$7.82 Billion is the total value of TOCQUEVILLE ASSET MANAGEMENT L.P.'s 852 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 23.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HD | Sell | Home Depot Inc | $206,193,000 | +4.1% | 1,537,833 | -0.1% | 2.64% | +10.8% |
| AAPL | Sell | Apple Inc. | $128,617,000 | -1.5% | 1,110,488 | -3.8% | 1.64% | +4.9% |
| MSFT | Sell | Microsoft Corp. | $112,014,000 | +4.0% | 1,802,607 | -3.6% | 1.43% | +10.8% |
| AMZN | Sell | Amazon Inc. | $111,560,000 | -14.4% | 148,773 | -4.4% | 1.43% | -8.9% |
| GE | Buy | General Electric Corp. | $105,038,000 | +19.9% | 3,323,983 | +12.3% | 1.34% | +27.7% |
| DRGDF | Sell | Detour Gold Corporation | $101,282,000 | -39.4% | 7,435,080 | -3.2% | 1.30% | -35.4% |
| XOM | Sell | Exxon Mobil Corp. | $100,646,000 | -0.8% | 1,115,068 | -4.1% | 1.29% | +5.7% |
| AEM | Sell | Agnico-Eagle Mines Ltd COM | $100,127,000 | -35.8% | 2,383,274 | -17.2% | 1.28% | -31.6% |
| JNJ | Sell | Johnson & Johnson | $95,124,000 | -13.1% | 825,655 | -10.9% | 1.22% | -7.5% |
| GG | Buy | Goldcorp, Inc. | $93,931,000 | -2.3% | 6,904,590 | +18.6% | 1.20% | +4.1% |
| FNV | Sell | Franco-Nevada Corporation | $93,919,000 | -24.4% | 1,571,073 | -11.6% | 1.20% | -19.5% |
| FB | Buy | Facebook Inc. | $93,126,000 | -9.6% | 809,440 | +0.8% | 1.19% | -3.7% |
| NEM | Buy | Newmont Mining Corporation | $88,443,000 | +2.2% | 2,595,906 | +17.8% | 1.13% | +8.9% |
| PAAS | Buy | Pan Amern Silver Corp | $88,276,000 | -13.7% | 5,857,726 | +0.9% | 1.13% | -8.1% |
| GOOG | Sell | Alphabet Inc | $87,081,000 | -1.0% | 112,825 | -0.3% | 1.11% | +5.4% |
| SLB | Sell | Schlumberger Ltd. | $85,629,000 | +4.4% | 1,019,995 | -2.2% | 1.10% | +11.2% |
| AGI | Buy | Alamos Gold Inc. | $81,330,000 | -13.9% | 11,890,420 | +3.2% | 1.04% | -8.3% |
| WY | Sell | Weyerhaeuser Co. | $77,692,000 | -8.6% | 2,581,976 | -3.0% | 0.99% | -2.6% |
| GOOGL | Buy | Alphabet Inc Class A | $77,013,000 | -0.4% | 97,183 | +1.1% | 0.98% | +6.1% |
| PFE | Sell | Pfizer Inc. | $74,936,000 | -6.2% | 2,307,158 | -2.2% | 0.96% | -0.1% |
| MAG | Buy | Mag Silver Corp | $67,945,000 | -24.9% | 6,160,010 | +2.6% | 0.87% | -20.1% |
| Sell | Torex Gold Resources Inc | $66,136,000 | -43.7% | 4,271,215 | -21.3% | 0.85% | -40.0% | |
| BTG | Buy | B2Gold Corporation | $64,860,000 | +0.5% | 27,366,931 | +11.5% | 0.83% | +7.0% |
| INTC | Sell | Intel Corp. | $63,727,000 | -8.5% | 1,757,017 | -4.8% | 0.82% | -2.5% |
| PG | Sell | Procter & Gamble | $63,090,000 | -9.3% | 750,351 | -3.2% | 0.81% | -3.4% |
| RGLD | Sell | Royal Gold Inc USD0.01 | $63,140,000 | -19.8% | 996,680 | -1.9% | 0.81% | -14.6% |
| DD | Sell | Du Pont E I De Nemours & Co. | $61,609,000 | +2.9% | 839,363 | -6.1% | 0.79% | +9.6% |
| MRK | Buy | Merck & Co. Inc. | $61,341,000 | -0.5% | 1,041,967 | +5.4% | 0.78% | +5.9% |
| NEE | Sell | Nextera Energy Inc. | $60,176,000 | -11.4% | 503,737 | -9.3% | 0.77% | -5.6% |
| OCANF | Sell | Oceanagold Corp. | $58,281,000 | -6.4% | 20,013,724 | -3.5% | 0.74% | -0.4% |
| SLW | Sell | Silver Wheaton Corp. | $57,716,000 | -32.2% | 2,987,365 | -5.2% | 0.74% | -27.8% |
| SEMFF | Sell | Semafo Inc. | $57,496,000 | -24.0% | 17,501,320 | -3.4% | 0.74% | -19.1% |
| Sell | The Tocqueville International | $57,388,000 | -23.7% | 4,013,125 | -19.8% | 0.73% | -18.7% | |
| GOLD | Sell | Randgold Res Ltd ADR | $55,753,000 | -44.8% | 730,330 | -27.6% | 0.71% | -41.2% |
| QCOM | Sell | Qualcomm Inc. | $55,516,000 | -12.6% | 851,480 | -8.1% | 0.71% | -6.8% |
| MCD | Buy | McDonald's Corp. | $54,817,000 | +6.0% | 450,352 | +0.5% | 0.70% | +12.9% |
| Buy | Newcrest Mining Ltd. | $52,912,000 | +35.5% | 3,620,800 | +57.4% | 0.68% | +44.3% | |
| OR | Sell | Osisko Gold Royalties Ltd. | $50,439,000 | -17.8% | 5,175,736 | -7.7% | 0.64% | -12.5% |
| AGN | Sell | Allergan Plc | $49,627,000 | -37.4% | 236,309 | -31.3% | 0.64% | -33.3% |
| AFL | Sell | Aflac Inc. | $48,802,000 | -7.3% | 701,185 | -4.3% | 0.62% | -1.3% |
| CVX | Buy | Chevron Corp | $47,161,000 | +39.8% | 400,684 | +22.3% | 0.60% | +48.9% |
| DIS | Buy | Walt Disney Co | $45,523,000 | +102.7% | 436,795 | +80.6% | 0.58% | +115.6% |
| Sell | The Tocqueville Fund | $45,402,000 | -11.7% | 1,358,113 | -9.3% | 0.58% | -5.8% | |
| EGO | Buy | Eldorado Gold Corporation | $44,584,000 | +19.9% | 13,846,445 | +46.4% | 0.57% | +27.8% |
| KO | Sell | Coca Cola Co. | $43,434,000 | -11.0% | 1,047,607 | -9.2% | 0.56% | -5.3% |
| ABBV | Sell | Abbvie Inc. | $42,942,000 | -28.2% | 685,752 | -27.7% | 0.55% | -23.5% |
| NG | Sell | NovaGold Resources Inc. | $41,768,000 | -18.7% | 9,159,559 | -0.2% | 0.53% | -13.5% |
| MPC | Buy | Marathon Petroleum Corporation | $40,787,000 | +27.7% | 810,062 | +3.0% | 0.52% | +36.0% |
| BAC | Buy | Bank Of America Corp | $40,669,000 | +1183.3% | 1,840,225 | +808.7% | 0.52% | +1268.4% |
| IONS | Sell | Ionis Pharmaceuticals Inc | $39,341,000 | -5.6% | 822,510 | -27.7% | 0.50% | +0.6% |
| VZ | Sell | Verizon Communications | $39,084,000 | -1.3% | 732,178 | -3.9% | 0.50% | +5.0% |
| ABT | Buy | Abbott Labs Inc Com | $38,996,000 | +145.0% | 1,015,263 | +169.7% | 0.50% | +161.3% |
| DBD | Buy | Diebold Nixdorf | $38,811,000 | +100.6% | 1,543,188 | +97.7% | 0.50% | +113.8% |
| BMY | Sell | Bristol Myers Squibb Co | $38,611,000 | -3.6% | 660,698 | -11.0% | 0.49% | +2.7% |
| ADP | Sell | Automatic Data Processing Inc | $38,354,000 | +15.1% | 373,168 | -1.2% | 0.49% | +22.5% |
| CAT | Sell | Caterpillar Inc. | $37,354,000 | -3.2% | 402,787 | -7.3% | 0.48% | +3.2% |
| SBUX | Sell | Starbucks Corp | $36,748,000 | +1.1% | 661,879 | -1.5% | 0.47% | +7.6% |
| AMAT | Sell | Applied Materials, Inc. | $35,453,000 | -4.5% | 1,098,630 | -10.8% | 0.45% | +1.6% |
| HRB | Sell | Block H & R Inc COM | $34,150,000 | -7.4% | 1,485,409 | -6.8% | 0.44% | -1.4% |
| BK | Sell | Bank of New York Mellon Corpor | $34,204,000 | +5.4% | 721,900 | -11.3% | 0.44% | +12.1% |
| TMO | Buy | Thermo Fisher Corp | $34,091,000 | -4.3% | 241,609 | +7.9% | 0.44% | +2.1% |
| BIIB | Sell | Biogen Inc. | $32,973,000 | -43.5% | 116,274 | -37.7% | 0.42% | -39.8% |
| WSM | Buy | Williams Sonoma Inc | $32,577,000 | +1.0% | 673,212 | +6.6% | 0.42% | +7.8% |
| MMM | Sell | 3M Company | $32,137,000 | -5.3% | 179,970 | -6.6% | 0.41% | +1.0% |
| JCI | Buy | Johnson Controls Intl PLC | $31,885,000 | +6.1% | 774,091 | +19.9% | 0.41% | +13.0% |
| GLW | Buy | Corning Inc | $31,384,000 | +9.8% | 1,293,120 | +7.0% | 0.40% | +16.9% |
| CL | Sell | Colgate-Palmolive | $31,147,000 | -15.8% | 475,961 | -4.6% | 0.40% | -10.4% |
| TBI | Sell | TrueBlue Inc. | $30,616,000 | +8.0% | 1,242,024 | -0.7% | 0.39% | +15.0% |
| SBNY | Buy | Signature Bank | $30,567,000 | +244.9% | 203,510 | +172.0% | 0.39% | +268.9% |
| PEP | Buy | Pepsico Inc | $29,714,000 | +0.6% | 283,991 | +4.6% | 0.38% | +7.0% |
| USB | Buy | US Bancorp | $29,371,000 | +36.9% | 571,749 | +14.3% | 0.38% | +45.7% |
| NVS | Sell | Novartis AG | $29,427,000 | -9.5% | 403,994 | -1.8% | 0.38% | -3.6% |
| WMT | Buy | Wal-Mart Stores Inc. | $29,058,000 | -3.2% | 420,393 | +1.0% | 0.37% | +3.3% |
| PIRGF | Buy | Premier Gold Mines Ltd. | $28,921,000 | -20.2% | 15,166,860 | +28.9% | 0.37% | -14.9% |
| DEO | Sell | Diageo Plc Sponsored ADR | $28,705,000 | -24.4% | 276,165 | -15.6% | 0.37% | -19.5% |
| MAT | Sell | Mattel Inc. | $28,040,000 | -14.7% | 1,017,801 | -6.3% | 0.36% | -9.1% |
| RDSB | Buy | Royal Dutch Shell PLC - Class | $27,684,000 | +63.1% | 477,559 | +48.7% | 0.35% | +73.5% |
| BHP | Buy | BHP Billiton Limited - ADR | $27,704,000 | +166.8% | 774,275 | +158.4% | 0.35% | +183.2% |
| BA | Sell | Boeing Company | $27,057,000 | +14.4% | 173,800 | -3.2% | 0.35% | +21.8% |
| V | Sell | Visa Inc Class A | $26,400,000 | -12.1% | 338,381 | -6.8% | 0.34% | -6.1% |
| ALKS | Sell | Alkermes PLC | $26,343,000 | -16.7% | 473,959 | -29.5% | 0.34% | -11.3% |
| UNP | Buy | Union Pac Corp | $25,933,000 | +43.1% | 250,125 | +34.7% | 0.33% | +52.3% |
| EMN | Sell | Eastman Chemical Co. | $25,827,000 | +9.2% | 343,405 | -1.8% | 0.33% | +16.2% |
| BRKB | Sell | Berkshire Hathawayinc DEL CL B | $25,436,000 | +11.0% | 156,068 | -1.6% | 0.32% | +18.2% |
| CELG | Sell | Celgene Corp | $25,389,000 | +1.2% | 219,343 | -8.6% | 0.32% | +8.0% |
| F | Sell | Ford Motor Company | $24,797,000 | -8.5% | 2,044,273 | -8.9% | 0.32% | -2.5% |
| DAL | Sell | Delta Air Lines Inc. | $24,616,000 | +7.3% | 500,428 | -14.2% | 0.32% | +14.1% |
| TGNA | Buy | TEGNA Inc. | $24,423,000 | +54.4% | 1,141,775 | +57.8% | 0.31% | +64.2% |
| EMR | Buy | Emerson Elec Co COM | $24,388,000 | +53.2% | 437,461 | +49.8% | 0.31% | +63.4% |
| UN | Buy | Unilever N V -NY Shares | $23,962,000 | -3.0% | 583,582 | +8.9% | 0.31% | +3.0% |
| TAHO | Sell | Tahoe Resources Inc. | $23,457,000 | -33.0% | 2,489,686 | -8.9% | 0.30% | -28.6% |
| TGT | Sell | Target Corp. | $23,170,000 | -1.2% | 320,783 | -6.1% | 0.30% | +5.0% |
| SIEGY | Buy | Siemens AG-SPONS ADR | $23,020,000 | +23.4% | 188,045 | +18.3% | 0.29% | +31.2% |
| T | Buy | AT & T INC | $22,777,000 | +5.8% | 535,561 | +1.0% | 0.29% | +12.4% |
| MGM | Buy | MGM Resorts International | $22,717,000 | +17.6% | 787,972 | +6.2% | 0.29% | +25.0% |
| Sell | Tocqueville Opportunity Fund | $22,633,000 | -52.4% | 1,155,933 | -49.3% | 0.29% | -49.3% | |
| COF | Sell | Capital One Financial Corp. | $22,364,000 | +11.0% | 256,346 | -8.6% | 0.29% | +18.2% |
| MA | Buy | Mastercard Inc | $22,374,000 | +1.6% | 216,695 | +0.1% | 0.29% | +8.3% |
| IBM | Buy | IBM Corporation COM | $22,074,000 | +9.3% | 132,986 | +4.6% | 0.28% | +16.5% |
| XL | Sell | XL Group LTD | $22,006,000 | -0.0% | 590,614 | -9.8% | 0.28% | +6.4% |
| WFC | Sell | Wells Fargo & Co | $21,638,000 | +11.3% | 392,626 | -10.6% | 0.28% | +18.9% |
| PCLN | Buy | Priceline Group | $21,557,000 | +25.5% | 14,704 | +26.0% | 0.28% | +34.0% |
| CPB | Sell | Campbell Soup Co. | $21,617,000 | +1.4% | 357,478 | -8.3% | 0.28% | +7.8% |
| HON | Buy | Honeywell International Inc. | $21,465,000 | +3.4% | 185,279 | +4.0% | 0.27% | +10.0% |
| WM | Sell | Waste Mgmt Inc | $21,010,000 | -0.4% | 296,295 | -10.4% | 0.27% | +6.3% |
| ORCL | Buy | Oracle Corp | $20,970,000 | -0.6% | 545,391 | +1.6% | 0.27% | +5.9% |
| KLDX | Buy | Klondex Mines Ltd. | $20,907,000 | +10.5% | 4,491,000 | +36.4% | 0.27% | +17.6% |
| LAZ | Sell | Lazard Ltd. | $20,838,000 | +12.0% | 507,140 | -0.9% | 0.27% | +19.3% |
| USCR | Buy | US Concrete Inc. | $20,542,000 | +268.4% | 313,615 | +159.1% | 0.26% | +292.5% |
| NBL | Sell | Noble Energy | $20,389,000 | -3.8% | 535,700 | -9.7% | 0.26% | +2.8% |
| DFS | Sell | Discover Financial Services | $20,329,000 | +20.4% | 281,999 | -5.6% | 0.26% | +28.1% |
