | 0.10% | +40.0% | |
| GLW | Sell | CORNING INC | $3,900,000 | -31.0% | 189,897 | -2.2% | 0.10% | +16.9% |
| IBB | Buy | ISHARES TR | $3,894,000 | +61.6% | 36,141 | +80.7% | 0.10% | +177.1% |
| WFC | Buy | WELLS FARGO CO NEW | $3,771,000 | +159.2% | 131,396 | +386.0% | 0.09% | +347.6% |
| GPN | Sell | GLOBAL PMTS INC | $3,755,000 | -23.1% | 26,037 | -2.7% | 0.09% | +29.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX F | $3,711,000 | +41.6% | 110,600 | +87.7% | 0.09% | +135.9% |
| BACPRM | Buy | Bank of America Corp Pfd 5.375 | $3,621,000 | -4.3% | 149,305 | +4.9% | 0.09% | +60.7% |
| GPC | Buy | GENUINE PARTS CO | $3,595,000 | -36.0% | 53,393 | +1.0% | 0.09% | +7.2% |
| Buy | Imerys | $3,526,000 | -29.6% | 140,186 | +18.5% | 0.09% | +18.9% | |
| GOLD | Sell | BARRICK GOLD CORPORATION | $3,483,000 | -1.7% | 190,138 | -0.3% | 0.09% | +67.3% |
| SNY | Buy | SANOFI | $3,474,000 | -12.8% | 79,449 | +0.1% | 0.09% | +45.8% |
| Buy | Jungheinrich | $3,475,000 | -28.7% | 227,000 | +12.4% | 0.09% | +19.4% | |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIO | $3,443,000 | -40.0% | 74,090 | -20.0% | 0.09% | +2.4% |
| Buy | JPMorgan Chase | $3,411,000 | -6.0% | 3,632,000 | +4.6% | 0.08% | +60.4% | |
| PAYC | Sell | PAYCOM SOFTWARE INC | $3,322,000 | -28.2% | 16,445 | -5.9% | 0.08% | +22.1% |
| WDAY | Sell | WORKDAY INC | $3,339,000 | -24.1% | 25,642 | -4.1% | 0.08% | +27.7% |
| SPGI | Sell | S&P GLOBAL INC | $3,319,000 | -61.5% | 13,545 | -57.1% | 0.08% | -35.4% |
| New | Sprott Gold Equity Fund Invest | $3,292,000 | – | 102,940 | +100.0% | 0.08% | – | |
| IPG | Buy | INTERPUBLIC GROUP COS INC | $3,282,000 | -13.7% | 202,702 | +23.1% | 0.08% | +46.4% |
| APO | Sell | Apollo Global Management LLC | $3,282,000 | -52.4% | 97,960 | -32.2% | 0.08% | -18.8% |
| VC | Buy | VISTEON CORP | $3,311,000 | -39.3% | 69,000 | +9.6% | 0.08% | +2.5% |
| ROP | Sell | ROPER TECHNOLOGIES INC | $3,254,000 | -12.1% | 10,437 | -0.1% | 0.08% | +50.0% |
| Buy | M&T Bank Corp | $3,256,000 | -5.3% | 3,501,000 | +6.5% | 0.08% | +58.8% | |
| NBL | Sell | NOBLE ENERGY INC | $3,255,000 | -86.0% | 538,900 | -42.6% | 0.08% | -76.4% |
| HVRRY | Hannover Rueckversicherung SE | $3,160,000 | -27.2% | 44,396 | 0.0% | 0.08% | +23.4% | |
| New | MTU Aero Engines A | $3,168,000 | – | 21,650 | +100.0% | 0.08% | – | |
| NKTR | Sell | NEKTAR THERAPEUTICS | $3,146,000 | -21.3% | 176,250 | -4.8% | 0.08% | +32.2% |
| CODA | Buy | CODA OCTOPUS GROUP INC | $3,052,000 | -2.5% | 544,003 | +45.5% | 0.08% | +65.2% |
| NWL | Sell | NEWELL BRANDS INC | $3,040,000 | -37.7% | 228,905 | -9.8% | 0.08% | +5.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $3,003,000 | +84.7% | 8,860 | +112.2% | 0.08% | +212.5% |
| New | Kion Group AG | $2,995,000 | – | 69,200 | +100.0% | 0.07% | – | |
| CCRN | CROSS CTRY HEALTHCARE INC | $2,933,000 | -42.0% | 435,100 | 0.0% | 0.07% | -1.4% | |
| OKTA | Buy | OKTA INC | $2,946,000 | +21.6% | 24,100 | +14.8% | 0.07% | +102.8% |
| OEC | Buy | ORION ENGINEERED CARBONS S A | $2,930,000 | -56.9% | 392,750 | +11.4% | 0.07% | -27.0% |
| EMN | Sell | EASTMAN CHEM CO | $2,901,000 | -66.9% | 62,286 | -43.7% | 0.07% | -44.2% |
| LTC | Buy | LTC PPTYS INC | $2,918,000 | -26.3% | 94,425 | +6.8% | 0.07% | +24.1% |
| DXCM | Buy | DEXCOM INC | $2,857,000 | +32.5% | 10,610 | +7.7% | 0.07% | +121.9% |
| CLDR | Sell | CLOUDERA INC | $2,766,000 | -33.6% | 351,458 | -1.8% | 0.07% | +13.1% |
| ICLN | Sell | ISHARES TR | $2,786,000 | -24.8% | 291,771 | -7.5% | 0.07% | +27.8% |
| WSO | Sell | WATSCO INC | $2,758,000 | -16.7% | 17,455 | -5.0% | 0.07% | +40.8% |
| KMI | Buy | KINDER MORGAN INC DEL | $2,754,000 | -19.6% | 197,866 | +22.3% | 0.07% | +36.0% |
| ES | Buy | EVERSOURCE ENERGY | $2,712,000 | +74.9% | 34,678 | +90.2% | 0.07% | +191.3% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $2,687,000 | -19.1% | 33,277 | -7.2% | 0.07% | +36.7% |
| GILD | Sell | GILEAD SCIENCES INC | $2,696,000 | +10.3% | 36,057 | -4.2% | 0.07% | +86.1% |
| CARS | Buy | CARS COM INC | $2,644,000 | -62.8% | 614,874 | +5.7% | 0.07% | -37.1% |
| IXJ | ISHARES TR | $2,608,000 | -11.4% | 42,800 | 0.0% | 0.06% | +51.2% | |
| AGR | Sell | AVANGRID INC | $2,613,000 | -53.3% | 59,690 | -45.4% | 0.06% | -20.7% |
| CRWD | New | CROWDSTRIKE HLDGS INC | $2,533,000 | – | 45,494 | +100.0% | 0.06% | – |
| BKNG | Buy | BOOKING HLDGS INC | $2,555,000 | -25.6% | 1,899 | +13.6% | 0.06% | +26.0% |
| LH | Buy | LABORATORY CORP AMER HLDGS | $2,552,000 | -21.3% | 20,189 | +5.3% | 0.06% | +31.2% |
| GLIBA | Buy | GCI LIBERTY INC | $2,373,000 | -16.1% | 41,655 | +4.3% | 0.06% | +40.5% |
| LKQ | Buy | LKQ CORP | $2,365,000 | -16.1% | 115,326 | +46.0% | 0.06% | +43.9% |
| FFIV | Buy | F5 NETWORKS INC | $2,393,000 | -6.1% | 22,445 | +23.0% | 0.06% | +59.5% |
| IIN | Sell | INTRICON CORP | $2,388,000 | -34.9% | 202,900 | -0.4% | 0.06% | +9.3% |
| TSN | Sell | TYSON FOODS INC | $2,321,000 | -70.3% | 40,102 | -53.3% | 0.06% | -49.6% |
| DOW | Sell | DOW INC | $2,325,000 | -83.0% | 79,507 | -68.2% | 0.06% | -71.3% |
| NKE | Buy | NIKE INC | $2,311,000 | +70.4% | 27,927 | +108.7% | 0.06% | +185.0% |
| FUL | Sell | FULLER H B CO | $2,251,000 | -55.0% | 80,600 | -17.0% | 0.06% | -24.3% |
| LIN | Sell | LINDE PLC | $2,269,000 | -39.1% | 13,117 | -25.0% | 0.06% | +1.8% |
| FPI | Buy | FARMLAND PARTNERS INC | $2,263,000 | +72.2% | 372,815 | +92.4% | 0.06% | +194.7% |
| COUP | COUPA SOFTWARE INC | $2,197,000 | -4.5% | 15,725 | 0.0% | 0.06% | +61.8% | |
| CRH | New | CRH PLC | $2,212,000 | – | 82,400 | +100.0% | 0.06% | – |
| CHNG | Buy | CHANGE HEALTHCARE INC | $2,194,000 | +33.9% | 219,605 | +119.6% | 0.06% | +129.2% |
| KSU | Sell | KANSAS CITY SOUTHERN | $2,162,000 | -59.1% | 17,000 | -50.7% | 0.05% | -30.8% |
| LLY | Buy | LILLY ELI & CO | $2,177,000 | +10.1% | 15,692 | +4.3% | 0.05% | +86.2% |
| SCS | STEELCASE INC | $2,073,000 | -51.8% | 210,000 | 0.0% | 0.05% | -17.5% | |
| XLU | Sell | SELECT SECTOR SPDR TR | $2,082,000 | -26.2% | 37,580 | -13.9% | 0.05% | +26.8% |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $2,100,000 | -39.2% | 79,121 | -2.9% | 0.05% | +2.0% |
| ALL | Buy | ALLSTATE CORP | $2,056,000 | -1.1% | 22,419 | +21.3% | 0.05% | +64.5% |
| CTVA | Sell | CORTEVA INC | $2,036,000 | -68.1% | 86,630 | -59.9% | 0.05% | -45.7% |
| PRU | Sell | PRUDENTIAL FINL INC | $2,022,000 | -55.2% | 38,778 | -19.5% | 0.05% | -24.2% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,999,000 | +194.8% | 12,928 | +338.5% | 0.05% | +400.0% |
| LPX | Buy | LOUISIANA PAC CORP | $1,953,000 | -32.3% | 113,700 | +17.0% | 0.05% | +16.7% |
| USCR | Sell | U S CONCRETE INC | $1,957,000 | -62.2% | 107,905 | -13.1% | 0.05% | -35.5% |
