This page lists the SEC filings reported by TOCQUEVILLE ASSET MANAGEMENT L.P..
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | KELSO TECHNOLOGIES INC | 1,603,589 | 3.0% | EDGAR |
| SC 13G/A | 2024-02-12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Coda Octopus Group, Inc. | 588,897 | 5.3% | EDGAR |
| SC 13G | 2024-02-12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | CHAMPIONS ONCOLOGY, INC. | 684,578 | 5.0% | EDGAR |
| SC 13G | 2024-02-12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | NCS Multistage Holdings, Inc. | 133,164 | 5.5% | EDGAR |
| SC 13G/A | 2023-02-13 | TOCQUEVILLE ASSET MANAGEMENT L.P. | KELSO TECHNOLOGIES INC | 3,389,740 | 6.2% | EDGAR |
| SC 13G/A | 2023-02-13 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Coda Octopus Group, Inc. | 615,000 | 5.7% | EDGAR |
| SC 13G/A | 2023-02-13 | TOCQUEVILLE ASSET MANAGEMENT L.P. | NCS Multistage Holdings, Inc. | 111,057 | 4.6% | EDGAR |
| SC 13G/A | 2022-02-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | NCS Multistage Holdings, Inc. | 132,449 | 5.6% | EDGAR |
| SC 13G/A | 2022-02-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | KELSO TECHNOLOGIES INC | 2,736,300 | 5.0% | EDGAR |
| SC 13G | 2021-02-17 | TOCQUEVILLE ASSET MANAGEMENT L.P. | NCS Multistage Holdings, Inc. | 125,543 | 5.3% | EDGAR |
| SC 13G | 2021-02-16 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Coda Octopus Group, Inc. | 544,003 | 5.0% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Argonaut Gold, Inc. | 10 | 5.7% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | BEAR CREEK MINING CORP | 10 | 9.9% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Corvus Gold Inc. | 10 | 19.6% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Electromed, Inc. | 10 | 5.1% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | INTERNATIONAL TOWER HILL MINES LTD | 10 | 16.1% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Jaguar Mining Inc | 10 | 19.3% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | MAG SILVER CORP | 10 | 9.8% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Premier Gold Mines Ltd | 10 | 8.2% | EDGAR |
| SC 13G | 2020-01-14 | TOCQUEVILLE ASSET MANAGEMENT L.P. | Torex Gold Resources Inc. | 10 | 5.8% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.