| XME | Sell | SPDR Series Trust S&P Metals M | $20,283,000 | -2.2% | 667,000 | -14.7% | 0.26% | +4.0% |
| Buy | General Electric VAR | $19,873,000 | +2.6% | 19,150,600 | +5.1% | 0.25% | +9.0% | |
| DOV | Sell | Dover Corporation | $19,783,000 | -4.0% | 264,025 | -5.7% | 0.25% | +2.0% |
| HZN | Sell | Horizon Global Corporation | $19,795,000 | -3.3% | 824,771 | -19.7% | 0.25% | +2.8% |
| SCS | Sell | Steelcase Inc. | $19,413,000 | +14.3% | 1,084,500 | -11.3% | 0.25% | +21.6% |
| WLTW | Sell | Willis Towers Watson Plcltd Co | $19,425,000 | -12.3% | 158,855 | -4.7% | 0.25% | -6.8% |
| FRC | Sell | First Rep Bk San Francisco Cal | $19,286,000 | +12.5% | 209,317 | -5.9% | 0.25% | +19.9% |
| L100PS | New | Arconic Inc | $19,299,000 | – | 1,040,940 | +100.0% | 0.25% | – |
| ITW | Sell | Illinois Tool Works Inc Com | $19,111,000 | +1.6% | 156,056 | -0.6% | 0.24% | +8.0% |
| MET | Buy | Metlife Inc | $18,765,000 | +21.8% | 348,218 | +0.4% | 0.24% | +29.7% |
| BCEKF | Bear Creek Mining Corp | $18,774,000 | -18.6% | 10,726,366 | 0.0% | 0.24% | -13.4% | |
| WFM | Buy | Whole Foods Mkt Inc | $18,711,000 | +40.2% | 608,296 | +29.2% | 0.24% | +49.4% |
| DGX | Buy | Quest Diagnostics Inc | $18,555,000 | +23.5% | 201,902 | +13.7% | 0.24% | +31.7% |
| NVDA | Buy | Nvidia Corp. | $18,492,000 | +61.3% | 173,242 | +3.5% | 0.24% | +71.0% |
| SWK | Buy | Stanley Black & Decker Inc. | $18,321,000 | -4.2% | 159,740 | +2.7% | 0.23% | +1.7% |
| OXY | Buy | Occidental Petroleum Corp | $18,339,000 | +3.2% | 257,466 | +5.7% | 0.23% | +9.9% |
| SON | Sell | Sonoco Products Company | $18,076,000 | -12.9% | 343,000 | -12.7% | 0.23% | -7.2% |
| CCI | Buy | Crown Castle Intl Corp NEW COM | $17,406,000 | +29.7% | 200,600 | +40.8% | 0.22% | +38.5% |
| FLEX | Sell | Flex Ltd. | $17,480,000 | -19.0% | 1,216,445 | -23.2% | 0.22% | -13.9% |
| PBI | Sell | Pitney Bowes Inc. | $17,423,000 | -29.4% | 1,146,981 | -15.6% | 0.22% | -24.7% |
| HPE | Buy | Hewlett Packard Enterprise Co | $17,280,000 | +15.2% | 746,759 | +13.3% | 0.22% | +22.8% |
| TRGP | Sell | Targa Res Corp | $17,233,000 | +8.5% | 307,344 | -5.0% | 0.22% | +15.2% |
| BCO | Sell | Brinks Co | $17,154,000 | -10.2% | 415,852 | -19.3% | 0.22% | -4.4% |
| WCC | Sell | WESCO International Inc. | $17,118,000 | +0.4% | 257,215 | -7.2% | 0.22% | +6.8% |
| RSG | Sell | Republic Svcs Inc | $16,929,000 | +5.3% | 296,740 | -6.9% | 0.22% | +11.9% |
| SYF | Buy | Synchrony Finl | $16,919,000 | +135.6% | 466,478 | +81.9% | 0.22% | +151.2% |
| HSC | Sell | Harsco Corporation | $16,580,000 | +15.2% | 1,219,142 | -15.9% | 0.21% | +22.5% |
| PYPL | Buy | Paypal Hldgs Inc | $16,464,000 | +1.9% | 417,124 | +5.8% | 0.21% | +8.8% |
| Buy | Ivanhoe Mines Ltd | $16,411,000 | +8.9% | 8,674,539 | +0.1% | 0.21% | +16.0% | |
| MU | Sell | Micron Technology Inc. | $16,273,000 | -4.9% | 742,372 | -22.9% | 0.21% | +1.5% |
| MTB | Sell | M & T Bank Corporation | $16,287,000 | +32.8% | 104,115 | -1.4% | 0.21% | +41.5% |
| KSU | Buy | Kansas City Southern | $16,217,000 | +1.2% | 191,121 | +11.3% | 0.21% | +7.8% |
| MTX | Sell | Mineral Technologies Inc. | $16,082,000 | -13.4% | 208,176 | -20.8% | 0.21% | -7.6% |
| UTX | Buy | United Technologies Corp | $16,004,000 | +14.5% | 145,994 | +6.1% | 0.20% | +22.0% |
| A | Buy | Agilent Technologies Inc Com | $15,821,000 | +12.8% | 347,264 | +16.6% | 0.20% | +20.2% |
| Buy | Bank Of America C VAR 99 Due 1 | $15,559,000 | +1.1% | 15,143,000 | +0.4% | 0.20% | +7.6% | |
| CSCO | Buy | Cisco Systems Inc | $15,466,000 | +12.0% | 511,765 | +17.5% | 0.20% | +19.3% |
| Tocqueville Bullion Reserve SW | $15,379,000 | -13.5% | 13,806 | 0.0% | 0.20% | -7.5% | ||
| KRE | Buy | SPDR Series Trust S&P Regl Bkg | $15,344,000 | +44.5% | 276,113 | +9.9% | 0.20% | +54.3% |
| UPS | Sell | United Parcel Service Inc | $15,249,000 | +2.5% | 133,020 | -2.2% | 0.20% | +8.9% |
| BWP | Buy | Boardwalk Pipeline Partners LP | $15,271,000 | +7.4% | 879,674 | +6.1% | 0.20% | +14.0% |
| Buy | MetLife Inc. | $14,788,000 | +2.5% | 14,605,000 | +1.8% | 0.19% | +9.2% | |
| KBR | Buy | KBR Inc. | $14,788,000 | +69.8% | 886,066 | +53.9% | 0.19% | +80.0% |
| LOW | Sell | Lowes Cos Inc | $14,738,000 | -5.0% | 207,229 | -3.5% | 0.19% | +1.1% |
| POL | Buy | PolyOne Corporation | $14,456,000 | +6.3% | 451,177 | +12.2% | 0.18% | +13.5% |
| NOK | Buy | Nokia Corp-Spon ADR | $14,355,000 | -9.0% | 2,984,400 | +9.5% | 0.18% | -2.6% |
| TTMI | Buy | TTM Technologies Inc. | $14,144,000 | +104.1% | 1,037,746 | +71.5% | 0.18% | +118.1% |
| M | Sell | Macys Inc | $13,662,000 | -13.4% | 381,508 | -10.4% | 0.18% | -7.4% |
| OBNNF | Buy | Osisko Mining Inc. | $13,572,000 | -7.9% | 7,523,339 | +17.3% | 0.17% | -1.7% |
| POT | Sell | Potash Corp of Saskatchewan | $13,506,000 | -20.8% | 746,617 | -28.6% | 0.17% | -15.6% |
| D | Buy | Dominion Res Inc VA NEW | $13,406,000 | +4.8% | 175,040 | +1.7% | 0.17% | +11.0% |
| JPM | Buy | JPMorgan Chase & Co | $13,261,000 | +47.0% | 153,680 | +13.5% | 0.17% | +57.4% |
| APD | Buy | Air Products & Chemicals, Inc. | $13,235,000 | +104.3% | 92,026 | +113.6% | 0.17% | +116.7% |
| GNTX | Sell | Gentex Corp. | $13,142,000 | +0.7% | 667,450 | -10.2% | 0.17% | +7.0% |
| KFY | Sell | Korn Ferry | $13,088,000 | +4.1% | 444,700 | -25.7% | 0.17% | +10.6% |
| RL | Sell | Ralph Lauren Corporation | $12,988,000 | -31.0% | 143,795 | -22.7% | 0.17% | -26.5% |
| DE | Deere & Company | $12,973,000 | +20.7% | 125,905 | 0.0% | 0.17% | +28.7% | |
| GOLD | Sell | Barrick Gold Corporation | $12,820,000 | -65.8% | 802,265 | -62.1% | 0.16% | -63.6% |
| SCHW | Buy | Schwab Charles Corp | $12,673,000 | +34.4% | 321,081 | +7.5% | 0.16% | +43.4% |
| AMGN | Buy | Amgen Incorporated | $12,623,000 | -4.6% | 86,335 | +8.8% | 0.16% | +1.3% |
| PXD | Buy | Pioneer Natural Resources | $12,526,000 | +66.1% | 69,561 | +71.3% | 0.16% | +75.8% |
| UBS | New | UBS AG | $12,534,000 | – | 799,889 | +100.0% | 0.16% | – |
| PRU | Buy | Prudential Financial | $12,359,000 | +55.0% | 118,766 | +21.6% | 0.16% | +64.6% |
| THM | International Tower Hill Mines | $12,362,000 | -37.5% | 22,402,015 | 0.0% | 0.16% | -33.6% | |
| SPLS | Buy | Staples Inc | $12,205,000 | +26.4% | 1,348,613 | +19.4% | 0.16% | +34.5% |
| XLF | Buy | Financial Select Sector SPDR F | $11,845,000 | +69.4% | 509,481 | +40.6% | 0.15% | +79.8% |
| UL | Sell | Unilever Plc Sponsored ADR NEW | $11,731,000 | -15.5% | 288,231 | -1.6% | 0.15% | -10.2% |
| Buy | American FD Europacific GWTH F | $11,710,000 | +7.5% | 260,402 | +13.5% | 0.15% | +14.5% | |
| BG | New | Bunge Ltd | $11,766,000 | – | 162,875 | +100.0% | 0.15% | – |
| ARNGF | Argonaut Gold Inc | $11,624,000 | -40.0% | 7,362,050 | 0.0% | 0.15% | -35.8% | |
| KMI | Buy | Kinder Morgan Inc | $11,628,000 | +13.3% | 561,479 | +26.6% | 0.15% | +21.1% |
| Buy | Tocqueville Select Fund | $11,564,000 | +5.6% | 925,841 | +1.4% | 0.15% | +12.1% | |
| EBAY | Sell | eBay Inc. | $11,601,000 | -10.2% | 390,751 | -0.5% | 0.15% | -4.5% |
| CMCSA | Buy | Comcast Corporation | $11,503,000 | +14.5% | 166,584 | +10.1% | 0.15% | +21.5% |
| SYY | Sell | Sysco Corporation | $11,464,000 | +11.2% | 207,038 | -1.6% | 0.15% | +18.5% |
| SYT | Sell | Syngenta AG Sponsored ADR | $11,318,000 | -18.3% | 143,174 | -9.5% | 0.14% | -12.7% |
| INTU | Buy | Intuit Com | $11,113,000 | +4.4% | 96,963 | +0.2% | 0.14% | +10.9% |
| DUK | Sell | Duke Energy Corp New | $10,791,000 | -3.7% | 139,024 | -0.7% | 0.14% | +3.0% |
| SNA | Buy | Snap On Inc | $10,595,000 | +31.6% | 61,863 | +16.8% | 0.14% | +39.2% |
| PGR | Sell | Progressive Corp. | $10,469,000 | +11.7% | 294,898 | -0.9% | 0.13% | +18.6% |
| TISI | Sell | Team Inc. | $10,503,000 | -32.5% | 267,593 | -43.7% | 0.13% | -28.3% |
| JCOM | j2 Global Inc. | $10,495,000 | +22.8% | 128,300 | 0.0% | 0.13% | +30.1% | |
| FUL | Sell | HB Fuller Co. | $10,362,000 | -12.9% | 214,492 | -16.2% | 0.13% | -7.7% |
| INCY | Buy | Incyte Corporation | $10,255,000 | +32.3% | 102,270 | +24.4% | 0.13% | +40.9% |
| CXO | Buy | Concho Resources Inc. | $10,245,000 | +1973.9% | 77,260 | +2046.1% | 0.13% | +2083.3% |
| DY | Sell | Dycom Industries, Inc. | $10,078,000 | -5.8% | 125,525 | -4.1% | 0.13% | +0.8% |
| PDCO | Buy | Patterson Cos Inc | $9,784,000 | -10.5% | 238,455 | +0.3% | 0.12% | -4.6% |
| EWBC | Sell | East West Bancorp, Inc. | $9,485,000 | +37.7% | 186,593 | -0.5% | 0.12% | +45.8% |
| IAG | New | Iamgold Corporation | $9,434,000 | – | 2,450,300 | +100.0% | 0.12% | – |
| MUFG | Buy | Mitsubishi UFJ Financial Group | $9,339,000 | +22.0% | 1,516,076 | +0.0% | 0.12% | +29.3% |
| CAG | Buy | Conagra Brands, Inc | $9,286,000 | -14.8% | 234,792 | +1.5% | 0.12% | -9.2% |
| FPRGF | New | Falco Resources Ltd. | $9,280,000 | – | 14,000,000 | +100.0% | 0.12% | – |
| CCJ | Sell | Cameco Corp COM | $9,338,000 | -25.8% | 891,849 | -39.3% | 0.12% | -21.2% |
| IAU | Sell | iShares Comex Gold Trust | $9,187,000 | -34.8% | 829,131 | -25.3% | 0.12% | -30.8% |
| TV | New | Grupo Televisa S.A. -ADR | $8,995,000 | – | 430,575 | +100.0% | 0.12% | – |
| XRM | Buy | Xerium Technologies Inc. | $8,919,000 | -27.5% | 1,586,958 | +2.6% | 0.11% | -23.0% |
| SNY | Sell | Sanofi Sponsored ADR | $8,683,000 | -15.4% | 214,704 | -20.1% | 0.11% | -9.8% |
| EOG | Buy | EOG Resources, Inc. | $8,711,000 | +19.8% | 86,160 | +14.6% | 0.11% | +27.6% |
| CTSH | Sell | Cognizant Technology Solutions | $8,707,000 | +16.4% | 155,391 | -0.9% | 0.11% | +23.3% |
| SPY | Buy | SPDR S&P 500 ETF | $8,639,000 | +97.8% | 38,647 | +91.4% | 0.11% | +111.5% |
| PTCT | Sell | PTC Therapeutics Inc. | $8,575,000 | -47.9% | 785,975 | -33.1% | 0.11% | -44.4% |
| RIC | Buy | Richmont Mines Inc | $8,511,000 | +42.6% | 1,310,500 | +121.2% | 0.11% | +51.4% |
| CBRE | Buy | Cbre Group Inc CL A | $8,266,000 | +13.8% | 262,507 | +1.1% | 0.11% | +21.8% |
| FLS | Buy | Flowserve Corp. | $8,227,000 | +140.8% | 171,221 | +141.8% | 0.10% | +156.1% |
| OMER | Sell | Omeros Corp | $8,196,000 | -23.5% | 826,164 | -13.9% | 0.10% | -18.6% |
| EW | Sell | Edwards Lifesciences Corp | $8,194,000 | -56.2% | 87,454 | -43.7% | 0.10% | -53.3% |
| ALXN | Buy | Alexion Pharma Inc | $8,131,000 | +46.4% | 66,460 | +46.6% | 0.10% | +55.2% |
| B | Sell | Barnes Group Inc. | $7,918,000 | -17.7% | 166,975 | -29.7% | 0.10% | -12.9% |
| ASNA | Sell | Ascena Retail Group Inc. | $7,804,000 | -35.6% | 1,260,756 | -41.8% | 0.10% | -31.0% |
| KEYS | Sell | Keysight Technologies Inc SHS | $7,721,000 | +11.1% | 211,131 | -3.7% | 0.10% | +19.3% |
| AA | New | Alcoa Corp | $7,652,000 | – | 272,493 | +100.0% | 0.10% | – |