| CBRE | Sell | CBRE GROUP INC | $1,963,000 | -42.5% | 52,060 | -6.5% | 0.05% | -2.0% |
| VMD | New | VIEMED HEALTHCARE INC | $1,975,000 | – | 415,000 | +100.0% | 0.05% | – |
| POL | Sell | POLYONE CORP | $1,934,000 | -48.9% | 101,950 | -1.0% | 0.05% | -14.3% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $1,927,000 | -40.3% | 20,133 | -0.4% | 0.05% | +2.1% |
| TWLO | Sell | TWILIO INC | $1,945,000 | -12.7% | 21,731 | -4.1% | 0.05% | +45.5% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA | $1,942,000 | -55.5% | 19,021 | -43.7% | 0.05% | -25.0% |
| MSTR | Sell | MICROSTRATEGY INC | $1,911,000 | -27.9% | 16,177 | -12.9% | 0.05% | +20.5% |
| TXN | Buy | TEXAS INSTRS INC | $1,900,000 | +69.3% | 19,010 | +117.4% | 0.05% | +176.5% |
| ZBH | Buy | ZIMMER BIOMET HOLDINGS INC | $1,874,000 | +26.4% | 18,535 | +87.1% | 0.05% | +113.6% |
| MET | Sell | METLIFE INC | $1,900,000 | -82.5% | 62,166 | -70.7% | 0.05% | -70.4% |
| CSBR | Buy | CHAMPIONS ONCOLOGY INC | $1,868,000 | +9.6% | 252,461 | +23.4% | 0.05% | +84.0% |
| EGOV | New | NIC INC | $1,844,000 | – | 80,165 | +100.0% | 0.05% | – |
| CSL | Sell | CARLISLE COS INC | $1,800,000 | -23.7% | 14,370 | -1.4% | 0.04% | +28.6% |
| VOYA | Buy | VOYA FINANCIAL INC | $1,791,000 | -28.5% | 44,156 | +7.5% | 0.04% | +18.9% |
| HACK | Buy | ETF MANAGERS TR | $1,731,000 | +398.8% | 48,518 | +481.1% | 0.04% | +760.0% |
| RIO | Sell | RIO TINTO PLC | $1,733,000 | -25.1% | 38,035 | -2.4% | 0.04% | +26.5% |
| SIRI | SIRIUS XM HLDGS INC | $1,749,000 | -30.9% | 353,961 | 0.0% | 0.04% | +16.2% | |
| NFLX | Buy | NETFLIX INC | $1,704,000 | +200.5% | 4,537 | +159.0% | 0.04% | +425.0% |
| DDD | Sell | 3-D SYS CORP DEL | $1,649,000 | -52.2% | 213,856 | -45.7% | 0.04% | -19.6% |
| UPLD | New | UPLAND SOFTWARE INC | $1,590,000 | – | 59,300 | +100.0% | 0.04% | – |
| NSRGY | Sell | Nestle SA - ADR | $1,622,000 | -11.6% | 15,751 | -7.0% | 0.04% | +48.1% |
| NRGX | Sell | PIMCO ENRGY TACTICAL CR OPP | $1,573,000 | -84.3% | 292,971 | -51.8% | 0.04% | -73.5% |
| DLTR | Sell | DOLLAR TREE INC | $1,564,000 | -34.7% | 21,285 | -16.4% | 0.04% | +11.4% |
| KLIC | Sell | KULICKE & SOFFA INDS INC | $1,585,000 | -24.8% | 75,952 | -2.1% | 0.04% | +25.8% |
| SOI | Sell | SOLARIS OILFIELD INFRSTR INC | $1,512,000 | -79.0% | 288,000 | -44.0% | 0.04% | -64.2% |
| ELMD | Sell | ELECTROMED INC | $1,515,000 | -59.5% | 134,781 | -68.8% | 0.04% | -30.9% |
| ASH | Buy | ASHLAND GLOBAL HLDGS INC | $1,517,000 | -34.2% | 30,295 | +0.5% | 0.04% | +11.8% |
| DRRX | Sell | DURECT CORP | $1,534,000 | -64.3% | 989,800 | -12.6% | 0.04% | -39.7% |
| GCP | Sell | GCP APPLIED TECHNOLOGIES INC | $1,517,000 | -65.9% | 85,250 | -56.4% | 0.04% | -41.5% |
| VALE | Sell | VALE S A | $1,531,000 | -38.1% | 184,690 | -1.4% | 0.04% | +5.6% |
| Buy | Bank of Montreal | $1,478,000 | -12.1% | 1,803,000 | +10.1% | 0.04% | +48.0% | |
| XLK | Sell | SELECT SECTOR SPDR TR | $1,495,000 | -15.3% | 18,600 | -3.4% | 0.04% | +42.3% |
| LEA | New | LEAR CORP | $1,476,000 | – | 18,168 | +100.0% | 0.04% | – |
| VIG | Buy | VANGUARD SPECIALIZED FUNDS | $1,497,000 | -17.1% | 14,477 | +0.0% | 0.04% | +37.0% |
| ICFI | ICF INTL INC | $1,498,000 | -25.0% | 21,800 | 0.0% | 0.04% | +27.6% | |
| FLT | Buy | FLEETCOR TECHNOLOGIES INC | $1,470,000 | +37.1% | 7,880 | +111.5% | 0.04% | +131.2% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP IN | $1,463,000 | -33.4% | 399,720 | -1.2% | 0.04% | +12.5% |
| DOV | Sell | DOVER CORP | $1,461,000 | -31.8% | 17,401 | -6.4% | 0.04% | +12.5% |
| DNKN | Sell | DUNKIN BRANDS GROUP INC | $1,438,000 | -40.5% | 27,075 | -15.3% | 0.04% | 0.0% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $1,434,000 | -50.1% | 39,289 | -14.0% | 0.04% | -14.3% |
| IXUS | Buy | ISHARES TR | $1,432,000 | +15.7% | 30,460 | +52.3% | 0.04% | +100.0% |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $1,468,000 | -40.8% | 151,159 | -3.3% | 0.04% | 0.0% |
| MITK | Buy | MITEK SYS INC | $1,423,000 | +86.0% | 180,600 | +80.6% | 0.04% | +218.2% |
| REAL | New | The RealReal Inc. | $1,401,000 | – | 199,873 | +100.0% | 0.04% | – |
| LEG | New | LEGGETT & PLATT INC | $1,426,000 | – | 53,435 | +100.0% | 0.04% | – |
| VXF | Sell | VANGUARD INDEX FDS | $1,403,000 | -35.6% | 15,500 | -10.4% | 0.04% | +9.4% |
| HST | New | HOST HOTELS & RESORTS INC | $1,421,000 | – | 128,712 | +100.0% | 0.04% | – |
| ARW | Buy | ARROW ELECTRS INC | $1,368,000 | -23.0% | 26,375 | +25.8% | 0.03% | +30.8% |
| TBI | Sell | TRUEBLUE INC | $1,387,000 | -54.0% | 108,680 | -13.4% | 0.03% | -22.7% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $1,356,000 | -34.0% | 50,279 | -0.4% | 0.03% | +13.3% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,360,000 | -18.9% | 18,642 | -5.4% | 0.03% | +36.0% |
| FINX | New | GLOBAL X FDS | $1,376,000 | – | 56,939 | +100.0% | 0.03% | – |
| IYZ | ISHARES TR | $1,283,000 | -16.9% | 51,648 | 0.0% | 0.03% | +39.1% | |
| TSCO | Buy | TRACTOR SUPPLY CO | $1,281,000 | -8.6% | 15,152 | +1.0% | 0.03% | +52.4% |
| ILF | Sell | ISHARES TR | $1,269,000 | -47.8% | 69,510 | -3.0% | 0.03% | -11.1% |
| IQV | New | IQVIA HLDGS INC | $1,263,000 | – | 11,714 | +100.0% | 0.03% | – |
| HSIC | Buy | HENRY SCHEIN INC | $1,206,000 | -15.5% | 23,870 | +11.5% | 0.03% | +42.9% |
| ULTA | Sell | ULTA BEAUTY INC | $1,192,000 | -86.2% | 6,784 | -80.2% | 0.03% | -76.4% |
| IDXX | Sell | IDEXX LABS INC | $1,227,000 | -11.9% | 5,065 | -5.1% | 0.03% | +50.0% |
| TM | TOYOTA MOTOR CORP | $1,188,000 | -14.6% | 9,900 | 0.0% | 0.03% | +50.0% | |
| MJ | New | ETF MANAGERS TR | $1,219,000 | – | 106,970 | +100.0% | 0.03% | – |
| PCH | Sell | POTLATCHDELTIC CORPORATION | $1,207,000 | -80.3% | 38,439 | -72.9% | 0.03% | -66.7% |
| MNTA | Sell | MOMENTA PHARMACEUTICALS INC | $1,221,000 | +8.0% | 44,900 | -21.6% | 0.03% | +76.5% |
| PFF | Sell | ISHARES TR | $1,179,000 | -16.4% | 37,029 | -1.3% | 0.03% | +38.1% |
| CI | Sell | CIGNA CORP NEW | $1,180,000 | -18.7% | 6,658 | -6.2% | 0.03% | +38.1% |
| UPS | Sell | UNITED PARCEL SERVICE INC | $1,177,000 | -84.5% | 12,597 | -80.5% | 0.03% | -73.9% |
| MSM | Buy | MSC INDL DIRECT INC | $1,180,000 | -27.0% | 21,475 | +4.2% | 0.03% | +20.8% |
| XLY | Sell | SELECT SECTOR SPDR TR | $1,182,000 | -22.2% | 12,055 | -0.5% | 0.03% | +31.8% |
| ABST | New | Absolute Software Corp OC-Shs | $1,153,000 | – | 190,400 | +100.0% | 0.03% | – |
| MGC | VANGUARD WORLD FD | $1,155,000 | -18.6% | 12,700 | 0.0% | 0.03% | +38.1% | |
| GD | Sell | GENERAL DYNAMICS CORP | $1,146,000 | -33.4% | 8,660 | -11.3% | 0.03% | +12.0% |
| ABM | New | ABM INDS INC | $1,084,000 | – | 44,500 | +100.0% | 0.03% | – |