| GLGDF | Sell | GoGold Resources Inc. | $7,552,000 | -64.0% | 18,777,400 | -35.8% | 0.10% | -61.5% |
| LGFA | New | Lions Gate Entertainment Corp | $7,470,000 | – | 277,685 | +100.0% | 0.10% | – |
| TSRO | Buy | Tesaro Inc | $7,508,000 | +98.9% | 55,830 | +48.3% | 0.10% | +113.3% |
| CR | Sell | Crane Co. | $7,421,000 | -28.1% | 102,900 | -37.1% | 0.10% | -23.4% |
| PAYC | Sell | Paycom Software Inc | $7,416,000 | -31.2% | 163,015 | -24.2% | 0.10% | -26.4% |
| Buy | Merger Fund | $7,452,000 | +12.9% | 475,841 | +12.0% | 0.10% | +20.3% | |
| KMB | Sell | Kimberly-Clark Corp COM | $7,367,000 | -12.2% | 64,559 | -2.9% | 0.09% | -6.9% |
| KOR | Corvus Gold Inc | $7,316,000 | -38.1% | 17,787,679 | 0.0% | 0.09% | -33.8% | |
| LGFB | New | Lions Gate Entertainment Corp | $7,239,000 | – | 277,685 | +100.0% | 0.09% | – |
| AXAHY | Sell | AXA SA SPONSORED ADR | $7,237,000 | +12.8% | 287,198 | -5.3% | 0.09% | +20.8% |
| IVC | Buy | Invacare Corp. | $7,270,000 | +70.0% | 557,050 | +45.5% | 0.09% | +82.4% |
| TER | Sell | Teradyne Inc. | $7,237,000 | -38.6% | 284,925 | -47.8% | 0.09% | -34.0% |
| CMG | Sell | Chipotle Mexican Grl | $7,098,000 | -18.7% | 18,811 | -8.7% | 0.09% | -13.3% |
| GILD | Sell | Gilead Sciences Inc | $7,111,000 | -37.0% | 99,307 | -30.4% | 0.09% | -33.1% |
| AEGN | Sell | Aegion Corporation | $7,052,000 | -17.8% | 297,550 | -33.8% | 0.09% | -12.6% |
| EQT | Buy | Eqt Corp COM | $7,020,000 | +58.8% | 107,345 | +76.3% | 0.09% | +69.8% |
| Gold Bullion International LLC | $6,893,000 | 0.0% | 5,000,000 | 0.0% | 0.09% | +6.0% | ||
| GLD | Sell | SPDR Gold Trust | $6,919,000 | -38.3% | 63,128 | -29.3% | 0.09% | -34.8% |
| PCH | Potlatch Corp | $6,804,000 | +7.1% | 163,361 | 0.0% | 0.09% | +14.5% | |
| ALIAF | Alacer Gold Corp | $6,766,000 | -33.9% | 4,091,800 | 0.0% | 0.09% | -29.3% | |
| GS | Buy | Goldman Sachs Group | $6,640,000 | +1652.0% | 27,730 | +1079.0% | 0.08% | +1600.0% |
| FI | Sell | Franks International | $6,634,000 | -22.0% | 538,900 | -17.7% | 0.08% | -16.7% |
| RUSHA | Sell | Rush Enterpises Inc. | $6,594,000 | -21.5% | 206,712 | -39.7% | 0.08% | -16.8% |
| CS | New | Credit Suisse GRP AG F ADR | $6,568,000 | – | 458,947 | +100.0% | 0.08% | – |
| Buy | Oshaughnessy Small Mid Cap Gro | $6,576,000 | +21.4% | 438,105 | +13.9% | 0.08% | +29.2% | |
| PNFP | Buy | Pinnacle Finl Partnr | $6,526,000 | +52.5% | 94,170 | +19.0% | 0.08% | +62.7% |
| ARCTF | Aurico Metals Inc | $6,356,000 | -9.5% | 8,451,483 | 0.0% | 0.08% | -3.6% | |
| PLXS | Sell | Plexus Corp. | $6,370,000 | -24.1% | 117,883 | -34.3% | 0.08% | -19.8% |
| Dalradian Resources Inc | $6,288,000 | -19.0% | 7,279,000 | 0.0% | 0.08% | -14.0% | ||
| CVS | Sell | CVS Health Corp. | $6,188,000 | -19.2% | 78,419 | -8.8% | 0.08% | -14.1% |
| Sell | Fidelity Spartan 500 Index Fun | $5,995,000 | -8.7% | 76,522 | -10.7% | 0.08% | -2.5% | |
| Sunshine Silver Mines (pvt) | $5,971,000 | +16.7% | 1,705,877 | 0.0% | 0.08% | +24.6% | ||
| CSTE | Sell | CaesarStone Ltd | $5,925,000 | -25.8% | 206,815 | -2.3% | 0.08% | -20.8% |
| Buy | Columbia Select Smaller Cap Va | $5,851,000 | +20.9% | 286,120 | +17.9% | 0.08% | +29.3% | |
| PM | Sell | Philip Morris Intl | $5,807,000 | -6.8% | 63,468 | -1.0% | 0.07% | -1.3% |
| ICFI | Buy | ICF International Inc. | $5,801,000 | +25.0% | 105,089 | +0.3% | 0.07% | +32.1% |
| STZ | Sell | Constellation Brand Class A | $5,594,000 | -30.2% | 36,490 | -24.2% | 0.07% | -25.0% |
| HBP | Huttig Building Products Inc. | $5,661,000 | +14.4% | 856,459 | 0.0% | 0.07% | +22.0% | |
| BRKA | Berkshire Hathaway Inc. - Clas | $5,615,000 | +12.9% | 23 | 0.0% | 0.07% | +20.0% | |
| REGN | Buy | Regeneron Pharms Inc | $5,651,000 | -7.9% | 15,395 | +0.9% | 0.07% | -2.7% |
| OII | New | Oceaneering International, Inc | $5,610,000 | – | 198,875 | +100.0% | 0.07% | – |
| RTN | Buy | Raytheon Company | $5,585,000 | +12.6% | 39,333 | +8.0% | 0.07% | +18.3% |
| XLU | Buy | Select Sector Uti Select SPDR | $5,553,000 | +11.9% | 114,327 | +12.9% | 0.07% | +18.3% |
| IWN | Buy | iShares - Russell 2000 Value F | $5,432,000 | +524.4% | 45,670 | +449.6% | 0.07% | +590.0% |
| PAGP | New | Plains Gp Hldgs L P Class A | $5,381,000 | – | 155,154 | +100.0% | 0.07% | – |
| DRQ | New | Dril-Quip, Inc. | $5,405,000 | – | 90,015 | +100.0% | 0.07% | – |
| Buy | Suntrust Banks Inc | $5,343,000 | +8.3% | 5,219,000 | +9.3% | 0.07% | +15.3% | |
| DG | Sell | Dollar General | $5,352,000 | +1.7% | 72,255 | -3.9% | 0.07% | +7.9% |
| MMP | Buy | Magellan Midstream Partners | $5,321,000 | +8.2% | 70,354 | +1.2% | 0.07% | +15.3% |
| KR | Buy | Kroger Co | $5,300,000 | +1287.4% | 153,571 | +1093.2% | 0.07% | +1260.0% |
| DCO | Sell | Ducommun Incorporated | $5,278,000 | +6.5% | 206,500 | -4.8% | 0.07% | +13.6% |
| EPAM | Sell | EPAM Systems Inc. | $5,135,000 | -15.7% | 79,840 | -9.1% | 0.07% | -9.6% |
| XLE | Buy | Energy Select Sector SPDR Fund | $5,183,000 | +14.0% | 68,816 | +6.9% | 0.07% | +20.0% |
| Sell | Tocqueville Gold Fund | $5,060,000 | -41.7% | 149,842 | -26.5% | 0.06% | -37.5% | |
| AAU | Almaden Minerals Ltd | $5,111,000 | -32.7% | 5,448,149 | 0.0% | 0.06% | -28.6% | |
| ADBE | Sell | Adobe Systems Inc | $5,046,000 | -59.7% | 49,017 | -57.5% | 0.06% | -56.7% |
| ALL | Sell | Allstate Corporation | $5,013,000 | +2.9% | 67,637 | -4.0% | 0.06% | +8.5% |
| PX | Sell | Praxair Inc. | $4,979,000 | -7.1% | 42,484 | -4.2% | 0.06% | 0.0% |
| Buy | Citigroup Inc Var 99 Due 12/31 | $4,939,000 | +10.3% | 4,890,000 | +10.3% | 0.06% | +16.7% | |
| KEM | Sell | Kemet Corp. | $4,917,000 | -19.9% | 741,651 | -56.9% | 0.06% | -14.9% |
| Buy | Goldman Sachs Group Inc | $4,899,000 | +9.3% | 4,850,000 | +8.7% | 0.06% | +16.7% | |
| Buy | JPMorgan Chase & VAR 99 Due 1 | $4,848,000 | +12.8% | 4,860,000 | +11.5% | 0.06% | +19.2% | |
| RELYQ | Buy | Real Industry Inc. | $4,812,000 | +6.3% | 788,795 | +6.6% | 0.06% | +14.8% |
| CNI | New | Canadian Natl RY Co | $4,799,000 | – | 71,200 | +100.0% | 0.06% | – |
| GPC | Genuine Parts Company | $4,791,000 | -4.9% | 50,150 | 0.0% | 0.06% | +1.7% | |
| CPRN | Sell | Citigroup Cap XI 7.875 Pfd Du | $4,718,000 | -7.2% | 182,737 | -5.4% | 0.06% | -1.6% |
| OZRK | Buy | Bank of the Ozarks, Inc. | $4,654,000 | +800.2% | 88,500 | +556.8% | 0.06% | +900.0% |
| SPLK | Buy | Splunk Inc. | $4,659,000 | -11.9% | 91,077 | +1.1% | 0.06% | -4.8% |
| RHHBY | Roche Holdings LTD | $4,576,000 | -7.9% | 160,387 | 0.0% | 0.06% | -1.7% | |
| TRV | Buy | Travelers Companies | $4,638,000 | +17.7% | 37,883 | +10.1% | 0.06% | +25.5% |
| HPT | Buy | Hospitality Prop TR REIT | $4,578,000 | +11.8% | 144,240 | +4.7% | 0.06% | +20.4% |
| GRA | Buy | Grace W R & Co Del New COM STK | $4,533,000 | -7.6% | 67,020 | +0.8% | 0.06% | -1.7% |
| Buy | Wells Fargo & Co VAR 99 Due 12 | $4,539,000 | +8.6% | 4,344,000 | +8.6% | 0.06% | +16.0% | |
| SQBG | Buy | Sequential Brands Group Inc. | $4,569,000 | -40.7% | 976,272 | +1.3% | 0.06% | -37.6% |
| HBI | Buy | Hanesbrands Inc COM STK | $4,488,000 | -12.9% | 208,057 | +1.9% | 0.06% | -8.1% |
| TWX | Sell | Time Warner Inc. | $4,457,000 | -44.3% | 46,174 | -54.1% | 0.06% | -40.6% |
| Nulegacy Gold Corp | $4,365,000 | -38.9% | 19,535,500 | 0.0% | 0.06% | -34.9% | ||
| CSL | Sell | Carlisle Companies Inc. | $4,373,000 | -50.0% | 39,654 | -53.5% | 0.06% | -46.7% |
| WLDN | Sell | Willdan Group Inc | $4,337,000 | +14.4% | 192,000 | -11.1% | 0.06% | +19.6% |
| ULTA | Buy | Ulta Salon, Cosmetics & Fragra | $4,321,000 | +88.4% | 16,950 | +75.8% | 0.06% | +96.4% |
| BW | Buy | Babcock & Wilcox Enterprises I | $4,266,000 | +105.8% | 257,155 | +104.7% | 0.06% | +120.0% |
| ROST | Buy | Ross Stores Inc. | $4,222,000 | +2.9% | 64,366 | +0.9% | 0.05% | +10.2% |
| APC | Sell | Anadarko Petro Corp COM | $4,232,000 | -15.6% | 60,689 | -23.3% | 0.05% | -10.0% |
| BBT | Buy | BB&T Corp | $4,240,000 | +29.9% | 90,164 | +4.2% | 0.05% | +38.5% |
| CRS | Sell | Carpenter Technology Corp. | $4,255,000 | -42.0% | 117,649 | -33.8% | 0.05% | -38.6% |
| DHR | Sell | Danaher Corporation | $4,220,000 | -2.9% | 54,220 | -2.2% | 0.05% | +3.8% |
| Buy | Bank of New York Mellon Corp | $4,151,000 | +9.0% | 4,130,000 | +10.6% | 0.05% | +15.2% | |
| CCC | Sell | Calgon Carbon Corporation | $4,129,000 | -31.3% | 242,900 | -38.7% | 0.05% | -26.4% |
| NKE | Sell | Nike Inc Class B | $4,173,000 | -50.4% | 82,094 | -48.7% | 0.05% | -47.5% |
| ROK | Buy | Rockwell Automation | $4,005,000 | +11.0% | 29,800 | +1.0% | 0.05% | +18.6% |
| PVH | Sell | PVH Corp. | $3,958,000 | -36.9% | 43,858 | -22.8% | 0.05% | -32.0% |
| CRM | Sell | Salesforce | $3,954,000 | -38.5% | 57,755 | -35.9% | 0.05% | -33.8% |
| Buy | Capital One Financial Corp. | $3,997,000 | +11.6% | 3,948,000 | +12.2% | 0.05% | +18.6% | |
| MNTA | Sell | Momenta Pharmaceutical Inc. | $3,984,000 | +16.6% | 264,718 | -9.4% | 0.05% | +24.4% |
| P | Sell | Pandora Media, Inc. | $3,885,000 | -9.2% | 297,944 | -0.2% | 0.05% | -2.0% |
| MDM | Buy | Mountain Province Diamonds Inc | $3,913,000 | -1.4% | 774,800 | +2.3% | 0.05% | +4.2% |
| SMDZF | Strategic Metals Ltd. | $3,926,000 | -27.8% | 10,982,000 | 0.0% | 0.05% | -23.1% | |
| GCP | Buy | GCP Applied Technologiesinc SH | $3,912,000 | -4.6% | 146,253 | +1.0% | 0.05% | +2.0% |
| DNKN | Sell | Dunkin Brands Group | $3,888,000 | -2.4% | 74,140 | -3.1% | 0.05% | +4.2% |
| Sell | Socal Edison Co VAR | $3,845,000 | -8.8% | 3,468,000 | -8.7% | 0.05% | -3.9% | |
| OCLR | New | Oclaro Inc. | $3,839,000 | – | 428,900 | +100.0% | 0.05% | – |
| Sell | Fidelity Spartan 500 Index Fun | $3,811,000 | +1.8% | 48,649 | -0.4% | 0.05% | +8.9% | |
| GWPH | Buy | Gw Pharmaceuticals Plc | $3,816,000 | +1.2% | 34,150 | +20.2% | 0.05% | +8.9% |
| GD | Sell | General Dynamics Corporation | $3,830,000 | +10.0% | 22,183 | -1.2% | 0.05% | +16.7% |
| ROP | Sell | Roper Technologies Inc | $3,827,000 | -4.2% | 20,902 | -4.6% | 0.05% | +2.1% |
| DTEGY | Buy | Deutsche Telekom AG F ADR | $3,846,000 | +8.9% | 224,920 | +6.9% | 0.05% | +16.7% |
| UTEK | Sell | Ultratech, Inc. | $3,832,000 | -52.0% | 159,803 | -53.8% | 0.05% | -49.0% |
| MANH | Sell | Manhattan Associates | $3,849,000 | -42.9% | 72,585 | -38.0% | 0.05% | -39.5% |
| PIR | Sell | Pier 1 Imports Inc. | $3,781,000 | -31.3% | 442,710 | -65.9% | 0.05% | -27.3% |
| PBJ | New | Powershares ETF Trust Dynamic | $3,736,000 | – | 111,610 | +100.0% | 0.05% | – |
| ATADF | ATAC Resources Ltd. | $3,779,000 | -29.7% | 12,377,281 | 0.0% | 0.05% | -26.2% | |
| MAR | Buy | Marriott Intl Inc New Cl A | $3,744,000 | +38.9% | 45,283 | +13.1% | 0.05% | +50.0% |
| HAL | New | Halliburton Company | $3,702,000 | – | 68,450 | +100.0% | 0.05% | – |
| INUV | Sell | Inuvo Inc | $3,563,000 | +29.6% | 2,133,770 | -1.4% | 0.05% | +39.4% |
| New | White Securities Corporation | $3,576,000 | – | 2,180 | +100.0% | 0.05% | – | |
| AXP | Buy | American Express Company | $3,570,000 | +23.9% | 48,194 | +7.1% | 0.05% | +31.4% |
| SXCP | Suncoke Energy Partners LP | $3,577,000 | +27.1% | 185,844 | 0.0% | 0.05% | +35.3% | |
| BAYRY | Sell | Bayer A G Sponsored ADR | $3,597,000 | +3.5% | 34,497 | -0.3% | 0.05% | +9.5% |
| MKC | Mc Cormick & Co Inc | $3,540,000 | -6.6% | 37,932 | 0.0% | 0.04% | -2.2% | |
| DLTR | Sell | Dollar Tree Inc | $3,493,000 | -7.4% | 45,260 | -5.3% | 0.04% | 0.0% |
| LUMN | Buy | CenturyLink Inc. | $3,403,000 | +41.0% | 143,087 | +62.7% | 0.04% | +51.7% |
| VDE | MFC Vanguard Energy ETF | $3,454,000 | +7.1% | 33,000 | 0.0% | 0.04% | +12.8% | |
| ASPN | Buy | Aspen Aerogels Inc. | $3,455,000 | -16.8% | 836,655 | +20.1% | 0.04% | -12.0% |
| SPGI | S&P Global Inc. | $3,475,000 | -15.0% | 32,318 | 0.0% | 0.04% | -10.2% | |
| INGIY | Sell | Ingenico Group | $3,369,000 | -10.9% | 212,836 | -1.8% | 0.04% | -4.4% |
| LTC | Buy | LTC Properties, Inc. | $3,369,000 | +279.0% | 71,720 | +319.5% | 0.04% | +290.9% |
| ICE | Buy | IntercontinentalExchange Group | $3,271,000 | +1.6% | 57,975 | +384.9% | 0.04% | +7.7% |
| PNC | Buy | PNC Financial Srvcs | $3,246,000 | +553.1% | 27,756 | +402.6% | 0.04% | +600.0% |
| EGN | Buy | Energen Corporation | $3,287,000 | +70.0% | 57,000 | +70.1% | 0.04% | +82.6% |
| PANW | Sell | Palo Alto Networks | $3,185,000 | -75.2% | 25,473 | -68.5% | 0.04% | -73.4% |
| SAGE | Buy | Sage Therapeutics Inc | $3,219,000 | +57.6% | 63,050 | +42.1% | 0.04% | +64.0% |
| DDD | Buy | 3D Systems Corp | $3,116,000 | -22.2% | 234,434 | +5.0% | 0.04% | -16.7% |
| SOUHY | Sell | South32 Ltd | $3,164,000 | -22.9% | 319,631 | -27.4% | 0.04% | -18.4% |
| BDX | Buy | Becton, Dickinson & Company | $3,087,000 | -6.3% | 18,645 | +1.7% | 0.04% | -2.5% |
| GIII | New | G-III Apparel Group, Ltd. | $3,015,000 | – | 101,980 | +100.0% | 0.04% | – |
| IPHI | Buy | Inphi Corporation | $2,997,000 | +28.4% | 67,175 | +25.2% | 0.04% | +35.7% |
| EEM | Buy | iShares MSCI Emerging Markets | $2,956,000 | -0.4% | 84,430 | +6.6% | 0.04% | +5.6% |
| LBYYQ | Libbey Inc. | $2,979,000 | +9.0% | 153,100 | 0.0% | 0.04% | +15.2% | |
| NOW | Sell | Service Now Inc | $2,864,000 | -35.3% | 38,525 | -31.1% | 0.04% | -30.2% |
| EWW | New | iShares Inc MSCI Mexico Index | $2,912,000 | – | 66,225 | +100.0% | 0.04% | – |
| NEEPRQ | Nextera Energy Inc. Unit | $2,891,000 | -3.1% | 50,500 | 0.0% | 0.04% | +2.8% | |
| GIS | Sell | General Mills | $2,879,000 | -25.0% | 46,603 | -22.4% | 0.04% | -19.6% |
| AERI | Sell | Aerie Pharmaceuticals Inc | $2,873,000 | -12.4% | 75,900 | -12.7% | 0.04% | -5.1% |
| LLY | Sell | Eli Lilly & Co | $2,835,000 | -19.6% | 38,539 | -12.3% | 0.04% | -14.3% |
| SAN | Buy | Banco Santander SA - ADR | $2,813,000 | +18.8% | 542,954 | +1.1% | 0.04% | +28.6% |
| KHC | Sell | Kraft Heinz Co | $2,750,000 | -5.2% | 31,497 | -2.8% | 0.04% | 0.0% |
| ACN | Buy | Accenture Plc F Class A | $2,708,000 | +2.7% | 23,117 | +7.0% | 0.04% | +9.4% |
| ONCE | Buy | Spark Therapeutics Inc | $2,712,000 | -4.2% | 54,350 | +15.3% | 0.04% | +2.9% |
| Buy | Wachovia Cap Tr III | $2,645,000 | -0.9% | 2,695,000 | +0.7% | 0.03% | +6.2% | |
| SNI | Sell | Scripps Networks Interact Inc | $2,633,000 | +6.3% | 36,895 | -5.4% | 0.03% | +13.3% |
| ACAD | Sell | Acadia Pharmaceuticals Inc | $2,690,000 | -32.4% | 93,275 | -25.5% | 0.03% | -29.2% |
| DDAIF | Sell | Daimler AG | $2,625,000 | +3.8% | 35,405 | -1.1% | 0.03% | +13.3% |
| BLUE | Buy | Bluebird Bio Inc | $2,640,000 | +4.6% | 42,790 | +14.9% | 0.03% | +13.3% |
| IWM | Buy | iShares Russell 2000 ETF | $2,549,000 | +9.2% | 18,902 | +0.5% | 0.03% | +17.9% |
| KITE | Buy | Kite Pharma Inc | $2,599,000 | +29.0% | 57,965 | +60.8% | 0.03% | +37.5% |
| XLV | Buy | Health Care Select Sector SPDR | $2,620,000 | +1113.0% | 38,000 | +1166.7% | 0.03% | +1000.0% |
| LMT | Buy | Lockheed Martin Corp | $2,486,000 | +21.2% | 9,947 | +16.2% | 0.03% | +28.0% |
| PFPT | Buy | Proofpoint Inc. | $2,526,000 | +744.8% | 35,750 | +793.8% | 0.03% | +700.0% |
| HVRRY | Sell | Hannover Rueckversicherung SE | $2,466,000 | -1.3% | 45,496 | -2.2% | 0.03% | +6.7% |
| Buy | Columbia Select Smaller Cap Va | $2,538,000 | +33.7% | 122,749 | +30.3% | 0.03% | +39.1% | |
| AGCO | New | Agco Corporation | $2,472,000 | – | 42,732 | +100.0% | 0.03% | – |
| SNBC | Sell | Sun Bancorp Inc. NJ | $2,519,000 | +10.4% | 96,900 | -2.0% | 0.03% | +18.5% |
| LW | New | Lamb Weston Holdings, Inc | $2,539,000 | – | 67,085 | +100.0% | 0.03% | – |
| BP | Buy | BP plc - ADR | $2,491,000 | +7.3% | 66,644 | +1.0% | 0.03% | +14.3% |
| NFLX | Buy | Netflix Inc | $2,411,000 | +54.6% | 19,475 | +23.1% | 0.03% | +63.2% |
| New | Charles Schwab | $2,446,000 | – | 2,602,000 | +100.0% | 0.03% | – | |
| NKTR | Buy | Nektar Therapeutics | $2,461,000 | +111.2% | 200,552 | +195.8% | 0.03% | +121.4% |
| OHI | Sell | Omega Healthcare Investors Inc | $2,394,000 | -11.9% | 76,587 | -0.1% | 0.03% | -6.1% |
| ESIO | New | Electro Scientific Industries | $2,416,000 | – | 408,092 | +100.0% | 0.03% | – |
| IFN | Sell | India Fund Inc. | $2,427,000 | -17.9% | 113,477 | -4.6% | 0.03% | -13.9% |
| ESRX | Sell | Express Scripts Hldg Co | $2,311,000 | -94.0% | 33,591 | -93.9% | 0.03% | -93.5% |
| USB CAPITAL IX VAR 99 DUE 12/3 | $2,321,000 | -4.1% | 2,826,000 | 0.0% | 0.03% | +3.4% | ||
| CEQP | Sell | Crestwood Equity Partners LP | $2,328,000 | +4.5% | 91,100 | -13.1% | 0.03% | +11.1% |
| MO | Buy | Altria Group Inc | $2,246,000 | +10.1% | 33,211 | +2.9% | 0.03% | +20.8% |
| New | DH Corp | $2,257,000 | – | 136,000 | +100.0% | 0.03% | – | |
| FDX | New | FedEx Corp. | $2,155,000 | – | 11,574 | +100.0% | 0.03% | – |
| DOW | Sell | Dow Chemical Company | $2,160,000 | -24.5% | 37,751 | -31.6% | 0.03% | -17.6% |
| IWO | Buy | iShares Russell 2000 Growth In | $2,205,000 | +916.1% | 14,326 | +883.9% | 0.03% | +833.3% |
| NTG | Sell | Tortoise MLP Fund, Inc. | $2,162,000 | -6.2% | 113,338 | -1.6% | 0.03% | 0.0% |
| IWP | Buy | iShares Russell Midcap Growth | $2,193,000 | +915.3% | 22,515 | +916.5% | 0.03% | +833.3% |
| VMW | VMware, Inc. | $2,208,000 | +7.3% | 28,050 | 0.0% | 0.03% | +12.0% | |
| SQ | New | Square Inc. CL A | $2,092,000 | – | 153,500 | +100.0% | 0.03% | – |
| EQR | Sell | Equity Residential Properties | $2,124,000 | -1.2% | 32,995 | -1.3% | 0.03% | +3.8% |
| TIF | Sell | Tiffany & Co | $2,082,000 | -2.6% | 26,890 | -8.7% | 0.03% | +3.8% |
| NSRGY | Sell | Nestle SA - ADR | $2,114,000 | -22.4% | 29,472 | -14.5% | 0.03% | -18.2% |
| AGNPRA | Sell | ALLERGAN PLC 5.5 PFD PFD CONV | $2,123,000 | -11.4% | 2,785 | -4.5% | 0.03% | -6.9% |
| XLI | Sell | Industrial Select Sector SPDR | $2,011,000 | +3.1% | 32,320 | -3.2% | 0.03% | +13.0% |
| Sell | The Delafield Fund | $2,009,000 | -60.3% | 81,476 | -55.8% | 0.03% | -57.4% | |
| LGND | Buy | Ligand Pharmaceuticals Inc Cl | $2,054,000 | +39.4% | 20,216 | +40.1% | 0.03% | +44.4% |
| RDSA | Buy | Royal Dutch Shell F ADR | $1,989,000 | +71.0% | 36,573 | +57.5% | 0.02% | +78.6% |
| FNSR | Buy | Finisar Corporation | $1,938,000 | +46.9% | 64,028 | +44.7% | 0.02% | +56.2% |
| HST | New | Host Hotels & Resorts Inc. | $1,936,000 | – | 102,770 | +100.0% | 0.02% | – |
| SCSC | Sell | Scansource Inc. | $1,901,000 | +3.9% | 47,125 | -6.0% | 0.02% | +9.1% |
| FGEN | Buy | Fibrogen Inc. | $1,842,000 | +58.7% | 86,072 | +53.5% | 0.02% | +71.4% |
| SGEN | Sell | Seattle Genetics, Inc. | $1,910,000 | -4.5% | 36,190 | -2.3% | 0.02% | 0.0% |
| SBGL | Buy | Sibanye Gold ADR | $1,867,000 | +10.7% | 264,420 | +121.6% | 0.02% | +20.0% |
| ONVI | Buy | Onvia Inc | $1,807,000 | +64.3% | 406,028 | +81.3% | 0.02% | +76.9% |
| CB | Buy | Chubb Corp NEW | $1,817,000 | +25.0% | 13,750 | +18.8% | 0.02% | +35.3% |
| SYK | Sell | Stryker Corporation | $1,750,000 | +1.3% | 14,606 | -1.5% | 0.02% | +4.8% |
| TM | Buy | Toyota Motor Corporation - ADR | $1,718,000 | +2.8% | 14,661 | +1.8% | 0.02% | +10.0% |
| DVMT | Sell | Dell Technologies Inc Cl V | $1,702,000 | +4.4% | 30,969 | -9.2% | 0.02% | +10.0% |
| SSYS | Buy | Stratasys Ltd | $1,743,000 | -30.8% | 105,389 | +0.8% | 0.02% | -26.7% |
| PFF | Buy | iShares U.S. Preferred Stock E | $1,702,000 | +6.4% | 45,736 | +12.9% | 0.02% | +15.8% |
| AXDDF | Almadex Minerals Ltd | $1,681,000 | +106.8% | 1,240,000 | 0.0% | 0.02% | +110.0% | |
| GMLP | Golar Ling Partners LP | $1,663,000 | +22.5% | 69,178 | 0.0% | 0.02% | +31.2% | |
| Buy | Depository Trust & Clearing Co | $1,628,000 | +215.5% | 1,600,000 | +220.0% | 0.02% | +250.0% | |
| ACIA | Buy | Acacia Communications Inc | $1,649,000 | +232.5% | 26,700 | +456.2% | 0.02% | +250.0% |
| AOS | Buy | A.O. Smith Corporation | $1,667,000 | -32.2% | 35,200 | +41.4% | 0.02% | -30.0% |
| UFI | Buy | UNIFI Inc | $1,632,000 | +55.7% | 50,000 | +40.5% | 0.02% | +61.5% |
| MBBYF | Sell | Mobileye N V Amstelveen | $1,622,000 | -68.6% | 42,550 | -64.9% | 0.02% | -66.1% |
| KEY | KeyCorp | $1,601,000 | +50.2% | 87,622 | 0.0% | 0.02% | +53.8% | |
| LUV | Sell | Southwest Airlines Co. | $1,596,000 | +22.0% | 32,022 | -4.8% | 0.02% | +25.0% |
| FRFHF | New | Fairfax Financial Holdings Lim | $1,584,000 | – | 3,255 | +100.0% | 0.02% | – |
| XLRE | Buy | Select Sector SPDR Tr Real Est | $1,554,000 | -5.9% | 50,550 | +0.3% | 0.02% | 0.0% |
| Buy | Columbia Fds Ser Tr II Mass Sl | $1,568,000 | +16.8% | 86,127 | +14.7% | 0.02% | +25.0% | |
| VET | Vermilion Energy Inc | $1,585,000 | +8.9% | 37,583 | 0.0% | 0.02% | +17.6% | |
| STJ | Sell | St. Jude Medical, Inc. | $1,589,000 | -10.9% | 19,818 | -11.4% | 0.02% | -4.8% |
| RIO | Sell | Rio Tinto PLC - ADR | $1,594,000 | +15.2% | 41,434 | -0.0% | 0.02% | +17.6% |
| MNDJF | Mandalay Resources Corp. | $1,542,000 | -21.9% | 2,592,000 | 0.0% | 0.02% | -16.7% | |
| APA | Sell | Apache Corporation | $1,579,000 | -70.0% | 24,871 | -69.9% | 0.02% | -68.3% |
| NI | Sell | Nisource Inc | $1,581,000 | -11.9% | 71,418 | -4.1% | 0.02% | -9.1% |
| FPI | Buy | Farmland Partners Inc. | $1,454,000 | +0.8% | 130,300 | +1.1% | 0.02% | +11.8% |
| MAS | Buy | Masco Corporation | $1,450,000 | -6.8% | 45,854 | +1.1% | 0.02% | 0.0% |
| MOS | Sell | Mosaic Company | $1,458,000 | +18.8% | 49,701 | -0.9% | 0.02% | +26.7% |
| IYR | Buy | iShares DJ U.S. Real Estate In | $1,465,000 | -0.9% | 19,035 | +3.8% | 0.02% | +5.6% |
| Falco Resources (pvt) | $1,473,000 | -25.7% | 2,222,300 | 0.0% | 0.02% | -20.8% | ||
| Canadian Energy Services & Tec | $1,424,000 | +43.5% | 249,550 | 0.0% | 0.02% | +50.0% | ||