| BRKA | BERKSHIRE HATHAWAY INC DEL | $1,088,000 | -19.9% | 4 | 0.0% | 0.03% | +35.0% | |
| MLFNF | Buy | Maple Leaf Foods | $1,074,000 | +22.9% | 59,880 | +36.7% | 0.03% | +107.7% |
| BAYRY | Sell | Bayer A G Sponsored Adr | $1,085,000 | -69.8% | 75,000 | -57.7% | 0.03% | -49.1% |
| HCA | New | HCA HEALTHCARE INC | $1,095,000 | – | 12,185 | +100.0% | 0.03% | – |
| GLDM | Buy | WORLD GOLD TR | $1,069,000 | +4.3% | 68,025 | +0.5% | 0.03% | +80.0% |
| DIA | SPDR DOW JONES INDL AVRG ETF | $1,080,000 | -23.1% | 4,928 | 0.0% | 0.03% | +28.6% | |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $1,039,000 | -46.1% | 41,750 | -1.8% | 0.03% | -7.1% |
| LUMN | Sell | CENTURYLINK INC | $1,028,000 | -66.9% | 108,636 | -53.8% | 0.03% | -43.5% |
| LNDC | Buy | LANDEC CORP | $1,032,000 | -19.6% | 118,800 | +4.7% | 0.03% | +36.8% |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INC | $1,048,000 | -36.9% | 35,000 | -41.7% | 0.03% | +8.3% |
| Sell | Merger Fund | $987,000 | -86.8% | 58,911 | -86.5% | 0.02% | -77.3% | |
| VRSK | Buy | VERISK ANALYTICS INC | $1,011,000 | +12.7% | 7,257 | +20.8% | 0.02% | +92.3% |
| MTSC | New | MTS SYS CORP | $1,019,000 | – | 45,275 | +100.0% | 0.02% | – |
| ZEN | ZENDESK INC | $1,024,000 | -16.5% | 16,000 | 0.0% | 0.02% | +38.9% | |
| CVS | Buy | CVS HEALTH CORP | $1,009,000 | -19.0% | 17,014 | +1.4% | 0.02% | +38.9% |
| Buy | Wachovia Cap Tr III | $992,000 | -3.3% | 1,023,000 | +0.5% | 0.02% | +66.7% | |
| IJH | Buy | ISHARES TR | $1,021,000 | -9.8% | 7,095 | +29.0% | 0.02% | +47.1% |
| PODD | Buy | INSULET CORP | $1,007,000 | -1.9% | 6,078 | +1.3% | 0.02% | +66.7% |
| VOO | Buy | VANGUARD INDEX FDS | $967,000 | +8.3% | 4,085 | +35.3% | 0.02% | +84.6% |
| VLO | Buy | VALERO ENERGY CORP | $983,000 | -7.0% | 21,678 | +92.0% | 0.02% | +50.0% |
| EVR | New | EVERCORE INC | $951,000 | – | 20,650 | +100.0% | 0.02% | – |
| REVG | Sell | REV GROUP INC | $914,000 | -71.2% | 219,200 | -15.4% | 0.02% | -51.1% |
| KEY | KEYCORP | $906,000 | -48.8% | 87,369 | 0.0% | 0.02% | -11.5% | |
| TTD | Sell | THE TRADE DESK INC | $924,000 | -41.6% | 4,785 | -21.5% | 0.02% | 0.0% |
| SBSW | New | Sibanye Gold Ltd Sponsored Adr | $944,000 | – | 200,000 | +100.0% | 0.02% | – |
| VEEV | Sell | VEEVA SYS INC | $907,000 | -15.8% | 5,803 | -24.2% | 0.02% | +43.8% |
| EWBC | Sell | EAST WEST BANCORP INC | $923,000 | -80.9% | 35,869 | -63.8% | 0.02% | -67.6% |
| QQQ | Sell | INVESCO QQQ TR | $923,000 | -21.1% | 4,850 | -11.9% | 0.02% | +35.3% |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $885,000 | +39.2% | 243,875 | +434.1% | 0.02% | +144.4% |
| MEC | Buy | MAYVILLE ENGINEERING CO INC | $867,000 | -1.6% | 141,434 | +50.6% | 0.02% | +69.2% |
| HUN | New | HUNTSMAN CORP | $886,000 | – | 61,400 | +100.0% | 0.02% | – |
| PFIE | Sell | PROFIRE ENERGY INC | $869,000 | -46.3% | 1,102,825 | -1.2% | 0.02% | -8.3% |
| LAZ | Sell | LAZARD LTD | $904,000 | -83.0% | 38,350 | -71.1% | 0.02% | -71.8% |
| XLC | SELECT SECTOR SPDR TR | $863,000 | -17.5% | 19,500 | 0.0% | 0.02% | +40.0% | |
| EEM | Sell | ISHARES TR | $849,000 | -71.9% | 24,869 | -63.1% | 0.02% | -52.3% |
| HBP | HUTTIG BLDG PRODS INC | $852,000 | -54.6% | 1,217,398 | 0.0% | 0.02% | -25.0% | |
| XME | SPDR SER TR | $839,000 | -44.9% | 52,000 | 0.0% | 0.02% | -4.5% | |
| GGG | Sell | GRACO INC | $841,000 | -27.4% | 17,260 | -22.5% | 0.02% | +23.5% |
| SGMO | Sell | SANGAMO THERAPEUTICS INC | $827,000 | -26.7% | 129,755 | -3.8% | 0.02% | +23.5% |
| ONEM | New | 1LIFE HEALTHCARE INC | $863,000 | – | 47,550 | +100.0% | 0.02% | – |
| UNVR | Buy | UNIVAR SOLUTIONS INC | $814,000 | -35.2% | 75,940 | +46.5% | 0.02% | +11.1% |
| TRV | Sell | TRAVELERS COMPANIES INC | $785,000 | -50.8% | 7,905 | -32.1% | 0.02% | -13.0% |
| VNQ | Buy | VANGUARD INDEX FDS | $821,000 | +43.8% | 11,760 | +91.2% | 0.02% | +150.0% |
| FRO | New | FRONTLINE LTD | $817,000 | – | 85,000 | +100.0% | 0.02% | – |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $794,000 | -17.3% | 17,358 | +6.6% | 0.02% | +42.9% |
| STT | Buy | STATE STR CORP | $801,000 | -16.2% | 15,041 | +24.4% | 0.02% | +42.9% |
| JPMorgan Chase & VAR 99 Due 1 | $825,000 | -14.0% | 950,000 | 0.0% | 0.02% | +42.9% | ||
| GDX | Buy | VANECK VECTORS ETF TR | $799,000 | +30.1% | 34,686 | +65.3% | 0.02% | +122.2% |
| BEAT | BIOTELEMETRY INC | $770,000 | -16.8% | 20,000 | 0.0% | 0.02% | +35.7% | |
| TIF | Buy | TIFFANY & CO NEW | $760,000 | 0.0% | 5,869 | +3.1% | 0.02% | +72.7% |
| C | Buy | CITIGROUP INC | $773,000 | -28.6% | 18,356 | +35.6% | 0.02% | +18.8% |
| CTG | COMPUTER TASK GROUP INC | $783,000 | -26.0% | 204,315 | 0.0% | 0.02% | +18.8% | |
| GM | Buy | GENERAL MTRS CO | $745,000 | -40.1% | 35,863 | +5.6% | 0.02% | +5.6% |
| IWF | Sell | ISHARES TR | $754,000 | -29.9% | 5,008 | -18.1% | 0.02% | +18.8% |
| CSGP | Buy | COSTAR GROUP INC | $778,000 | +30.1% | 1,325 | +32.5% | 0.02% | +111.1% |
| VEU | VANGUARD INTL EQUITY INDEX F | $732,000 | -23.7% | 17,850 | 0.0% | 0.02% | +28.6% | |
| SGEN | Sell | SEATTLE GENETICS INC | $741,000 | -2.4% | 6,418 | -3.3% | 0.02% | +63.6% |
| Nestle SA | $719,000 | -5.0% | 7,000 | 0.0% | 0.02% | +63.6% | ||
| ACN | Sell | ACCENTURE PLC IRELAND | $722,000 | -40.9% | 4,425 | -23.8% | 0.02% | 0.0% |
| VSS | VANGUARD INTL EQUITY INDEX F | $673,000 | -29.5% | 8,600 | 0.0% | 0.02% | +21.4% | |
| NLOK | Sell | NORTONLIFELOCK INC | $695,000 | -28.9% | 37,164 | -3.0% | 0.02% | +21.4% |
| ECL | Buy | ECOLAB INC | $703,000 | -11.2% | 4,513 | +10.0% | 0.02% | +41.7% |
| EURN | Buy | EURONAV NV ANTWERPEN | $677,000 | +34.9% | 60,000 | +50.0% | 0.02% | +142.9% |
| IMXI | Sell | INTERNATIONAL MNY EXPRESS IN | $698,000 | -37.7% | 76,500 | -17.7% | 0.02% | +6.2% |
| STNG | New | Scorpio Tankers Inc | $669,000 | – | 35,000 | +100.0% | 0.02% | – |
| NBIX | Sell | NEUROCRINE BIOSCIENCES INC | $666,000 | -39.2% | 7,700 | -24.5% | 0.02% | +6.2% |
| CHKP | Buy | CHECK POINT SOFTWARE TECH LT | $651,000 | -1.8% | 6,475 | +8.4% | 0.02% | +60.0% |
| PGJ | Sell | INVESCO EXCHANGE TRADED FD T | $643,000 | -41.2% | 17,080 | -35.0% | 0.02% | 0.0% |
| Buy | Invesco Oppenheimer Rochester | $645,000 | -1.4% | 215,748 | +1.0% | 0.02% | +60.0% | |
| LUV | Sell | SOUTHWEST AIRLS CO | $638,000 | -47.1% | 17,911 | -19.7% | 0.02% | -11.1% |
| ROST | ROSS STORES INC | $629,000 | -25.4% | 7,237 | 0.0% | 0.02% | +33.3% | |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $648,000 | -20.0% | 7,246 | +8.1% | 0.02% | +33.3% |
| KR | Sell | KROGER CO | $644,000 | +3.7% | 21,383 | -0.1% | 0.02% | +77.8% |
| RCM | New | R1 RCM INC | $636,000 | – | 70,000 | +100.0% | 0.02% | – |
| GTX | Sell | GARRETT MOTION INC | $651,000 | -77.2% | 227,778 | -20.3% | 0.02% | -61.9% |
| CGAU | New | Centerra Gold Inc. | $588,000 | – | 100,000 | +100.0% | 0.02% | – |
| AGN | Sell | ALLERGAN PLC | $621,000 | -96.1% | 3,509 | -95.8% | 0.02% | -93.6% |
| USMV | Sell | ISHARES TR | $594,000 | -53.6% | 11,006 | -43.6% | 0.02% | -21.1% |
| BLBD | Sell | BLUE BIRD CORP | $603,000 | -53.8% | 55,131 | -3.2% | 0.02% | -21.1% |
| BCE | Sell | BCE INC | $621,000 | -16.3% | 15,200 | -5.0% | 0.02% | +36.4% |
| SDY | Sell | SPDR SER TR | $590,000 | -29.1% | 7,389 | -4.5% | 0.02% | +25.0% |
| IIVI | Buy | II VI INC | $623,000 | -14.0% | 21,865 | +1.6% | 0.02% | +36.4% |
| Buy | Eaton Vance South Carolina Mun | $602,000 | -0.3% | 65,223 | +0.7% | 0.02% | +66.7% | |
| NOC | Sell | NORTHROP GRUMMAN CORP | $584,000 | -74.8% | 1,930 | -71.4% | 0.02% | -55.9% |
| ABMD | New | ABIOMED INC | $619,000 | – | 4,265 | +100.0% | 0.02% | – |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $564,000 | -33.1% | 3,130 | -26.5% | 0.01% | +16.7% |
| AZZ | Sell | AZZ INC | $572,000 | -40.7% | 20,355 | -2.9% | 0.01% | 0.0% |
| DY | Sell | DYCOM INDS INC | $580,000 | -66.5% | 22,620 | -38.3% | 0.01% | -44.0% |
| DFS | Sell | DISCOVER FINL SVCS | $555,000 | -58.0% | 15,559 | -0.1% | 0.01% | -26.3% |
| TRU | TRANSUNION | $563,000 | -22.7% | 8,500 | 0.0% | 0.01% | +27.3% | |
| MSCI | MSCI INC | $578,000 | +12.0% | 2,000 | 0.0% | 0.01% | +75.0% | |
| RETA | REATA PHARMACEUTICALS INC | $577,000 | -29.5% | 4,000 | 0.0% | 0.01% | +16.7% | |
| ACAD | ACADIA PHARMACEUTICALS INC | $576,000 | -1.2% | 13,625 | 0.0% | 0.01% | +55.6% | |
| NTTYY | Buy | Nippon Telephone and Telegraph A | $533,000 | -6.3% | 22,580 | +100.4% | 0.01% | +62.5% |
| OXY | Buy | OCCIDENTAL PETE CORP | $518,000 | -58.5% | 44,691 | +47.5% | 0.01% | -27.8% |
| OMC | Sell | OMNICOM GROUP INC | $541,000 | -47.0% | 9,849 | -21.9% | 0.01% | -13.3% |
| CTAS | CINTAS CORP | $520,000 | -35.6% | 3,000 | 0.0% | 0.01% | +8.3% | |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $538,000 | -10.3% | 8,142 | -5.9% | 0.01% | +44.4% |
| WSM | Buy | WILLIAMS SONOMA INC | $528,000 | -36.0% | 12,429 | +10.7% | 0.01% | +8.3% |
| POOL | Buy | POOL CORPORATION | $541,000 | +27.3% | 2,750 | +37.5% | 0.01% | +116.7% |
| PEG | Sell | PUBLIC SVC ENTERPRISE GRP IN | $506,000 | -25.9% | 11,273 | -2.6% | 0.01% | +30.0% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $540,000 | +59.8% | 2,270 | +46.9% | 0.01% | +160.0% |
| RGLD | Sell | ROYAL GOLD INC | $531,000 | -99.0% | 6,057 | -98.6% | 0.01% | -98.3% |
| VTV | Buy | VANGUARD INDEX FDS | $543,000 | +0.9% | 6,096 | +35.7% | 0.01% | +62.5% |
| AMT | New | AMERICAN TOWER CORP NEW | $526,000 | – | 2,414 | +100.0% | 0.01% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $505,000 | – | 9,207 | +100.0% | 0.01% | – |
| IRWD | IRONWOOD PHARMACEUTICALS INC | $540,000 | -24.2% | 53,531 | 0.0% | 0.01% | +30.0% | |
| FIW | Sell | FIRST TR EXCHANGE TRADED FD | $538,000 | -23.8% | 11,270 | -4.2% | 0.01% | +30.0% |
| TNDM | Sell | TANDEM DIABETES CARE INC | $531,000 | -7.2% | 8,250 | -14.1% | 0.01% | +62.5% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $507,000 | -65.3% | 37,061 | -45.8% | 0.01% | -40.9% |
| SMMD | Buy | ISHARES TR | $540,000 | +30.4% | 16,055 | +86.6% | 0.01% | +116.7% |
| TW | TRADEWEB MKTS INC | $504,000 | -9.4% | 12,000 | 0.0% | 0.01% | +62.5% | |
| HEI | HEICO CORP NEW | $473,000 | -34.7% | 6,343 | 0.0% | 0.01% | +9.1% | |
| ISTB | New | ISHARES TR | $475,000 | – | 9,400 | +100.0% | 0.01% | – |
| INFO | Buy | IHS MARKIT LTD | $482,000 | -20.2% | 8,033 | +0.2% | 0.01% | +33.3% |
| TT | New | TRANE TECHNOLOGIES PLC | $468,000 | – | 5,670 | +100.0% | 0.01% | – |
| FICO | Buy | FAIR ISAAC CORP | $476,000 | -15.3% | 1,546 | +3.1% | 0.01% | +50.0% |
| SHV | New | ISHARES TR | $489,000 | – | 4,407 | +100.0% | 0.01% | – |
| INSW | New | INTERNATIONAL SEAWAYS INC | $478,000 | – | 20,000 | +100.0% | 0.01% | – |
| IMMU | IMMUNOMEDICS INC | $472,000 | -36.3% | 35,000 | 0.0% | 0.01% | +9.1% | |
| TEAM | ATLASSIAN CORP PLC | $480,000 | +14.0% | 3,500 | 0.0% | 0.01% | +100.0% | |
| Buy | Vanguard Intermediate-Term Bon | $466,000 | +2.6% | 38,483 | +0.1% | 0.01% | +71.4% | |
| XLP | Sell | SELECT SECTOR SPDR TR | $463,000 | -23.8% | 8,500 | -12.0% | 0.01% | +33.3% |
| Sell | Vanguard High Yield Tax Exempt | $463,000 | -25.4% | 40,830 | -22.8% | 0.01% | +33.3% | |
| PNCPRP | PNC FINANCIA 6.125 PFD PFD SE | $476,000 | -6.1% | 18,500 | 0.0% | 0.01% | +71.4% | |
| VIOO | Buy | VANGUARD ADMIRAL FDS INC | $494,000 | -0.8% | 4,825 | +47.3% | 0.01% | +71.4% |
| CPRT | COPART INC | $480,000 | -24.6% | 7,000 | 0.0% | 0.01% | +33.3% | |
| FTNT | FORTINET INC | $455,000 | -5.2% | 4,500 | 0.0% | 0.01% | +57.1% | |
| AEM | Sell | AGNICO EAGLE MINES LTD | $430,000 | -99.4% | 10,818 | -99.0% | 0.01% | -98.9% |
| MYOK | New | MYOKARDIA INC | $434,000 | – | 9,250 | +100.0% | 0.01% | – |
| USFD | Buy | US FOODS HLDG CORP | $460,000 | +18.9% | 26,000 | +181.1% | 0.01% | +83.3% |
| MCK | Sell | MCKESSON CORP | $439,000 | -12.2% | 3,243 | -10.3% | 0.01% | +57.1% |
| AMP | Sell | AMERIPRISE FINL INC | $446,000 | -38.7% | 4,357 | -0.3% | 0.01% | 0.0% |
| COP | Buy | CONOCOPHILLIPS | $442,000 | -42.3% | 14,352 | +21.8% | 0.01% | 0.0% |
| IYR | Sell | ISHARES TR | $438,000 | -25.8% | 6,290 | -0.8% | 0.01% | +22.2% |
| American Express Co | $425,000 | -15.3% | 500,000 | 0.0% | 0.01% | +57.1% | ||
| GIS | Sell | GENERAL MLS INC | $423,000 | -8.8% | 8,019 | -7.3% | 0.01% | +57.1% |
| EIGR | Buy | EIGER BIOPHARMACEUTICALS INC | $389,000 | -48.7% | 57,225 | +12.5% | 0.01% | -9.1% |
| SP | Buy | SP PLUS CORP | $396,000 | -14.3% | 19,100 | +75.2% | 0.01% | +42.9% |
| AVLR | New | AVALARA INC | $388,000 | – | 5,200 | +100.0% | 0.01% | – |
| MKTX | Sell | MARKETAXESS HLDGS INC | $416,000 | -14.0% | 1,250 | -2.0% | 0.01% | +42.9% |
| LDL | New | LYDALL INC DEL | $404,000 | – | 62,500 | +100.0% | 0.01% | – |
| EFG | Sell | ISHARES TR | $384,000 | -31.4% | 5,400 | -16.6% | 0.01% | +25.0% |
| DISCA | Buy | DISCOVERY INC | $391,000 | -40.6% | 20,122 | +0.1% | 0.01% | 0.0% |
| Sell | Goldman Sachs Group Inc | $416,000 | -16.0% | 465,000 | -5.1% | 0.01% | +42.9% | |
| Sell | JPMorgan Chase & Co | $397,000 | -92.2% | 390,000 | -91.6% | 0.01% | -86.7% | |
| New | Prairiesky Royalty LTD | $392,000 | – | 75,000 | +100.0% | 0.01% | – | |
| GLIBP | Sell | GCI Liberty Inc PFD Ser A | $385,000 | -14.6% | 16,726 | -1.9% | 0.01% | +42.9% |
| PSX | Sell | PHILLIPS 66 | $390,000 | -67.1% | 7,265 | -31.7% | 0.01% | -41.2% |
| SABR | Buy | SABRE CORP | $420,000 | -71.4% | 70,746 | +8.2% | 0.01% | -54.5% |
| RBC | Buy | REGAL BELOIT CORP | $388,000 | -12.0% | 6,165 | +19.7% | 0.01% | +66.7% |