| HCA | Sell | HCA Holdings, Inc. | $1,395,000 | -3.3% | 18,840 | -1.3% | 0.02% | +5.9% |
| CRTO | Criteo SA | $1,421,000 | +17.0% | 34,600 | 0.0% | 0.02% | +20.0% | |
| BCR | Sell | C.R. Bard, Inc. | $1,440,000 | -0.8% | 6,410 | -1.0% | 0.02% | +5.9% |
| PGJ | Buy | Powershares ETF Trust Golden D | $1,419,000 | -12.4% | 49,630 | +1.6% | 0.02% | -5.3% |
| VOO | Buy | Vanguard S&P 500 ETF | $1,386,000 | +100.3% | 6,751 | +93.9% | 0.02% | +125.0% |
| PWR | Sell | Quanta Services, Inc. | $1,429,000 | +12.8% | 40,998 | -9.4% | 0.02% | +20.0% |
| ULTI | Sell | The Ultimate Software Group, I | $1,372,000 | -60.3% | 7,525 | -55.5% | 0.02% | -57.1% |
| OSUR | Sell | OraSure Technologies, Inc. | $1,391,000 | -65.0% | 158,460 | -68.2% | 0.02% | -62.5% |
| TRMB | Trimble Inc. | $1,387,000 | +5.6% | 46,000 | 0.0% | 0.02% | +12.5% | |
| INOV | New | Inovalon Holdings Inc. A | $1,442,000 | – | 140,000 | +100.0% | 0.02% | – |
| MGA | Sell | Magna International Inc | $1,411,000 | -42.8% | 32,500 | -43.4% | 0.02% | -40.0% |
| Buy | JPMorgan Chase & Var 99 Due 12 | $1,320,000 | +31.7% | 1,275,000 | +30.8% | 0.02% | +41.7% | |
| EPD | Sell | Enterprise Products LP | $1,357,000 | -17.8% | 50,171 | -16.1% | 0.02% | -15.0% |
| PODD | Buy | Insulet Corp | $1,319,000 | +101.4% | 35,000 | +118.8% | 0.02% | +112.5% |
| LAMR | Sell | Lamar Advertising Co. - Cl A | $1,329,000 | +1.5% | 19,765 | -1.4% | 0.02% | +6.2% |
| I-Pulse Inc (pvt) | $1,319,000 | 0.0% | 153,324 | 0.0% | 0.02% | +6.2% | ||
| NEWR | Sell | New Relic Inc | $1,263,000 | -62.4% | 44,700 | -49.0% | 0.02% | -60.0% |
| COLL | Buy | Collegium Pharmaceutical Inc | $1,214,000 | +23.9% | 78,000 | +53.2% | 0.02% | +33.3% |
| ECL | Buy | Ecolab Inc. | $1,262,000 | +77.5% | 10,765 | +84.3% | 0.02% | +77.8% |
| QQQ | Buy | PowerShares QQQ | $1,214,000 | +292.9% | 10,245 | +294.0% | 0.02% | +300.0% |
| DDC | Dominion Diamond Corp | $1,236,000 | -0.6% | 127,721 | 0.0% | 0.02% | +6.7% | |
| WBA | Sell | Walgreens Boots Alliance Inc | $1,252,000 | -10.8% | 15,125 | -13.1% | 0.02% | -5.9% |
| ABB | Sell | ABB Ltd F ADR | $1,227,000 | -7.5% | 58,242 | -1.1% | 0.02% | 0.0% |
| SSINQ | Sell | Stage Stores, Inc. | $1,174,000 | -34.3% | 268,705 | -15.7% | 0.02% | -28.6% |
| TDF | Sell | Templeton Dragon Fund Inc | $1,195,000 | -10.4% | 72,965 | -3.5% | 0.02% | -6.2% |
| NTRA | Buy | Natera Inc. | $1,171,000 | +91.7% | 100,000 | +81.8% | 0.02% | +114.3% |
| FEYE | Buy | Fireeye Inc | $1,136,000 | +387.6% | 95,450 | +502.2% | 0.02% | +400.0% |
| TSCO | Sell | Tractor Supply Comp | $1,152,000 | -39.7% | 15,200 | -46.4% | 0.02% | -34.8% |
| PETX | Buy | Aratana Therapeutics Inc. | $1,149,000 | +145.5% | 160,000 | +220.0% | 0.02% | +150.0% |
| BOFI | New | BofI Holding Inc. | $1,142,000 | – | 40,000 | +100.0% | 0.02% | – |
| MXF | Sell | The Mexico Fund | $1,197,000 | -22.3% | 79,623 | -17.5% | 0.02% | -21.1% |
| VLO | Buy | Valero Energy Corp | $1,100,000 | +76.3% | 16,100 | +36.8% | 0.01% | +100.0% |
| Fundamental Invs Inc CL F2 | $1,115,000 | +1.6% | 20,485 | 0.0% | 0.01% | +7.7% | ||
| FITBI | Sell | Fifth Third 6.625 Pfd Ser I | $1,080,000 | -16.3% | 39,630 | -6.2% | 0.01% | -6.7% |
| PTEN | Sell | Patterson-Uti Energy, Inc. | $1,070,000 | -72.6% | 39,765 | -77.2% | 0.01% | -70.2% |
| SEE | Sell | Sealed Air Corporation | $1,028,000 | -36.2% | 22,676 | -35.5% | 0.01% | -31.6% |
| DEPO | Buy | Depomed Inc. | $991,000 | +164.3% | 55,000 | +266.7% | 0.01% | +160.0% |
| CNSL | Sell | Consolidated Communications | $1,048,000 | +6.3% | 39,030 | -0.1% | 0.01% | +8.3% |
| CI | Sell | Cigna Corp. | $1,038,000 | +0.4% | 7,783 | -1.9% | 0.01% | +8.3% |
| VNTV | Sell | Vantiv Inc Class A | $1,048,000 | -24.3% | 17,581 | -28.6% | 0.01% | -23.5% |
| STX | Sell | Seagate Technology | $1,013,000 | -8.3% | 26,543 | -7.4% | 0.01% | 0.0% |
| AYI | Sell | Acuity Brands, Inc. | $999,000 | -41.4% | 4,326 | -32.9% | 0.01% | -35.0% |
| CLH | Sell | Clean Harbors, Inc. | $979,000 | -66.0% | 17,590 | -70.7% | 0.01% | -62.9% |
| USBPRH | US Bancorp Pfd Ser B | $1,031,000 | -11.3% | 47,800 | 0.0% | 0.01% | -7.1% | |
| HNGR | Sell | Hanger Orthopedic Group | $966,000 | +19.1% | 83,997 | -11.9% | 0.01% | +20.0% |
| COST | Sell | Costco Wholesale Co | $935,000 | -3.3% | 5,838 | -7.9% | 0.01% | 0.0% |
| LYB | Buy | Lyondellbasell Inds F Class A | $901,000 | +14.3% | 10,504 | +7.6% | 0.01% | +33.3% |
| NBIX | Sell | Neurocrine Biosciences Inc. | $953,000 | -44.2% | 24,625 | -27.0% | 0.01% | -42.9% |
| TSS | Sell | Total System Services, Inc. | $935,000 | -30.3% | 19,078 | -32.9% | 0.01% | -25.0% |
| XBI | Sell | SPDR S&P Biotech ETF | $934,000 | -21.0% | 15,786 | -11.5% | 0.01% | -14.3% |
| TDG | Sell | TransDigm Group Inc. | $977,000 | -52.6% | 3,925 | -44.9% | 0.01% | -52.0% |
| GDEN | Golden Entertainment Inc | $908,000 | -2.9% | 75,000 | 0.0% | 0.01% | +9.1% | |
| SSB | Buy | South St Corp | $969,000 | +36.3% | 11,085 | +17.0% | 0.01% | +33.3% |
| IFF | Sell | Intl Flavors & Fragrances | $861,000 | -21.9% | 7,305 | -5.2% | 0.01% | -15.4% |
| CTXS | Sell | Citrix Systems, Inc. | $837,000 | -61.7% | 9,375 | -63.5% | 0.01% | -57.7% |
| ES | Eversource Energy | $883,000 | +2.0% | 15,983 | 0.0% | 0.01% | +10.0% | |
| New | Falco Resources WTS C$1.45 Exp | $874,000 | – | 7,000,000 | +100.0% | 0.01% | – | |
| Jpmorgan TR I US Large SEL | $893,000 | +0.4% | 31,771 | 0.0% | 0.01% | 0.0% | ||
| KIM | Sell | Kimco Realty Corp COM | $842,000 | -14.3% | 33,457 | -1.5% | 0.01% | -8.3% |
| LJPC | Buy | La Jolla Pharmaceuticals Co | $877,000 | -2.8% | 50,000 | +31.9% | 0.01% | 0.0% |
| MIDD | Sell | Middleby Corporation | $875,000 | -57.5% | 6,790 | -59.2% | 0.01% | -56.0% |
| MDLZ | Sell | Mondelez Intl Inc | $852,000 | -7.3% | 19,228 | -8.1% | 0.01% | 0.0% |
| PNCPRP | Sell | PNC FINANCIA 6.125 PFD PFD SE | $835,000 | -15.1% | 30,600 | -9.3% | 0.01% | -8.3% |
| PH | Buy | Parker Hannifin Corporation | $886,000 | +11.7% | 6,327 | +0.2% | 0.01% | +10.0% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF IV | $870,000 | +11.8% | 2,882 | +4.5% | 0.01% | +22.2% |
| WDFC | Sell | WD 40 CO COM STK | $875,000 | +3.8% | 7,484 | -0.2% | 0.01% | +10.0% |
| FFIV | Buy | F5 Networks Inc. | $778,000 | +30.8% | 5,375 | +12.6% | 0.01% | +42.9% |
| TXN | Buy | Texas Instruments Inc. | $787,000 | +10.4% | 10,786 | +6.2% | 0.01% | +11.1% |
| DIA | Sell | SPDR Dow Jones Industrial Aver | $806,000 | +7.5% | 4,080 | -0.6% | 0.01% | +11.1% |
| SHOP | Sell | Shopify Inc Cl A | $806,000 | -32.7% | 18,800 | -32.6% | 0.01% | -28.6% |
| FLOW | New | SPX Flow Inc. | $802,000 | – | 25,000 | +100.0% | 0.01% | – |
| DXCM | Sell | Dexcom Inc | $775,000 | -62.7% | 12,979 | -45.2% | 0.01% | -60.0% |
| HSEACL | Buy | HSBC HOLDINGS PLC 8.125 | $772,000 | -0.8% | 29,766 | +3.5% | 0.01% | +11.1% |
| HOMB | Buy | Home Bancshares Inc | $782,000 | +52.4% | 28,150 | +14.2% | 0.01% | +66.7% |
| SWKS | Buy | Skyworks Solutions | $769,000 | +6.8% | 10,300 | +9.0% | 0.01% | +11.1% |
| SGMO | Buy | Sangamo Therapeutics, Inc | $755,000 | -21.4% | 247,665 | +19.4% | 0.01% | -16.7% |
| GPN | Sell | Global Payments Inc. | $744,000 | -62.1% | 10,720 | -58.1% | 0.01% | -58.3% |
| Sell | Rockhaven Resources Ltd (pvt) | $765,000 | -23.5% | 5,708,500 | -10.8% | 0.01% | -16.7% | |
| NOC | Buy | Northrop Grumman Corporation | $749,000 | +17.2% | 3,220 | +7.9% | 0.01% | +25.0% |
| PPL | Sell | PPL Corporation | $796,000 | -5.1% | 23,365 | -3.7% | 0.01% | 0.0% |
| ISRG | Intuitive Surgical, Inc. | $745,000 | -12.6% | 1,175 | 0.0% | 0.01% | 0.0% | |
| CEB | Ceb Inc COM | $758,000 | +11.3% | 12,500 | 0.0% | 0.01% | +25.0% | |
| FITB | Buy | Fifth Third Bancorp | $785,000 | +134.3% | 29,090 | +77.7% | 0.01% | +150.0% |
| UAL | Buy | United Continental Holdings In | $771,000 | +87.1% | 10,574 | +34.6% | 0.01% | +100.0% |
| SDY | Buy | SPDR S&P Dividend ETF | $702,000 | +10.4% | 8,201 | +8.8% | 0.01% | +12.5% |
| XLY | Buy | Sector SPDR fd Consumer Discre | $677,000 | +7.1% | 8,315 | +5.3% | 0.01% | +12.5% |
| CCP | Buy | Care Capital Properties Inc | $682,000 | +31.9% | 27,289 | +50.4% | 0.01% | +50.0% |
| DRRX | Buy | Durect Corporation | $678,000 | +90.4% | 506,000 | +97.7% | 0.01% | +125.0% |
| East Asia Minerals Corp | $710,000 | -7.9% | 67,623,933 | 0.0% | 0.01% | 0.0% | ||
| New | Electrum Ltd. (pvt) | $702,000 | – | 2,127,287 | +100.0% | 0.01% | – | |
| BSM | Black Stone Minerals | $673,000 | +5.3% | 35,860 | 0.0% | 0.01% | +12.5% | |
| WSO | Buy | Watsco Inc. Cl A | $737,000 | +18.9% | 4,975 | +13.1% | 0.01% | +28.6% |
| CPG | Buy | Crescent Point Energy Corp. | $724,000 | +3.1% | 53,250 | +0.2% | 0.01% | +12.5% |
| WAB | Sell | Wabtec Inc. | $702,000 | -7.8% | 8,450 | -9.4% | 0.01% | 0.0% |
| MSI | Sell | Motorola Solutions, Inc. | $711,000 | +4.7% | 8,575 | -3.6% | 0.01% | +12.5% |
| ALK | Sell | Alaska Air Group Inc. | $667,000 | -15.0% | 7,520 | -36.9% | 0.01% | 0.0% |
| CPRK | Citigroup Inc. Series K | $684,000 | -5.0% | 25,000 | 0.0% | 0.01% | 0.0% | |
| IEC | Sell | Iec Electrs Corp NEW COM | $732,000 | -82.9% | 205,055 | -77.2% | 0.01% | -82.4% |
| DV | Sell | DeVry Education Group Inc. | $718,000 | -58.4% | 23,015 | -69.2% | 0.01% | -57.1% |
| IDXX | Sell | IDEXX Laboratories, Inc. | $640,000 | -9.7% | 5,460 | -13.2% | 0.01% | -11.1% |
| PBCT | Sell | People's United Financial Inc. | $612,000 | +15.0% | 31,600 | -6.0% | 0.01% | +33.3% |
| ALNY | Sell | Alnylam Pharmaceutical | $637,000 | -91.5% | 17,005 | -84.6% | 0.01% | -91.1% |
| GSK | Sell | GlaxoSmithKline plc - ADR | $615,000 | -96.7% | 15,981 | -96.3% | 0.01% | -96.5% |
| DVY | New | iShares DJ Select Div Index Fu | $609,000 | – | 6,880 | +100.0% | 0.01% | – |
| AET | Buy | Aetna Inc. | $660,000 | +21.1% | 5,320 | +12.7% | 0.01% | +14.3% |
| CHRW | Sell | C. H. Robinson Worldwide, Inc. | $659,000 | -36.5% | 9,000 | -38.9% | 0.01% | -33.3% |
| CLVS | Sell | Clovis Oncology Inc | $610,000 | -60.2% | 13,725 | -67.7% | 0.01% | -55.6% |
| FN | Sell | Fabrinet Shs | $633,000 | -52.4% | 15,700 | -47.4% | 0.01% | -50.0% |
| AME | Sell | Ametek Inc. | $612,000 | -8.2% | 12,600 | -9.7% | 0.01% | 0.0% |
| TEL | Sell | TE Connectivity Limited | $620,000 | +6.9% | 8,949 | -0.6% | 0.01% | +14.3% |
| SPXU | Sell | Proshares Ultrapro Short S&P 5 | $663,000 | -73.6% | 32,465 | -70.1% | 0.01% | -73.3% |
| COP | Sell | ConocoPhillips | $616,000 | -9.4% | 12,293 | -21.4% | 0.01% | 0.0% |
| VRX | Sell | Valeant Pharmaceuticals Int'l | $662,000 | -52.4% | 45,614 | -19.4% | 0.01% | -52.9% |
| MCK | Buy | McKesson Corporation | $645,000 | +4.7% | 4,595 | +24.4% | 0.01% | +14.3% |
| PEG | Buy | Public Service Enterprise Grou | $600,000 | +9.5% | 13,673 | +4.5% | 0.01% | +14.3% |
| PCTY | Sell | Paylocity Holding Corp | $600,000 | -66.3% | 20,000 | -50.1% | 0.01% | -61.9% |
| PSX | Phillips 66 | $646,000 | +7.3% | 7,474 | 0.0% | 0.01% | +14.3% | |
| EFSC | New | Enterprise Financial Services | $604,000 | – | 14,047 | +100.0% | 0.01% | – |
| PAYX | Sell | Paychex Inc | $656,000 | -9.3% | 10,770 | -13.8% | 0.01% | -11.1% |
| VTR | Buy | Ventas Inc. | $643,000 | -4.7% | 10,282 | +7.6% | 0.01% | 0.0% |
| IWF | Sell | iShares Russell 1000 Growth Fu | $608,000 | -0.7% | 5,792 | -1.4% | 0.01% | +14.3% |
| UNFI | Sell | United Nat Foods Inc | $550,000 | -88.4% | 11,521 | -90.2% | 0.01% | -87.7% |
| MLM | Sell | Martin Marietta Materials, Inc | $570,000 | -13.4% | 2,575 | -29.9% | 0.01% | -12.5% |
| IBKC | New | Iberia Bank Corporation | $586,000 | – | 7,000 | +100.0% | 0.01% | – |
| ETN | Buy | Eaton Corp Plc | $572,000 | +15.6% | 8,529 | +13.3% | 0.01% | +16.7% |
| FPRX | Sell | Five Prime Therapeut | $580,000 | -55.0% | 11,575 | -52.9% | 0.01% | -53.3% |
| MCO | Moody's Corporation | $510,000 | -12.8% | 5,405 | 0.0% | 0.01% | 0.0% | |
| TD | Sell | The Toronto-Dominion Bank | $538,000 | +10.2% | 10,900 | -0.7% | 0.01% | +16.7% |
| Sell | Nestle SA | $574,000 | -17.2% | 8,000 | -9.1% | 0.01% | -12.5% | |
| NUAN | Sell | Nuance Communications Inc. | $550,000 | -66.6% | 36,925 | -67.5% | 0.01% | -65.0% |
| CLX | Sell | Clorox Company | $577,000 | -27.2% | 4,807 | -24.1% | 0.01% | -30.0% |
| AIRM | Sell | Air Methods Corporation | $541,000 | -80.2% | 17,000 | -80.4% | 0.01% | -78.8% |
| DBVT | Sell | DBV Technologies SA | $527,000 | -21.6% | 15,000 | -18.9% | 0.01% | -12.5% |
| AWR | Sell | American Sts WTR Co COM | $565,000 | -6.0% | 12,400 | -17.3% | 0.01% | 0.0% |
| EWC | iShares MSCI Canada Index Fund | $565,000 | +1.8% | 21,600 | 0.0% | 0.01% | 0.0% | |
| ATUSF | New | Altius Minerals Corp | $581,000 | – | 62,400 | +100.0% | 0.01% | – |
| FAS | New | Direxion Financial Bull 3X ETF | $520,000 | – | 12,720 | +100.0% | 0.01% | – |
| GGG | Graco Inc. | $518,000 | +12.1% | 6,240 | 0.0% | 0.01% | +16.7% | |
| NUE | Buy | Nucor Corp | $530,000 | +117.2% | 8,910 | +80.6% | 0.01% | +133.3% |
| SJM | Buy | J.M. Smucker Co. | $523,000 | +121.6% | 4,086 | +135.1% | 0.01% | +133.3% |
| EXP | Buy | Eagle Materials Inc. | $542,000 | +89.5% | 5,500 | +48.6% | 0.01% | +133.3% |
| KSS | Buy | Kohls Corp | $544,000 | +25.6% | 11,019 | +11.3% | 0.01% | +40.0% |
| WDAY | Sell | Workday Inc Class A | $549,000 | -74.1% | 8,300 | -64.1% | 0.01% | -72.0% |
| FXI | Sell | iShares FTSE/Xinhua China 25 I | $509,000 | -13.4% | 14,675 | -5.2% | 0.01% | 0.0% |
| NOV | Sell | National-Oilwell Varco Inc. | $459,000 | -29.3% | 12,255 | -30.6% | 0.01% | -25.0% |
| C | New | Citigroup Inc. | $478,000 | – | 8,040 | +100.0% | 0.01% | – |
| CTAS | Sell | Cintas | $463,000 | -25.3% | 4,006 | -27.2% | 0.01% | -14.3% |
| MTN | Sell | Vail Resorts Inc | $447,000 | -43.1% | 2,772 | -44.6% | 0.01% | -33.3% |
| UAN | New | CVR Partners LP | $484,000 | – | 80,500 | +100.0% | 0.01% | – |
| VSM | New | Versum Materials Inc | $483,000 | – | 17,196 | +100.0% | 0.01% | – |
| WBC | Sell | Wabco Holdings Inc | $488,000 | -32.3% | 4,600 | -27.6% | 0.01% | -33.3% |
| CDK | CDK Global Inc | $432,000 | +4.1% | 7,236 | 0.0% | 0.01% | +20.0% | |
| LITE | Sell | Lumentum Holdings Inc | $464,000 | -40.0% | 12,000 | -35.1% | 0.01% | -33.3% |
| LII | Sell | Lennox International Inc. | $490,000 | -6.5% | 3,200 | -4.2% | 0.01% | 0.0% |
| AAL | New | American Airlines Group Inc | $462,000 | – | 9,894 | +100.0% | 0.01% | – |
| K | Sell | Kellogg Co | $482,000 | -11.6% | 6,540 | -7.1% | 0.01% | -14.3% |
| NDSN | Nordson Corporation | $448,000 | +12.3% | 4,000 | 0.0% | 0.01% | +20.0% | |
| EFG | Sell | Ishares MSCI EAFE Growth Index | $476,000 | -23.1% | 7,475 | -17.4% | 0.01% | -14.3% |
| NTTYY | Sell | Nippon Telephone & Telegraph A | $434,000 | -8.2% | 10,306 | -0.1% | 0.01% | 0.0% |
| AMD | New | Advanced Micro Devices, Inc. | $454,000 | – | 40,000 | +100.0% | 0.01% | – |
| IRWD | Sell | Ironwood Pharmaceuticals, Inc. | $453,000 | -42.5% | 29,612 | -40.3% | 0.01% | -33.3% |
| IPGP | IPG Photonics Corp | $494,000 | +19.9% | 5,000 | 0.0% | 0.01% | +20.0% | |
| NCR | Sell | NCR Corp. | $490,000 | -26.9% | 12,087 | -41.9% | 0.01% | -25.0% |
| SITE | New | Siteone Landscape Supply Inc | $481,000 | – | 13,862 | +100.0% | 0.01% | – |
| SPR | Buy | Spirit Aerosys Hldgs I Com CL | $469,000 | +31.7% | 8,034 | +0.4% | 0.01% | +50.0% |
| FBHS | Sell | Fortune Brands Home & Sec Inc | $503,000 | -45.4% | 9,400 | -40.7% | 0.01% | -45.5% |
| FIW | Buy | First Trust ISE Water Index Fu | $439,000 | +8.7% | 11,100 | +3.7% | 0.01% | +20.0% |
| SUMR | Sell | Summer Infant Inc | $453,000 | -85.0% | 226,408 | -83.8% | 0.01% | -83.3% |
| ZIONO | Sell | Zions Bancorp 6.3 PFD DUTCH T | $460,000 | -30.9% | 17,233 | -22.5% | 0.01% | -25.0% |
| EEFT | Sell | Euronet Services Inc. | $476,000 | -66.9% | 6,575 | -62.6% | 0.01% | -64.7% |
| ZBH | New | Zimmer Biomet Holdings Inc | $442,000 | – | 4,283 | +100.0% | 0.01% | – |
| TEP | Sell | Tallgrass Energy Partners LP | $475,000 | -10.0% | 10,005 | -8.7% | 0.01% | 0.0% |
| TSLA | Buy | Tesla Motors Inc | $466,000 | +28.4% | 2,183 | +22.6% | 0.01% | +50.0% |
| DISCA | Sell | Discovery Communications Inc S | $451,000 | -28.6% | 16,466 | -29.8% | 0.01% | -25.0% |
| FANG | New | Diamondback Energy Inc | $505,000 | – | 5,000 | +100.0% | 0.01% | – |
| DTKCL | Deutsche Bk Contgnt Cap Tr III | $499,000 | +4.8% | 20,000 | 0.0% | 0.01% | 0.0% | |
| CLR | Sell | Continental Resources, Inc. | $473,000 | -40.0% | 9,175 | -39.5% | 0.01% | -33.3% |
| MMC | Sell | Marsh & McLennan Companies, In | $385,000 | +0.3% | 5,691 | -0.4% | 0.01% | 0.0% |
| MDSO | Medidata Solutions, Inc. | $358,000 | -10.7% | 7,200 | 0.0% | 0.01% | 0.0% | |
| MHK | Sell | Mohawk Industries, Inc. | $359,000 | -53.4% | 1,800 | -53.2% | 0.01% | -44.4% |
| SAVE | New | Spirit Airlines Inc. | $405,000 | – | 7,000 | +100.0% | 0.01% | – |
| CUDA | New | Barracuda Networks, Inc. | $385,000 | – | 17,950 | +100.0% | 0.01% | – |
| DPZ | Sell | Dominos Pizza Inc Com | $430,000 | -20.2% | 2,700 | -23.9% | 0.01% | -16.7% |
| TRN | Buy | Trinity Inds Inc | $384,000 | +42.2% | 13,850 | +24.2% | 0.01% | +66.7% |
| CDNS | Sell | Cadence Design Systems Inc. | $378,000 | -12.9% | 15,000 | -11.8% | 0.01% | 0.0% |
| FUN | Sell | Cedar Fair LP Depositry Unit | $379,000 | +5.9% | 5,900 | -5.6% | 0.01% | +25.0% |
| MFC | Manulife Financial F | $371,000 | +26.2% | 20,834 | 0.0% | 0.01% | +25.0% | |
| AVY | Sell | Avery Dennison Corp | $407,000 | -13.4% | 5,789 | -4.1% | 0.01% | -16.7% |
| WFSTF | Western Forest Products Inc | $366,000 | -14.5% | 260,000 | 0.0% | 0.01% | 0.0% | |
| MUR | Sell | Murphy Oil Corporation | $358,000 | -4.5% | 11,500 | -6.9% | 0.01% | 0.0% |
| OKE | ONEOK INC | $408,000 | +11.8% | 7,100 | 0.0% | 0.01% | +25.0% | |
| MDR | Sell | McDermott International Inc. | $398,000 | -91.9% | 53,815 | -94.5% | 0.01% | -91.5% |
| WRK | Buy | Westrock Co | $386,000 | +9.7% | 7,597 | +4.7% | 0.01% | +25.0% |
| ROL | Rollins Inc. | $377,000 | +15.3% | 11,157 | 0.0% | 0.01% | +25.0% | |
| BAX | Sell | Baxter Intl Inc COM | $379,000 | -18.8% | 8,548 | -12.8% | 0.01% | -16.7% |
| IT | Gartner Group, Inc. | $404,000 | +14.1% | 4,000 | 0.0% | 0.01% | +25.0% | |
| NYCB | New York Community Bancorp | $356,000 | +11.6% | 22,400 | 0.0% | 0.01% | +25.0% | |
| IDA | Idacorp Inc. | $399,000 | +3.1% | 4,950 | 0.0% | 0.01% | 0.0% | |
| FLR | Buy | Fluor Corporation | $419,000 | +4.0% | 7,980 | +1.7% | 0.01% | 0.0% |
| SE | Sell | Spectra Energy Corp | $374,000 | -28.5% | 9,090 | -25.7% | 0.01% | -16.7% |
| XRAY | Sell | Dentsply Sirona Inc | $402,000 | -41.4% | 6,963 | -39.7% | 0.01% | -37.5% |
| AMJ | Sell | JP Morgan Chase Alerian ETN | $363,000 | -37.2% | 11,482 | -37.4% | 0.01% | -28.6% |
| IAC | IAC/Interactivecorp | $375,000 | +3.6% | 5,795 | 0.0% | 0.01% | +25.0% | |
| WMB | Sell | Williams Companies, Inc. | $397,000 | +1.0% | 12,735 | -0.4% | 0.01% | 0.0% |
| TSN | Sell | Tyson Foods, Inc. | $391,000 | -73.6% | 6,344 | -68.0% | 0.01% | -72.2% |
| YUM | Buy | Yum Brands Inc | $370,000 | +61.6% | 5,849 | +131.7% | 0.01% | +66.7% |
| STT | State Street Corporation | $365,000 | +11.6% | 4,690 | 0.0% | 0.01% | +25.0% | |
| CUBI | New | Customers Bancorp Inc | $358,000 | – | 10,000 | +100.0% | 0.01% | – |
| MNST | Sell | Monster Beverage Corp New | $399,000 | -94.3% | 9,000 | -81.1% | 0.01% | -94.0% |
| TYL | Sell | Tyler Technologies, Inc. | $282,000 | -80.5% | 1,975 | -76.6% | 0.00% | -76.5% |
| PSAPRUCL | Buy | Public Storage Series U 5.375 | $286,000 | +19.2% | 12,166 | +29.9% | 0.00% | +33.3% |
| DKS | Sell | Dick's Sporting Goods, Inc. | $291,000 | -39.4% | 5,472 | -35.3% | 0.00% | -33.3% |
| AIG | Sell | American International Group, | $304,000 | +7.4% | 4,651 | -2.4% | 0.00% | +33.3% |
| NAVI | Sell | Navient Corp | $337,000 | -31.2% | 20,500 | -39.5% | 0.00% | -33.3% |
| IJK | iShares S&P Midcap 400/Barra G | $292,000 | +4.3% | 1,600 | 0.0% | 0.00% | +33.3% | |
| CHD | Sell | Church & Dwight Co., Inc. | $325,000 | -54.4% | 7,350 | -50.5% | 0.00% | -55.6% |
| NHI | National Health Investors, Inc | $319,000 | -5.3% | 4,300 | 0.0% | 0.00% | 0.0% | |
| SLMBP | SLM Corp Pfd. Series B | $282,000 | +14.2% | 5,000 | 0.0% | 0.00% | +33.3% | |
| POOL | New | Pool Corp. | $334,000 | – | 3,200 | +100.0% | 0.00% | – |
| JWN | Nordstrom Inc | $288,000 | -7.4% | 6,000 | 0.0% | 0.00% | 0.0% | |
| Sell | Panasonic Corp | $341,000 | -78.2% | 33,525 | -78.9% | 0.00% | -78.9% | |
| IR | Ingersoll-Rand PLC | $319,000 | +10.4% | 4,250 | 0.0% | 0.00% | +33.3% | |
| HA | Sell | Hawaiian Holdings Inc | $299,000 | -68.1% | 5,250 | -72.7% | 0.00% | -63.6% |
| PNCPRQ | Buy | PNC FINL SVCS GROUP INC | $312,000 | +31.6% | 13,200 | +41.9% | 0.00% | +33.3% |
| AMH | American Homes 4 Rent | $294,000 | -3.0% | 14,000 | 0.0% | 0.00% | 0.0% | |
| BIP | Brookfield Infrastructure Part | $334,000 | -27.2% | 10,350 | 0.0% | 0.00% | -33.3% | |
| OI | Owens-Illinois, Inc. | $340,000 | -5.3% | 19,533 | 0.0% | 0.00% | 0.0% | |
| GSPRBCL | Buy | GOLDMAN SACHS GROUP INC PFD 1/ | $292,000 | +6.6% | 11,500 | +9.5% | 0.00% | +33.3% |
| LNC | Buy | Lincoln National Corp. | $317,000 | +53.1% | 4,782 | +8.6% | 0.00% | +100.0% |
| GWR | Genesee & Wyoming Inc. | $288,000 | +0.7% | 4,150 | 0.0% | 0.00% | +33.3% | |
| LULU | Sell | Lululemon Athletica Inc. | $289,000 | -2.0% | 4,450 | -7.9% | 0.00% | 0.0% |
| SPOK | Sell | Spok Holdings Inc | $289,000 | +13.3% | 13,906 | -2.8% | 0.00% | +33.3% |