| New | I-Pulse Inc (pvt) | $391,000 | – | 36,202 | +100.0% | 0.01% | – | |
| FMC | F M C CORP | $392,000 | -18.2% | 4,800 | 0.0% | 0.01% | +42.9% | |
| FXI | Sell | ISHARES TR | $405,000 | -94.3% | 10,790 | -93.4% | 0.01% | -90.5% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $392,000 | -25.8% | 8,027 | -9.5% | 0.01% | +25.0% |
| AZN | New | ASTRAZENECA PLC | $374,000 | – | 8,367 | +100.0% | 0.01% | – |
| GE | Sell | GENERAL ELECTRIC CO | $364,000 | -34.2% | 45,813 | -7.5% | 0.01% | +12.5% |
| EFX | Buy | EQUIFAX INC | $352,000 | -6.9% | 2,950 | +9.3% | 0.01% | +50.0% |
| Sell | Wells Fargo Co | $343,000 | -91.1% | 350,000 | -90.1% | 0.01% | -84.2% | |
| LDOS | Buy | LEIDOS HOLDINGS INC | $353,000 | +0.6% | 3,855 | +7.4% | 0.01% | +80.0% |
| IEX | IDEX CORP | $345,000 | -19.8% | 2,500 | 0.0% | 0.01% | +50.0% | |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTD | $361,000 | -14.9% | 2,125 | +1.1% | 0.01% | +50.0% |
| NILSY | Sell | JSC MMC Norilsk Nickel ADR | $364,000 | -42.3% | 15,000 | -27.5% | 0.01% | 0.0% |
| MGLN | Buy | MAGELLAN HEALTH INC | $379,000 | -24.4% | 7,875 | +23.0% | 0.01% | +28.6% |
| IAC | IAC INTERACTIVECORP | $358,000 | -28.1% | 2,000 | 0.0% | 0.01% | +28.6% | |
| ANSS | ANSYS INC | $349,000 | -9.6% | 1,500 | 0.0% | 0.01% | +50.0% | |
| CRI | CARTERS INC | $375,000 | -39.8% | 5,700 | 0.0% | 0.01% | 0.0% | |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $366,000 | -84.4% | 15,300 | -52.4% | 0.01% | -73.5% |
| WU | Buy | WESTERN UN CO | $381,000 | -20.8% | 21,006 | +17.0% | 0.01% | +28.6% |
| SYF | Buy | SYNCHRONY FINL | $346,000 | +46.6% | 21,476 | +227.2% | 0.01% | +200.0% |
| BIP | BROOKFIELD INFRAST PARTNERS | $372,000 | -28.0% | 10,350 | 0.0% | 0.01% | +12.5% | |
| GDDY | New | GODADDY INC | $364,000 | – | 6,375 | +100.0% | 0.01% | – |
| CAH | Sell | CARDINAL HEALTH INC | $361,000 | -12.8% | 7,523 | -8.1% | 0.01% | +50.0% |
| MS | Buy | MORGAN STANLEY | $360,000 | -9.8% | 10,590 | +35.6% | 0.01% | +50.0% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $362,000 | +12.8% | 2,505 | +11.1% | 0.01% | +80.0% |
| MDB | MONGODB INC | $341,000 | +3.6% | 2,500 | 0.0% | 0.01% | +60.0% | |
| PAYX | Buy | PAYCHEX INC | $329,000 | -17.1% | 5,223 | +11.9% | 0.01% | +33.3% |
| Sell | Schwab Charles Family Fd Value | $308,000 | -15.6% | 308,042 | -15.6% | 0.01% | +60.0% | |
| DISCK | Sell | DISCOVERY INC | $323,000 | -50.2% | 18,396 | -13.4% | 0.01% | -20.0% |
| Vanguard/Primecap Fund Admiral | $340,000 | -20.2% | 2,953 | 0.0% | 0.01% | +33.3% | ||
| BAH | BOOZ ALLEN HAMILTON HLDG COR | $315,000 | -3.4% | 4,585 | 0.0% | 0.01% | +60.0% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $327,000 | -5.5% | 3,000 | 0.0% | 0.01% | +60.0% | |
| TD | TORONTO DOMINION BK ONT | $335,000 | -24.4% | 7,900 | 0.0% | 0.01% | +14.3% | |
| NTG | Buy | TORTOISE MIDSTRM ENERGY FD I | $321,000 | -85.1% | 375,602 | +90.8% | 0.01% | -75.0% |
| TYL | Buy | TYLER TECHNOLOGIES INC | $327,000 | +9.0% | 1,104 | +10.4% | 0.01% | +100.0% |
| IWN | ISHARES TR | $315,000 | -36.2% | 3,845 | 0.0% | 0.01% | +14.3% | |
| CRL | CHARLES RIV LABS INTL INC | $303,000 | -17.4% | 2,400 | 0.0% | 0.01% | +60.0% | |
| AWR | Sell | AMER STATES WTR CO | $311,000 | -16.6% | 3,800 | -11.6% | 0.01% | +60.0% |
| BP | Sell | BP PLC | $303,000 | -66.1% | 12,436 | -47.5% | 0.01% | -38.5% |
| SAFE | New | SAFEHOLD INC | $316,000 | – | 5,000 | +100.0% | 0.01% | – |
| IJK | ISHARES TR | $303,000 | -25.2% | 1,700 | 0.0% | 0.01% | +33.3% | |
| AME | Sell | AMETEK INC | $342,000 | -69.8% | 4,750 | -58.1% | 0.01% | -52.9% |
| XLE | Sell | SELECT SECTOR SPDR TR | $324,000 | -95.8% | 11,150 | -91.4% | 0.01% | -93.0% |
| SEE | Sell | SEALED AIR CORP NEW | $340,000 | -41.8% | 13,750 | -6.1% | 0.01% | -11.1% |
| CCJ | Buy | CAMECO CORP | $329,000 | -4.9% | 43,075 | +10.8% | 0.01% | +60.0% |
| CMI | Sell | CUMMINS INC | $339,000 | -32.1% | 2,503 | -10.2% | 0.01% | +14.3% |
| TAP | Sell | MOLSON COORS BEVERAGE CO | $318,000 | -30.3% | 8,160 | -3.6% | 0.01% | +14.3% |
| New | Fidelity Cap & Income FD SH BE | $266,000 | – | 31,735 | +100.0% | 0.01% | – | |
| ABC | Buy | AMERISOURCEBERGEN CORP | $273,000 | +14.7% | 3,084 | +10.0% | 0.01% | +75.0% |
| BAX | Buy | BAXTER INTL INC | $266,000 | +10.8% | 3,276 | +13.9% | 0.01% | +75.0% |
| BE | Buy | BLOOM ENERGY CORP | $290,000 | -27.7% | 55,500 | +3.4% | 0.01% | +16.7% |
| CF | New | CF INDS HLDGS INC | $298,000 | – | 10,945 | +100.0% | 0.01% | – |
| KMX | Buy | CARMAX INC | $276,000 | -16.1% | 5,129 | +36.8% | 0.01% | +40.0% |
| CERN | New | CERNER CORP | $283,000 | – | 4,500 | +100.0% | 0.01% | – |
| CHD | Sell | CHURCH & DWIGHT INC | $276,000 | -18.3% | 4,299 | -10.6% | 0.01% | +40.0% |
| CTXS | New | CITRIX SYS INC | $268,000 | – | 1,896 | +100.0% | 0.01% | – |
| CMC | Sell | COMMERCIAL METALS CO | $292,000 | -91.2% | 18,500 | -87.5% | 0.01% | -85.7% |
| HUBB | HUBBELL INC | $287,000 | -22.4% | 2,500 | 0.0% | 0.01% | +40.0% | |
| LAMR | Sell | LAMAR ADVERTISING CO NEW | $294,000 | -48.2% | 5,740 | -9.8% | 0.01% | -12.5% |
| EL | New | LAUDER ESTEE COS INC | $300,000 | – | 1,882 | +100.0% | 0.01% | – |
| NDSN | NORDSON CORP | $270,000 | -17.2% | 2,000 | 0.0% | 0.01% | +40.0% | |
| PPL | Sell | PPL CORP | $269,000 | -38.9% | 10,900 | -11.1% | 0.01% | +16.7% |
| PHM | Sell | PULTE GROUP INC | $291,000 | -46.2% | 13,041 | -6.5% | 0.01% | -12.5% |
| SIVB | Buy | SVB FINANCIAL GROUP | $277,000 | +32.5% | 1,832 | +120.2% | 0.01% | +133.3% |
| TTEK | Sell | TETRA TECH INC NEW | $282,000 | -19.0% | 3,987 | -1.2% | 0.01% | +40.0% |
| SONY | Buy | SONY CORP | $261,000 | -9.7% | 4,411 | +3.9% | 0.01% | +50.0% |
| EVRG | EVERGY INC | $259,000 | -15.4% | 4,700 | 0.0% | 0.01% | +20.0% | |
| SCHE | New | SCHWAB STRATEGIC TR | $229,000 | – | 11,090 | +100.0% | 0.01% | – |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TR | $254,000 | -79.0% | 965 | -70.1% | 0.01% | -66.7% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC | $252,000 | -87.3% | 7,212 | -78.6% | 0.01% | -79.3% |
| AZO | Buy | AUTOZONE INC | $258,000 | +20.6% | 305 | +69.4% | 0.01% | +100.0% |
| BBY | Buy | BEST BUY INC | $236,000 | -12.3% | 4,132 | +34.7% | 0.01% | +50.0% |
| WEC | WEC ENERGY GROUP INC | $259,000 | -4.4% | 2,942 | 0.0% | 0.01% | +50.0% | |
| PNM | PNM RES INC | $228,000 | -25.0% | 6,000 | 0.0% | 0.01% | +50.0% | |
| NVO | New | NOVO-NORDISK A S | $237,000 | – | 3,935 | +100.0% | 0.01% | – |
| Manulife Finl Corp | $223,000 | -38.9% | 17,950 | 0.0% | 0.01% | +20.0% | ||
| LII | Sell | LENNOX INTL INC | $236,000 | -30.2% | 1,300 | -6.2% | 0.01% | +20.0% |
| KIM | Sell | KIMCO RLTY CORP | $232,000 | -55.1% | 23,950 | -4.0% | 0.01% | -25.0% |