| WRE | Sell | Washington Real Estate Investm | $305,000 | +4.8% | 9,332 | -0.4% | 0.00% | +33.3% |
| WEC | Buy | WEC Energy Group Inc. | $278,000 | +2.2% | 4,742 | +4.4% | 0.00% | +33.3% |
| SLCA | Sell | U.S. Silica Holdings Inc. | $309,000 | -66.8% | 5,450 | -72.8% | 0.00% | -63.6% |
| BX | Buy | Blackstone Group LP | $337,000 | +55.3% | 12,450 | +46.5% | 0.00% | +33.3% |
| AZPN | Aspen Technology, Inc. | $336,000 | +16.7% | 6,150 | 0.0% | 0.00% | +33.3% | |
| VTI | Vanguard Total Stock Market ET | $335,000 | +3.7% | 2,901 | 0.0% | 0.00% | 0.0% | |
| SPWR | Sell | Sunpower Corp | $337,000 | -32.6% | 51,035 | -8.9% | 0.00% | -33.3% |
| FICO | Sell | Fair Isaac Corporation | $298,000 | -20.3% | 2,500 | -16.7% | 0.00% | 0.0% |
| New | Citigroup Inc Var 99 Due 12/31 | $280,000 | – | 271,000 | +100.0% | 0.00% | – | |
| FDS | Sell | Factset Research Systems Inc. | $294,000 | -51.0% | 1,800 | -51.4% | 0.00% | -42.9% |
| MON | Sell | Monsanto Co | $288,000 | -1.7% | 2,734 | -4.7% | 0.00% | 0.0% |
| HAO | Sell | Claymore Exchange Traded Fund | $287,000 | -77.6% | 12,898 | -74.9% | 0.00% | -73.3% |
| BBY | New | Best Buy Inc | $293,000 | – | 6,872 | +100.0% | 0.00% | – |
| CLNE | Sell | Clean Energy Fuels Corp. | $327,000 | -82.7% | 114,275 | -73.0% | 0.00% | -82.6% |
| WR | Sell | Westar Energy, Inc. | $293,000 | -9.3% | 5,200 | -8.8% | 0.00% | 0.0% |
| Vanguard/Primecap Fund Admiral | $321,000 | -1.5% | 2,953 | 0.0% | 0.00% | 0.0% | ||
| Sell | Matthews China Fund | $286,000 | -75.7% | 18,510 | -70.8% | 0.00% | -71.4% | |
| TECK | Teck Resources Ltd. - Class B | $300,000 | +11.1% | 15,000 | 0.0% | 0.00% | +33.3% | |
| WDC | New | Western Digital Corporation | $303,000 | – | 4,460 | +100.0% | 0.00% | – |
| Sell | Roche Holdings AG | $297,000 | -20.2% | 1,300 | -13.3% | 0.00% | 0.0% | |
| TTEK | Buy | Tetra Tech Inc. | $298,000 | +44.0% | 6,900 | +18.5% | 0.00% | +100.0% |
| TPL | Texas Pacific Land Trust | $291,000 | +23.8% | 981 | 0.0% | 0.00% | +33.3% | |
| MRO | Sell | Marathon Oil Corporation | $208,000 | -78.9% | 12,000 | -80.8% | 0.00% | -75.0% |
| OGE | New | OGE Energy Corp. | $201,000 | – | 6,000 | +100.0% | 0.00% | – |
| New | NORTH CAROLINA HSG 1.8170 01/ | $210,000 | – | 210,000 | +100.0% | 0.00% | – | |
| PKI | Perkinelmer Inc. | $222,000 | -6.7% | 4,250 | 0.0% | 0.00% | 0.0% | |
| PFG | New | Principal Financial | $204,000 | – | 3,518 | +100.0% | 0.00% | – |
| MTD | Sell | Mettler-Toledo Int'l Inc. | $209,000 | -33.7% | 500 | -33.3% | 0.00% | -25.0% |
| QEP | QEP Resources Inc. | $223,000 | -5.5% | 12,100 | 0.0% | 0.00% | 0.0% | |
| RPM | Sell | RPM Internnational Inc. | $253,000 | -17.3% | 4,700 | -17.5% | 0.00% | -25.0% |
| PKG | Sell | Packaging Corp. of America | $272,000 | -48.9% | 3,209 | -51.0% | 0.00% | -50.0% |
| ROLL | New | RBC Bearing Inc | $232,000 | – | 2,500 | +100.0% | 0.00% | – |
| RAI | Sell | Reynolds American Inc. | $229,000 | +12.8% | 4,082 | -5.4% | 0.00% | +50.0% |
| L | Sell | Loews Corporation | $238,000 | +7.7% | 5,075 | -5.6% | 0.00% | 0.0% |
| LEG | Sell | Leggett & Platt Inc. | $209,000 | -56.6% | 4,285 | -59.5% | 0.00% | -50.0% |
| LH | New | Laboratory Corp of America Hol | $209,000 | – | 1,629 | +100.0% | 0.00% | – |
| RHP | Sell | Ryman Hospitality Pptys Inc | $213,000 | -9.4% | 3,385 | -30.7% | 0.00% | 0.0% |
| New | KANSAS ST DEV FIN 5.1700 03/0 | $213,000 | – | 200,000 | +100.0% | 0.00% | – | |
| XES | New | SPDR Oil & Gas Equipment & Ser | $224,000 | – | 10,000 | +100.0% | 0.00% | – |
| SIVB | New | SVB Financial Group | $263,000 | – | 1,532 | +100.0% | 0.00% | – |
| IVW | New | iShares S&P 500 Growth Fund | $247,000 | – | 2,031 | +100.0% | 0.00% | – |
| SANM | New | Sanmina Corporation | $231,000 | – | 6,311 | +100.0% | 0.00% | – |
| ITCI | Sell | Intra Cellular Therapies Inc | $228,000 | -83.7% | 15,125 | -83.5% | 0.00% | -82.4% |
| IP | Sell | International Paper | $217,000 | -1.4% | 4,092 | -10.8% | 0.00% | 0.0% |
| IPXL | Sell | Impax Laboratories Inc Com | $254,000 | -75.7% | 19,152 | -56.6% | 0.00% | -76.9% |
| XLK | Buy | Technology Select Sector SPDR | $256,000 | +7.1% | 5,295 | +5.9% | 0.00% | 0.0% |
| New | HOUSTON TEX INDPT SC 5.561 2/ | $213,000 | – | 200,000 | +100.0% | 0.00% | – | |
| HXL | New | Hexcel Corporation | $231,000 | – | 4,500 | +100.0% | 0.00% | – |
| HCOM | Hawaiian Telecom Holding Co In | $233,000 | +11.0% | 9,400 | 0.0% | 0.00% | 0.0% | |
| GPORQ | Buy | Gulfport Energy Corporation | $235,000 | -7.5% | 10,850 | +20.6% | 0.00% | 0.0% |
| FRPT | Sell | Freshpet Inc | $224,000 | +13.1% | 22,100 | -3.3% | 0.00% | +50.0% |
| FCX | Sell | Freeport-McMoran, Inc | $236,000 | -8.9% | 17,892 | -25.0% | 0.00% | 0.0% |
| FINL | Sell | Finish Line Inc Cl A | $250,000 | -85.3% | 13,300 | -82.0% | 0.00% | -85.0% |
| FSK | New | FS Investment Corp | $218,000 | – | 21,200 | +100.0% | 0.00% | – |
| DPS | Sell | Dr Pepper Snapple Group | $233,000 | -3.7% | 2,566 | -3.0% | 0.00% | 0.0% |
| DCI | New | Donaldson Company, Inc. | $267,000 | – | 6,350 | +100.0% | 0.00% | – |
| THO | New | Thor Industries Inc. | $202,000 | – | 2,022 | +100.0% | 0.00% | – |
| DXBCL | Deutsche Bank Contingent Cap P | $258,000 | +3.2% | 10,750 | 0.0% | 0.00% | 0.0% | |
| CMI | New | Cummins Inc | $250,000 | – | 1,826 | +100.0% | 0.00% | – |
| CSGP | Sell | Costar Group Inc. | $236,000 | -73.6% | 1,250 | -69.7% | 0.00% | -72.7% |
| CSOD | Sell | Cornerstone Ondemand Inc | $248,000 | -83.6% | 5,850 | -82.2% | 0.00% | -83.3% |
| CBSH | New | Commerce Bancshares | $231,000 | – | 4,000 | +100.0% | 0.00% | – |
| RARE | Sell | Ultragenyx Pharmaceutical Inc | $241,000 | -74.3% | 3,425 | -74.1% | 0.00% | -72.7% |
| CEF | Central Fund Canada LTD | $209,000 | -18.4% | 18,500 | 0.0% | 0.00% | 0.0% | |
| New | UNIVERSITY N C CHAPE 2.285 12 | $254,000 | – | 250,000 | +100.0% | 0.00% | – | |
| CMO | Buy | Capstead Mtg Corp Com No Par | $198,000 | +33.8% | 19,400 | +23.6% | 0.00% | +50.0% |
| Buy | Vanguard/Wellington Fd Inc Adm | $233,000 | +3.1% | 3,452 | +2.6% | 0.00% | 0.0% | |
| CA | CA INC COM | $244,000 | -3.9% | 7,672 | 0.0% | 0.00% | 0.0% | |
| CYS | Buy | CYS Investments Inc | $271,000 | +40.4% | 35,100 | +58.8% | 0.00% | +50.0% |
| VICR | Vicor Corp. | $239,000 | +30.6% | 15,800 | 0.0% | 0.00% | +50.0% | |
| CBOE | Sell | CBOE Holdings Inc | $222,000 | -14.3% | 3,000 | -25.0% | 0.00% | 0.0% |
| WAT | New | Waters Corporation | $231,000 | – | 1,717 | +100.0% | 0.00% | – |
| WRI | Weingarten Realty Investment | $215,000 | -8.1% | 6,000 | 0.0% | 0.00% | 0.0% | |
| BMRN | Sell | Biomarin Pharmaceutl | $207,000 | -95.0% | 2,500 | -94.4% | 0.00% | -94.0% |
| BBBY | Sell | Bed Bath & Beyond Inc. | $227,000 | -24.6% | 5,576 | -20.1% | 0.00% | -25.0% |
| AVT | Sell | Avnet, Inc. | $255,000 | +6.2% | 5,347 | -8.6% | 0.00% | 0.0% |
| ABTL | Sell | Autobytel Inc Com New | $244,000 | -71.5% | 18,150 | -62.3% | 0.00% | -70.0% |
| Siemens AG | $221,000 | +5.2% | 1,800 | 0.0% | 0.00% | 0.0% | ||
| BPY | Brookfield Property Partners L | $231,000 | -4.1% | 10,500 | 0.0% | 0.00% | 0.0% | |
| MDT | Sell | Medtronic PLC | $203,000 | -24.0% | 2,856 | -7.7% | 0.00% | 0.0% |
| ALGN | Align Technologies Inc. | $240,000 | +2.6% | 2,500 | 0.0% | 0.00% | 0.0% | |
| Sell | The Atlantic Trust Disciplined | $215,000 | -27.4% | 13,190 | -28.3% | 0.00% | -25.0% | |
| ADXS | Sell | Advaxis Inc | $248,000 | -67.5% | 34,600 | -51.5% | 0.00% | -66.7% |
| AGNC | New | AGNC Investment Corp. | $254,000 | – | 14,000 | +100.0% | 0.00% | – |
| PNM | New | PNM Resources Inc. | $206,000 | – | 6,000 | +100.0% | 0.00% | – |
| BBG | Sell | Bill Barrett Corporation | $126,000 | -64.9% | 18,000 | -72.1% | 0.00% | -50.0% |
| LXP | Sell | Lexington Realty Trust | $146,000 | -5.8% | 13,500 | -10.0% | 0.00% | 0.0% |
| PHYS | Sprott Physical Gold Trust | $125,000 | -14.4% | 13,364 | 0.0% | 0.00% | 0.0% | |
| VNRSQ | Sell | Vanguard Nat Res LLC | $126,000 | -62.9% | 187,155 | -50.2% | 0.00% | -50.0% |
| AES | Sell | The AES Corporation | $145,000 | -12.1% | 12,499 | -2.7% | 0.00% | 0.0% |
| Buy | AT Mid Cap Equity Fund Institu | $129,000 | 0.0% | 11,257 | +1.3% | 0.00% | 0.0% | |
| INO | Sell | Inovio Pharmaceuticals Inc | $146,000 | -43.0% | 21,000 | -23.6% | 0.00% | -33.3% |
| ENLK | EnLink Midstream Partners, LP | $184,000 | +4.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| AMLP | Sell | Alerian MLP ETF | $139,000 | -23.6% | 11,050 | -23.0% | 0.00% | 0.0% |
| SLV | iShares Silver Trust | $156,000 | -16.6% | 10,300 | 0.0% | 0.00% | 0.0% | |
| RBYCF | New | Rubicon Minerals Corp. | $161,000 | – | 115,709 | +100.0% | 0.00% | – |
| LC | Lendingclub Corp. | $158,000 | -15.1% | 30,031 | 0.0% | 0.00% | 0.0% | |
| LBIO | Lion BioTechnologies Inc | $160,000 | -15.3% | 23,000 | 0.0% | 0.00% | 0.0% | |
| WTI | W&T Offshore, Inc. | $139,000 | +58.0% | 50,000 | 0.0% | 0.00% | +100.0% | |
| RDNT | Sell | Radnet Inc | $125,000 | -81.1% | 19,425 | -78.3% | 0.00% | -75.0% |
| PACB | Pacific Biosciences California | $95,000 | -57.6% | 25,000 | 0.0% | 0.00% | -66.7% | |
| NGD | New Gold Inc. | $60,000 | -18.9% | 17,000 | 0.0% | 0.00% | 0.0% | |
| Sell | ENN Energy Holdings Ltd. | $116,000 | -29.7% | 29,250 | -14.0% | 0.00% | -50.0% | |
| Buy | Micell Technologies Inc Ser D- | $109,000 | +9.0% | 19,367 | +9.4% | 0.00% | 0.0% | |
| Micell Technologies Inc Ser D- | $100,000 | 0.0% | 17,699 | 0.0% | 0.00% | 0.0% | ||
| TNDM | Sell | Tandem Diabetes Care Inc | $52,000 | -93.3% | 24,150 | -76.2% | 0.00% | -88.9% |
| CUI | Sell | Cui Global Inc COM NEW | $112,000 | +12.0% | 16,221 | -5.8% | 0.00% | 0.0% |
| NLY | New | Annaly Capital Management Inc. | $109,000 | – | 10,937 | +100.0% | 0.00% | – |
| SWZ | Sell | Swiss Helvitia Fund | $102,000 | -38.9% | 10,034 | -35.6% | 0.00% | -50.0% |
| New | BYD Co Ltd | $100,000 | – | 19,000 | +100.0% | 0.00% | – | |
| Exit | Barisan Gold Corp - Reg D | $0 | – | -78,750 | -100.0% | 0.00% | – | |
| FOLGF | Falcon Oil & Gas Ltd. | $3,000 | 0.0% | 40,000 | 0.0% | 0.00% | – | |
| New | Astreka LLC | $0 | – | 33,333 | +100.0% | 0.00% | – | |
| FATE | Sell | Fate Therapeutics Inc. | $38,000 | -44.9% | 15,000 | -31.8% | 0.00% | -100.0% |
| FCUUF | Fission Uranium Corp. | $14,000 | 0.0% | 29,700 | 0.0% | 0.00% | – | |
| General Motors 6.25 07/15/33 | $0 | – | 110,000 | 0.0% | 0.00% | – | ||
| Gran Colombia Gold WTS Exp 10/ | $0 | – | 437,500 | 0.0% | 0.00% | – | ||
| Colossus Minerals Inc | $0 | – | 2,045,823 | 0.0% | 0.00% | – | ||
| KEYO | KeyOn Communications Holdings, | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| Chelsea Therapeutics Contingen | $0 | – | 80,000 | 0.0% | 0.00% | – | ||