| TECH | BIO-TECHNE CORP | $228,000 | -13.3% | 1,200 | 0.0% | 0.01% | +50.0% | |
| FRHLF | Buy | Freehold Royalties Ltd. | $248,000 | -26.4% | 120,000 | +100.0% | 0.01% | +20.0% |
| XRX | Buy | XEROX HOLDINGS CORP | $258,000 | -36.5% | 13,628 | +23.7% | 0.01% | 0.0% |
| CSX | Buy | CSX CORP | $246,000 | -20.6% | 4,294 | +0.2% | 0.01% | +20.0% |
| FEYE | Sell | FIREEYE INC | $248,000 | -95.2% | 23,450 | -92.5% | 0.01% | -92.1% |
| ZIONO | Zions Bancorp 6.3 PFD DUTCH T | $239,000 | -14.6% | 10,000 | 0.0% | 0.01% | +50.0% | |
| MO | Buy | ALTRIA GROUP INC | $242,000 | -6.2% | 6,263 | +21.2% | 0.01% | +50.0% |
| CAG | Sell | CONAGRA BRANDS INC | $252,000 | -94.7% | 8,596 | -93.8% | 0.01% | -91.4% |
| Buy | LVMH Moet Hennessy | $234,000 | -16.1% | 630 | +5.0% | 0.01% | +50.0% | |
| DLR | Sell | DIGITAL RLTY TR INC | $245,000 | -37.8% | 1,765 | -46.4% | 0.01% | 0.0% |
| TPL | TEXAS PAC LD TR | $231,000 | -51.5% | 609 | 0.0% | 0.01% | -14.3% | |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $236,000 | -66.1% | 2,848 | -47.9% | 0.01% | -40.0% |
| EEFT | Sell | EURONET WORLDWIDE INC | $214,000 | -62.3% | 2,500 | -30.6% | 0.01% | -37.5% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $219,000 | -59.7% | 15,320 | -20.7% | 0.01% | -37.5% |
| SGOL | New | ABERDEEN STD GOLD ETF TR | $183,000 | – | 12,100 | +100.0% | 0.01% | – |
| TDOC | New | TELADOC HEALTH INC | $206,000 | – | 1,328 | +100.0% | 0.01% | – |
| CHL | New | CHINA MOBILE LIMITED | $203,000 | – | 5,380 | +100.0% | 0.01% | – |
| PPG | New | PPG INDS INC | $206,000 | – | 2,470 | +100.0% | 0.01% | – |
| EVFM | Buy | EVOFEM BIOSCIENCES INC | $183,000 | -3.2% | 34,400 | +12.1% | 0.01% | +66.7% |
| AMH | AMERICAN HOMES 4 RENT | $209,000 | -11.4% | 9,000 | 0.0% | 0.01% | +66.7% | |
| IHF | ISHARES TR | $217,000 | -16.9% | 1,300 | 0.0% | 0.01% | +25.0% | |
| INO | Sell | INOVIO PHARMACEUTICALS INC | $197,000 | +28.8% | 26,500 | -42.8% | 0.01% | +150.0% |
| AWI | Sell | ARMSTRONG WORLD INDS INC | $211,000 | -52.7% | 2,654 | -44.1% | 0.01% | -28.6% |
| AZPN | ASPEN TECHNOLOGY INC | $204,000 | -21.5% | 2,150 | 0.0% | 0.01% | +25.0% | |
| The Atlantic Trust Disciplined | $218,000 | -17.7% | 11,690 | 0.0% | 0.01% | +25.0% | ||
| MCO | Sell | MOODYS CORP | $212,000 | -22.3% | 1,000 | -13.0% | 0.01% | +25.0% |
| MG | New | MISTRAS GROUP INC | $200,000 | – | 47,000 | +100.0% | 0.01% | – |
| HII | Sell | HUNTINGTON INGALLS INDS INC | $217,000 | -29.1% | 1,189 | -2.6% | 0.01% | 0.0% |
| PWR | New | QUANTA SVCS INC | $203,000 | – | 6,400 | +100.0% | 0.01% | – |
| PFPT | PROOFPOINT INC | $205,000 | -10.9% | 2,000 | 0.0% | 0.01% | +66.7% | |
| AT Mid Cap Equity Fund Institu | $152,000 | -22.4% | 11,257 | 0.0% | 0.00% | +33.3% | ||
| TRGP | Sell | TARGA RES CORP | $172,000 | -96.5% | 24,832 | -79.2% | 0.00% | -94.4% |
| CEF | Sprott Physical Gold & Silver | $149,000 | -0.7% | 10,200 | 0.0% | 0.00% | +100.0% | |
| PTLA | Sell | PORTOLA PHARMACEUTICALS INC | $153,000 | -98.4% | 21,415 | -94.6% | 0.00% | -97.1% |
| Sell | Pimco All Asset Fund | $171,000 | -63.7% | 17,177 | -56.7% | 0.00% | -42.9% | |
| MOS | Sell | MOSAIC CO NEW | $154,000 | -54.8% | 14,250 | -9.7% | 0.00% | -20.0% |
| Buy | Prosegur Cash | $174,000 | -18.3% | 181,068 | +29.7% | 0.00% | +33.3% | |
| ARCT | New | ARCTURUS THERAPEUTICS HLDG I | $142,000 | – | 10,450 | +100.0% | 0.00% | – |
| TTSH | Sell | Tile Shop Holdings Inc | $150,000 | -55.6% | 172,401 | -13.8% | 0.00% | -20.0% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $176,000 | -56.5% | 10,325 | -50.5% | 0.00% | -33.3% |
| SAN | BANCO SANTANDER SA | $120,000 | -43.1% | 50,891 | 0.0% | 0.00% | 0.0% | |
| RF | Sell | REGIONS FINANCIAL CORP NEW | $110,000 | -55.5% | 12,265 | -14.9% | 0.00% | -25.0% |
| OXFD | OXFORD IMMUNOTEC GLOBAL PLC | $106,000 | -44.5% | 11,500 | 0.0% | 0.00% | 0.0% | |
| ENN Energy Holdings Ltd Shs | $102,000 | -8.1% | 11,000 | 0.0% | 0.00% | +50.0% | ||
| BMYRT | Sell | BRISTOL-MYERS SQUIBB CO | $103,000 | -2.8% | 27,143 | -22.9% | 0.00% | +50.0% |
| Buy | BYD Co Ltd | $111,000 | +85.0% | 21,000 | +75.0% | 0.00% | +200.0% | |
| AGNC | Sell | AGNC Investment Corp. | $136,000 | -44.7% | 12,900 | -7.2% | 0.00% | -25.0% |
| PBCT | Sell | PEOPLES UTD FINL INC | $128,000 | -58.4% | 11,600 | -36.3% | 0.00% | -40.0% |
| BLPH | New | BELLEROPHON THERAPEUTICS INC | $124,000 | – | 11,300 | +100.0% | 0.00% | – |
| AMRN | Sell | AMARIN CORP PLC | $100,000 | -85.8% | 25,100 | -23.8% | 0.00% | -80.0% |
| Uranium Royalty Corp | $93,000 | -30.1% | 150,000 | 0.0% | 0.00% | 0.0% | ||
| Hartford International Equity | $86,000 | -24.6% | 10,183 | 0.0% | 0.00% | 0.0% | ||
| SEEL | New | SEELOS THERAPEUTICS INC | $94,000 | – | 191,000 | +100.0% | 0.00% | – |
| BPY | BROOKFIELD PROPERTY PARTRS L | $85,000 | -55.7% | 10,500 | 0.0% | 0.00% | -33.3% | |
| NVGS | Sell | NAVIGATOR HOLDINGS LTD | $91,000 | -73.0% | 20,368 | -18.5% | 0.00% | -60.0% |
| AMLP | Sell | ALPS ETF TR | $71,000 | -68.2% | 20,600 | -21.3% | 0.00% | -33.3% |
| AXTI | New | AXT INC | $61,000 | – | 18,950 | +100.0% | 0.00% | – |
| TWO | TWO HBRS INVT CORP | $60,000 | -73.8% | 15,634 | 0.0% | 0.00% | -66.7% | |
| SCGLY | Sell | Societe Generale France ADR | $36,000 | -58.6% | 11,124 | -11.0% | 0.00% | 0.0% |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORP | $21,000 | -88.6% | 12,370 | -68.8% | 0.00% | -66.7% |
| Uranium Royalty Corp WT 11/25/ | $19,000 | -48.6% | 150,000 | 0.0% | 0.00% | -100.0% | ||
| MRNS | Exit | Marinus Pharmaceuticals, Inc | $0 | – | -11,000 | -100.0% | 0.00% | – |
| AMRWW | ALTA MESA RES INC 3 | $0 | – | 21,625 | 0.0% | 0.00% | – | |
| SRUTF | Sproutly Canada Inc. | $1,000 | -50.0% | 10,000 | 0.0% | 0.00% | – | |
| Colossus Minerals Inc | $0 | – | 2,045,823 | 0.0% | 0.00% | – | ||
| FOLGF | Falcon Oil & Gas Ltd. | $3,000 | -50.0% | 40,000 | 0.0% | 0.00% | – | |
| FCUUF | Sell | Fission Uranium Corp. | $4,000 | -60.0% | 37,700 | -15.7% | 0.00% | – |
| Gome Retail Hlds | $1,000 | 0.0% | 12,525 | 0.0% | 0.00% | – | ||
| ENLC | ENLINK MIDSTREAM LLC | $13,000 | -81.4% | 11,500 | 0.0% | 0.00% | -100.0% | |
| Exit | Templeton Funds Inc World Fund | $0 | – | -10,081 | -100.0% | -0.00% | – | |
| NMFC | Exit | New Mtm Fin Corp | $0 | – | -11,900 | -100.0% | -0.00% | – |
| IVV | Exit | iShares S&P 500 Fund | $0 | – | -718 | -100.0% | -0.00% | – |
| JBSS | Exit | John B. Sanfilippo & Son, Inc. | $0 | – | -2,350 | -100.0% | -0.00% | – |
| ITOT | Exit | IShares Tr Core S & P | $0 | – | -2,950 | -100.0% | -0.00% | – |
| CE | Exit | Celanese Corporation | $0 | – | -1,798 | -100.0% | -0.00% | – |
| MDU | Exit | MDU Resources Group | $0 | – | -7,100 | -100.0% | -0.00% | – |
| LGFB | Exit | Lions Gate Entmnt Corp Cl B No | $0 | – | -21,682 | -100.0% | -0.00% | – |
| MKL | Exit | Markel Corp | $0 | – | -185 | -100.0% | -0.00% | – |
| HXL | Exit | Hexcel Corporation | $0 | – | -3,000 | -100.0% | -0.00% | – |
| LNC | Exit | Lincoln Natl Corp Ind | $0 | – | -3,598 | -100.0% | -0.00% | – |
| CDW | Exit | CDW Corp | $0 | – | -1,417 | -100.0% | -0.00% | – |
| IDA | Exit | Idacorp Inc | $0 | – | -2,100 | -100.0% | -0.00% | – |
| STE | Exit | Steris PLC | $0 | – | -1,376 | -100.0% | -0.00% | – |
| NXST | Exit | Nexstar Broadcasting Group Inc | $0 | – | -1,754 | -100.0% | -0.00% | – |
| XLI | Exit | Industrial Select Sector SPDR | $0 | – | -2,540 | -100.0% | -0.00% | – |
| SSREY | Exit | Swiss Re Ltd F ADR | $0 | – | -7,767 | -100.0% | -0.00% | – |
| Exit | Dodge & Cox Stock | $0 | – | -1,058 | -100.0% | -0.00% | – | |
| SAGE | Exit | Sage Therapeutics Inc | $0 | – | -2,875 | -100.0% | -0.00% | – |
| SDOG | Exit | Alps ETF Tr Sectr Div Dogs | $0 | – | -4,925 | -100.0% | -0.00% | – |
| WMMVY | Exit | Walmart De Mexico - ADR | $0 | – | -8,250 | -100.0% | -0.00% | – |
| RE | Exit | Everest Reinsurance Group Ltd. | $0 | – | -855 | -100.0% | -0.00% | – |
| MVO | Exit | MV Oil Trust | $0 | – | -40,000 | -100.0% | -0.00% | – |
| VCR | Exit | Vanguard Consumer Discretionar | $0 | – | -1,440 | -100.0% | -0.00% | – |
| CHRW | Exit | C. H. Robinson Worldwide, Inc. | $0 | – | -3,900 | -100.0% | -0.00% | – |
| HIG | Exit | Hartford Financial Services Gr | $0 | – | -4,588 | -100.0% | -0.00% | – |
| R | Exit | Ryder System Inc W/rts | $0 | – | -5,000 | -100.0% | -0.00% | – |
| DECK | Exit | Deckers Outdoor Corp Com | $0 | – | -1,475 | -100.0% | -0.00% | – |
| URI | Exit | United Rentals | $0 | – | -1,700 | -100.0% | -0.00% | – |
| MGA | Exit | Magna International Inc | $0 | – | -5,185 | -100.0% | -0.00% | – |
| SRPT | Exit | Sarepta Therapeutics Inc | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | Siemens AG | $0 | – | -1,900 | -100.0% | -0.00% | – | |
| TTC | Exit | Toro Company | $0 | – | -3,000 | -100.0% | -0.00% | – |
| GWRE | Exit | Guidewire Software Inc | $0 | – | -2,500 | -100.0% | -0.00% | – |
| XLNX | Exit | Xilinx Inc. | $0 | – | -3,065 | -100.0% | -0.00% | – |
| MRTX | Exit | Mirati Therapeutics Inc | $0 | – | -2,000 | -100.0% | -0.00% | – |
| WMB | Exit | Williams Cos Inc Del | $0 | – | -10,683 | -100.0% | -0.00% | – |
| SCSC | Exit | Scansource Inc. | $0 | – | -8,300 | -100.0% | -0.01% | – |
| SBNY | Exit | Signature Bank | $0 | – | -2,450 | -100.0% | -0.01% | – |
| IVW | Exit | iShares S&P 500 Growth Fund | $0 | – | -1,920 | -100.0% | -0.01% | – |
| SBRA | Exit | Sabra Health Care REIT, Inc | $0 | – | -16,622 | -100.0% | -0.01% | – |
| WOOD | Exit | iShares Global Timber & Forest | $0 | – | -5,223 | -100.0% | -0.01% | – |
| WAB | Exit | Wabtec Inc. | $0 | – | -4,382 | -100.0% | -0.01% | – |
| CCK | Exit | Crown Holdings, Inc. | $0 | – | -4,700 | -100.0% | -0.01% | – |
| VDE | Exit | MFC Vanguard Energy ETF | $0 | – | -4,359 | -100.0% | -0.01% | – |
| ESPR | Exit | Esperion Therapeutics Inc. | $0 | – | -5,500 | -100.0% | -0.01% | – |
| PACW | Exit | Pacwest Bancorp | $0 | – | -9,592 | -100.0% | -0.01% | – |
| IPGP | Exit | IPG Photonics Corp | $0 | – | -2,500 | -100.0% | -0.01% | – |
| PLNT | Exit | Planet Fitness Inc Cl A | $0 | – | -4,500 | -100.0% | -0.01% | – |
| ROKU | Exit | Roku Inc Cl A | $0 | – | -2,500 | -100.0% | -0.01% | – |
| VIAC | Exit | Viacomcbs Inc Cl B | $0 | – | -7,658 | -100.0% | -0.01% | – |
| FIVE | Exit | Five Below Inc | $0 | – | -3,089 | -100.0% | -0.01% | – |
| Exit | Franklin Templeton Fds Growth | $0 | – | -3,736 | -100.0% | -0.01% | – | |
| KSS | Exit | Kohls Corp | $0 | – | -7,347 | -100.0% | -0.01% | – |
| LYB | Exit | Lyondellbasell Inds F Class A | $0 | – | -4,314 | -100.0% | -0.01% | – |
| BAM | Exit | Brookfield Asset Mgmt Inc. Cl | $0 | – | -7,000 | -100.0% | -0.01% | – |
| Exit | Eaton Vance CA Municipal Oppor | $0 | – | -41,832 | -100.0% | -0.01% | – | |
| WLDN | Exit | Willdan Group Inc | $0 | – | -15,569 | -100.0% | -0.01% | – |
| Exit | Truist Financial Corporation S | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| MSB | Exit | Mesabi Trust | $0 | – | -20,000 | -100.0% | -0.01% | – |
| MAR | Exit | Marriott Intl Inc New Cl A | $0 | – | -2,920 | -100.0% | -0.01% | – |
| FITB | Exit | Fifth Third Bancorp | $0 | – | -16,695 | -100.0% | -0.01% | – |
| Exit | Rockhaven Resources Ltd (pvt) | $0 | – | -4,631,500 | -100.0% | -0.01% | – | |
| Exit | East Asia Minerals Corp | $0 | – | -13,404,893 | -100.0% | -0.01% | – | |
| EWC | Exit | iShares MSCI Canada Index Fund | $0 | – | -19,000 | -100.0% | -0.01% | – |
| BLD | Exit | TopBild Corp | $0 | – | -5,064 | -100.0% | -0.01% | – |
| SNV | Exit | Synovus Financial Corp. | $0 | – | -15,300 | -100.0% | -0.01% | – |
| Exit | Nulegacy Gold WTS C$0.12 Exp 1 | $0 | – | -13,994,593 | -100.0% | -0.01% | – | |
| WWD | Exit | Woodward Inc | $0 | – | -5,500 | -100.0% | -0.01% | – |
| MMSI | Exit | Merit Med Systems Inc. | $0 | – | -22,000 | -100.0% | -0.01% | – |
| WBT | Exit | Welbilt Inc. | $0 | – | -43,943 | -100.0% | -0.01% | – |
| WWE | Exit | World Wrestling Entertainment | $0 | – | -10,000 | -100.0% | -0.01% | – |
| GNTX | Exit | Gentex Corp. | $0 | – | -24,837 | -100.0% | -0.01% | – |
| VTR | Exit | Ventas Inc. | $0 | – | -12,765 | -100.0% | -0.01% | – |
| MIDD | Exit | Middleby Corporation | $0 | – | -7,570 | -100.0% | -0.01% | – |
| VET | Exit | Vermilion Energy Inc | $0 | – | -48,800 | -100.0% | -0.01% | – |
| Exit | Eaton Vance Floating Rate Muni | $0 | – | -96,454 | -100.0% | -0.01% | – | |
| CB | Exit | Chubb Corp | $0 | – | -5,965 | -100.0% | -0.01% | – |
| BFAM | Exit | Bright Horizons Family Solutio | $0 | – | -6,225 | -100.0% | -0.01% | – |
| NCPCF | Exit | Nickel Creek Platinum Corp | $0 | – | -14,037,494 | -100.0% | -0.01% | – |
| VOC | Exit | Voc Energy Trust | $0 | – | -200,000 | -100.0% | -0.01% | – |
| BSX | Exit | Boston Scientific Corporation | $0 | – | -21,600 | -100.0% | -0.01% | – |
| WEX | Exit | Wex Inc. | $0 | – | -5,000 | -100.0% | -0.02% | – |
| IR | Exit | Ingersoll-Rand PLC | $0 | – | -7,527 | -100.0% | -0.02% | – |
| WDFC | Exit | WD 40 Co | $0 | – | -5,970 | -100.0% | -0.02% | – |
| SBGL | Exit | Sibanye Gold ADR | $0 | – | -125,000 | -100.0% | -0.02% | – |
| OKE | Exit | Oneok Inc | $0 | – | -16,000 | -100.0% | -0.02% | – |
| CCL | Exit | Carnival Corp. | $0 | – | -24,996 | -100.0% | -0.02% | – |
| TFC | Exit | Truist Finanical Corp | $0 | – | -22,734 | -100.0% | -0.02% | – |
| TDG | Exit | Transdigm Group Inc | $0 | – | -2,325 | -100.0% | -0.02% | – |