| New | Sound Energy PLC | $9,000 | – | 10,000 | +100.0% | 0.00% | – | |
| Terrace Energy Corp | $14,000 | +75.0% | 367,800 | 0.0% | 0.00% | – | ||
| U104 | Q2 Gold Resources Inc | $0 | – | 80,130 | 0.0% | 0.00% | – | |
| Mirant Corp - (ESCROW) | $0 | – | 10,320 | 0.0% | 0.00% | – | ||
| MURZY | New | Murray & Roberts Holdings Ltd. | $12,000 | – | 15,000 | +100.0% | 0.00% | – |
| Plata Latina Minerals Corp. | $37,000 | -51.3% | 2,000,000 | 0.0% | 0.00% | -100.0% | ||
| CLDX | Celldex Therapeutics | $35,000 | -12.5% | 10,000 | 0.0% | 0.00% | – | |
| Buy | Echelon Diversified Fund LP | $13,000 | +8.3% | 12,989 | +13.0% | 0.00% | – | |
| Prosensa Holdings NV RTSF Righ | $0 | – | 11,200 | 0.0% | 0.00% | – | ||
| ABHD | Abtech Hldgs Inc | $2,000 | -33.3% | 100,000 | 0.0% | 0.00% | – | |
| CGIX | Sell | Cancer Genetics Inc. | $20,000 | -52.4% | 15,000 | -37.0% | 0.00% | -100.0% |
| CRCUF | Canarc Resource Corp | $8,000 | -38.5% | 131,500 | 0.0% | 0.00% | – | |
| Colossus Minerals Inc Warrant | $0 | – | 1,428,945 | 0.0% | 0.00% | – | ||
| GSTCQ | Exit | Gastar Exploration Ltd. | $0 | – | -27,800 | -100.0% | 0.00% | – |
| Exit | Immuno Vaccine Inc. | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | Starhub Ltd. | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| SLRRF | Exit | Silver Range Resources Ltd | $0 | – | -665,000 | -100.0% | -0.00% | – |
| CATB | Exit | Catabasis Pharmaceuticals Inc | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DYAI | Exit | Dyadic Intl Inc | $0 | – | -32,100 | -100.0% | -0.00% | – |
| AINV | Exit | Apollo Investment Corporation | $0 | – | -11,250 | -100.0% | -0.00% | – |
| QURE | Exit | Uniqure Nv | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CIEN | Exit | Ciena Corporation | $0 | – | -9,500 | -100.0% | -0.00% | – |
| TNK | Exit | Teekay Tankers LTD | $0 | – | -61,200 | -100.0% | -0.00% | – |
| EWJ | Exit | iShares MSCI Japan Index Fund | $0 | – | -12,500 | -100.0% | -0.00% | – |
| BDSI | Exit | Biodelivery Sciences Intl. | $0 | – | -60,000 | -100.0% | -0.00% | – |
| SHPG | Exit | Shire Pharmaceuticals Group PL | $0 | – | -1,047 | -100.0% | -0.00% | – |
| BGCP | Exit | BGC Partners, Inc. | $0 | – | -25,853 | -100.0% | -0.00% | – |
| ATR | Exit | Aptargroup Inc | $0 | – | -3,027 | -100.0% | -0.00% | – |
| ILMN | Exit | Illumina, Inc. | $0 | – | -1,550 | -100.0% | -0.00% | – |
| PNRA | Exit | Panera Bread Company | $0 | – | -1,257 | -100.0% | -0.00% | – |
| SSNC | Exit | SS&C Technologies Hldgs Inc | $0 | – | -7,000 | -100.0% | -0.00% | – |
| DATA | Exit | Tableau Software Inc. Cl. A | $0 | – | -4,300 | -100.0% | -0.00% | – |
| TFX | Exit | Teleflex Inc. | $0 | – | -1,253 | -100.0% | -0.00% | – |
| AWI | Exit | Armstrong World Industries, In | $0 | – | -5,700 | -100.0% | -0.00% | – |
| WOOF | Exit | VCA Antech Inc. | $0 | – | -3,500 | -100.0% | -0.00% | – |
| CBS | Exit | CBS Corporation | $0 | – | -4,394 | -100.0% | -0.00% | – |
| BEAV | Exit | B/E Aerospace Inc | $0 | – | -5,600 | -100.0% | -0.00% | – |
| SGYPQ | Exit | Synergy Pharmaceuticals | $0 | – | -55,000 | -100.0% | -0.00% | – |
| PSAPRW | Exit | Public Storage Pfd Series W 5. | $0 | – | -12,600 | -100.0% | -0.00% | – |
| SAM | Exit | The Boston Beer Company, Inc. | $0 | – | -2,000 | -100.0% | -0.00% | – |
| HAR | Exit | Harman International | $0 | – | -3,825 | -100.0% | -0.00% | – |
| GKOS | Exit | Glaukos Corp | $0 | – | -9,000 | -100.0% | -0.00% | – |
| TRIP | Exit | Tripadvisor Inc | $0 | – | -4,645 | -100.0% | -0.00% | – |
| TUBE | Exit | Tubemogul Inc | $0 | – | -35,000 | -100.0% | -0.00% | – |
| OMED | Exit | Oncomed Pharmaceuticals Inc. | $0 | – | -28,600 | -100.0% | -0.00% | – |
| JAZZ | Exit | Jazz Pharmaceuticals PLC | $0 | – | -2,800 | -100.0% | -0.00% | – |
| ALLE | Exit | Allegion Pub Ltd Co | $0 | – | -4,568 | -100.0% | -0.00% | – |
| RGLS | Exit | Regulus Therapeutics Inc | $0 | – | -113,250 | -100.0% | -0.00% | – |
| AZN | Exit | AstraZeneca PLC ADR | $0 | – | -9,358 | -100.0% | -0.00% | – |
| ALDR | Exit | Alder Biopharmaceuticals Inc | $0 | – | -11,650 | -100.0% | -0.01% | – |
| MSCI | Exit | MSCI Inc. | $0 | – | -4,732 | -100.0% | -0.01% | – |
| EA | Exit | Electronic Arts, Inc. | $0 | – | -4,388 | -100.0% | -0.01% | – |
| RYT | Exit | Rydex S&P Equal Weight Technol | $0 | – | -4,000 | -100.0% | -0.01% | – |
| ADSK | Exit | Autodesk Inc. | $0 | – | -5,426 | -100.0% | -0.01% | – |
| FCG | Exit | First Trust ISE Revere Nat Gas | $0 | – | -17,075 | -100.0% | -0.01% | – |
| CORT | Exit | Corcept Therapeutics Inc. | $0 | – | -65,800 | -100.0% | -0.01% | – |
| BOBE | Exit | Bob Evans Farms Inc. | $0 | – | -9,816 | -100.0% | -0.01% | – |
| LXRX | Exit | Lexicon Pharmaceuticals Inc | $0 | – | -25,000 | -100.0% | -0.01% | – |
| MGNX | Exit | Macrogenics Inc. | $0 | – | -17,000 | -100.0% | -0.01% | – |
| ORMP | Exit | Oramed Pharmaceuticals Inc | $0 | – | -70,000 | -100.0% | -0.01% | – |
| ARLZ | Exit | Aralez Pharmaceuticals Inc | $0 | – | -101,000 | -100.0% | -0.01% | – |
| RWM | Exit | Proshares Tr PSHS SHTRUSS 2000 | $0 | – | -10,000 | -100.0% | -0.01% | – |
| RYH | Exit | Rydex S&P Equal Weight Healthc | $0 | – | -3,000 | -100.0% | -0.01% | – |
| PCRX | Exit | Pacira Pharmaceuticals Inc. | $0 | – | -15,200 | -100.0% | -0.01% | – |
| MPLX | Exit | MPLX LP | $0 | – | -13,767 | -100.0% | -0.01% | – |
| Exit | Parnassus Fund | $0 | – | -12,625 | -100.0% | -0.01% | – | |
| FTNT | Exit | Fortinet, Inc. | $0 | – | -16,350 | -100.0% | -0.01% | – |
| JUNO | Exit | Juno Therapeutics Inc | $0 | – | -18,500 | -100.0% | -0.01% | – |
| Exit | Reckitt Benckiser Group PLC | $0 | – | -6,235 | -100.0% | -0.01% | – | |
| BR | Exit | Broadridge Financial Solutions | $0 | – | -8,350 | -100.0% | -0.01% | – |
| CHMT | Exit | Chemtura Corporation | $0 | – | -18,550 | -100.0% | -0.01% | – |
| ARRY | Exit | Array Biopharma Inc. | $0 | – | -100,000 | -100.0% | -0.01% | – |
| ADMS | Exit | Adamas Pharmaceutivals Inc Com | $0 | – | -40,000 | -100.0% | -0.01% | – |
| ORLY | Exit | O'Reilly Automotive, Inc. | $0 | – | -2,484 | -100.0% | -0.01% | – |
| ICPT | Exit | Intercept Pharmaceuticals Inc | $0 | – | -4,000 | -100.0% | -0.01% | – |
| QID | Exit | Ultrashort QQQ Proshares | $0 | – | -31,805 | -100.0% | -0.01% | – |
| EDC | Exit | Direxion Shs ETF Tr Dly Emg Mk | $0 | – | -11,500 | -100.0% | -0.01% | – |
| BHI | Exit | Baker Hughes Inc Com | $0 | – | -14,750 | -100.0% | -0.01% | – |
| BSTC | Exit | Biospecifics Technologies Corp | $0 | – | -16,000 | -100.0% | -0.01% | – |
| TKR | Exit | Timken Company | $0 | – | -24,300 | -100.0% | -0.01% | – |
| ACRS | Exit | Aclaris Therapeutics Inc. | $0 | – | -33,000 | -100.0% | -0.01% | – |
| RBYCF | Exit | Rubicon Minerals Corp. | $0 | – | -19,771,800 | -100.0% | -0.01% | – |
| IRBT | Exit | iRobot Corp Com | $0 | – | -20,000 | -100.0% | -0.01% | – |
| GWRE | Exit | Guidewire Software Inc | $0 | – | -15,650 | -100.0% | -0.01% | – |
| FLT | Exit | Fleetcor Technologies Inc. | $0 | – | -5,550 | -100.0% | -0.01% | – |
| ABMD | Exit | Abiomed Inc | $0 | – | -7,600 | -100.0% | -0.01% | – |
| O | Exit | Realty Income Corp. | $0 | – | -15,484 | -100.0% | -0.01% | – |
| ASGN | Exit | On Assignment Inc | $0 | – | -28,100 | -100.0% | -0.01% | – |
| VLKPY | Exit | Volkswagen AG Sponsored ADR Pf | $0 | – | -42,500 | -100.0% | -0.01% | – |
| NGG | Exit | National Grid PLC -ADR | $0 | – | -16,414 | -100.0% | -0.01% | – |
| LNKD | Exit | Linkedin Corp Class A | $0 | – | -7,900 | -100.0% | -0.02% | – |
| MTRN | Exit | Materion Corporation | $0 | – | -52,879 | -100.0% | -0.02% | – |
| Exit | Anthem United Inc | $0 | – | -8,075,000 | -100.0% | -0.02% | – | |
| Exit | TMAC Resources Inc | $0 | – | -120,100 | -100.0% | -0.02% | – | |
| TWTR | Exit | Twitter Inc | $0 | – | -78,150 | -100.0% | -0.02% | – |
| SRCL | Exit | Stericycle Inc. | $0 | – | -27,690 | -100.0% | -0.03% | – |
| VRTX | Exit | Vertex Pharmaceutica | $0 | – | -32,466 | -100.0% | -0.03% | – |
| WEB | Exit | Web.com Group Inc. | $0 | – | -165,750 | -100.0% | -0.03% | – |
| OPHT | Exit | Ophthotech Corp | $0 | – | -73,340 | -100.0% | -0.04% | – |
| CLB | Exit | Core Laboratories N.V. | $0 | – | -31,365 | -100.0% | -0.04% | – |
| FSM | Exit | Fortuna Silver Mines Inc. | $0 | – | -514,000 | -100.0% | -0.04% | – |
| HTZGQ | Exit | Hertz Global Holdings Inc *new | $0 | – | -106,512 | -100.0% | -0.05% | – |
| PAGP | Exit | Plains Gp Hldgs L P Class A | $0 | – | -371,070 | -100.0% | -0.06% | – |
| PVG | Exit | Pretium Resources Inc | $0 | – | -467,500 | -100.0% | -0.06% | – |
| RBGLY | Exit | Reckitt Benckise GP F ADR | $0 | – | -262,170 | -100.0% | -0.06% | – |
| GFI | Exit | Gold Fields Limited | $0 | – | -1,032,020 | -100.0% | -0.06% | – |
| ZBRA | Exit | Zebra Technologies Corp. | $0 | – | -74,485 | -100.0% | -0.06% | – |
| PRGO | Exit | Perrigo Co Plc | $0 | – | -63,545 | -100.0% | -0.07% | – |
| CNX | Exit | CONSOL Energy Inc. | $0 | – | -513,707 | -100.0% | -0.12% | – |
| LGF | Exit | Lions Gate Entertainment Corp. | $0 | – | -514,019 | -100.0% | -0.12% | – |
| AA | Exit | Alcoa Inc. | $0 | – | -2,394,650 | -100.0% | -0.29% | – |
| XRX | Exit | Xerox Corp Common | $0 | – | -2,527,000 | -100.0% | -0.31% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| The Home Depot, Inc. | 42 | Q3 2023 | 8.5% |
| MICROSOFT CORP. | 42 | Q3 2023 | 3.7% |
| APPLE INC. | 42 | Q3 2023 | 3.5% |
| AMAZON INC. | 42 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.6% |
| MERCK & CO. INC. | 42 | Q3 2023 | 1.8% |
| Nextera Energy Inc COM | 42 | Q3 2023 | 1.6% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.7% |
| Procter & Gamble Company | 42 | Q3 2023 | 1.2% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Coda Octopus Group, Inc. | February 13, 2023 | 615,000 | 5.7% |
| NCS Multistage Holdings, Inc. | February 13, 2023 | 111,057 | 4.6% |
| ALMADEN MINERALS LTD | January 14, 2020 | 10 | 4.9% |
| Argonaut Gold, Inc. | January 14, 2020 | 10 | 5.7% |
| BEAR CREEK MINING CORP | January 14, 2020 | 10 | 9.9% |
| Corvus Gold Inc. | January 14, 2020 | 10 | 19.6% |
| Electromed, Inc. | January 14, 2020 | 10 | 5.1% |
| INTERNATIONAL TOWER HILL MINES LTD | January 14, 2020 | 10 | 16.1% |
| Jaguar Mining Inc | January 14, 2020 | 10 | 19.3% |
| MAG SILVER CORP | January 14, 2020 | 10 | 9.8% |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G | 2024-02-12 |
| SC 13G | 2024-02-12 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-10 |
| SC 13G/A | 2023-02-13 |
| SC 13G/A | 2023-02-13 |
View TOCQUEVILLE ASSET MANAGEMENT L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.