| COLM | Exit | Columbia Sportswear Company | $0 | – | -13,683 | -100.0% | -0.02% | – |
| CVLT | Exit | CommVault Systems, Inc. | $0 | – | -30,410 | -100.0% | -0.02% | – |
| LMNX | Exit | Luminex Corp. | $0 | – | -62,334 | -100.0% | -0.02% | – |
| JD | Exit | JD Com Inc. Cl A | $0 | – | -40,000 | -100.0% | -0.02% | – |
| WFRSF | Exit | West African Resources Ltd. | $0 | – | -4,918,720 | -100.0% | -0.02% | – |
| PTC | Exit | PTC Inc. | $0 | – | -20,023 | -100.0% | -0.02% | – |
| Exit | Eaton Vance Connecticut Munici | $0 | – | -146,915 | -100.0% | -0.02% | – | |
| Exit | Nulegacy Gold Corp | $0 | – | -28,556,090 | -100.0% | -0.02% | – | |
| TXT | Exit | Textron Inc. | $0 | – | -38,129 | -100.0% | -0.02% | – |
| ATADF | Exit | ATAC Resources Ltd. | $0 | – | -10,892,991 | -100.0% | -0.03% | – |
| TISI | Exit | Team Inc. | $0 | – | -120,700 | -100.0% | -0.03% | – |
| SBGI | Exit | Sinclair Broadcast Group Cl A | $0 | – | -58,957 | -100.0% | -0.03% | – |
| CNI | Exit | Canadian Natl RY Co | $0 | – | -23,300 | -100.0% | -0.03% | – |
| MAS | Exit | Masco Corp | $0 | – | -48,700 | -100.0% | -0.03% | – |
| IWV | Exit | IShares Tr Russell 3000 | $0 | – | -12,483 | -100.0% | -0.04% | – |
| AAU | Exit | Almaden Minerals Ltd | $0 | – | -5,457,319 | -100.0% | -0.05% | – |
| LGFA | Exit | Lions Gate Entmnt Corp Cl A Vt | $0 | – | -297,294 | -100.0% | -0.05% | – |
| L | Exit | Loews Corporation | $0 | – | -61,135 | -100.0% | -0.05% | – |
| IWO | Exit | iShares Russell 2000 Growth In | $0 | – | -16,552 | -100.0% | -0.05% | – |
| PAGP | Exit | Plains Gp Hldgs L P Class A | $0 | – | -189,125 | -100.0% | -0.05% | – |
| CTGO | Exit | Contango ORE Inc. 144 | $0 | – | -263,200 | -100.0% | -0.06% | – |
| SMDZF | Exit | Strategic Metals Ltd | $0 | – | -10,405,100 | -100.0% | -0.06% | – |
| FPRGF | Exit | Falco Resources Ltd. | $0 | – | -16,222,300 | -100.0% | -0.06% | – |
| Exit | Tocqueville Gold Fund Investor | $0 | – | -102,921 | -100.0% | -0.06% | – | |
| VOE | Exit | Vanguard Mid-Cap Value ETF | $0 | – | -36,911 | -100.0% | -0.06% | – |
| Exit | Airbus SE | $0 | – | -31,740 | -100.0% | -0.07% | – | |
| Exit | Engie | $0 | – | -288,900 | -100.0% | -0.07% | – | |
| RBS | Exit | Royal Bank of Scotland ADR | $0 | – | -760,897 | -100.0% | -0.07% | – |
| Exit | Oshaughnessy Small Mid Cap Gro | $0 | – | -365,757 | -100.0% | -0.08% | – | |
| WCC | Exit | WESCO International Inc. | $0 | – | -88,200 | -100.0% | -0.08% | – |
| HSBC | Exit | HSBC Holdings PLC Spon ADR New | $0 | – | -138,984 | -100.0% | -0.08% | – |
| MTN | Exit | Vail Resorts Inc | $0 | – | -25,345 | -100.0% | -0.09% | – |
| XRAY | Exit | Dentsply Sirona Inc | $0 | – | -106,835 | -100.0% | -0.09% | – |
| GSS | Exit | Golden Star Res LTD CDA Com | $0 | – | -1,742,400 | -100.0% | -0.10% | – |
| NUE | Exit | Nucor Corp | $0 | – | -128,561 | -100.0% | -0.11% | – |
| GSV | Exit | Gold Standard Ventures Corp | $0 | – | -8,630,000 | -100.0% | -0.11% | – |
| ZION | Exit | Zions Bancorporation | $0 | – | -142,900 | -100.0% | -0.11% | – |
| CIEN | Exit | Ciena Corporation | $0 | – | -200,190 | -100.0% | -0.13% | – |
| SILV | Exit | Silvercrest Metals Inc | $0 | – | -1,294,800 | -100.0% | -0.13% | – |
| Exit | Fresnillo PLC | $0 | – | -1,480,900 | -100.0% | -0.18% | – | |
| MGM | Exit | MGM Resorts International | $0 | – | -425,605 | -100.0% | -0.21% | – |
| MMX | Exit | Maverix Metals Inc. | $0 | – | -2,950,000 | -100.0% | -0.22% | – |
| ARNGF | Exit | Argonaut Gold Inc | $0 | – | -10,152,450 | -100.0% | -0.22% | – |
| Exit | Newcrest Mining Ltd. | $0 | – | -747,600 | -100.0% | -0.23% | – | |
| THM | Exit | International Tower Hill Mines | $0 | – | -30,181,069 | -100.0% | -0.24% | – |
| KGC | Exit | Kinross Gold Corporation | $0 | – | -3,962,567 | -100.0% | -0.28% | – |
| JAGGF | Exit | Jaguar Mining Inc. | $0 | – | -139,923,095 | -100.0% | -0.31% | – |
| BCEKF | Exit | Bear Creek Mining Corp | $0 | – | -10,199,466 | -100.0% | -0.32% | – |
| Exit | Ivanhoe Mines Ltd | $0 | – | -7,025,239 | -100.0% | -0.34% | – | |
| OCANF | Exit | OceanaGold Corporation | $0 | – | -12,261,424 | -100.0% | -0.36% | – |
| PIRGF | Exit | Premier Gold Mines Ltd. | $0 | – | -17,351,260 | -100.0% | -0.39% | – |
| AUY | Exit | Yamana Gold Inc. | $0 | – | -7,176,800 | -100.0% | -0.42% | – |
| GFI | Exit | Gold Fields Limited | $0 | – | -5,613,900 | -100.0% | -0.54% | – |
| IAG | Exit | IamGold Corporation | $0 | – | -10,574,600 | -100.0% | -0.58% | – |
| KOR | Exit | Corvus Gold Inc | $0 | – | -24,367,509 | -100.0% | -0.60% | – |
| OBNNF | Exit | Osisko Mining Inc. | $0 | – | -13,018,739 | -100.0% | -0.60% | – |
| SEMFF | Exit | Semafo Inc | $0 | – | -20,122,720 | -100.0% | -0.61% | – |
| WDOFF | Exit | Wesdome Gold Mines Ltd. | $0 | – | -5,582,500 | -100.0% | -0.64% | – |
| OR | Exit | Osisko Gold Royalties Ltd | $0 | – | -4,688,333 | -100.0% | -0.67% | – |
| AGI | Exit | Alamos Gold Inc. | $0 | – | -9,410,320 | -100.0% | -0.83% | – |
| AU | Exit | AngloGold Ashanti Limited - AD | $0 | – | -2,901,375 | -100.0% | -0.95% | – |
| NG | Exit | NovaGold Res Inc Com New | $0 | – | -7,445,859 | -100.0% | -0.98% | – |
| BTG | Exit | B2Gold Corporation | $0 | – | -17,995,331 | -100.0% | -1.06% | – |
| Exit | Torex Gold Resources Inc | $0 | – | -4,971,570 | -100.0% | -1.16% | – | |
| DRGDF | Exit | Detour Gold Corporation | $0 | – | -7,830,320 | -100.0% | -2.23% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| The Home Depot, Inc. | 42 | Q3 2023 | 8.5% |
| MICROSOFT CORP. | 42 | Q3 2023 | 3.7% |
| APPLE INC. | 42 | Q3 2023 | 3.5% |
| AMAZON INC. | 42 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.6% |
| MERCK & CO. INC. | 42 | Q3 2023 | 1.8% |
| Nextera Energy Inc COM | 42 | Q3 2023 | 1.6% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.7% |
| Procter & Gamble Company | 42 | Q3 2023 | 1.2% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Coda Octopus Group, Inc. | February 13, 2023 | 615,000 | 5.7% |
| NCS Multistage Holdings, Inc. | February 13, 2023 | 111,057 | 4.6% |
| ALMADEN MINERALS LTD | January 14, 2020 | 10 | 4.9% |
| Argonaut Gold, Inc. | January 14, 2020 | 10 | 5.7% |
| BEAR CREEK MINING CORP | January 14, 2020 | 10 | 9.9% |
| Corvus Gold Inc. | January 14, 2020 | 10 | 19.6% |
| Electromed, Inc. | January 14, 2020 | 10 | 5.1% |
| INTERNATIONAL TOWER HILL MINES LTD | January 14, 2020 | 10 | 16.1% |
| Jaguar Mining Inc | January 14, 2020 | 10 | 19.3% |
| MAG SILVER CORP | January 14, 2020 | 10 | 9.8% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-12 |
| SC 13G | 2024-02-12 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-10 |
| SC 13G/A | 2023-02-13 |
| SC 13G/A | 2023-02-13 |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.